Nuveen Core Equity Alpha Fund - JCE

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q3 2026 · Compare: Q2 2026
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
RAYMOND JAMES FINANCIAL INC History No change 577,911 9,454 0.0% 0.0% 1 0 0.0% Q2 2026 Aug 14, 2026
Baird Financial Group, Inc. History No change 531,973 8,703 0.01% 0.01% 2 0 0.0% Q2 2026 Aug 12, 2026
1607 Capital Partners, LLC History No change 503,250 8,233 0.72% 0.72% 3 0 0.0% Q2 2026 Sep 02, 2026
Shaker Financial Services, LLC History Reduced 464,820 8,051 2.66% 2.73% 4 -54,308 -10.46% Q3 2026 Oct 14, 2026
MORGAN STANLEY History No change 389,113 6,365 0.0% 0.0% 5 0 0.0% Q2 2026 Aug 13, 2026
GUGGENHEIM CAPITAL LLC History No change 318,259 5,206 0.03% 0.03% 6 0 0.0% Q2 2026 Aug 12, 2026
RETIREMENT PLANNING GROUP, LLC / NY History No change 250,109 4,183 2.28% 2.28% 7 0 0.0% Q2 2026 Aug 07, 2026
Invesco Ltd. History No change 236,535 3,869 0.0% 0.0% 8 0 0.0% Q2 2026 Aug 14, 2026
Karpus Management, Inc. History No change 199,137 3,257 0.09% 0.09% 9 0 0.0% Q2 2026 Aug 14, 2026
OSAIC HOLDINGS, INC. History No change 180,614 2,955 0.0% 0.0% 10 0 0.0% Q2 2026 Aug 14, 2026
Capital Investment Advisors, LLC History No change 115,451 1,955 0.03% 0.02% 11 0 0.0% Q3 2026 Oct 22, 2026
WELLS FARGO & COMPANY/MN History No change 107,704 1,762 0.0% 0.0% 12 0 0.0% Q2 2026 Aug 14, 2026
THRIVENT FINANCIAL FOR LUTHERANS History Added to 93,800 1,581 0.0% 0.0% 13 +13,039 16.15% Q3 2026 Nov 05, 2026
LPL Financial LLC History No change 92,831 1,518 0.0% 0.0% 14 0 0.0% Q2 2026 Aug 07, 2026
Steward Partners Investment Advisory, LLC History No change 91,508 1,497 0.01% 0.01% 15 0 0.0% Q2 2026 Aug 13, 2026
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC History Added to 55,967 943 0.06% 0.05% 16 +3,773 7.23% Q3 2026 Nov 02, 2026
Advisors Asset Management, Inc. History No change 54,397 889 0.01% 0.01% 17 0 0.0% Q2 2026 Aug 13, 2026
Spire Wealth Management History No change 51,574 873 0.03% 0.03% 18 0 0.0% Q3 2026 Oct 30, 2026
AMERIPRISE FINANCIAL INC History No change 45,744 748 0.0% 0.0% 19 0 0.0% Q2 2026 Aug 14, 2026
UBS Group AG History No change 44,534 728 0.0% 0.0% 20 0 0.0% Q2 2026 Aug 13, 2026
Z3 Capital Partners, LLC History No change 41,411 677 0.14% 0.14% 21 0 0.0% Q2 2026 Jul 28, 2026
ROYAL BANK OF CANADA History No change 33,347 546 0.0% 0.0% 22 0 0.0% Q2 2026 Aug 14, 2026
BANK OF AMERICA CORP /DE/ History No change 33,348 545 0.0% 0.0% 23 0 0.0% Q2 2026 Aug 14, 2026
PMG Family Office LLC History Added to 30,805 533 0.49% 0.47% 24 +130 0.42% Q3 2026 Oct 19, 2026
COMMONWEALTH EQUITY SERVICES, LLC History Added to 30,680 519 0.0% 0.0% 25 +1,199 4.07% Q3 2026 Nov 02, 2026
Cetera Investment Advisers History No change 27,585 451 0.0% 0.0% 26 0 0.0% Q2 2026 Aug 12, 2026
Cambridge Investment Research Advisors, Inc. History Added to 26,128 443 0.0% 0.0% 27 +200 0.77% Q3 2026 Nov 02, 2026
Blue Trust, Inc. History New 19,481 330 0.0% — 28 +19,481 New Q3 2026 Oct 15, 2026
NewEdge Advisors, LLC History No change 20,115 329 0.0% 0.0% 29 0 0.0% Q2 2026 Aug 12, 2026
TWO SIGMA INVESTMENTS, LP History No change 18,921 309 0.0% 0.0% 30 0 0.0% Q2 2026 Aug 14, 2026
Canal Capital Management, LLC History No change 18,116 296 0.04% 0.04% 31 0 0.0% Q2 2026 Jul 28, 2026
XTX Topco Ltd History No change 16,926 276 0.0% 0.0% 32 0 0.0% Q2 2026 Aug 14, 2026
Concurrent Investment Advisors, LLC History New 14,767 250 0.0% — 33 +14,767 New Q3 2026 Oct 16, 2026
Centurion Wealth Management LLC History Added to 13,059 221 0.05% 0.05% 34 +288 2.26% Q3 2026 Oct 13, 2026
First Bank & Trust History New 12,700 215 0.03% — 35 +12,700 New Q3 2026 Oct 16, 2026
NWF Advisory Services Inc. History No change 12,100 204 0.02% 0.02% 36 0 0.0% Q3 2026 Oct 19, 2026
David J Yvars Group History No change 11,000 184 0.08% 0.08% 37 0 0.0% Q3 2026 Oct 09, 2026
DAYMARK WEALTH PARTNERS, LLC History No change 10,790 182 0.0% 0.0% 38 0 0.0% Q3 2026 Nov 04, 2026
Founders Financial Alliance, LLC History No change 10,317 168 0.02% 0.02% 39 0 0.0% Q2 2026 Aug 04, 2026
BFC Planning, Inc. History No change 10,300 168 0.01% 0.01% 40 0 0.0% Q2 2026 Oct 29, 2026
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. History No change 9,800 160 0.02% 0.02% 41 0 0.0% Q2 2026 Oct 30, 2026
Rockefeller Capital Management L.P. History No change 9,363 153 0.0% 0.0% 42 0 0.0% Q2 2026 Aug 13, 2026
EASTERN BANK History Added to 4,537 76 0.0% 0.0% 43 +2,668 142.75% Q3 2026 Oct 05, 2026
FIFTH THIRD BANCORP History No change 3,969 67 0.0% 0.0% 44 0 0.0% Q3 2026 Nov 05, 2026
FNY Investment Advisers, LLC History Added to 3,500 59 0.01% 0.02% 45 +500 16.67% Q3 2026 Oct 16, 2026
Ameritas Advisory Services, LLC History No change 1,751 28 0.0% 0.0% 46 0 0.0% Q2 2026 Aug 14, 2026
Centerpoint Advisors, LLC History No change 1,000 17 0.0% 0.0% 47 0 0.0% Q3 2026 Nov 05, 2026
PNC FINANCIAL SERVICES GROUP, INC. History No change 948 15 0.0% 0.0% 48 0 0.0% Q2 2026 Aug 07, 2026
JONES FINANCIAL COMPANIES LLLP History No change 978 15 0.0% 0.0% 49 0 0.0% Q2 2026 Aug 14, 2026
Thomas J. Herzfeld Advisors, Inc. History No change 402 6 0.0% 0.0% 50 0 0.0% Q2 2026 Aug 10, 2026
Colonial Trust Co / SC History No change 371 5 0.0% 0.0% 51 0 0.0% Q2 2026 Aug 11, 2026
Institute for Wealth Management, LLC. History No change 300 4 0.0% 0.0% 52 0 0.0% Q2 2026 Jul 28, 2026
HIGHLINE WEALTH PARTNERS LLC History New 127 2 0.0% — 54 +127 New Q3 2026 Oct 19, 2026
ST GERMAIN D J CO INC History No change 125 2 0.0% 0.0% 53 0 0.0% Q2 2026 Jul 21, 2026
Transamerica Financial Advisors, LLC History No change 95 1 0.0% 0.0% 55 0 0.0% Q2 2026 Aug 14, 2026
WOLVERINE ASSET MANAGEMENT LLC History Closed out 0 0 — 0.0% — -14,232 -100.0% Q3 2026 Nov 02, 2026