JOHN HANCOCK PREFERRED INCOME FUND III - HPS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| UBS Group AG | History | Added to | 1,231,253 | 17,533 | 0.0% | 0.0% | 1 | +57,965 | 4.94% | Q1 2026 | May 05, 2026 |
| MORGAN STANLEY | History | Reduced | 775,954 | 11,049 | 0.0% | 0.0% | 2 | -7,499 | -0.96% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 315,690 | 4,495 | 0.0% | 0.0% | 3 | +19,366 | 6.54% | Q1 2026 | May 06, 2026 |
| Invesco Ltd. | History | Reduced | 214,959 | 3,061 | 0.0% | 0.0% | 4 | -8,549 | -3.82% | Q1 2026 | May 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 168,263 | 2,396 | 0.0% | 0.0% | 5 | +11,632 | 7.43% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Reduced | 166,660 | 2,373 | 0.0% | 0.0% | 6 | -2,486 | -1.47% | Q1 2026 | May 13, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 164,919 | 2,348 | 0.0% | 0.0% | 7 | +3,323 | 2.06% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 147,001 | 2,093 | 0.0% | 0.0% | 8 | +66 | 0.04% | Q1 2026 | May 15, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 112,890 | 1,607 | 0.01% | 0.02% | 9 | -53,886 | -32.31% | Q1 2026 | May 15, 2026 |
| Fiera Capital Corp | History | Reduced | 110,697 | 1,576 | 0.01% | 0.01% | 10 | -4,849 | -4.2% | Q1 2026 | May 12, 2026 |
| Pine Valley Investments Ltd Liability Co | History | No change | 63,598 | 916 | 0.04% | 0.04% | 11 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| COHEN & STEERS, INC. | History | Added to | 61,234 | 872 | 0.0% | 0.0% | 12 | +31,787 | 107.95% | Q1 2026 | May 15, 2026 |
| Activest Wealth Management | History | Reduced | 58,589 | 834 | 0.15% | 0.16% | 13 | -1,764 | -2.92% | Q1 2026 | Apr 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 52,131 | 742 | 0.0% | 0.0% | 14 | +3,794 | 7.85% | Q1 2026 | Apr 27, 2026 |
| Sowell Financial Services LLC | History | Added to | 48,105 | 685 | 0.03% | 0.02% | 15 | +3,192 | 7.11% | Q1 2026 | Apr 20, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 47,516 | 676 | 0.0% | 0.0% | 16 | +6,572 | 16.05% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 40,475 | 576 | 0.0% | 0.0% | 17 | -264 | -0.65% | Q1 2026 | May 11, 2026 |
| Live Oak Private Wealth LLC | History | No change | 38,630 | 550 | 0.08% | 0.08% | 18 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Western Wealth Management, LLC | History | New | 32,208 | 458 | 0.02% | — | 19 | +32,208 | New | Q1 2026 | May 19, 2026 |
| PHILADELPHIA TRUST CO | History | Reduced | 27,820 | 396 | 0.03% | 0.04% | 20 | -13,880 | -33.29% | Q1 2026 | May 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | No change | 26,580 | 383 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Arkfeld Wealth Strategies, L.L.C. | History | Added to | 25,464 | 368 | 0.12% | 0.12% | 22 | +844 | 3.43% | Q1 2026 | Apr 17, 2026 |
| Post Resch Tallon Group Inc. | History | Added to | 25,809 | 364 | 0.29% | 0.31% | 23 | +26 | 0.1% | Q1 2026 | Apr 08, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 22,174 | 316 | 0.0% | 0.0% | 24 | +1,987 | 9.84% | Q1 2026 | Apr 22, 2026 |
| Gladstone Institutional Advisory LLC | History | New | 20,706 | 294 | 0.01% | — | 25 | +20,706 | New | Q1 2026 | May 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 19,353 | 275 | 0.0% | 0.0% | 26 | +18,753 | 3125.5% | Q1 2026 | May 15, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 18,750 | 267 | 0.01% | 0.01% | 27 | -2,354 | -11.15% | Q1 2026 | Apr 21, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 17,177 | 244 | 0.0% | 0.0% | 28 | -1,036 | -5.69% | Q1 2026 | May 14, 2026 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | No change | 17,000 | 242 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 14,465 | 205 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 14,295 | 203 | 0.0% | 0.0% | 31 | +110 | 0.78% | Q1 2026 | May 05, 2026 |
| OneAscent Financial Services LLC | History | New | 12,750 | 181 | 0.01% | — | 32 | +12,750 | New | Q1 2026 | Apr 21, 2026 |
| Focus Financial Network, Inc. | History | Reduced | 12,516 | 178 | 0.01% | 0.01% | 33 | -200 | -1.57% | Q1 2026 | Apr 14, 2026 |
| Mariner, LLC | History | Reduced | 12,338 | 175 | 0.0% | 0.0% | 34 | -255 | -2.02% | Q1 2026 | May 13, 2026 |
| IHT Wealth Management, LLC | History | New | 11,512 | 163 | 0.0% | — | 35 | +11,512 | New | Q1 2026 | May 15, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Added to | 11,160 | 154 | 0.01% | 0.01% | 36 | +704 | 6.73% | Q1 2026 | Apr 24, 2026 |
| PW Nova Financial Services LLC | History | Added to | 10,613 | 151 | 0.04% | 0.06% | 37 | +239 | 2.3% | Q1 2026 | Apr 15, 2026 |
| Cherry Creek Investment Advisors, Inc. | History | No change | 10,000 | 142 | 0.06% | 0.06% | 38 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 7,937 | 113 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| FIFTH THIRD BANCORP | History | New | 6,473 | 92 | 0.0% | — | 40 | +6,473 | New | Q1 2026 | May 01, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 4,000 | 57 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Global Retirement Partners, LLC | History | No change | 3,727 | 53 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| COMERICA BANK | History | No change | 3,250 | 46 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| BankPlus Trust Department | History | No change | 2,505 | 35 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| PRIVATE TRUST CO NA | History | No change | 2,000 | 28 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Larson Financial Group LLC | History | New | 1,694 | 24 | 0.0% | — | 46 | +1,694 | New | Q1 2026 | May 15, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 1,500 | 21 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 17,600 | 17 | 0.0% | 0.0% | 49 | -1,700 | -8.81% | Q1 2026 | May 15, 2026 |
| BARRETT & COMPANY, INC. | History | Added to | 1,217 | 17 | 0.01% | 0.01% | 48 | +27 | 2.27% | Q1 2026 | May 04, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 1,081 | 15 | 0.0% | 0.0% | 50 | +581 | 116.2% | Q1 2026 | May 07, 2026 |
| Olistico Wealth, LLC | History | No change | 1,019 | 14 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| MAI Capital Management | History | No change | 680 | 9 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 531 | 7 | 0.0% | 0.0% | 53 | +7 | 1.34% | Q1 2026 | May 08, 2026 |
| CoreFirst Bank & Trust | History | No change | 500 | 7 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 500 | 7 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| Caldwell Trust Co | History | No change | 390 | 5 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Asset Dedication, LLC | History | No change | 300 | 4 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Geneos Wealth Management Inc. | History | No change | 350 | 4 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| COUNTRY TRUST BANK | History | No change | 200 | 2 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Allworth Financial LP | History | No change | 180 | 2 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Glass Jacobson Investment Advisors llc | History | No change | 150 | 2 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 71 | 1 | 0.0% | 0.0% | 62 | -2,000 | -96.57% | Q1 2026 | May 08, 2026 |
| Advisory Services Network, LLC | History | New | 115 | 1 | 0.0% | — | 63 | +115 | New | Q1 2026 | May 15, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -60,647 | -100.0% | Q1 2026 | Apr 23, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.02% | — | -29,044 | -100.0% | Q1 2026 | May 15, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,666 | -100.0% | Q1 2026 | May 05, 2026 |
| Logan Stone Capital, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -18,084 | -100.0% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,887 | -100.0% | Q1 2026 | May 12, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,372 | -100.0% | Q1 2026 | Apr 30, 2026 |
| CoreCap Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,128 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Farther Finance Advisors, LLC | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |