GLADSTONE CAPITAL CORP - GLAD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | History | Reduced | 445,776 | 9,210 | 0.01% | 0.01% | 1 | -43,973 | -8.98% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Added to | 271,702 | 5,613 | 0.0% | 0.0% | 2 | +41,484 | 18.02% | Q4 2025 | Jan 29, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 219,753 | 4,540 | 0.0% | 0.0% | 3 | +168,904 | 332.17% | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 201,819 | 4,169 | 0.01% | 0.0% | 4 | +112,300 | 125.45% | Q4 2025 | Feb 17, 2026 |
| Legal & General Group Plc | History | Added to | 158,938 | 3,291 | 0.0% | 0.0% | 5 | +22,085 | 16.14% | Q4 2025 | Feb 09, 2026 |
| BlackRock, Inc. | History | Reduced | 157,920 | 3,262 | 0.0% | 0.0% | 6 | -54 | -0.03% | Q4 2025 | Feb 12, 2026 |
| LPL Financial LLC | History | Reduced | 132,456 | 2,736 | 0.0% | 0.0% | 7 | -1,428 | -1.07% | Q4 2025 | Feb 11, 2026 |
| MARSHALL WACE, LLP | History | Added to | 110,304 | 2,278 | 0.0% | 0.0% | 8 | +1,041 | 0.95% | Q4 2025 | Feb 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 96,940 | 2,002 | 0.0% | 0.0% | 9 | -1,860 | -1.88% | Q4 2025 | Mar 25, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 86,652 | 1,790 | 0.0% | 0.0% | 10 | -82,430 | -48.75% | Q4 2025 | Feb 17, 2026 |
| DnB Asset Management AS | History | Reduced | 77,525 | 1,603 | 0.01% | 0.01% | 11 | -10,950 | -12.38% | Q4 2025 | Feb 05, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 71,250 | 1,472 | 0.0% | 0.0% | 12 | +59,050 | 484.02% | Q4 2025 | Feb 17, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 64,909 | 1,341 | 0.02% | 0.02% | 13 | +1,727 | 2.73% | Q4 2025 | Feb 12, 2026 |
| Legacy Capital Wealth Partners, LLC | History | Added to | 60,644 | 1,252 | 0.27% | 0.25% | 14 | +8,237 | 15.72% | Q4 2025 | Jan 16, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 59,256 | 1,224 | 0.01% | 0.02% | 15 | -56,695 | -48.9% | Q4 2025 | Jan 29, 2026 |
| Trexquant Investment LP | History | Added to | 59,185 | 1,222 | 0.01% | 0.01% | 16 | +30,695 | 107.74% | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA ADVISERS, LP | History | Reduced | 54,429 | 1,124 | 0.0% | 0.0% | 17 | -17,400 | -24.22% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 53,425 | 1,103 | 0.0% | 0.0% | 18 | +34,278 | 179.03% | Q4 2025 | Feb 12, 2026 |
| MORGAN STANLEY | History | Reduced | 51,318 | 1,060 | 0.0% | 0.0% | 19 | -21,504 | -29.53% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 47,696 | 985 | 0.0% | 0.0% | 20 | -11,565 | -19.52% | Q4 2025 | Feb 18, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 40,859 | 844 | 0.0% | 0.0% | 21 | +1,685 | 4.3% | Q4 2025 | Feb 13, 2026 |
| Brevan Howard Capital Management LP | History | Added to | 39,848 | 823 | 0.01% | 0.0% | 22 | +11,997 | 43.08% | Q4 2025 | Feb 17, 2026 |
| D. E. Shaw & Co., Inc. | History | New | 37,951 | 784 | 0.0% | — | 23 | +37,951 | New | Q4 2025 | Feb 17, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Added to | 37,778 | 780 | 0.0% | 0.0% | 24 | +22,800 | 152.22% | Q4 2025 | Feb 10, 2026 |
| Quadrature Capital Ltd | History | Added to | 36,791 | 760 | 0.01% | 0.01% | 25 | +11,580 | 45.93% | Q4 2025 | Feb 17, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 36,700 | 758 | 0.01% | — | 26 | +36,700 | New | Q4 2025 | Feb 02, 2026 |
| Cetera Investment Advisers | History | Reduced | 35,225 | 727 | 0.0% | 0.0% | 27 | -1,509 | -4.11% | Q4 2025 | Feb 17, 2026 |
| Ausdal Financial Partners, Inc. | History | Added to | 29,896 | 617 | 0.03% | 0.03% | 28 | +1,222 | 4.26% | Q4 2025 | Feb 13, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | New | 29,214 | 603 | 0.0% | — | 29 | +29,214 | New | Q4 2025 | Feb 10, 2026 |
| Virtus Investment Advisers, LLC | History | Added to | 28,401 | 586 | 0.16% | 0.11% | 30 | +10,703 | 60.48% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 27,973 | 577 | 0.0% | 0.0% | 31 | +16,710 | 148.36% | Q4 2025 | Feb 17, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | New | 26,694 | 551 | 0.02% | — | 32 | +26,694 | New | Q4 2025 | Jan 14, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 26,694 | 551 | 0.33% | — | 33 | +26,694 | New | Q4 2025 | Feb 11, 2026 |
| Kovack Advisors, Inc. | History | Reduced | 24,332 | 502 | 0.02% | 0.08% | 34 | -16,685 | -40.68% | Q4 2025 | Feb 17, 2026 |
| Qube Research & Technologies Ltd | History | Reduced | 23,775 | 491 | 0.0% | 0.0% | 35 | -11,518 | -32.64% | Q4 2025 | Feb 17, 2026 |
| DENALI ADVISORS LLC | History | Reduced | 23,398 | 483 | 0.05% | 0.07% | 36 | -3,935 | -14.4% | Q4 2025 | Feb 03, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | New | 20,493 | 423 | 0.0% | — | 37 | +20,493 | New | Q4 2025 | Feb 17, 2026 |
| Aquatic Capital Management LLC | History | Added to | 20,130 | 415 | 0.01% | 0.0% | 38 | +15,982 | 385.29% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 19,612 | 405 | 0.0% | — | 39 | +19,612 | New | Q4 2025 | Feb 17, 2026 |
| MACKENZIE FINANCIAL CORP | History | No change | 16,410 | 337 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 15,989 | 330 | 0.02% | 0.03% | 41 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 15,504 | 320 | 0.0% | 0.0% | 42 | -1,270 | -7.57% | Q4 2025 | Feb 17, 2026 |
| Fortress Financial Solutions, LLC | History | Added to | 14,914 | 308 | 0.32% | 0.35% | 43 | +412 | 2.84% | Q4 2025 | Jan 23, 2026 |
| SageGuard Financial Group, LLC | History | New | 12,038 | 248 | 0.04% | — | 44 | +12,038 | New | Q4 2025 | Jan 27, 2026 |
| NOMURA HOLDINGS INC | History | New | 11,281 | 233 | 0.0% | — | 45 | +11,281 | New | Q4 2025 | Feb 17, 2026 |
| Virtu Financial LLC | History | New | 10,306 | 213 | 0.01% | — | 46 | +10,306 | New | Q4 2025 | Feb 23, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 10,212 | 211 | 0.0% | 0.0% | 47 | +485 | 4.99% | Q4 2025 | Feb 05, 2026 |
| Quantbot Technologies LP | History | Reduced | 6,929 | 143 | 0.0% | 0.01% | 48 | -7,515 | -52.03% | Q4 2025 | Feb 10, 2026 |
| Sound Income Strategies, LLC | History | New | 6,771 | 143 | 0.01% | — | 49 | +6,771 | New | Q4 2025 | Jan 21, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 6,806 | 140 | 0.0% | 0.0% | 50 | +989 | 17.0% | Q4 2025 | Feb 11, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 6,512 | 134 | 0.07% | 0.09% | 51 | -4,162 | -38.99% | Q4 2025 | Feb 18, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 5,681 | 117 | 0.0% | 0.0% | 52 | +1,594 | 39.0% | Q4 2025 | Feb 17, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 4,200 | 86 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Ritter Daniher Financial Advisory LLC / DE | History | New | 3,073 | 63 | 0.01% | — | 54 | +3,073 | New | Q4 2025 | Feb 10, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 2,505 | 51 | 0.0% | 0.0% | 55 | +35 | 1.42% | Q4 2025 | Jan 23, 2026 |
| Larson Financial Group LLC | History | No change | 2,400 | 49 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 2,280 | 47 | 0.0% | — | 57 | +2,280 | New | Q4 2025 | Feb 13, 2026 |
| CWM, LLC | History | Reduced | 1,979 | 41 | 0.0% | 0.0% | 58 | -267 | -11.89% | Q4 2025 | Jan 26, 2026 |
| PFS Partners, LLC | History | No change | 1,969 | 40 | 0.02% | 0.02% | 59 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Garner Asset Management Corp | History | New | 1,750 | 36 | 0.01% | — | 60 | +1,750 | New | Q4 2025 | Feb 03, 2026 |
| Allworth Financial LP | History | New | 1,700 | 35 | 0.0% | — | 61 | +1,700 | New | Q4 2025 | Feb 05, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 1,619 | 33 | 0.0% | 0.0% | 62 | +309 | 23.59% | Q4 2025 | Feb 17, 2026 |
| WFA of San Diego, LLC | History | No change | 1,550 | 32 | 0.02% | 0.02% | 63 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 1,400 | 28 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 1,317 | 27 | 0.0% | 0.0% | 65 | -1,125 | -46.07% | Q4 2025 | Feb 11, 2026 |
| COMERICA BANK | History | No change | 1,250 | 25 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Newbridge Financial Services Group, Inc. | History | Added to | 1,000 | 20 | 0.0% | 0.0% | 67 | +673 | 205.81% | Q4 2025 | Jan 21, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 948 | 19 | 0.0% | 0.0% | 68 | -625 | -39.73% | Q4 2025 | Jan 26, 2026 |
| State of Alaska, Department of Revenue | History | No change | 917 | 18 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Triumph Capital Management | History | New | 750 | 15 | 0.0% | — | 70 | +750 | New | Q4 2025 | Feb 12, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 598 | 12 | 0.0% | 0.0% | 71 | -500 | -45.54% | Q4 2025 | Mar 16, 2026 |
| Hilton Head Capital Partners, LLC | History | New | 494 | 10 | 0.01% | — | 74 | +494 | New | Q4 2025 | Feb 11, 2026 |
| Vermillion Wealth Management, Inc. | History | No change | 500 | 10 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| ORG Partners LLC | History | No change | 500 | 10 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Harbor Asset Planning, Inc. | History | No change | 386 | 7 | 0.01% | 0.01% | 75 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 331 | 6 | 0.0% | 0.0% | 76 | -2,263 | -87.24% | Q4 2025 | Feb 17, 2026 |
| Quarry LP | History | New | 275 | 5 | 0.0% | — | 77 | +275 | New | Q4 2025 | Feb 13, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Reduced | 215 | 4 | 0.0% | 0.0% | 78 | -1,551 | -87.83% | Q4 2025 | Feb 10, 2026 |
| MRP Capital Investments, LLC | History | No change | 202 | 4 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| CX Institutional | History | New | 100 | 2 | 0.0% | — | 81 | +100 | New | Q4 2025 | Feb 02, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | No change | 100 | 2 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Key FInancial Inc | History | No change | 100 | 2 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | New | 50 | 1 | 0.0% | — | 83 | +50 | New | Q4 2025 | Feb 09, 2026 |
| KERR FINANCIAL PLANNING Corp | History | Added to | 52 | 1 | 0.0% | — | 84 | +1 | 1.96% | Q4 2025 | Feb 10, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -12,762 | -100.0% | Q3 2025 | Nov 14, 2025 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,581 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,460 | -100.0% | Q3 2025 | Nov 13, 2025 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -9,509 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,370 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Register Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -3,228 | -100.0% | Q3 2025 | Oct 30, 2025 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,367 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Aventura Private Wealth, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -606 | -100.0% | Q3 2025 | Jan 07, 2026 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q3 2025 | Nov 13, 2025 |
| WealthCollab, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -170 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Caitong International Asset Management Co., Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -150 | -100.0% | Q3 2025 | Nov 19, 2025 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q3 2025 | Oct 07, 2025 |
| Main Street Group, LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -51 | -100.0% | Q3 2025 | Nov 07, 2025 |
| FMR LLC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q3 2025 | Nov 13, 2025 |
| IFP Advisors, Inc | History | Added to | 44 | 0 | — | — | — | +1 | 2.33% | Q4 2025 | Feb 06, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| ASSETMARK, INC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Oakworth Capital, Inc. | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Blue Trust, Inc. | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |