GLADSTONE CAPITAL CORP - GLAD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | History | Reduced | 326,346 | 5,662 | 0.0% | 0.01% | 1 | -119,430 | -26.79% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 256,179 | 4,444 | 0.0% | 0.0% | 2 | -15,523 | -5.71% | Q1 2026 | May 05, 2026 |
| Legal & General Group Plc | History | Added to | 175,728 | 3,048 | 0.0% | 0.0% | 3 | +16,790 | 10.56% | Q1 2026 | May 08, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 150,284 | 2,607 | 0.0% | 0.01% | 4 | -51,535 | -25.54% | Q1 2026 | May 15, 2026 |
| North Ground Capital | History | New | 142,896 | 2,479 | 2.99% | — | 5 | +142,896 | New | Q1 2026 | May 11, 2026 |
| MORGAN STANLEY | History | Added to | 135,580 | 2,352 | 0.0% | 0.0% | 6 | +84,262 | 164.2% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 113,290 | 1,965 | 0.0% | 0.0% | 7 | -19,166 | -14.47% | Q1 2026 | May 06, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 112,907 | 1,958 | 0.0% | 0.0% | 8 | -106,846 | -48.62% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 92,984 | 1,613 | 0.0% | 0.0% | 9 | +6,332 | 7.31% | Q1 2026 | May 15, 2026 |
| BlackRock, Inc. | History | Reduced | 87,629 | 1,520 | 0.0% | 0.0% | 10 | -70,291 | -44.51% | Q1 2026 | May 13, 2026 |
| B. Riley Wealth Advisors, Inc. | History | New | 88,295 | 1,516 | 0.1% | — | 11 | +88,295 | New | Q1 2026 | Apr 24, 2026 |
| DnB Asset Management AS | History | No change | 77,525 | 1,345 | 0.0% | 0.01% | 12 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Legacy Capital Wealth Partners, LLC | History | Added to | 68,107 | 1,181 | 0.24% | 0.27% | 13 | +7,463 | 12.31% | Q1 2026 | May 15, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 54,429 | 1,124 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 63,054 | 1,093 | 0.02% | 0.02% | 15 | -1,855 | -2.86% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 50,225 | 871 | 0.0% | 0.0% | 16 | +9,366 | 22.92% | Q1 2026 | May 11, 2026 |
| Campbell & CO Investment Adviser LLC | History | New | 48,186 | 836 | 0.05% | — | 17 | +48,186 | New | Q1 2026 | May 15, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 47,146 | 817 | 0.0% | 0.01% | 18 | -12,110 | -20.44% | Q1 2026 | May 05, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 46,686 | 809 | 0.0% | 0.0% | 19 | -1,010 | -2.12% | Q1 2026 | May 14, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 45,900 | 796 | 0.0% | 0.0% | 20 | -25,350 | -35.58% | Q1 2026 | May 15, 2026 |
| XTX Topco Ltd | History | New | 34,318 | 595 | 0.01% | — | 21 | +34,318 | New | Q1 2026 | May 15, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 33,201 | 576 | 0.02% | 0.02% | 22 | +6,507 | 24.38% | Q1 2026 | May 13, 2026 |
| Cetera Investment Advisers | History | Reduced | 28,890 | 501 | 0.0% | 0.0% | 23 | -6,335 | -17.98% | Q1 2026 | May 13, 2026 |
| Virtus Investment Advisers, LLC | History | Added to | 28,409 | 492 | 0.14% | 0.16% | 24 | +8 | 0.03% | Q1 2026 | May 14, 2026 |
| Trexquant Investment LP | History | Reduced | 27,301 | 473 | 0.0% | 0.01% | 25 | -31,884 | -53.87% | Q1 2026 | May 15, 2026 |
| Ausdal Financial Partners, Inc. | History | Reduced | 26,927 | 467 | 0.02% | 0.03% | 26 | -2,969 | -9.93% | Q1 2026 | May 12, 2026 |
| Brevan Howard Capital Management LP | History | Reduced | 26,187 | 454 | 0.0% | 0.01% | 27 | -13,661 | -34.28% | Q1 2026 | May 15, 2026 |
| Kovack Advisors, Inc. | History | Added to | 25,313 | 442 | 0.02% | 0.02% | 28 | +981 | 4.03% | Q1 2026 | May 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 25,375 | 440 | 0.0% | 0.0% | 29 | -2,598 | -9.29% | Q1 2026 | May 15, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 25,315 | 439 | 0.0% | 0.0% | 30 | -3,899 | -13.35% | Q1 2026 | May 12, 2026 |
| DENALI ADVISORS LLC | History | Reduced | 21,984 | 381 | 0.04% | 0.05% | 31 | -1,414 | -6.04% | Q1 2026 | May 08, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 20,851 | 361 | 0.0% | 0.0% | 32 | +15,170 | 267.03% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 18,910 | 328 | 0.0% | 0.0% | 33 | -702 | -3.58% | Q1 2026 | May 15, 2026 |
| Shulman DeMeo Asset Management LLC | History | New | 18,395 | 319 | 0.07% | — | 34 | +18,395 | New | Q1 2026 | Apr 09, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 18,097 | 313 | 0.0% | 0.0% | 35 | -35,328 | -66.13% | Q1 2026 | May 12, 2026 |
| MACKENZIE FINANCIAL CORP | History | No change | 16,410 | 284 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 15,989 | 279 | 0.02% | 0.02% | 37 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Fortress Financial Solutions, LLC | History | Reduced | 14,116 | 244 | 0.25% | 0.32% | 38 | -798 | -5.35% | Q1 2026 | May 04, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 13,642 | 236 | 0.0% | 0.0% | 39 | -83,298 | -85.93% | Q1 2026 | May 15, 2026 |
| SageGuard Financial Group, LLC | History | No change | 12,038 | 208 | 0.03% | 0.04% | 40 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| OXFORD ASSET MANAGEMENT LLP | History | New | 11,615 | 201 | 0.09% | — | 41 | +11,615 | New | Q1 2026 | May 15, 2026 |
| Quantbot Technologies LP | History | Added to | 10,742 | 186 | 0.01% | 0.0% | 42 | +3,813 | 55.03% | Q1 2026 | May 13, 2026 |
| Entropy Technologies, LP | History | New | 10,300 | 178 | 0.01% | — | 43 | +10,300 | New | Q1 2026 | May 14, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 9,400 | 163 | 0.0% | 0.01% | 44 | -27,300 | -74.39% | Q1 2026 | May 04, 2026 |
| Sunbelt Securities, Inc. | History | New | 8,200 | 142 | 0.01% | — | 45 | +8,200 | New | Q1 2026 | May 15, 2026 |
| Sound Income Strategies, LLC | History | No change | 6,771 | 118 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 6,512 | 112 | 0.06% | 0.07% | 47 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 4,200 | 72 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 3,630 | 62 | 0.0% | 0.0% | 49 | -3,176 | -46.66% | Q1 2026 | May 13, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 3,594 | 62 | 0.0% | 0.0% | 50 | +1,089 | 43.47% | Q1 2026 | Apr 07, 2026 |
| Aquatic Capital Management LLC | History | Reduced | 3,487 | 60 | 0.0% | 0.01% | 51 | -16,643 | -82.68% | Q1 2026 | May 15, 2026 |
| Ritter Daniher Financial Advisory LLC / DE | History | Added to | 3,148 | 54 | 0.01% | 0.01% | 52 | +75 | 2.44% | Q1 2026 | May 06, 2026 |
| Larson Financial Group LLC | History | No change | 2,400 | 41 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 2,280 | 39 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| PFS Partners, LLC | History | No change | 1,969 | 34 | 0.02% | 0.02% | 55 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Advisory Services Network, LLC | History | New | 1,769 | 30 | 0.0% | — | 56 | +1,769 | New | Q1 2026 | May 15, 2026 |
| Allworth Financial LP | History | No change | 1,700 | 29 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| WFA of San Diego, LLC | History | No change | 1,550 | 26 | 0.02% | 0.02% | 58 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 1,562 | 25 | 0.0% | 0.0% | 59 | -57 | -3.52% | Q1 2026 | May 15, 2026 |
| COMERICA BANK | History | No change | 1,250 | 25 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 1,400 | 24 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Triumph Capital Management | History | Added to | 1,300 | 22 | 0.0% | 0.0% | 62 | +550 | 73.33% | Q1 2026 | May 13, 2026 |
| FIFTH THIRD BANCORP | History | New | 1,262 | 21 | 0.0% | — | 63 | +1,262 | New | Q1 2026 | May 01, 2026 |
| NFSG Corp | History | No change | 1,000 | 17 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| PRIVATE TRUST CO NA | History | No change | 948 | 16 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| State of Alaska, Department of Revenue | History | No change | 917 | 15 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| ORG Partners LLC | History | No change | 500 | 10 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Vermillion Wealth Management, Inc. | History | No change | 500 | 8 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 494 | 8 | 0.0% | 0.01% | 69 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| CWM, LLC | History | Reduced | 444 | 7 | 0.0% | 0.0% | 70 | -1,535 | -77.56% | Q1 2026 | May 14, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 256 | 4 | 0.0% | 0.0% | 71 | -75 | -22.66% | Q1 2026 | May 15, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | No change | 215 | 3 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| MRP Capital Investments, LLC | History | No change | 202 | 3 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 136 | 2 | 0.0% | — | 74 | +136 | New | Q1 2026 | May 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | New | 100 | 1 | 0.0% | — | 79 | +100 | New | Q1 2026 | May 08, 2026 |
| Russell Investments Group, Ltd. | History | New | 70 | 1 | 0.0% | — | 78 | +70 | New | Q1 2026 | May 08, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | No change | 100 | 1 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 50 | 1 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Key FInancial Inc | History | No change | 100 | 1 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -110,304 | -100.0% | Q1 2026 | May 14, 2026 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -37,951 | -100.0% | Q1 2026 | May 15, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -37,778 | -100.0% | Q1 2026 | May 11, 2026 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -36,791 | -100.0% | Q1 2026 | May 15, 2026 |
| Closed-End Fund Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.33% | — | -26,694 | -100.0% | Q1 2026 | May 11, 2026 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -23,775 | -100.0% | Q1 2026 | May 15, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.0% | — | -20,493 | -100.0% | Q1 2026 | May 15, 2026 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -15,504 | -100.0% | Q1 2026 | May 14, 2026 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,281 | -100.0% | Q1 2026 | May 15, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,306 | -100.0% | Q1 2026 | May 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,212 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Garner Asset Management Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -1,750 | -100.0% | Q1 2026 | Apr 28, 2026 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,317 | -100.0% | Q1 2026 | May 14, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -598 | -100.0% | Q1 2026 | May 14, 2026 |
| Harbor Asset Planning, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -386 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.0% | — | -275 | -100.0% | Q1 2026 | May 15, 2026 |
| CX Institutional | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2026 | Apr 06, 2026 |
| Main Street Group, LTD | History | New | 54 | 0 | — | — | — | +54 | New | Q1 2026 | May 06, 2026 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | — | — | -17 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Caitong International Asset Management Co., Ltd | History | New | 15 | 0 | — | — | — | +15 | New | Q1 2026 | May 11, 2026 |
| Signature Resources Capital Management, LLC | History | New | 4 | 0 | — | — | — | +4 | New | Q1 2026 | May 01, 2026 |
| KERR FINANCIAL PLANNING Corp | History | Added to | 54 | 0 | — | 0.0% | — | +2 | 3.85% | Q1 2026 | Apr 29, 2026 |
| IFP Advisors, Inc | History | Added to | 45 | 0 | — | — | — | +1 | 2.27% | Q1 2026 | Apr 13, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Oakworth Capital, Inc. | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |