JOHN HANCOCK PREFERRED INCOME FUND III - HPS
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| UBS Group AG | History | Added to | 1,173,288 | 16,907 | 0.0% | 0.0% | 1 | +31,695 | 2.78% | Q4 2025 | Jan 29, 2026 |
| MORGAN STANLEY | History | Added to | 783,453 | 11,289 | 0.0% | 0.0% | 2 | +2,140 | 0.27% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Added to | 296,324 | 4,270 | 0.0% | 0.0% | 3 | +2,126 | 0.72% | Q4 2025 | Feb 11, 2026 |
| Invesco Ltd. | History | Reduced | 223,508 | 3,220 | 0.0% | 0.0% | 4 | -44,745 | -16.68% | Q4 2025 | Feb 19, 2026 |
| Cetera Investment Advisers | History | Reduced | 169,146 | 2,437 | 0.0% | 0.0% | 5 | -6,574 | -3.74% | Q4 2025 | Feb 17, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 166,776 | 2,403 | 0.02% | 0.02% | 6 | -5,947 | -3.44% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 161,596 | 2,329 | 0.0% | — | 7 | +161,596 | New | Q4 2025 | Feb 17, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 156,631 | 2,257 | 0.0% | 0.0% | 8 | +13,930 | 9.76% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 146,935 | 2,117 | 0.0% | 0.0% | 9 | -972 | -0.66% | Q4 2025 | Feb 17, 2026 |
| Fiera Capital Corp | History | Added to | 115,546 | 1,665 | 0.01% | 0.0% | 10 | +17,726 | 18.12% | Q4 2025 | Feb 11, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Reduced | 63,598 | 916 | 0.04% | 0.05% | 11 | -150 | -0.24% | Q4 2025 | Feb 13, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 60,647 | 873 | 0.02% | 0.02% | 12 | +5,770 | 10.51% | Q4 2025 | Feb 11, 2026 |
| Activest Wealth Management | History | Reduced | 60,353 | 869 | 0.16% | 0.22% | 13 | -10,711 | -15.07% | Q4 2025 | Jan 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 48,337 | 696 | 0.0% | 0.0% | 14 | +4,126 | 9.33% | Q4 2025 | Feb 12, 2026 |
| Sowell Financial Services LLC | History | Reduced | 44,913 | 647 | 0.02% | 0.03% | 15 | -1,418 | -3.06% | Q4 2025 | Jan 21, 2026 |
| PHILADELPHIA TRUST CO | History | Reduced | 41,700 | 601 | 0.04% | 0.06% | 16 | -13,200 | -24.04% | Q4 2025 | Feb 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 40,944 | 590 | 0.0% | 0.0% | 17 | +212 | 0.52% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 40,739 | 587 | 0.0% | 0.0% | 18 | -8,735 | -17.66% | Q4 2025 | Feb 13, 2026 |
| Live Oak Private Wealth LLC | History | No change | 38,630 | 556 | 0.08% | 0.08% | 19 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| COHEN & STEERS, INC. | History | Reduced | 29,447 | 424 | 0.0% | 0.0% | 20 | -5,000 | -14.52% | Q4 2025 | Feb 13, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 29,044 | 418 | 0.02% | — | 21 | +29,044 | New | Q4 2025 | Feb 17, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | No change | 26,580 | 385 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| Post Resch Tallon Group Inc. | History | Added to | 25,783 | 371 | 0.31% | 0.35% | 23 | +376 | 1.48% | Q4 2025 | Jan 09, 2026 |
| Arkfeld Wealth Strategies, L.L.C. | History | Added to | 24,620 | 356 | 0.12% | 0.14% | 24 | +328 | 1.35% | Q4 2025 | Jan 12, 2026 |
| HighTower Advisors, LLC | History | Added to | 22,666 | 326 | 0.0% | 0.0% | 25 | +1,433 | 6.75% | Q4 2025 | Feb 06, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 21,104 | 304 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 20,187 | 291 | 0.0% | 0.0% | 27 | +2,407 | 13.54% | Q4 2025 | Feb 11, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 19,300 | 278 | 0.0% | 0.0% | 28 | -1,100 | -5.39% | Q4 2025 | Feb 18, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 18,213 | 262 | 0.0% | 0.0% | 29 | +24 | 0.13% | Q4 2025 | Feb 18, 2026 |
| Logan Stone Capital, LLC | History | New | 18,084 | 260 | 0.06% | — | 30 | +18,084 | New | Q4 2025 | Feb 17, 2026 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | No change | 17,000 | 244 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| JANE STREET GROUP, LLC | History | New | 14,887 | 214 | 0.0% | — | 32 | +14,887 | New | Q4 2025 | Feb 12, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 14,465 | 208 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Sanctuary Advisors, LLC | History | New | 14,185 | 204 | 0.0% | — | 34 | +14,185 | New | Q4 2025 | Jan 29, 2026 |
| Focus Financial Network, Inc. | History | Added to | 12,716 | 183 | 0.01% | 0.01% | 35 | +1,000 | 8.54% | Q4 2025 | Jan 12, 2026 |
| Mariner, LLC | History | Reduced | 12,593 | 181 | 0.0% | 0.0% | 36 | -251 | -1.95% | Q4 2025 | Feb 13, 2026 |
| B. Riley Wealth Advisors, Inc. | History | New | 10,456 | 150 | 0.01% | — | 37 | +10,456 | New | Q4 2025 | Feb 17, 2026 |
| Cherry Creek Investment Advisors, Inc. | History | New | 10,000 | 144 | 0.06% | — | 38 | +10,000 | New | Q4 2025 | Jan 15, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 7,937 | 114 | 0.0% | 0.0% | 39 | -2,760 | -25.8% | Q4 2025 | Mar 16, 2026 |
| Kestra Advisory Services, LLC | History | New | 6,372 | 91 | 0.0% | — | 40 | +6,372 | New | Q4 2025 | Feb 13, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 4,000 | 57 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 3,727 | 53 | 0.0% | 0.0% | 42 | -318 | -7.86% | Q4 2025 | Feb 06, 2026 |
| COMERICA BANK | History | No change | 3,250 | 46 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| BankPlus Trust Department | History | No change | 2,505 | 36 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 2,071 | 29 | 0.0% | 0.0% | 45 | +2,000 | 2816.9% | Q4 2025 | Feb 06, 2026 |
| PRIVATE TRUST CO NA | History | No change | 2,000 | 28 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 1,500 | 21 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| BARRETT & COMPANY, INC. | History | Added to | 1,190 | 17 | 0.01% | 0.01% | 48 | +26 | 2.23% | Q4 2025 | Jan 28, 2026 |
| CoreCap Advisors, LLC | History | No change | 1,128 | 16 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| Olistico Wealth, LLC | History | New | 1,019 | 14 | 0.01% | — | 50 | +1,019 | New | Q4 2025 | Jan 13, 2026 |
| MAI Capital Management | History | No change | 680 | 9 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 600 | 8 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 524 | 7 | 0.0% | 0.0% | 54 | +7 | 1.35% | Q4 2025 | Feb 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 500 | 7 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| CoreFirst Bank & Trust | History | No change | 500 | 7 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 500 | 7 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Caldwell Trust Co | History | New | 390 | 5 | 0.0% | — | 58 | +390 | New | Q4 2025 | Jan 30, 2026 |
| Geneos Wealth Management Inc. | History | No change | 350 | 5 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Asset Dedication, LLC | History | New | 300 | 4 | 0.0% | — | 59 | +300 | New | Q4 2025 | Jan 26, 2026 |
| Allworth Financial LP | History | New | 180 | 2 | 0.0% | — | 61 | +180 | New | Q4 2025 | Feb 05, 2026 |
| COUNTRY TRUST BANK | History | No change | 200 | 2 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Glass Jacobson Investment Advisors llc | History | No change | 150 | 2 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| ALBION FINANCIAL GROUP /UT | History | Closed out | 0 | 0 | — | 0.06% | — | -69,433 | -100.0% | Q3 2025 | Oct 20, 2025 |
| OneAscent Financial Services LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -12,750 | -100.0% | Q3 2025 | Oct 31, 2025 |
| Stratos Wealth Partners, LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,317 | -100.0% | Q3 2025 | Nov 06, 2025 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -4,396 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,588 | -100.0% | Q3 2025 | Nov 06, 2025 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,885 | -100.0% | Q3 2025 | Nov 07, 2025 |
| CENTRAL TRUST Co | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q3 2025 | Nov 06, 2025 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q3 2025 | Oct 15, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -225 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Farther Finance Advisors, LLC | History | Added to | 9 | 0 | — | — | — | +1 | 12.5% | Q4 2025 | Jan 23, 2026 |