Nuveen Core Equity Alpha Fund - JCE
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Shaker Financial Services, LLC | History | Added to | 615,664 | 9,312 | 3.25% | 2.83% | 1 | +54,947 | 9.8% | Q1 2026 | May 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 572,512 | 8,461 | 0.0% | 0.0% | 2 | +35,764 | 6.66% | Q1 2026 | May 14, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 481,939 | 7,123 | 0.01% | 0.01% | 3 | -89,746 | -15.7% | Q1 2026 | May 14, 2026 |
| MORGAN STANLEY | History | Reduced | 374,239 | 5,531 | 0.0% | 0.0% | 4 | -9,332 | -2.43% | Q1 2026 | May 15, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 317,568 | 4,693 | 0.04% | 0.03% | 5 | +48,676 | 18.1% | Q1 2026 | May 15, 2026 |
| 1607 Capital Partners, LLC | History | New | 288,211 | 4,259 | 0.31% | — | 6 | +288,211 | New | Q1 2026 | May 15, 2026 |
| Invesco Ltd. | History | Reduced | 261,599 | 3,866 | 0.0% | 0.0% | 7 | -8,521 | -3.15% | Q1 2026 | May 12, 2026 |
| RETIREMENT PLANNING GROUP, LLC / NY | History | Reduced | 255,078 | 3,856 | 2.48% | 2.91% | 8 | -13,037 | -4.86% | Q1 2026 | Apr 21, 2026 |
| Karpus Management, Inc. | History | Added to | 184,196 | 2,722 | 0.08% | 0.02% | 9 | +135,119 | 275.32% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 178,747 | 2,642 | 0.0% | 0.0% | 10 | -3,122 | -1.72% | Q1 2026 | May 15, 2026 |
| Capital Investment Advisors, LLC | History | No change | 116,571 | 1,722 | 0.03% | 0.03% | 11 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 108,899 | 1,609 | 0.0% | 0.0% | 12 | +6,618 | 6.47% | Q1 2026 | May 11, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 103,118 | 1,524 | 0.01% | 0.01% | 13 | +13,100 | 14.55% | Q1 2026 | May 04, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 90,778 | 1,341 | 0.01% | 0.01% | 14 | +100 | 0.11% | Q1 2026 | May 08, 2026 |
| LPL Financial LLC | History | Reduced | 90,037 | 1,330 | 0.0% | 0.0% | 15 | -13,415 | -12.97% | Q1 2026 | May 06, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 85,856 | 1,256 | 0.0% | 0.0% | 16 | +12,600 | 17.2% | Q1 2026 | May 01, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 52,025 | 779 | 0.05% | 0.06% | 17 | -977 | -1.84% | Q1 2026 | May 01, 2026 |
| Spire Wealth Management | History | No change | 51,574 | 762 | 0.03% | 0.03% | 18 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 46,108 | 672 | 0.0% | 0.0% | 19 | -2,123 | -4.4% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 41,113 | 607 | 0.0% | 0.0% | 20 | -13,808 | -25.14% | Q1 2026 | May 05, 2026 |
| Z3 Capital Partners, LLC | History | Added to | 40,593 | 599 | 0.15% | 0.14% | 21 | +4,300 | 11.85% | Q1 2026 | May 07, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 35,792 | 529 | 0.0% | 0.0% | 22 | +2,285 | 6.82% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 35,028 | 517 | 0.0% | 0.0% | 23 | -165 | -0.47% | Q1 2026 | Apr 27, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 32,786 | 485 | 0.0% | 0.0% | 24 | +390 | 1.2% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Added to | 30,526 | 451 | 0.0% | 0.0% | 25 | +5 | 0.02% | Q1 2026 | May 13, 2026 |
| Advisors Asset Management, Inc. | History | New | 30,483 | 450 | 0.01% | — | 26 | +30,483 | New | Q1 2026 | May 15, 2026 |
| PMG Family Office LLC | History | Added to | 29,369 | 443 | 0.49% | 0.51% | 27 | +1,924 | 7.01% | Q1 2026 | Apr 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 25,991 | 384 | 0.0% | 0.0% | 28 | -1,501 | -5.46% | Q1 2026 | Apr 30, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | New | 18,921 | 279 | 0.0% | — | 29 | +18,921 | New | Q1 2026 | May 15, 2026 |
| Centurion Wealth Management LLC | History | No change | 12,480 | 184 | 0.04% | 0.04% | 30 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Canal Capital Management, LLC | History | Reduced | 11,172 | 165 | 0.02% | 0.03% | 31 | -41 | -0.37% | Q1 2026 | Apr 27, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | No change | 10,790 | 159 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| David J Yvars Group | History | No change | 11,000 | 155 | 0.09% | 0.09% | 33 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Founders Financial Alliance, LLC | History | New | 10,298 | 152 | 0.03% | — | 34 | +10,298 | New | Q1 2026 | May 11, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 10,100 | 149 | 0.02% | 0.02% | 35 | -2,000 | -16.53% | Q1 2026 | May 04, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 9,363 | 138 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Blue Trust, Inc. | History | No change | 6,040 | 89 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| CWM, LLC | History | No change | 5,816 | 85 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| COMERICA BANK | History | No change | 3,969 | 63 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 3,969 | 58 | 0.0% | — | 40 | +3,969 | New | Q1 2026 | May 01, 2026 |
| FNY Investment Advisers, LLC | History | New | 3,000 | 44 | 0.02% | — | 41 | +3,000 | New | Q1 2026 | Apr 15, 2026 |
| Western Wealth Management, LLC | History | New | 2,469 | 36 | 0.0% | — | 42 | +2,469 | New | Q1 2026 | May 19, 2026 |
| EASTERN BANK | History | No change | 1,869 | 27 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Advisory Services Network, LLC | History | New | 1,792 | 26 | 0.0% | — | 44 | +1,792 | New | Q1 2026 | May 15, 2026 |
| Centerpoint Advisors, LLC | History | No change | 1,000 | 15 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 948 | 14 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 393 | 5 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Colonial Trust Co / SC | History | No change | 371 | 5 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 306 | 4 | 0.0% | 0.0% | 49 | +159 | 108.16% | Q1 2026 | May 07, 2026 |
| Transamerica Financial Advisors, LLC | History | Reduced | 91 | 1 | 0.0% | 0.0% | 51 | -61 | -40.13% | Q1 2026 | May 15, 2026 |
| ST GERMAIN D J CO INC | History | No change | 125 | 1 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Cornerstone Advisors, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -141,473 | -100.0% | Q1 2026 | May 08, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,653 | -100.0% | Q1 2026 | May 15, 2026 |
| Calamos Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,253 | -100.0% | Q1 2026 | May 04, 2026 |
| Sowell Financial Services LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -16,957 | -100.0% | Q1 2026 | Apr 20, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -11,330 | -100.0% | Q1 2026 | Apr 23, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,132 | -100.0% | Q1 2026 | May 15, 2026 |
| Indiana Trust & Investment Management Co | History | Closed out | 0 | 0 | — | 0.0% | — | -995 | -100.0% | Q1 2026 | Apr 28, 2026 |