NYLI MacKay DefinedTerm Muni Opportunities Fund - MMD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Hennion & Walsh Asset Management, Inc. | History | No change | 728,962 | 11,298 | 0.32% | 0.32% | 1 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 676,967 | 10,493 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 483,912 | 7,500 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | No change | 458,692 | 7,109 | 3.14% | 3.14% | 4 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GUGGENHEIM CAPITAL LLC | History | No change | 413,332 | 6,406 | 0.04% | 0.04% | 5 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 321,161 | 4,978 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 281,468 | 4,362 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kestra Advisory Services, LLC | History | No change | 112,179 | 1,746 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| ROYAL BANK OF CANADA | History | No change | 106,326 | 1,648 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Noble Wealth Management PBC | History | Reduced | 120,018 | 1,633 | 0.73% | 0.86% | 10 | -4,690 | -3.76% | Q3 2026 | Oct 01, 2026 |
| NewEdge Advisors, LLC | History | No change | 103,674 | 1,606 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ProVise Management Group, LLC | History | No change | 103,033 | 1,597 | 0.11% | 0.11% | 12 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 99,375 | 1,540 | 0.07% | 0.07% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | No change | 93,876 | 1,455 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 91,377 | 1,416 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | No change | 87,267 | 1,352 | 0.08% | 0.08% | 16 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| LPL Financial LLC | History | No change | 83,453 | 1,293 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| PARK AVENUE SECURITIES LLC | History | No change | 79,707 | 1,235 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Advisors Asset Management, Inc. | History | No change | 78,096 | 1,210 | 0.02% | 0.02% | 19 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Intellus Advisors LLC | History | No change | 69,702 | 1,080 | 0.13% | 0.13% | 20 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 64,045 | 992 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 60,688 | 940 | 0.29% | 0.29% | 22 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Hopwood Nicholas Hunter | History | No change | 60,615 | 939 | 0.26% | 0.26% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 52,291 | 810 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| Worthington Financial Partners, LLC | History | No change | 52,059 | 806 | 0.67% | 0.67% | 25 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| 1607 Capital Partners, LLC | History | No change | 50,886 | 788 | 0.07% | 0.07% | 26 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Whipplewood Advisors, LLC | History | No change | 50,902 | 788 | 0.53% | 0.53% | 27 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Bank of New York Mellon Corp | History | No change | 49,818 | 772 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Ackerman Capital Advisors, LLC | History | No change | 46,364 | 718 | 0.14% | 0.14% | 29 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| COHEN & STEERS, INC. | History | No change | 45,000 | 698 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 42,619 | 660 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 42,448 | 657 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | No change | 37,605 | 583 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 37,633 | 583 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Rareview Capital LLC | History | No change | 38,814 | 574 | 0.32% | 0.32% | 35 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 35,240 | 546 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| XML Financial, LLC | History | No change | 32,505 | 503 | 0.04% | 0.04% | 37 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 32,127 | 497 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| &PARTNERS | History | No change | 29,666 | 459 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Global Endowment Management, LP | History | No change | 26,413 | 409 | 0.04% | 0.04% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WealthPLAN Partners, LLC | History | No change | 24,590 | 381 | 0.07% | 0.07% | 41 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Plancorp, LLC | History | No change | 23,807 | 363 | 0.01% | 0.01% | 42 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 22,786 | 353 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 20,078 | 311 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MGO ONE SEVEN LLC | History | No change | 19,557 | 303 | 0.01% | 0.01% | 45 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Scarborough Advisors, LLC | History | No change | 19,530 | 299 | 0.03% | 0.03% | 46 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Arlington Capital Management, Inc. | History | No change | 18,694 | 289 | 0.18% | 0.18% | 47 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Clear Street Group Inc. | History | No change | 16,134 | 250 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 14,658 | 227 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cetera Investment Advisers | History | No change | 14,231 | 220 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Compass Financial Group, INC/SD | History | No change | 14,014 | 217 | 0.02% | 0.02% | 51 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| INTEGRATED CAPITAL MANAGEMENT, INC. | History | No change | 13,937 | 216 | 0.15% | 0.15% | 52 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| Cerity Partners LLC | History | No change | 13,894 | 215 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Equitable Holdings, Inc. | History | No change | 13,419 | 207 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Main Street Financial Solutions, LLC | History | No change | 12,353 | 191 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| NOMURA HOLDINGS INC | History | No change | 12,200 | 189 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OPPENHEIMER & CO INC | History | No change | 11,242 | 174 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Arax Advisory Partners | History | No change | 10,922 | 169 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 10,415 | 161 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Pasadena Private Wealth, LLC | History | No change | 10,000 | 155 | 0.02% | 0.02% | 60 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 4,720 | 73 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CoreCap Advisors, LLC | History | No change | 3,910 | 60 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Jul 06, 2026 |
| PlanVest Financial, Inc | History | No change | 3,900 | 60 | 0.04% | 0.04% | 63 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| FIFTH THIRD BANCORP | History | No change | 3,647 | 56 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| KELLEHER FINANCIAL ADVISORS | History | No change | 1,840 | 28 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Smallwood Wealth Investment Management, LLC | History | No change | 745 | 11 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| FNY Investment Advisers, LLC | History | No change | 600 | 9 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| Farther Finance Advisors, LLC | History | No change | 500 | 7 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| IMA Advisory Services, Inc. | History | No change | 94 | 1 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Measured Wealth Private Client Group, LLC | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |