NYLI MacKay DefinedTerm Muni Opportunities Fund - MMD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 736,048 | 10,930 | 0.37% | 0.38% | 1 | -3,446 | -0.47% | Q1 2026 | May 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 675,583 | 10,032 | 0.0% | 0.0% | 2 | +73,651 | 12.24% | Q1 2026 | May 14, 2026 |
| MORGAN STANLEY | History | Reduced | 451,865 | 6,710 | 0.0% | 0.0% | 3 | -15,453 | -3.31% | Q1 2026 | May 15, 2026 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | Added to | 432,502 | 6,461 | 2.7% | 2.31% | 4 | +52,947 | 13.95% | Q1 2026 | May 11, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 432,536 | 6,423 | 0.05% | 0.05% | 5 | -17,391 | -3.87% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 318,039 | 4,722 | 0.0% | 0.0% | 6 | -5,151 | -1.59% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 266,726 | 3,960 | 0.0% | 0.0% | 7 | +10,580 | 4.13% | Q1 2026 | May 11, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 148,423 | 2,204 | 0.0% | 0.0% | 8 | -4,174 | -2.74% | Q1 2026 | May 15, 2026 |
| Noble Wealth Management PBC | History | Added to | 120,000 | 1,781 | 0.9% | 0.64% | 9 | +34,007 | 39.55% | Q1 2026 | Apr 02, 2026 |
| ProVise Management Group, LLC | History | Added to | 95,676 | 1,420 | 0.1% | 0.1% | 10 | +4,330 | 4.74% | Q1 2026 | May 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 93,997 | 1,395 | 0.0% | 0.0% | 11 | +2,208 | 2.41% | Q1 2026 | May 04, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | No change | 87,267 | 1,295 | 0.09% | 0.1% | 12 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 83,138 | 1,235 | 0.01% | 0.01% | 13 | +2,428 | 3.01% | Q1 2026 | Apr 07, 2026 |
| Intellus Advisors LLC | History | Reduced | 73,958 | 1,098 | 0.15% | 0.16% | 14 | -9,372 | -11.25% | Q1 2026 | May 07, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Added to | 68,560 | 1,018 | 0.05% | 0.03% | 15 | +28,321 | 70.38% | Q1 2026 | May 15, 2026 |
| Logan Stone Capital, LLC | History | Reduced | 65,102 | 966 | 0.27% | 0.36% | 16 | -32,204 | -33.1% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 63,198 | 938 | 0.0% | 0.0% | 17 | +6,766 | 11.99% | Q1 2026 | May 06, 2026 |
| Invesco Ltd. | History | Added to | 62,640 | 930 | 0.0% | 0.0% | 18 | +25,625 | 69.23% | Q1 2026 | May 12, 2026 |
| Worthington Financial Partners, LLC | History | Reduced | 56,032 | 832 | 0.71% | 0.81% | 19 | -5,227 | -8.53% | Q1 2026 | Apr 21, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 51,639 | 766 | 0.0% | 0.0% | 20 | +598 | 1.17% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 50,454 | 749 | 0.0% | 0.0% | 21 | -14,820 | -22.7% | Q1 2026 | May 05, 2026 |
| Whipplewood Advisors, LLC | History | Reduced | 48,812 | 724 | 0.38% | 0.48% | 22 | -960 | -1.93% | Q1 2026 | Apr 30, 2026 |
| COHEN & STEERS, INC. | History | No change | 45,000 | 668 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Reduced | 44,396 | 659 | 0.22% | 0.49% | 24 | -52,830 | -54.34% | Q1 2026 | May 12, 2026 |
| Ackerman Capital Advisors, LLC | History | Reduced | 43,675 | 648 | 0.13% | 0.2% | 25 | -22,920 | -34.42% | Q1 2026 | May 05, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 42,055 | 624 | 0.0% | 0.0% | 26 | +516 | 1.24% | Q1 2026 | May 15, 2026 |
| 1607 Capital Partners, LLC | History | Added to | 39,088 | 580 | 0.04% | 0.04% | 27 | +4,026 | 11.48% | Q1 2026 | May 15, 2026 |
| Bank of New York Mellon Corp | History | Added to | 37,249 | 553 | 0.0% | 0.0% | 28 | +13,468 | 56.63% | Q1 2026 | May 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 36,906 | 548 | 0.0% | 0.0% | 29 | +22,360 | 153.72% | Q1 2026 | May 15, 2026 |
| XML Financial, LLC | History | No change | 32,505 | 482 | 0.04% | 0.04% | 30 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| &PARTNERS | History | Reduced | 33,043 | 480 | 0.0% | 0.0% | 31 | -4 | -0.01% | Q1 2026 | May 15, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 30,822 | 458 | 0.01% | 0.01% | 32 | -1,250 | -3.9% | Q1 2026 | Apr 21, 2026 |
| Global Endowment Management, LP | History | No change | 30,000 | 446 | 0.05% | 0.06% | 33 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| ROVIN CAPITAL /UT/ /ADV | History | No change | 28,801 | 428 | 0.11% | 0.11% | 34 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| WealthPLAN Partners, LLC | History | No change | 26,420 | 392 | 0.08% | 0.06% | 35 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 24,720 | 367 | 0.0% | 0.0% | 36 | -266 | -1.06% | Q1 2026 | May 07, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Reduced | 24,294 | 361 | 0.02% | 0.02% | 37 | -31 | -0.13% | Q1 2026 | May 18, 2026 |
| Plancorp, LLC | History | No change | 23,807 | 361 | 0.01% | 0.01% | 38 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 24,082 | 357 | 0.0% | 0.0% | 39 | +59 | 0.25% | Q1 2026 | May 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 23,448 | 348 | 0.0% | 0.0% | 40 | -7,227 | -23.56% | Q1 2026 | May 08, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 20,970 | 311 | 0.0% | 0.0% | 41 | -3,819 | -15.41% | Q1 2026 | May 15, 2026 |
| Scarborough Advisors, LLC | History | No change | 19,530 | 290 | 0.03% | 0.05% | 42 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 19,430 | 288 | 0.0% | 0.0% | 43 | -212 | -1.08% | Q1 2026 | May 12, 2026 |
| MGO ONE SEVEN LLC | History | New | 17,905 | 265 | 0.01% | — | 44 | +17,905 | New | Q1 2026 | May 14, 2026 |
| INTEGRATED CAPITAL MANAGEMENT, INC. | History | Added to | 17,747 | 263 | 0.17% | 0.17% | 45 | +534 | 3.1% | Q1 2026 | May 07, 2026 |
| Arlington Capital Management, Inc. | History | Added to | 17,441 | 258 | 0.15% | 0.16% | 46 | +82 | 0.47% | Q1 2026 | May 01, 2026 |
| NOMURA HOLDINGS INC | History | Added to | 16,740 | 248 | 0.0% | 0.0% | 47 | +2,928 | 21.2% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 15,422 | 229 | 0.0% | 0.0% | 48 | +8,941 | 137.96% | Q1 2026 | Apr 30, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 15,349 | 228 | 0.0% | 0.0% | 49 | -10,175 | -39.86% | Q1 2026 | May 15, 2026 |
| Compass Financial Group, INC/SD | History | No change | 14,014 | 208 | 0.03% | 0.03% | 50 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Cerity Partners LLC | History | New | 13,894 | 206 | 0.0% | — | 51 | +13,894 | New | Q1 2026 | May 15, 2026 |
| Main Street Financial Solutions, LLC | History | No change | 13,603 | 202 | 0.02% | 0.02% | 52 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Reduced | 12,963 | 192 | 0.0% | 0.0% | 53 | -3,032 | -18.96% | Q1 2026 | May 13, 2026 |
| NewEdge Wealth, LLC | History | No change | 11,520 | 171 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 11,101 | 164 | 0.0% | 0.01% | 55 | -77,072 | -87.41% | Q1 2026 | May 04, 2026 |
| Rareview Capital LLC | History | New | 10,767 | 159 | 0.09% | — | 56 | +10,767 | New | Q1 2026 | Apr 27, 2026 |
| Financially in Tune, LLC | History | No change | 10,415 | 154 | 0.13% | 0.14% | 57 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| OPPENHEIMER & CO INC | History | New | 10,208 | 151 | 0.0% | — | 58 | +10,208 | New | Q1 2026 | Apr 23, 2026 |
| Pasadena Private Wealth, LLC | History | No change | 10,000 | 148 | 0.02% | 0.02% | 59 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Arax Advisory Partners | History | Reduced | 8,922 | 132 | 0.0% | 0.01% | 60 | -6,000 | -40.21% | Q1 2026 | May 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 4,720 | 70 | 0.0% | — | 61 | +4,720 | New | Q1 2026 | May 15, 2026 |
| CoreCap Advisors, LLC | History | No change | 3,910 | 58 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| PlanVest Financial, Inc | History | New | 3,900 | 57 | 0.04% | — | 63 | +3,900 | New | Q1 2026 | May 14, 2026 |
| FIFTH THIRD BANCORP | History | New | 3,647 | 54 | 0.0% | — | 65 | +3,647 | New | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 3,647 | 54 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| KELLEHER FINANCIAL ADVISORS | History | No change | 920 | 13 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Smallwood Wealth Investment Management, LLC | History | No change | 745 | 11 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| FNY Investment Advisers, LLC | History | No change | 600 | 8 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Farther Finance Advisors, LLC | History | No change | 500 | 7 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| HUNTINGTON NATIONAL BANK | History | Reduced | 166 | 2 | 0.0% | 0.0% | 70 | -84 | -33.6% | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -95,939 | -100.0% | Q1 2026 | May 15, 2026 |
| Pathstone Holdings, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -69,607 | -100.0% | Q1 2026 | May 11, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -62,636 | -100.0% | Q1 2026 | May 15, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,081 | -100.0% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,064 | -100.0% | Q1 2026 | May 12, 2026 |
| BRANDYWINE OAK PRIVATE WEALTH LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -20,000 | -100.0% | Q1 2026 | Apr 20, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -19,026 | -100.0% | Q1 2026 | Apr 07, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.01% | — | -18,103 | -100.0% | Q1 2026 | May 15, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.02% | — | -16,602 | -100.0% | Q1 2026 | May 12, 2026 |
| Cyndeo Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,655 | -100.0% | Q1 2026 | Apr 13, 2026 |
| Center for Financial Planning, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q1 2026 | May 04, 2026 |
| Kilter Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -854 | -100.0% | Q1 2026 | May 14, 2026 |
| Measured Wealth Private Client Group, LLC | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |