FIRST TRUST EXCHANGE-TRADED FUND IV - LGOV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 4,265,669 | 92,010 | 0.02% | 0.02% | 1 | +376,658 | 9.69% | Q1 2026 | May 06, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 2,020,458 | 43,581 | 0.01% | 0.01% | 2 | +164,213 | 8.85% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Added to | 1,692,263 | 36,502 | 0.0% | 0.0% | 3 | +468,102 | 38.24% | Q1 2026 | May 15, 2026 |
| Csenge Advisory Group | History | Added to | 1,135,800 | 24,499 | 1.12% | 0.96% | 4 | +161,584 | 16.59% | Q1 2026 | Apr 30, 2026 |
| GDS Wealth Management | History | Added to | 1,086,109 | 23,427 | 1.41% | 1.43% | 5 | +40,834 | 3.91% | Q1 2026 | Apr 27, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 1,015,230 | 21,898 | 0.01% | 0.01% | 6 | -240,425 | -19.15% | Q1 2026 | May 14, 2026 |
| Stratos Investment Management, LLC | History | Added to | 936,203 | 20,193 | 0.81% | 0.66% | 7 | +179,593 | 23.74% | Q1 2026 | Apr 28, 2026 |
| STEPHENS INC /AR/ | History | Added to | 870,712 | 18,781 | 0.23% | 0.18% | 8 | +199,341 | 29.69% | Q1 2026 | Apr 28, 2026 |
| Walkner Condon Financial Advisors LLC | History | Reduced | 840,755 | 18,135 | 2.39% | 2.55% | 9 | -1,557 | -0.18% | Q1 2026 | Apr 28, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 812,608 | 17,527 | 0.0% | 0.0% | 10 | +92,455 | 12.84% | Q1 2026 | May 04, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 807,356 | 17,415 | 0.04% | 0.05% | 11 | +25,640 | 3.28% | Q1 2026 | Apr 30, 2026 |
| Cetera Investment Advisers | History | Added to | 767,082 | 16,545 | 0.02% | 0.01% | 12 | +207,997 | 37.2% | Q1 2026 | May 13, 2026 |
| Marshall Financial Group, LLC | History | Reduced | 696,277 | 15,018 | 2.4% | 3.03% | 13 | -19,999 | -2.79% | Q1 2026 | Apr 10, 2026 |
| Tidemark, LLC | History | Added to | 600,468 | 12,952 | 3.29% | 3.51% | 14 | +34,342 | 6.07% | Q1 2026 | May 07, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 536,274 | 11,567 | 0.13% | 0.14% | 15 | -28,677 | -5.08% | Q1 2026 | Apr 20, 2026 |
| Financial Enhancement Group LLC | History | Reduced | 498,485 | 10,896 | 1.35% | 2.19% | 16 | -274,549 | -35.52% | Q1 2026 | Apr 20, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 493,086 | 10,635 | 0.08% | 0.17% | 17 | -162,272 | -24.76% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 479,638 | 10,345 | 0.0% | 0.0% | 18 | +445,385 | 1300.28% | Q1 2026 | May 15, 2026 |
| Centennial Wealth Advisory LLC | History | Added to | 394,494 | 8,509 | 2.06% | 1.09% | 20 | +205,721 | 108.98% | Q1 2026 | Apr 20, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 394,526 | 8,509 | 0.01% | 0.0% | 19 | +135,248 | 52.16% | Q1 2026 | May 13, 2026 |
| Anderson Financial Strategies, LLC | History | Added to | 339,240 | 7,283 | 4.0% | 4.25% | 21 | +3,443 | 1.03% | Q1 2026 | May 14, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 296,664 | 6,399 | 0.09% | 0.1% | 22 | -14,304 | -4.6% | Q1 2026 | May 12, 2026 |
| HighTower Advisors, LLC | History | Reduced | 276,859 | 5,971 | 0.01% | 0.01% | 23 | -93,134 | -25.17% | Q1 2026 | May 05, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 272,486 | 5,872 | 0.06% | 0.06% | 24 | +25,165 | 10.18% | Q1 2026 | Apr 07, 2026 |
| TSFG, LLC | History | Added to | 264,435 | 5,704 | 0.87% | 0.85% | 25 | +4,722 | 1.82% | Q1 2026 | Apr 27, 2026 |
| Comprehensive Wealth Management, LLC | History | Reduced | 258,014 | 5,565 | 2.81% | 14.71% | 26 | -884,250 | -77.41% | Q1 2026 | May 14, 2026 |
| NewEdge Advisors, LLC | History | Added to | 232,984 | 5,025 | 0.02% | 0.02% | 27 | +14,173 | 6.48% | Q1 2026 | Jun 02, 2026 |
| Midwest Financial Network, LLC | History | Reduced | 223,874 | 4,828 | 3.84% | 4.02% | 28 | -14,691 | -6.16% | Q1 2026 | Jun 04, 2026 |
| &PARTNERS | History | Reduced | 215,411 | 4,645 | 0.02% | 0.03% | 29 | -5,792 | -2.62% | Q1 2026 | May 15, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 189,346 | 4,085 | 0.04% | 0.04% | 30 | +9,667 | 5.38% | Q1 2026 | May 12, 2026 |
| Holistic Financial Partners | History | Added to | 155,435 | 3,352 | 1.25% | 1.2% | 31 | +3,294 | 2.17% | Q1 2026 | May 05, 2026 |
| Prospera Financial Services Inc | History | Added to | 148,458 | 3,202 | 0.05% | 0.05% | 32 | +9,689 | 6.98% | Q1 2026 | Apr 14, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 148,301 | 3,199 | 0.01% | 0.01% | 33 | +3,971 | 2.75% | Q1 2026 | Apr 22, 2026 |
| Gladstone Institutional Advisory LLC | History | Reduced | 143,877 | 3,103 | 0.11% | 0.13% | 34 | -12,791 | -8.16% | Q1 2026 | May 14, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | Added to | 138,749 | 2,992 | 0.94% | 0.93% | 35 | +4,329 | 3.22% | Q1 2026 | May 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 126,390 | 2,726 | 0.0% | 0.0% | 36 | -17,857 | -12.38% | Q1 2026 | May 15, 2026 |
| Midwest Financial Group LLC | History | Added to | 125,878 | 2,715 | 1.16% | 1.17% | 37 | +4,364 | 3.59% | Q1 2026 | Apr 22, 2026 |
| Sequent Planning LLC | History | Reduced | 123,380 | 2,661 | 0.64% | 0.69% | 38 | -1,091 | -0.88% | Q1 2026 | Apr 21, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 114,808 | 2,476 | 0.01% | 0.01% | 39 | -18,713 | -14.02% | Q1 2026 | Apr 30, 2026 |
| ARVEST INVESTMENTS, INC. | History | Reduced | 109,587 | 2,363 | 0.32% | 0.5% | 40 | -51,978 | -32.17% | Q1 2026 | Apr 14, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Added to | 109,242 | 2,356 | 0.82% | 0.79% | 41 | +8,914 | 8.88% | Q1 2026 | Apr 15, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 101,811 | 2,196 | 0.04% | 0.04% | 42 | +18,462 | 22.15% | Q1 2026 | May 14, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 100,781 | 2,173 | 0.05% | 0.05% | 43 | -6,483 | -6.04% | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | Added to | 98,633 | 2,127 | 0.0% | 0.0% | 44 | +10,021 | 11.31% | Q1 2026 | May 06, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 91,255 | 1,968 | 0.0% | 0.0% | 45 | +41,023 | 81.67% | Q1 2026 | Apr 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 84,091 | 1,813 | 0.0% | — | 46 | +84,091 | New | Q1 2026 | May 15, 2026 |
| TCFG Investment Advisors, LLC | History | New | 78,439 | 1,691 | 0.63% | — | 48 | +78,439 | New | Q1 2026 | May 05, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | Added to | 78,439 | 1,691 | 0.63% | 0.67% | 47 | +156 | 0.2% | Q1 2026 | Apr 23, 2026 |
| Accel Wealth Management | History | Added to | 76,318 | 1,646 | 0.43% | 0.43% | 49 | +4,025 | 5.57% | Q1 2026 | Apr 08, 2026 |
| AE Wealth Management LLC | History | Reduced | 66,324 | 1,430 | 0.01% | 0.01% | 50 | -835 | -1.24% | Q1 2026 | May 13, 2026 |
| Investors Research Corp | History | No change | 65,213 | 1,406 | 0.27% | 0.26% | 51 | 0 | 0.0% | Q1 2026 | Apr 03, 2026 |
| Bank of New York Mellon Corp | History | Added to | 61,313 | 1,322 | 0.0% | 0.0% | 52 | +1,217 | 2.03% | Q1 2026 | May 05, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 59,183 | 1,276 | 0.0% | 0.0% | 53 | -14,146 | -19.29% | Q1 2026 | Apr 27, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 58,493 | 1,261 | 0.02% | 0.01% | 54 | +26,086 | 80.49% | Q1 2026 | Apr 20, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 53,899 | 1,162 | 0.01% | 0.01% | 55 | +1,147 | 2.17% | Q1 2026 | May 13, 2026 |
| Ameritas Investment Partners, Inc. | History | Added to | 45,817 | 988 | 0.03% | 0.03% | 56 | +1,633 | 3.7% | Q1 2026 | May 13, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 39,731 | 857 | 0.01% | 0.0% | 57 | +18,609 | 88.1% | Q1 2026 | Apr 07, 2026 |
| Snowden Capital Advisors LLC | History | Added to | 39,493 | 851 | 0.02% | 0.02% | 58 | +1,116 | 2.91% | Q1 2026 | May 14, 2026 |
| Arax Advisory Partners | History | Added to | 33,886 | 730 | 0.02% | 0.02% | 59 | +1 | 0.0% | Q1 2026 | May 13, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 33,260 | 717 | 0.03% | 0.03% | 60 | +19,048 | 134.03% | Q1 2026 | May 15, 2026 |
| Maia Wealth LLC | History | Reduced | 32,718 | 705 | 0.12% | 0.14% | 61 | -3,085 | -8.62% | Q1 2026 | May 08, 2026 |
| Western Wealth Management, LLC | History | Added to | 31,366 | 676 | 0.02% | 0.03% | 62 | +1,230 | 4.08% | Q1 2026 | May 19, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 31,009 | 668 | 0.0% | 0.0% | 63 | +1,079 | 3.61% | Q1 2026 | May 05, 2026 |
| Faithward Advisors, LLC | History | Added to | 17,202 | 665 | 0.09% | 0.04% | 64 | +5,254 | 43.97% | Q1 2026 | Apr 17, 2026 |
| Pinnacle Family Advisors, LLC | History | Reduced | 29,586 | 638 | 0.3% | 0.29% | 65 | -785 | -2.58% | Q1 2026 | May 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 29,199 | 629 | 0.0% | — | 66 | +29,199 | New | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 27,356 | 590 | 0.0% | 0.0% | 67 | +556 | 2.07% | Q1 2026 | May 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 27,321 | 589 | 0.01% | 0.01% | 68 | -1,403 | -4.88% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 26,167 | 564 | 0.0% | 0.0% | 69 | +1,960 | 8.1% | Q1 2026 | May 08, 2026 |
| Independent Advisor Alliance | History | New | 25,822 | 556 | 0.01% | — | 70 | +25,822 | New | Q1 2026 | May 12, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | Added to | 25,668 | 553 | 0.58% | 0.58% | 71 | +11,666 | 83.32% | Q1 2026 | May 13, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Reduced | 25,335 | 546 | 0.08% | 0.09% | 72 | -171 | -0.67% | Q1 2026 | May 08, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Reduced | 25,112 | 541 | 0.0% | 0.0% | 73 | -8,019 | -24.2% | Q1 2026 | Apr 29, 2026 |
| IFS Group,LLC | History | New | 23,975 | 517 | 0.46% | — | 74 | +23,975 | New | Q1 2026 | May 18, 2026 |
| IFP Advisors, Inc | History | Reduced | 23,423 | 505 | 0.01% | 0.02% | 75 | -7,549 | -24.37% | Q1 2026 | Apr 13, 2026 |
| Park Square Financial Group, LLC | History | Added to | 23,067 | 497 | 3.77% | 2.56% | 76 | +2,335 | 11.26% | Q1 2026 | May 13, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | New | 22,886 | 493 | 0.01% | — | 77 | +22,886 | New | Q1 2026 | May 11, 2026 |
| RFG Advisory, LLC | History | Added to | 22,814 | 492 | 0.01% | 0.01% | 78 | +1,686 | 7.98% | Q1 2026 | Apr 17, 2026 |
| Aurora Private Wealth, Inc. | History | New | 21,614 | 467 | 0.33% | — | 79 | +21,614 | New | Q1 2026 | Apr 16, 2026 |
| FLOW TRADERS U.S. LLC | History | Reduced | 20,872 | 450 | 0.01% | 0.03% | 80 | -18,575 | -47.09% | Q1 2026 | May 15, 2026 |
| Atria Investments, Inc | History | Added to | 20,772 | 448 | 0.01% | 0.0% | 81 | +2,878 | 16.08% | Q1 2026 | May 05, 2026 |
| Perigon Wealth Management, LLC | History | Added to | 20,494 | 442 | 0.01% | 0.01% | 82 | +6,699 | 48.56% | Q1 2026 | Apr 10, 2026 |
| BAM Wealth Management, LLC | History | Added to | 20,491 | 441 | 0.33% | 0.15% | 83 | +10,696 | 109.2% | Q1 2026 | Apr 17, 2026 |
| BlueChip Wealth Advisors LLC | History | Added to | 20,121 | 434 | 0.19% | 0.15% | 84 | +3,421 | 20.49% | Q1 2026 | May 05, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 18,566 | 400 | 0.01% | 0.01% | 85 | +2,018 | 12.19% | Q1 2026 | May 13, 2026 |
| Balefire, LLC | History | Added to | 18,088 | 390 | 0.07% | 0.07% | 86 | +633 | 3.63% | Q1 2026 | May 07, 2026 |
| Rossby Financial, LCC | History | Added to | 17,856 | 384 | 0.08% | 0.11% | 87 | +776 | 4.54% | Q1 2026 | May 11, 2026 |
| Spire Wealth Management | History | Added to | 17,719 | 382 | 0.01% | 0.01% | 88 | +1,624 | 10.09% | Q1 2026 | Apr 22, 2026 |
| Integrated Advisors Network LLC | History | Reduced | 15,939 | 343 | 0.02% | 0.02% | 89 | -2,767 | -14.79% | Q1 2026 | Apr 28, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 14,964 | 322 | 0.0% | 0.0% | 90 | -3,822 | -20.34% | Q1 2026 | May 04, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 14,478 | 312 | 0.0% | 0.0% | 91 | -3,913 | -21.28% | Q1 2026 | May 08, 2026 |
| KKM Financial LLC | History | No change | 14,314 | 312 | 0.06% | 0.06% | 92 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Equitable Holdings, Inc. | History | Added to | 14,162 | 309 | 0.0% | 0.0% | 93 | +152 | 1.08% | Q1 2026 | May 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 14,192 | 306 | 0.0% | 0.0% | 94 | -311 | -2.14% | Q1 2026 | May 15, 2026 |
| Triad Wealth Partners, LLC | History | New | 14,056 | 303 | 0.02% | — | 95 | +14,056 | New | Q1 2026 | Apr 16, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 13,996 | 299 | 0.0% | 0.0% | 96 | -2,814 | -16.74% | Q1 2026 | May 13, 2026 |
| Medallion Wealth Advisors, LLC | History | Reduced | 13,243 | 285 | 0.09% | 0.11% | 97 | -1,935 | -12.75% | Q1 2026 | Apr 24, 2026 |
| NOVEM GROUP | History | New | 12,588 | 271 | 0.03% | — | 98 | +12,588 | New | Q1 2026 | Apr 10, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 11,833 | 255 | 0.0% | 0.0% | 99 | -2,463 | -17.23% | Q1 2026 | May 12, 2026 |
| Pine Valley Investments Ltd Liability Co | History | No change | 10,710 | 233 | 0.01% | 0.01% | 100 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| World Investment Advisors | History | Added to | 10,345 | 223 | 0.0% | 0.0% | 101 | +16 | 0.15% | Q1 2026 | Apr 27, 2026 |
| Wealth Management Associates, Inc. | History | No change | 10,165 | 219 | 0.08% | 0.08% | 102 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| MBE Wealth Management, LLC | History | No change | 10,149 | 218 | 0.09% | 0.09% | 103 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| HBK Sorce Advisory LLC | History | Reduced | 9,965 | 215 | 0.0% | 0.01% | 104 | -4,800 | -32.51% | Q1 2026 | May 11, 2026 |
| US BANCORP \DE\ | History | Reduced | 8,128 | 175 | 0.0% | 0.0% | 105 | -10,923 | -57.34% | Q1 2026 | May 14, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Reduced | 8,124 | 175 | 0.01% | 0.01% | 106 | -1,128 | -12.19% | Q1 2026 | May 18, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 7,811 | 168 | 0.0% | 0.0% | 107 | -124 | -1.56% | Q1 2026 | May 04, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 5,782 | 124 | 0.01% | 0.01% | 108 | -409 | -6.61% | Q1 2026 | Apr 27, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | No change | 5,016 | 109 | 0.03% | 0.03% | 109 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 4,324 | 93 | 0.01% | 0.01% | 110 | +477 | 12.4% | Q1 2026 | Apr 30, 2026 |
| Pinnacle Bancorp, Inc. | History | Added to | 4,148 | 89 | 0.03% | 0.02% | 111 | +1,122 | 37.08% | Q1 2026 | Apr 22, 2026 |
| Synergy Investment Management, LLC | History | New | 3,797 | 81 | 0.03% | — | 112 | +3,797 | New | Q1 2026 | May 14, 2026 |
| Advisory Services Network, LLC | History | New | 2,798 | 60 | 0.0% | — | 113 | +2,798 | New | Q1 2026 | May 15, 2026 |
| Global Retirement Partners, LLC | History | No change | 2,330 | 50 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Larson Financial Group LLC | History | No change | 2,200 | 47 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NFSG Corp | History | Reduced | 2,124 | 45 | 0.01% | 0.02% | 116 | -2,865 | -57.43% | Q1 2026 | May 05, 2026 |
| Raleigh Capital Management Inc. | History | Added to | 1,931 | 41 | 0.01% | 0.01% | 117 | +464 | 31.63% | Q1 2026 | Apr 28, 2026 |
| My Portfolio Guide, LLC | History | New | 1,661 | 35 | 0.02% | — | 118 | +1,661 | New | Q1 2026 | May 05, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1,500 | 32 | 0.0% | 0.0% | 119 | -8,035 | -84.27% | Q1 2026 | May 11, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Reduced | 1,230 | 26 | 0.02% | 0.03% | 120 | -72 | -5.53% | Q1 2026 | May 06, 2026 |
| FIFTH THIRD BANCORP | History | New | 1,159 | 24 | 0.0% | — | 121 | +1,159 | New | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 972 | 21 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Allworth Financial LP | History | Added to | 944 | 20 | 0.0% | 0.0% | 123 | +10 | 1.07% | Q1 2026 | May 14, 2026 |
| NBC SECURITIES, INC. | History | No change | 723 | 15 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| CWM, LLC | History | No change | 679 | 14 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | Added to | 643 | 13 | 0.01% | 0.01% | 126 | +143 | 28.6% | Q1 2026 | May 13, 2026 |
| Legacy Wealth Managment, LLC/ID | History | No change | 566 | 12 | 0.01% | 0.01% | 127 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Merkkuri Wealth Advisors LLC | History | New | 512 | 11 | 0.01% | — | 128 | +512 | New | Q1 2026 | Apr 21, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 462 | 9 | 0.0% | 0.0% | 129 | -945 | -67.16% | Q1 2026 | Apr 13, 2026 |
| Parallel Advisors, LLC | History | New | 459 | 9 | 0.0% | — | 130 | +459 | New | Q1 2026 | Jun 02, 2026 |
| Ashton Thomas Private Wealth, LLC | History | New | 390 | 8 | 0.0% | — | 133 | +390 | New | Q1 2026 | May 11, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | New | 385 | 8 | 0.0% | — | 132 | +385 | New | Q1 2026 | Apr 28, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 371 | 8 | 0.0% | 0.0% | 131 | +3 | 0.82% | Q1 2026 | May 05, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 327 | 7 | 0.0% | 0.0% | 134 | -874 | -72.77% | Q1 2026 | May 01, 2026 |
| Decker Retirement Planning Inc. | History | New | 296 | 6 | 0.0% | — | 135 | +296 | New | Q1 2026 | Apr 20, 2026 |
| Key Capital Management, INC | History | New | 257 | 5 | 0.0% | — | 137 | +257 | New | Q1 2026 | May 07, 2026 |
| AMERICAN NATIONAL BANK & TRUST | History | No change | 262 | 5 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 218 | 4 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| AMERIFLEX GROUP, INC. | History | Added to | 146 | 3 | 0.0% | 0.0% | 140 | +77 | 111.59% | Q1 2026 | May 15, 2026 |
| Root Financial Partners, LLC | History | No change | 175 | 3 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| VANGUARD ADVISERS INC | History | New | 117 | 2 | 0.0% | — | 141 | +117 | New | Q1 2026 | May 08, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 81 | 1 | 0.0% | 0.0% | 142 | +1 | 1.25% | Q1 2026 | Apr 24, 2026 |
| Signature Equity Partners, LLC | History | No change | 69 | 1 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| IFG Advisory, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -60,440 | -100.0% | Q1 2026 | May 12, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Closed out | 0 | 0 | — | 0.06% | — | -40,080 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Belpointe Asset Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -29,883 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Fortis Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -29,883 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -25,487 | -100.0% | Q1 2026 | May 15, 2026 |
| Asset Allocation Strategies LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -13,059 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Wealth Watch Advisors, INC | History | Closed out | 0 | 0 | — | 0.03% | — | -3,135 | -100.0% | Q1 2026 | May 15, 2026 |
| Smartleaf Asset Management LLC | History | Reduced | 14 | 0 | — | 0.0% | — | -110 | -88.71% | Q1 2026 | May 15, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -96 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 28 | 0 | — | — | — | +6 | 27.27% | Q1 2026 | May 05, 2026 |
| Lloyd Advisory Services, LLC. | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q1 2026 | May 13, 2026 |
| SBI Securities Co., Ltd. | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | Apr 27, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| AdvisorNet Financial, Inc | History | No change | 13 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 22 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |