FIRST TRUST EXCHANGE-TRADED FUND IV - LGOV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | No change | 4,147,654 | 88,759 | 0.02% | 0.02% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| ROYAL BANK OF CANADA | History | No change | 2,114,701 | 45,255 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 1,824,095 | 39,035 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Financial Enhancement Group LLC | History | Added to | 1,290,981 | 25,225 | 2.9% | 1.26% | 4 | +796,261 | 160.95% | Q3 2026 | Oct 08, 2026 |
| One Way Holdings LLC | History | Added to | 1,203,796 | 23,582 | 1.05% | 1.16% | 5 | +67,600 | 5.95% | Q3 2026 | Oct 29, 2026 |
| CITADEL ADVISORS LLC | History | No change | 1,052,410 | 22,521 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Stratos Investment Management, LLC | History | No change | 1,018,281 | 21,791 | 0.79% | 0.79% | 7 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| STEPHENS INC /AR/ | History | No change | 873,428 | 18,691 | 0.21% | 0.21% | 8 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Cetera Investment Advisers | History | No change | 834,214 | 17,852 | 0.02% | 0.02% | 9 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 827,103 | 17,700 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 736,393 | 14,426 | 0.03% | 0.04% | 11 | +960 | 0.13% | Q3 2026 | Nov 02, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 535,772 | 11,465 | 0.07% | 0.07% | 12 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 555,160 | 10,875 | 0.08% | 0.1% | 13 | -16,526 | -2.89% | Q3 2026 | Oct 16, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 459,940 | 9,842 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Walkner Condon Financial Advisors LLC | History | Reduced | 492,296 | 9,644 | 1.06% | 2.3% | 15 | -445,175 | -47.49% | Q3 2026 | Oct 30, 2026 |
| Econ Financial Services Corp | History | New | 486,014 | 9,521 | 3.98% | — | 16 | +486,014 | New | Q3 2026 | Oct 19, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 434,003 | 9,287 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Anderson Financial Strategies, LLC | History | No change | 368,715 | 7,761 | 4.03% | 4.03% | 18 | 0 | 0.0% | Q2 2026 | Aug 20, 2026 |
| Tidemark, LLC | History | No change | 350,699 | 7,504 | 1.69% | 1.69% | 19 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 311,802 | 6,672 | 0.08% | 0.08% | 20 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| &PARTNERS | History | No change | 309,722 | 6,628 | 0.03% | 0.03% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Csenge Advisory Group | History | Reduced | 337,673 | 6,615 | 0.26% | 0.4% | 22 | -119,884 | -26.2% | Q3 2026 | Nov 04, 2026 |
| Heck Capital Advisors, LLC | History | Added to | 265,598 | 5,203 | 0.29% | 0.33% | 23 | +10,368 | 4.06% | Q3 2026 | Oct 14, 2026 |
| Farmers & Merchants Trust Co of Chambersburg PA | History | New | 259,261 | 5,079 | 1.26% | — | 24 | +259,261 | New | Q3 2026 | Oct 14, 2026 |
| Centennial Wealth Advisory LLC | History | Reduced | 256,637 | 5,028 | 1.04% | 1.21% | 25 | -4,762 | -1.82% | Q3 2026 | Oct 16, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | New | 254,688 | 4,989 | 0.08% | — | 26 | +254,688 | New | Q3 2026 | Nov 04, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 221,507 | 4,740 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 234,298 | 4,589 | 0.03% | 0.04% | 28 | -2,645 | -1.12% | Q3 2026 | Oct 08, 2026 |
| NewEdge Advisors, LLC | History | No change | 206,018 | 4,408 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 198,691 | 4,252 | 0.04% | 0.04% | 30 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| OLD MISSION CAPITAL LLC | History | No change | 195,709 | 4,188 | 0.07% | 0.07% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Marshall Financial Group, LLC | History | No change | 191,848 | 4,105 | 0.6% | 0.6% | 32 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| VAQUERO PRIVATE WEALTH, LTD | History | Reduced | 202,332 | 3,963 | 0.83% | 0.9% | 33 | -3,053 | -1.49% | Q3 2026 | Oct 27, 2026 |
| TSFG, LLC | History | Added to | 197,732 | 3,874 | 0.89% | 0.53% | 34 | +2,616 | 1.34% | Q3 2026 | Oct 23, 2026 |
| HRT FINANCIAL LP | History | No change | 178,317 | 3,815 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | No change | 157,336 | 3,367 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | No change | 148,365 | 3,175 | 0.89% | 0.89% | 37 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Prospera Financial Services Inc | History | Added to | 150,016 | 3,072 | 0.04% | 0.04% | 38 | +7,830 | 5.51% | Q3 2026 | Nov 04, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 150,936 | 2,956 | 0.05% | 0.04% | 39 | +46,219 | 44.14% | Q3 2026 | Oct 28, 2026 |
| Midwest Financial Group LLC | History | Added to | 136,626 | 2,676 | 0.91% | 1.01% | 40 | +1,799 | 1.33% | Q3 2026 | Oct 15, 2026 |
| JANE STREET GROUP, LLC | History | No change | 124,590 | 2,666 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Comprehensive Wealth Management, LLC | History | Reduced | 133,395 | 2,613 | 1.18% | 1.65% | 42 | -35,334 | -20.94% | Q3 2026 | Nov 02, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 113,789 | 2,435 | 0.08% | 0.08% | 43 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Holistic Financial Partners | History | No change | 113,218 | 2,422 | 1.48% | 1.48% | 44 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 123,223 | 2,413 | 0.01% | 0.01% | 45 | +5,385 | 4.57% | Q3 2026 | Nov 02, 2026 |
| Mutual Advisors, LLC | History | No change | 112,137 | 2,399 | 0.05% | 0.05% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 102,955 | 2,203 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 99,920 | 1,957 | 0.0% | 0.0% | 48 | +1,184 | 1.2% | Q3 2026 | Nov 02, 2026 |
| ASSETMARK, INC | History | Reduced | 97,253 | 1,905 | 0.0% | 0.0% | 49 | -7,157 | -6.85% | Q3 2026 | Oct 21, 2026 |
| Midwest Financial Network, LLC | History | Reduced | 85,344 | 1,671 | 1.14% | 2.67% | 50 | -97,657 | -53.36% | Q3 2026 | Oct 09, 2026 |
| TCFG Investment Advisors, LLC | History | Added to | 78,524 | 1,538 | 0.53% | 0.57% | 51 | +58 | 0.07% | Q3 2026 | Oct 20, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 66,696 | 1,306 | 0.01% | 0.02% | 52 | +462 | 0.7% | Q3 2026 | Oct 30, 2026 |
| AE Wealth Management LLC | History | No change | 60,125 | 1,286 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Bank of New York Mellon Corp | History | Added to | 65,613 | 1,285 | 0.0% | 0.0% | 54 | +1,353 | 2.11% | Q3 2026 | Nov 05, 2026 |
| Investors Research Corp | History | Reduced | 62,612 | 1,226 | 0.22% | 0.24% | 55 | -613 | -0.97% | Q3 2026 | Oct 07, 2026 |
| Orion Porfolio Solutions, LLC | History | No change | 57,066 | 1,221 | 0.01% | 0.01% | 56 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IFG Advisory, LLC | History | No change | 56,618 | 1,211 | 0.04% | 0.04% | 57 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 58,338 | 1,142 | 0.0% | 0.0% | 58 | -85 | -0.15% | Q3 2026 | Oct 30, 2026 |
| ARVEST INVESTMENTS, INC. | History | Reduced | 52,190 | 1,022 | 0.12% | 0.33% | 59 | -77,211 | -59.67% | Q3 2026 | Oct 21, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 45,841 | 981 | 0.03% | 0.03% | 60 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Accel Wealth Management | History | Reduced | 48,852 | 957 | 0.21% | 0.24% | 61 | -1,490 | -2.96% | Q3 2026 | Oct 13, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | No change | 42,288 | 904 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Nearside Advisors, LLC | History | New | 42,992 | 842 | 0.6% | — | 63 | +42,992 | New | Q3 2026 | Oct 20, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 39,388 | 771 | 0.01% | 0.03% | 64 | -37,317 | -48.65% | Q3 2026 | Oct 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 35,841 | 766 | 0.01% | 0.01% | 65 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 34,701 | 742 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 37,636 | 737 | 0.0% | 0.01% | 67 | -1,977 | -4.99% | Q3 2026 | Oct 26, 2026 |
| Arax Advisory Partners | History | No change | 33,886 | 725 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Sanctuary Advisors, LLC | History | No change | 32,077 | 686 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HighTower Advisors, LLC | History | No change | 31,758 | 679 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 31,381 | 671 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Pinnacle Family Advisors, LLC | History | No change | 30,926 | 661 | 0.28% | 0.28% | 72 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 30,598 | 654 | 0.04% | 0.04% | 73 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| BAM Wealth Management, LLC | History | Added to | 33,196 | 650 | 0.35% | 0.4% | 74 | +3,410 | 11.45% | Q3 2026 | Oct 15, 2026 |
| IFS Group,LLC | History | No change | 30,372 | 649 | 0.89% | 0.89% | 75 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Reduced | 30,919 | 605 | 0.18% | 0.82% | 76 | -96,942 | -75.82% | Q3 2026 | Oct 15, 2026 |
| RFG Advisory, LLC | History | Added to | 30,525 | 597 | 0.01% | 0.01% | 77 | +7,706 | 33.77% | Q3 2026 | Nov 03, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 27,117 | 580 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Western Wealth Management, LLC | History | No change | 26,359 | 564 | 0.02% | 0.02% | 79 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | No change | 25,164 | 538 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Maia Wealth LLC | History | Reduced | 27,349 | 535 | 0.07% | 0.1% | 82 | -4,354 | -13.73% | Q3 2026 | Oct 19, 2026 |
| LaSalle St. Investment Advisors, LLC | History | No change | 25,042 | 535 | 0.07% | 0.07% | 81 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Sequent Planning LLC | History | No change | 23,456 | 501 | 0.11% | 0.11% | 83 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 24,831 | 486 | 0.01% | 0.01% | 84 | +1,208 | 5.11% | Q3 2026 | Oct 13, 2026 |
| Atria Investments, Inc | History | Added to | 24,333 | 476 | 0.0% | 0.0% | 85 | +1,126 | 4.85% | Q3 2026 | Oct 15, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | New | 23,898 | 470 | 0.52% | — | 86 | +23,898 | New | Q3 2026 | Oct 27, 2026 |
| Perigon Wealth Management, LLC | History | Added to | 22,814 | 446 | 0.01% | 0.01% | 87 | +2,346 | 11.46% | Q3 2026 | Oct 22, 2026 |
| StoneX Group Inc. | History | Added to | 22,135 | 444 | 0.02% | 0.01% | 88 | +11,878 | 115.8% | Q3 2026 | Nov 03, 2026 |
| Capital CS Group, LLC | History | Reduced | 20,412 | 399 | 0.3% | 0.35% | 89 | -167 | -0.81% | Q3 2026 | Oct 29, 2026 |
| Aurora Private Wealth, Inc. | History | Reduced | 20,327 | 398 | 0.25% | 0.28% | 90 | -618 | -2.95% | Q3 2026 | Oct 20, 2026 |
| BlueChip Wealth Advisors LLC | History | No change | 20,121 | 394 | 0.13% | 0.16% | 91 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Snowden Capital Advisors LLC | History | No change | 18,079 | 386 | 0.01% | 0.01% | 92 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PRINCIPAL SECURITIES, INC. | History | No change | 17,833 | 381 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 17,678 | 378 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Spire Wealth Management | History | Added to | 18,944 | 371 | 0.01% | 0.01% | 95 | +926 | 5.14% | Q3 2026 | Oct 30, 2026 |
| NOVEM GROUP | History | Added to | 18,113 | 354 | 0.04% | 0.03% | 96 | +4,154 | 29.76% | Q3 2026 | Oct 19, 2026 |
| Rossby Financial, LCC | History | Added to | 18,009 | 352 | 0.05% | 0.07% | 97 | +57 | 0.32% | Q3 2026 | Nov 05, 2026 |
| Pine Valley Investments Ltd Liability Co | History | No change | 16,086 | 344 | 0.01% | 0.01% | 98 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| KKM Financial LLC | History | No change | 15,061 | 322 | 0.04% | 0.04% | 99 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 14,668 | 313 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Equitable Holdings, Inc. | History | No change | 13,280 | 284 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| JPMORGAN CHASE & CO | History | No change | 12,861 | 278 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 12,700 | 271 | 0.09% | 0.09% | 103 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IFP Advisors, Inc | History | Reduced | 13,814 | 270 | 0.0% | 0.01% | 104 | -8,166 | -37.15% | Q3 2026 | Oct 16, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 12,469 | 266 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | No change | 12,448 | 266 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 12,140 | 259 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Faithward Advisors, LLC | History | No change | 11,903 | 254 | 0.03% | 0.03% | 108 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Asset Allocation Strategies LLC | History | Added to | 12,416 | 243 | 0.04% | 0.04% | 109 | +1,142 | 10.13% | Q3 2026 | Oct 20, 2026 |
| World Investment Advisors | History | No change | 10,604 | 227 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Park Square Financial Group, LLC | History | No change | 10,330 | 221 | 2.0% | 2.0% | 111 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Wealth Management Associates, Inc. | History | No change | 10,165 | 217 | 0.06% | 0.06% | 112 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Integrated Advisors Network LLC | History | Reduced | 10,898 | 213 | 0.01% | 0.01% | 114 | -2,766 | -20.24% | Q3 2026 | Oct 20, 2026 |
| HBK Sorce Advisory LLC | History | No change | 10,153 | 213 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Geneos Wealth Management Inc. | History | No change | 9,611 | 205 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| MBE Wealth Management, LLC | History | No change | 10,149 | 198 | 0.07% | 0.08% | 116 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 8,124 | 174 | 0.01% | 0.01% | 117 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| US BANCORP \DE\ | History | No change | 8,128 | 159 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| NI ACQUISITIONS COMPANY, LLC | History | No change | 6,206 | 132 | 0.06% | 0.06% | 119 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 4,148 | 81 | 0.02% | 0.02% | 120 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Synergy Investment Management, LLC | History | No change | 3,797 | 81 | 0.02% | 0.02% | 121 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Global Retirement Partners, LLC | History | No change | 2,717 | 58 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 2,806 | 54 | 0.0% | 0.01% | 123 | -1,622 | -36.63% | Q3 2026 | Oct 20, 2026 |
| Signature Equity Partners, LLC | History | Added to | 2,638 | 51 | 0.02% | 0.0% | 124 | +2,539 | 2564.65% | Q3 2026 | Oct 29, 2026 |
| Larson Financial Group LLC | History | No change | 2,200 | 43 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Added to | 1,908 | 37 | 0.03% | 0.03% | 126 | +347 | 22.23% | Q3 2026 | Nov 02, 2026 |
| TOUNJIAN ADVISORY PARTNERS, LLC | History | Reduced | 1,657 | 32 | 0.01% | 0.02% | 128 | -515 | -23.71% | Q3 2026 | Nov 04, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1,501 | 32 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 1,609 | 31 | 0.0% | 0.0% | 129 | -254 | -13.63% | Q3 2026 | Nov 05, 2026 |
| Raleigh Capital Management Inc. | History | Reduced | 1,448 | 28 | 0.01% | 0.01% | 130 | -504 | -25.82% | Q3 2026 | Oct 28, 2026 |
| Allworth Financial LP | History | No change | 955 | 20 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 743 | 14 | 0.0% | 0.0% | 132 | +5 | 0.68% | Q3 2026 | Oct 28, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 723 | 14 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 643 | 13 | 0.01% | 0.01% | 134 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 502 | 9 | 0.0% | 0.0% | 136 | +74 | 17.29% | Q3 2026 | Nov 02, 2026 |
| Continuum Advisory, LLC | History | No change | 450 | 9 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 454 | 9 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 432 | 8 | 0.0% | 0.0% | 138 | -35 | -7.49% | Q3 2026 | Nov 04, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 385 | 8 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Parallel Advisors, LLC | History | No change | 433 | 8 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Silver Grove Financial Group, Inc. | History | Added to | 394 | 7 | 0.0% | — | 142 | +348 | 756.52% | Q3 2026 | Nov 05, 2026 |
| Coppell Advisory Solutions LLC | History | No change | 23,548 | 7 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AMERICAN NATIONAL BANK & TRUST | History | No change | 262 | 5 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| Key Capital Management, INC | History | No change | 274 | 5 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| GK Wealth Management LLC | History | New | 244 | 4 | 0.0% | — | 146 | +244 | New | Q3 2026 | Oct 09, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 189 | 4 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 146 | 3 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Lloyd Advisory Services, LLC. | History | Reduced | 85 | 1 | 0.0% | 0.0% | 148 | -147 | -63.36% | Q3 2026 | Nov 02, 2026 |
| CX Institutional | History | New | 35 | 1 | 0.0% | — | 149 | +35 | New | Q3 2026 | Oct 02, 2026 |
| Providence First Trust Co | History | Closed out | 0 | 0 | — | 0.14% | — | -23,641 | -100.0% | Q3 2026 | Nov 02, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -4,010 | -100.0% | Q3 2026 | Oct 29, 2026 |
| NFSG Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -2,701 | -100.0% | Q3 2026 | Oct 15, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -1,453 | -100.0% | Q3 2026 | Oct 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -916 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Mowery & Schoenfeld Wealth Management, LLC | History | Reduced | 1 | 0 | — | 0.01% | — | -259 | -99.62% | Q3 2026 | Oct 27, 2026 |
| Wagner Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -82 | -100.0% | Q3 2026 | Oct 21, 2026 |
| Allspring Global Investments Holdings, LLC | History | Closed out | 0 | 0 | — | — | — | -18 | -100.0% | Q3 2026 | Nov 04, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Capital Investment Advisory Services, LLC | History | No change | 30 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| SBI Securities Co., Ltd. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Smartleaf Asset Management LLC | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Strive Financial Group ,LLC | History | No change | 23 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |