GLADSTONE CAPITAL CORP - GLAD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | History | No change | 456,227 | 8,859 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 286,863 | 5,570 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Legal & General Group Plc | History | No change | 182,091 | 3,536 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 162,633 | 3,158 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| B. Riley Wealth Advisors, Inc. | History | No change | 135,581 | 2,637 | 0.14% | 0.14% | 5 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| LPL Financial LLC | History | No change | 121,639 | 2,362 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MORGAN STANLEY | History | No change | 108,974 | 2,116 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| North Ground Capital | History | No change | 105,280 | 2,044 | 2.45% | 2.45% | 8 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 97,486 | 1,893 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Legacy Capital Wealth Partners, LLC | History | No change | 89,112 | 1,730 | 0.33% | 0.33% | 10 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BlackRock, Inc. | History | No change | 85,522 | 1,660 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 75,000 | 1,456 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 74,881 | 1,454 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Advisors Asset Management, Inc. | History | No change | 73,780 | 1,432 | 0.02% | 0.02% | 14 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DnB Asset Management AS | History | No change | 63,933 | 1,241 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Schonfeld Strategic Advisors LLC | History | No change | 59,135 | 1,148 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 53,457 | 1,038 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| JANE STREET GROUP, LLC | History | No change | 52,874 | 1,026 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 51,399 | 998 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Miller Global Investments, LLC | History | Added to | 48,139 | 925 | 0.75% | 0.26% | 20 | +32,136 | 200.81% | Q3 2026 | Oct 02, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 44,837 | 870 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Campbell & CO Investment Adviser LLC | History | No change | 39,226 | 761 | 0.04% | 0.04% | 22 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| BEARING POINT CAPITAL, LLC | History | No change | 37,000 | 718 | 0.1% | 0.1% | 23 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| CITADEL ADVISORS LLC | History | No change | 32,600 | 633 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | No change | 32,181 | 624 | 0.02% | 0.02% | 25 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| PDT Partners, LLC | History | No change | 32,116 | 623 | 0.03% | 0.03% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 28,901 | 561 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Trexquant Investment LP | History | No change | 27,234 | 528 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D.A. DAVIDSON & CO. | History | No change | 26,747 | 519 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Kovack Advisors, Inc. | History | No change | 25,670 | 505 | 0.02% | 0.02% | 30 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 24,859 | 482 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ausdal Financial Partners, Inc. | History | No change | 24,288 | 471 | 0.02% | 0.02% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 23,050 | 447 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 22,690 | 440 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DENALI ADVISORS LLC | History | No change | 20,095 | 390 | 0.04% | 0.04% | 35 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Virtus Investment Advisers, LLC | History | No change | 19,977 | 387 | 0.09% | 0.09% | 36 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ROYAL BANK OF CANADA | History | No change | 19,923 | 387 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IMC-Chicago, LLC | History | No change | 18,016 | 349 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Cassaday & Co Wealth Management LLC | History | No change | 17,507 | 339 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Shulman DeMeo Asset Management LLC | History | No change | 17,396 | 337 | 0.06% | 0.06% | 40 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| MACKENZIE FINANCIAL CORP | History | No change | 16,410 | 318 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 15,989 | 314 | 0.02% | 0.02% | 42 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Brevan Howard Capital Management LP | History | No change | 14,768 | 286 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EAGLE GLOBAL ADVISORS LLC | History | No change | 12,355 | 239 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 6,210 | 120 | 0.05% | 0.05% | 45 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 4,200 | 81 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Farther Finance Advisors, LLC | History | No change | 3,723 | 72 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Ritter Daniher Financial Advisory LLC / DE | History | No change | 3,222 | 62 | 0.01% | 0.01% | 48 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| JPMORGAN CHASE & CO | History | No change | 2,926 | 56 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Larson Financial Group LLC | History | No change | 2,400 | 46 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 2,280 | 44 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| PFS Partners, LLC | History | No change | 1,969 | 38 | 0.02% | 0.02% | 52 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Allworth Financial LP | History | No change | 1,700 | 33 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 1,400 | 27 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Triumph Capital Management | History | No change | 1,300 | 25 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| FIFTH THIRD BANCORP | History | No change | 1,262 | 24 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 1,193 | 22 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PRIVATE TRUST CO NA | History | No change | 948 | 18 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| State of Alaska, Department of Revenue | History | No change | 917 | 17 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | No change | 698 | 13 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Vermillion Wealth Management, Inc. | History | No change | 500 | 9 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 494 | 9 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Caitong International Asset Management Co., Ltd | History | No change | 339 | 6 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 300 | 5 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MRP Capital Investments, LLC | History | No change | 202 | 3 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Caitlin John, LLC | History | No change | 200 | 3 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 136 | 2 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | No change | 110 | 2 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | No change | 100 | 1 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 50 | 1 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Russell Investments Group, Ltd. | History | No change | 67 | 1 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Key FInancial Inc | History | No change | 100 | 1 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Main Street Group, LTD | History | No change | 55 | 1 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| KERR FINANCIAL PLANNING Corp | History | No change | 55 | 1 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Jul 02, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ASSETMARK, INC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Oakworth Capital, Inc. | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| IFP Advisors, Inc | History | No change | 46 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |