FIRST TRUST EXCHANGE-TRADED FUND IV - LGOV
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 33 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 3,889,011 | 84,897 | 0.02% | 0.02% | 1 | +401,560 | 11.51% | Q4 2025 | Feb 11, 2026 |
| ROYAL BANK OF CANADA | History | New | 1,856,245 | 40,521 | 0.01% | — | 2 | +1,856,245 | New | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 1,255,655 | 27,410 | 0.01% | 0.01% | 3 | -422,610 | -25.18% | Q4 2025 | Feb 18, 2026 |
| MORGAN STANLEY | History | Added to | 1,224,161 | 26,723 | 0.0% | 0.0% | 4 | +56,370 | 4.83% | Q4 2025 | Feb 13, 2026 |
| Comprehensive Wealth Management, LLC | History | Reduced | 1,142,264 | 24,935 | 14.71% | 22.38% | 5 | -309,047 | -21.29% | Q4 2025 | Feb 11, 2026 |
| GDS Wealth Management | History | Reduced | 1,045,275 | 22,818 | 1.43% | 1.54% | 6 | -26,517 | -2.47% | Q4 2025 | Feb 02, 2026 |
| Csenge Advisory Group | History | Added to | 974,216 | 21,267 | 0.96% | 0.95% | 7 | +56,704 | 6.18% | Q4 2025 | Feb 06, 2026 |
| Walkner Condon Financial Advisors LLC | History | Added to | 842,312 | 18,387 | 2.55% | 2.33% | 8 | +164,934 | 24.35% | Q4 2025 | Jan 21, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 781,716 | 17,065 | 0.05% | 0.05% | 9 | -24,776 | -3.07% | Q4 2025 | Feb 05, 2026 |
| Financial Enhancement Group LLC | History | Reduced | 773,034 | 16,805 | 2.19% | 3.14% | 10 | -296,366 | -27.71% | Q4 2025 | Jan 23, 2026 |
| Stratos Investment Management, LLC | History | Added to | 756,610 | 16,516 | 0.66% | 0.66% | 11 | +21,404 | 2.91% | Q4 2025 | Jan 20, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 720,153 | 15,720 | 0.0% | 0.0% | 12 | +41,569 | 6.13% | Q4 2025 | Feb 10, 2026 |
| Marshall Financial Group, LLC | History | Added to | 716,276 | 15,636 | 3.03% | 2.91% | 13 | +28,492 | 4.14% | Q4 2025 | Jan 09, 2026 |
| STEPHENS INC /AR/ | History | Added to | 671,371 | 14,656 | 0.18% | 0.18% | 14 | +19,229 | 2.95% | Q4 2025 | Feb 05, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 655,358 | 14,306 | 0.17% | 0.12% | 15 | +26,054 | 4.14% | Q4 2025 | Feb 13, 2026 |
| Tidemark, LLC | History | New | 566,126 | 12,358 | 3.51% | — | 16 | +566,126 | New | Q4 2025 | Feb 10, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 564,951 | 12,332 | 0.14% | 0.02% | 17 | +517,283 | 1085.18% | Q4 2025 | Jan 29, 2026 |
| Cetera Investment Advisers | History | Added to | 559,085 | 12,204 | 0.01% | 0.01% | 18 | +132,286 | 30.99% | Q4 2025 | Feb 17, 2026 |
| HighTower Advisors, LLC | History | Reduced | 369,993 | 8,076 | 0.01% | 0.02% | 19 | -241,575 | -39.5% | Q4 2025 | Feb 06, 2026 |
| Anderson Financial Strategies, LLC | History | Added to | 335,797 | 7,330 | 4.25% | 4.17% | 20 | +11,702 | 3.61% | Q4 2025 | Feb 24, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 310,968 | 6,788 | 0.1% | 0.02% | 21 | +246,047 | 378.99% | Q4 2025 | Feb 09, 2026 |
| TSFG, LLC | History | Added to | 259,713 | 5,670 | 0.85% | 0.64% | 22 | +74,227 | 40.02% | Q4 2025 | Feb 04, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 259,278 | 5,660 | 0.0% | 0.0% | 23 | +46,445 | 21.82% | Q4 2025 | Feb 13, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 247,321 | 5,399 | 0.06% | 0.08% | 24 | +8,002 | 3.34% | Q4 2025 | Jan 23, 2026 |
| &PARTNERS | History | Reduced | 221,203 | 4,828 | 0.03% | 0.03% | 25 | -3,045 | -1.36% | Q4 2025 | Feb 17, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 218,811 | 4,776 | 0.02% | 0.02% | 26 | -5,964 | -2.65% | Q4 2025 | Feb 18, 2026 |
| Centennial Wealth Advisory LLC | History | Added to | 188,773 | 4,120 | 1.09% | 1.14% | 27 | +886 | 0.47% | Q4 2025 | Jan 14, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 179,679 | 3,923 | 0.04% | 0.03% | 28 | +58,201 | 47.91% | Q4 2025 | Feb 02, 2026 |
| ARVEST INVESTMENTS, INC. | History | Reduced | 161,565 | 3,526 | 0.5% | 0.89% | 29 | -123,312 | -43.29% | Q4 2025 | Jan 20, 2026 |
| Gladstone Institutional Advisory LLC | History | Reduced | 156,668 | 3,420 | 0.13% | 0.17% | 30 | -44,161 | -21.99% | Q4 2025 | Feb 17, 2026 |
| Holistic Financial Partners | History | Added to | 152,141 | 3,321 | 1.2% | 1.29% | 31 | +6,869 | 4.73% | Q4 2025 | Jan 07, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 144,330 | 3,151 | 0.01% | 0.01% | 32 | -13,131 | -8.34% | Q4 2025 | Feb 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 144,247 | 3,148 | 0.0% | 0.01% | 33 | -154,797 | -51.76% | Q4 2025 | Feb 17, 2026 |
| Prospera Financial Services Inc | History | Added to | 138,769 | 3,029 | 0.05% | 0.05% | 34 | +8,790 | 6.76% | Q4 2025 | Feb 09, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | Added to | 134,420 | 2,934 | 0.93% | 0.92% | 35 | +5,687 | 4.42% | Q4 2025 | Feb 03, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 133,521 | 2,914 | 0.01% | 0.01% | 36 | -3,006 | -2.2% | Q4 2025 | Feb 13, 2026 |
| Sequent Planning LLC | History | Reduced | 124,471 | 2,717 | 0.69% | 0.79% | 37 | -3,293 | -2.58% | Q4 2025 | Feb 05, 2026 |
| Midwest Financial Group LLC | History | Added to | 121,514 | 2,652 | 1.17% | 0.94% | 38 | +30,511 | 33.53% | Q4 2025 | Jan 20, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Added to | 100,328 | 2,190 | 0.79% | 0.46% | 39 | +47,708 | 90.67% | Q4 2025 | Jan 26, 2026 |
| ASSETMARK, INC | History | Reduced | 88,612 | 1,934 | 0.0% | 0.0% | 40 | -8,304 | -8.57% | Q4 2025 | Jan 23, 2026 |
| MGO ONE SEVEN LLC | History | New | 83,349 | 1,819 | 0.04% | — | 41 | +83,349 | New | Q4 2025 | Feb 03, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | Added to | 78,283 | 1,708 | 0.67% | 0.67% | 42 | +70 | 0.09% | Q4 2025 | Feb 13, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 73,329 | 1,600 | 0.0% | 0.0% | 43 | +8,680 | 13.43% | Q4 2025 | Feb 02, 2026 |
| Accel Wealth Management | History | Added to | 72,293 | 1,578 | 0.43% | 0.39% | 44 | +10,011 | 16.07% | Q4 2025 | Jan 20, 2026 |
| AE Wealth Management LLC | History | Reduced | 67,159 | 1,466 | 0.01% | 0.01% | 45 | -4,720 | -6.57% | Q4 2025 | Jan 26, 2026 |
| Investors Research Corp | History | Reduced | 65,213 | 1,423 | 0.26% | 0.27% | 46 | -1,548 | -2.32% | Q4 2025 | Jan 06, 2026 |
| IFG Advisory, LLC | History | Reduced | 60,440 | 1,319 | 0.06% | 0.06% | 47 | -2,785 | -4.4% | Q4 2025 | Feb 10, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 60,096 | 1,311 | 0.0% | 0.0% | 48 | -2,513 | -4.01% | Q4 2025 | Feb 10, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 52,752 | 1,151 | 0.01% | 0.01% | 49 | +1,496 | 2.92% | Q4 2025 | Feb 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 50,232 | 1,096 | 0.0% | 0.01% | 50 | -476,712 | -90.47% | Q4 2025 | Feb 12, 2026 |
| Ameritas Investment Partners, Inc. | History | Added to | 44,184 | 964 | 0.03% | 0.03% | 51 | +2,242 | 5.35% | Q4 2025 | Feb 11, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 40,080 | 879 | 0.06% | 0.06% | 52 | +573 | 1.45% | Q4 2025 | Jan 15, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 39,447 | 861 | 0.03% | — | 53 | +39,447 | New | Q4 2025 | Feb 13, 2026 |
| Snowden Capital Advisors LLC | History | Reduced | 38,377 | 837 | 0.02% | 0.02% | 54 | -396 | -1.02% | Q4 2025 | Feb 17, 2026 |
| Maia Wealth LLC | History | Reduced | 35,803 | 794 | 0.14% | 0.16% | 55 | -7,284 | -16.91% | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 34,253 | 747 | 0.0% | 0.0% | 56 | -83,122 | -70.82% | Q4 2025 | Feb 17, 2026 |
| Arax Advisory Partners | History | New | 33,885 | 739 | 0.02% | — | 57 | +33,885 | New | Q4 2025 | Feb 13, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 33,131 | 723 | 0.0% | 0.0% | 58 | +43 | 0.13% | Q4 2025 | Feb 06, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 32,407 | 707 | 0.01% | 0.01% | 59 | +2,618 | 8.79% | Q4 2025 | Jan 29, 2026 |
| IFP Advisors, Inc | History | Reduced | 30,972 | 676 | 0.02% | 0.02% | 60 | -2,062 | -6.24% | Q4 2025 | Feb 06, 2026 |
| Pinnacle Family Advisors, LLC | History | Reduced | 30,371 | 662 | 0.29% | 0.29% | 61 | -563 | -1.82% | Q4 2025 | Feb 17, 2026 |
| Western Wealth Management, LLC | History | Added to | 30,136 | 657 | 0.03% | 0.03% | 62 | +3,768 | 14.29% | Q4 2025 | Feb 05, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 29,930 | 653 | 0.0% | 0.0% | 63 | -8,529 | -22.18% | Q4 2025 | Jan 29, 2026 |
| Belpointe Asset Management LLC | History | Reduced | 29,883 | 652 | 0.02% | 0.03% | 64 | -8,488 | -22.12% | Q4 2025 | Jan 27, 2026 |
| Fortis Capital Advisors, LLC | History | Reduced | 29,883 | 652 | 0.1% | 0.13% | 65 | -8,488 | -22.12% | Q4 2025 | Jan 27, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 28,724 | 627 | 0.01% | 0.01% | 66 | +679 | 2.42% | Q4 2025 | Feb 09, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 26,800 | 585 | 0.0% | 0.0% | 67 | +522 | 1.99% | Q4 2025 | Mar 16, 2026 |
| Coppell Advisory Solutions LLC | History | Added to | 25,487 | 559 | 0.06% | 0.05% | 68 | +2,196 | 9.43% | Q4 2025 | Feb 17, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Reduced | 25,506 | 556 | 0.09% | 0.1% | 69 | -238 | -0.92% | Q4 2025 | Feb 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 24,207 | 528 | 0.0% | 0.0% | 70 | +309 | 1.29% | Q4 2025 | Feb 12, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 21,122 | 461 | 0.0% | 0.0% | 71 | +3,104 | 17.23% | Q4 2025 | Jan 05, 2026 |
| RFG Advisory, LLC | History | Added to | 21,128 | 461 | 0.01% | 0.01% | 72 | +710 | 3.48% | Q4 2025 | Feb 03, 2026 |
| Park Square Financial Group, LLC | History | Reduced | 20,732 | 432 | 2.56% | 3.24% | 73 | -13,811 | -39.98% | Q4 2025 | Feb 05, 2026 |
| US BANCORP \DE\ | History | Added to | 19,051 | 415 | 0.0% | 0.0% | 74 | +4,142 | 27.78% | Q4 2025 | Jan 30, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 18,786 | 410 | 0.0% | 0.0% | 75 | +1,772 | 10.41% | Q4 2025 | Feb 13, 2026 |
| Integrated Advisors Network LLC | History | Reduced | 18,706 | 408 | 0.02% | 0.02% | 76 | -6,583 | -26.03% | Q4 2025 | Feb 17, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 18,391 | 401 | 0.0% | 0.0% | 77 | +652 | 3.68% | Q4 2025 | Feb 06, 2026 |
| Atria Investments, Inc | History | Added to | 17,894 | 390 | 0.0% | 0.0% | 78 | +1,083 | 6.44% | Q4 2025 | Feb 05, 2026 |
| Balefire, LLC | History | New | 17,455 | 381 | 0.07% | — | 79 | +17,455 | New | Q4 2025 | Jan 12, 2026 |
| Rossby Financial, LCC | History | Reduced | 17,080 | 372 | 0.11% | 0.12% | 80 | -380 | -2.18% | Q4 2025 | Feb 12, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 16,810 | 366 | 0.0% | 0.0% | 81 | -195 | -1.15% | Q4 2025 | Feb 11, 2026 |
| BlueChip Wealth Advisors LLC | History | No change | 16,700 | 364 | 0.15% | 0.16% | 82 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 16,548 | 361 | 0.01% | 0.01% | 83 | +466 | 2.9% | Q4 2025 | Feb 12, 2026 |
| Spire Wealth Management | History | Added to | 16,095 | 351 | 0.01% | 0.01% | 84 | +77 | 0.48% | Q4 2025 | Jan 14, 2026 |
| HBK Sorce Advisory LLC | History | No change | 14,765 | 323 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 14,503 | 316 | 0.0% | 0.0% | 86 | -183 | -1.25% | Q4 2025 | Feb 17, 2026 |
| KKM Financial LLC | History | New | 14,314 | 312 | 0.06% | — | 88 | +14,314 | New | Q4 2025 | Feb 18, 2026 |
| STIFEL FINANCIAL CORP | History | New | 14,296 | 312 | 0.0% | — | 87 | +14,296 | New | Q4 2025 | Feb 13, 2026 |
| Gateway Wealth Partners, LLC | History | Reduced | 14,212 | 310 | 0.03% | 0.04% | 89 | -641 | -4.32% | Q4 2025 | Feb 11, 2026 |
| Equitable Holdings, Inc. | History | New | 14,010 | 305 | 0.0% | — | 90 | +14,010 | New | Q4 2025 | Feb 17, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | New | 14,002 | 305 | 0.58% | — | 91 | +14,002 | New | Q4 2025 | Feb 18, 2026 |
| Perigon Wealth Management, LLC | History | Added to | 13,795 | 301 | 0.01% | 0.01% | 92 | +1,284 | 10.26% | Q4 2025 | Jan 16, 2026 |
| Asset Allocation Strategies LLC | History | Added to | 13,059 | 285 | 0.05% | 0.05% | 93 | +1,069 | 8.92% | Q4 2025 | Feb 13, 2026 |
| Faithward Advisors, LLC | History | New | 11,948 | 260 | 0.04% | — | 94 | +11,948 | New | Q4 2025 | Feb 17, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Added to | 10,710 | 233 | 0.01% | 0.01% | 95 | +1,420 | 15.29% | Q4 2025 | Feb 13, 2026 |
| World Investment Advisors | History | New | 10,329 | 225 | 0.0% | — | 96 | +10,329 | New | Q4 2025 | Mar 12, 2026 |
| MBE Wealth Management, LLC | History | No change | 10,149 | 221 | 0.09% | 0.1% | 97 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Wealth Management Associates, Inc. | History | No change | 10,165 | 221 | 0.08% | 0.08% | 98 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| BAM Wealth Management, LLC | History | New | 9,795 | 213 | 0.15% | — | 99 | +9,795 | New | Q4 2025 | Jan 20, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 9,535 | 208 | 0.0% | 0.0% | 100 | +143 | 1.52% | Q4 2025 | Feb 13, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Added to | 9,252 | 202 | 0.01% | 0.0% | 101 | +4,382 | 89.98% | Q4 2025 | Feb 13, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 7,935 | 173 | 0.0% | 0.0% | 102 | +750 | 10.44% | Q4 2025 | Jan 28, 2026 |
| Sound Income Strategies, LLC | History | New | 6,191 | 135 | 0.01% | — | 103 | +6,191 | New | Q4 2025 | Jan 21, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Reduced | 5,016 | 109 | 0.03% | 0.05% | 104 | -2,228 | -30.76% | Q4 2025 | Feb 05, 2026 |
| Newbridge Financial Services Group, Inc. | History | New | 4,989 | 108 | 0.02% | — | 105 | +4,989 | New | Q4 2025 | Jan 21, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 3,847 | 83 | 0.01% | 0.0% | 106 | +1,381 | 56.0% | Q4 2025 | Jan 26, 2026 |
| Wealth Watch Advisors, INC | History | Reduced | 3,135 | 68 | 0.03% | 0.03% | 107 | -22 | -0.7% | Q4 2025 | Feb 17, 2026 |
| Pinnacle Bancorp, Inc. | History | Added to | 3,026 | 66 | 0.02% | 0.0% | 108 | +2,289 | 310.58% | Q4 2025 | Jan 22, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 2,330 | 50 | 0.0% | 0.01% | 109 | -9,270 | -79.91% | Q4 2025 | Feb 06, 2026 |
| Larson Financial Group LLC | History | Reduced | 2,200 | 48 | 0.0% | 0.0% | 110 | -469 | -17.57% | Q4 2025 | Feb 06, 2026 |
| Raleigh Capital Management Inc. | History | Added to | 1,467 | 32 | 0.01% | 0.01% | 111 | +15 | 1.03% | Q4 2025 | Jan 21, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 1,407 | 30 | 0.0% | 0.0% | 112 | +2 | 0.14% | Q4 2025 | Feb 06, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 1,302 | 28 | 0.03% | 0.03% | 113 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 1,201 | 26 | 0.0% | — | 114 | +1,201 | New | Q4 2025 | Feb 03, 2026 |
| COMERICA BANK | History | Reduced | 972 | 21 | 0.0% | 0.0% | 115 | -2,966 | -75.32% | Q4 2025 | Jan 29, 2026 |
| Allworth Financial LP | History | New | 934 | 20 | 0.0% | — | 116 | +934 | New | Q4 2025 | Feb 05, 2026 |
| NBC SECURITIES, INC. | History | No change | 723 | 15 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| CWM, LLC | History | No change | 679 | 15 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Legacy Wealth Managment, LLC/ID | History | No change | 566 | 12 | 0.01% | 0.01% | 119 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 500 | 10 | 0.01% | 0.01% | 120 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 368 | 8 | 0.0% | 0.0% | 121 | +4 | 1.1% | Q4 2025 | Feb 06, 2026 |
| AMERICAN NATIONAL BANK & TRUST | History | No change | 262 | 5 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 218 | 4 | 0.0% | — | 123 | +218 | New | Q4 2025 | Feb 09, 2026 |
| Root Financial Partners, LLC | History | No change | 175 | 3 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Smartleaf Asset Management LLC | History | Reduced | 124 | 2 | 0.0% | 0.0% | 126 | -201 | -61.85% | Q4 2025 | Feb 13, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 96 | 2 | 0.0% | — | 125 | +96 | New | Q4 2025 | Jan 21, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 69 | 1 | 0.0% | 0.0% | 128 | -69 | -50.0% | Q4 2025 | Feb 18, 2026 |
| Signature Equity Partners, LLC | History | New | 69 | 1 | 0.0% | — | 129 | +69 | New | Q4 2025 | Feb 17, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 80 | 1 | 0.0% | 0.0% | 127 | +1 | 1.27% | Q4 2025 | Jan 30, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -45,215 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Sigma Planning Corp | History | Closed out | 0 | 0 | — | 0.02% | — | -31,864 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Ferguson Shapiro LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -18,101 | -100.0% | Q3 2025 | Nov 10, 2025 |
| PFG Advisors | History | Closed out | 0 | 0 | — | 0.01% | — | -13,738 | -100.0% | Q3 2025 | Nov 13, 2025 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,685 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,798 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -255 | -100.0% | Q3 2025 | Nov 06, 2025 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -55 | -100.0% | Q3 2025 | Feb 03, 2026 |
| Capital Investment Advisory Services, LLC | History | New | 22 | 0 | — | — | — | +22 | New | Q4 2025 | Jan 21, 2026 |
| Hilton Head Capital Partners, LLC | History | New | 22 | 0 | — | — | — | +22 | New | Q4 2025 | Feb 11, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | New | 10 | 0 | — | — | — | +10 | New | Q4 2025 | Feb 10, 2026 |
| Lloyd Advisory Services, LLC. | History | New | 4 | 0 | — | — | — | +4 | New | Q4 2025 | Feb 06, 2026 |
| AdvisorNet Financial, Inc | History | No change | 13 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |