NYLI MacKay DefinedTerm Muni Opportunities Fund - MMD
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Hennion & Walsh Asset Management, Inc. | History | Added to | 739,494 | 10,996 | 0.38% | 0.38% | 1 | +38,972 | 5.56% | Q4 2025 | Jan 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 601,932 | 8,950 | 0.0% | 0.0% | 2 | +34,129 | 6.01% | Q4 2025 | Feb 18, 2026 |
| MORGAN STANLEY | History | Reduced | 467,318 | 6,949 | 0.0% | 0.0% | 3 | -70,832 | -13.16% | Q4 2025 | Feb 13, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 449,927 | 6,690 | 0.05% | 0.05% | 4 | +29,643 | 7.05% | Q4 2025 | Feb 17, 2026 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | New | 379,555 | 5,643 | 2.31% | — | 5 | +379,555 | New | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 323,190 | 4,805 | 0.0% | 0.0% | 6 | +30,959 | 10.59% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 256,146 | 3,808 | 0.0% | 0.0% | 7 | +21,567 | 9.19% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 152,597 | 2,269 | 0.0% | — | 8 | +152,597 | New | Q4 2025 | Feb 17, 2026 |
| Logan Stone Capital, LLC | History | New | 97,306 | 1,446 | 0.36% | — | 9 | +97,306 | New | Q4 2025 | Feb 17, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 97,226 | 1,445 | 0.49% | 0.5% | 10 | +722 | 0.75% | Q4 2025 | Feb 13, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 95,939 | 1,426 | 0.01% | 0.01% | 11 | -14,901 | -13.44% | Q4 2025 | Feb 18, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 91,789 | 1,364 | 0.0% | 0.0% | 12 | -3,776 | -3.95% | Q4 2025 | Feb 10, 2026 |
| ProVise Management Group, LLC | History | Added to | 91,346 | 1,358 | 0.1% | 0.1% | 13 | +2,898 | 3.28% | Q4 2025 | Jan 29, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 88,173 | 1,311 | 0.01% | — | 14 | +88,173 | New | Q4 2025 | Feb 02, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | No change | 87,267 | 1,297 | 0.1% | 0.1% | 15 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Noble Wealth Management PBC | History | Added to | 85,993 | 1,278 | 0.64% | 0.63% | 16 | +7,868 | 10.07% | Q4 2025 | Jan 05, 2026 |
| Intellus Advisors LLC | History | Reduced | 83,330 | 1,239 | 0.16% | 0.17% | 17 | -512 | -0.61% | Q4 2025 | Feb 06, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 80,710 | 1,200 | 0.01% | 0.01% | 18 | -5,176 | -6.03% | Q4 2025 | Jan 05, 2026 |
| Pathstone Holdings, LLC | History | New | 69,607 | 1,035 | 0.0% | — | 19 | +69,607 | New | Q4 2025 | Feb 13, 2026 |
| Ackerman Capital Advisors, LLC | History | Added to | 66,595 | 990 | 0.2% | 0.15% | 20 | +19,646 | 41.85% | Q4 2025 | Feb 11, 2026 |
| UBS Group AG | History | Reduced | 65,274 | 970 | 0.0% | 0.0% | 21 | -5,104 | -7.25% | Q4 2025 | Jan 29, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | New | 62,636 | 931 | 0.0% | — | 22 | +62,636 | New | Q4 2025 | Feb 17, 2026 |
| Worthington Financial Partners, LLC | History | New | 61,259 | 910 | 0.81% | — | 23 | +61,259 | New | Q4 2025 | Mar 05, 2026 |
| LPL Financial LLC | History | Reduced | 56,432 | 839 | 0.0% | 0.0% | 24 | -70,476 | -55.53% | Q4 2025 | Feb 11, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 51,041 | 758 | 0.0% | 0.0% | 25 | +570 | 1.13% | Q4 2025 | Feb 18, 2026 |
| Whipplewood Advisors, LLC | History | Added to | 49,772 | 740 | 0.48% | 0.49% | 26 | +201 | 0.41% | Q4 2025 | Feb 17, 2026 |
| COHEN & STEERS, INC. | History | No change | 45,000 | 669 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 41,539 | 617 | 0.0% | 0.0% | 28 | +494 | 1.2% | Q4 2025 | Feb 17, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | New | 40,239 | 598 | 0.03% | — | 29 | +40,239 | New | Q4 2025 | Feb 17, 2026 |
| Invesco Ltd. | History | New | 37,015 | 550 | 0.0% | — | 30 | +37,015 | New | Q4 2025 | Feb 19, 2026 |
| 1607 Capital Partners, LLC | History | New | 35,062 | 521 | 0.04% | — | 31 | +35,062 | New | Q4 2025 | Feb 17, 2026 |
| &PARTNERS | History | New | 33,047 | 491 | 0.0% | — | 32 | +33,047 | New | Q4 2025 | Feb 17, 2026 |
| XML Financial, LLC | History | Added to | 32,505 | 483 | 0.04% | 0.04% | 33 | +550 | 1.72% | Q4 2025 | Feb 11, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 32,072 | 477 | 0.01% | 0.02% | 34 | -335 | -1.03% | Q4 2025 | Feb 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 30,675 | 456 | 0.0% | 0.0% | 35 | -1,624 | -5.03% | Q4 2025 | Feb 12, 2026 |
| Global Endowment Management, LP | History | No change | 30,000 | 446 | 0.06% | 0.06% | 36 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| ROVIN CAPITAL /UT/ /ADV | History | Added to | 28,801 | 428 | 0.11% | 0.12% | 37 | +346 | 1.22% | Q4 2025 | Feb 09, 2026 |
| WealthPLAN Partners, LLC | History | No change | 26,420 | 392 | 0.06% | 0.06% | 38 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | New | 26,081 | 387 | 0.0% | — | 39 | +26,081 | New | Q4 2025 | Feb 17, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 25,524 | 379 | 0.0% | 0.0% | 40 | -1,036 | -3.9% | Q4 2025 | Feb 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 24,986 | 371 | 0.0% | 0.0% | 41 | -1,297 | -4.93% | Q4 2025 | Feb 10, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 24,789 | 368 | 0.0% | 0.0% | 42 | -3,872 | -13.51% | Q4 2025 | Feb 17, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Reduced | 24,325 | 362 | 0.02% | 0.02% | 43 | -994 | -3.93% | Q4 2025 | Feb 13, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 24,023 | 357 | 0.0% | 0.0% | 44 | +57 | 0.24% | Q4 2025 | Mar 16, 2026 |
| Plancorp, LLC | History | No change | 23,807 | 354 | 0.01% | 0.01% | 45 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Bank of New York Mellon Corp | History | New | 23,781 | 353 | 0.0% | — | 46 | +23,781 | New | Q4 2025 | Feb 10, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 22,064 | 328 | 0.0% | 0.0% | 47 | +1,389 | 6.72% | Q4 2025 | Feb 12, 2026 |
| BRANDYWINE OAK PRIVATE WEALTH LLC | History | No change | 20,000 | 297 | 0.02% | 0.03% | 48 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 19,642 | 292 | 0.0% | 0.0% | 49 | -25,253 | -56.25% | Q4 2025 | Feb 13, 2026 |
| Scarborough Advisors, LLC | History | New | 19,530 | 290 | 0.05% | — | 50 | +19,530 | New | Q4 2025 | Feb 17, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | No change | 19,026 | 282 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 18,103 | 269 | 0.01% | — | 52 | +18,103 | New | Q4 2025 | Feb 17, 2026 |
| Arlington Capital Management, Inc. | History | Added to | 17,359 | 258 | 0.16% | 0.15% | 53 | +1,339 | 8.36% | Q4 2025 | Jan 06, 2026 |
| INTEGRATED CAPITAL MANAGEMENT, INC. | History | Added to | 17,213 | 255 | 0.17% | 0.18% | 54 | +256 | 1.51% | Q4 2025 | Jan 08, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Reduced | 16,602 | 246 | 0.02% | 0.02% | 55 | -6,322 | -27.58% | Q4 2025 | Feb 13, 2026 |
| Cetera Investment Advisers | History | Added to | 15,995 | 237 | 0.0% | 0.0% | 56 | +331 | 2.11% | Q4 2025 | Feb 17, 2026 |
| Arax Advisory Partners | History | Reduced | 14,922 | 221 | 0.01% | 0.0% | 57 | -238 | -1.57% | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 14,546 | 216 | 0.0% | 0.0% | 58 | -1,226 | -7.77% | Q4 2025 | Feb 17, 2026 |
| Compass Financial Group, INC/SD | History | No change | 14,014 | 208 | 0.03% | 0.03% | 59 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| NOMURA HOLDINGS INC | History | New | 13,812 | 205 | 0.0% | — | 60 | +13,812 | New | Q4 2025 | Feb 17, 2026 |
| Main Street Financial Solutions, LLC | History | Added to | 13,603 | 202 | 0.02% | 0.01% | 61 | +3,482 | 34.4% | Q4 2025 | Feb 17, 2026 |
| NewEdge Wealth, LLC | History | Reduced | 11,520 | 171 | 0.0% | 0.0% | 62 | -1,870 | -13.97% | Q4 2025 | Feb 03, 2026 |
| Cyndeo Wealth Partners, LLC | History | Reduced | 10,655 | 158 | 0.01% | 0.01% | 63 | -2,544 | -19.27% | Q4 2025 | Jan 07, 2026 |
| Financially in Tune, LLC | History | New | 10,415 | 154 | 0.14% | — | 64 | +10,415 | New | Q4 2025 | Feb 27, 2026 |
| Pasadena Private Wealth, LLC | History | New | 10,000 | 148 | 0.02% | — | 65 | +10,000 | New | Q4 2025 | Feb 10, 2026 |
| Kestra Advisory Services, LLC | History | New | 6,481 | 96 | 0.0% | — | 66 | +6,481 | New | Q4 2025 | Feb 13, 2026 |
| CoreCap Advisors, LLC | History | No change | 3,910 | 58 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| COMERICA BANK | History | Reduced | 3,647 | 54 | 0.0% | 0.0% | 68 | -1,527 | -29.51% | Q4 2025 | Jan 29, 2026 |
| Center for Financial Planning, Inc. | History | No change | 2,000 | 29 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| KELLEHER FINANCIAL ADVISORS | History | No change | 920 | 13 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Kilter Group LLC | History | Added to | 854 | 12 | 0.01% | 0.01% | 71 | +58 | 7.29% | Q4 2025 | Feb 13, 2026 |
| Smallwood Wealth Investment Management, LLC | History | No change | 745 | 11 | 0.01% | 0.01% | 72 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| FNY Investment Advisers, LLC | History | No change | 600 | 8 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Farther Finance Advisors, LLC | History | No change | 500 | 7 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 250 | 3 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,283 | -100.0% | Q3 2025 | Oct 27, 2025 |
| Gilliland Jeter Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -16,177 | -100.0% | Q3 2025 | Oct 28, 2025 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,141 | -100.0% | Q3 2025 | Nov 14, 2025 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,000 | -100.0% | Q3 2025 | Nov 06, 2025 |
| AlphaCore Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,000 | -100.0% | Q3 2025 | Nov 12, 2025 |
| EASTERN BANK | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Oct 27, 2025 |
| Measured Wealth Private Client Group, LLC | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |