Virtus Dividend, Interest & Premium Strategy Fund - NFJ
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 10,841,427 | 139,746 | 0.01% | 0.01% | 1 | -139,259 | -1.27% | Q4 2025 | Feb 13, 2026 |
| Saba Capital Management, L.P. | History | Added to | 8,640,031 | 111,370 | 3.31% | 2.67% | 2 | +1,132,073 | 15.08% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 2,913,921 | 37,560 | 0.0% | 0.0% | 3 | -469,812 | -13.88% | Q4 2025 | Feb 17, 2026 |
| Allspring Global Investments Holdings, LLC | History | Added to | 1,651,888 | 21,292 | 0.03% | 0.03% | 4 | +21,807 | 1.34% | Q4 2025 | Jan 15, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 1,289,025 | 16,615 | 0.01% | 0.01% | 5 | +59,136 | 4.81% | Q4 2025 | Feb 13, 2026 |
| Invesco Ltd. | History | Reduced | 1,282,479 | 16,531 | 0.0% | 0.0% | 6 | -212,001 | -14.19% | Q4 2025 | Feb 19, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 1,190,070 | 15,340 | 0.26% | 0.29% | 7 | -136,510 | -10.29% | Q4 2025 | Feb 12, 2026 |
| Focus Partners Wealth | History | New | 980,837 | 12,642 | 0.01% | — | 8 | +980,837 | New | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Added to | 735,756 | 9,483 | 0.0% | 0.0% | 9 | +95,006 | 14.83% | Q4 2025 | Feb 11, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 607,745 | 7,833 | 0.06% | 0.06% | 10 | -146 | -0.02% | Q4 2025 | Feb 17, 2026 |
| Penserra Capital Management LLC | History | Added to | 541,612 | 6,981 | 0.08% | 0.08% | 11 | +50,114 | 10.2% | Q4 2025 | Feb 12, 2026 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | No change | 526,672 | 6,788 | 0.01% | 0.01% | 12 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 519,411 | 6,695 | 0.0% | — | 13 | +519,411 | New | Q4 2025 | Feb 17, 2026 |
| Pathstone Holdings, LLC | History | New | 487,016 | 6,277 | 0.02% | — | 14 | +487,016 | New | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 434,459 | 5,600 | 0.0% | 0.0% | 15 | +10,221 | 2.41% | Q4 2025 | Feb 18, 2026 |
| Karpus Management, Inc. | History | Reduced | 413,044 | 5,324 | 0.16% | 0.36% | 16 | -458,493 | -52.61% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 390,131 | 5,028 | 0.0% | 0.0% | 17 | -28,886 | -6.89% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Reduced | 313,249 | 4,037 | 0.0% | 0.0% | 18 | -62,506 | -16.63% | Q4 2025 | Jan 29, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 282,305 | 3,638 | 0.53% | 0.5% | 19 | +27,438 | 10.77% | Q4 2025 | Feb 09, 2026 |
| Shaker Financial Services, LLC | History | Added to | 221,869 | 2,859 | 0.91% | 0.21% | 20 | +174,148 | 364.93% | Q4 2025 | Jan 26, 2026 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | History | Added to | 211,538 | 2,726 | 0.49% | 0.5% | 21 | +14,572 | 7.4% | Q4 2025 | Feb 06, 2026 |
| Creative Planning | History | Reduced | 195,498 | 2,519 | 0.0% | 0.0% | 22 | -7,442 | -3.67% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 184,841 | 2,382 | 0.0% | 0.0% | 23 | -1,893 | -1.01% | Q4 2025 | Feb 17, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | New | 173,050 | 2,230 | 0.13% | — | 24 | +173,050 | New | Q4 2025 | Feb 17, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 156,164 | 2,013 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 132,359 | 1,706 | 0.02% | 0.02% | 26 | -7,220 | -5.17% | Q4 2025 | Feb 13, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 121,725 | 1,569 | 0.01% | 0.01% | 27 | +28,180 | 30.12% | Q4 2025 | Feb 13, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 108,877 | 1,403 | 0.01% | — | 28 | +108,877 | New | Q4 2025 | Feb 02, 2026 |
| NewEdge Advisors, LLC | History | Added to | 104,722 | 1,349 | 0.0% | 0.01% | 29 | +5,503 | 5.55% | Q4 2025 | Feb 18, 2026 |
| Modern Wealth Management, LLC | History | Reduced | 100,829 | 1,299 | 0.02% | 0.03% | 30 | -27,313 | -21.31% | Q4 2025 | Feb 17, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 92,782 | 1,195 | 0.01% | 0.01% | 31 | +3,711 | 4.17% | Q4 2025 | Jan 29, 2026 |
| CHOREO, LLC | History | Reduced | 79,251 | 1,025 | 0.01% | 0.01% | 32 | -8,297 | -9.48% | Q4 2025 | Jan 23, 2026 |
| Opal Wealth Advisors, LLC | History | Reduced | 74,520 | 960 | 0.25% | 0.27% | 33 | -728 | -0.97% | Q4 2025 | Jan 26, 2026 |
| Merit Financial Group, LLC | History | Reduced | 61,845 | 797 | 0.01% | 0.01% | 34 | -153 | -0.25% | Q4 2025 | Jan 26, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 61,480 | 792 | 0.01% | 0.01% | 35 | -7,871 | -11.35% | Q4 2025 | Feb 02, 2026 |
| Cetera Investment Advisers | History | Added to | 57,824 | 745 | 0.0% | 0.0% | 36 | +7,282 | 14.41% | Q4 2025 | Feb 17, 2026 |
| Fund Advisors of America Inc/FL | History | New | 57,526 | 741 | 0.68% | — | 37 | +57,526 | New | Q4 2025 | Mar 13, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 56,225 | 724 | 0.0% | 0.0% | 38 | -983 | -1.72% | Q4 2025 | Feb 13, 2026 |
| Beckerman Institutional, LLC | History | Reduced | 55,843 | 719 | 0.4% | 0.43% | 39 | -312 | -0.56% | Q4 2025 | Feb 10, 2026 |
| STEPHENS INC /AR/ | History | Reduced | 53,864 | 694 | 0.01% | 0.01% | 40 | -1,713 | -3.08% | Q4 2025 | Feb 05, 2026 |
| ACCREDITED INVESTOR SERVICES, LLC | History | Reduced | 49,472 | 637 | 0.42% | 0.45% | 41 | -866 | -1.72% | Q4 2025 | Feb 09, 2026 |
| Advisor OS, LLC | History | Added to | 49,405 | 636 | 0.05% | 0.05% | 42 | +3,382 | 7.35% | Q4 2025 | Feb 04, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 49,274 | 635 | 0.0% | 0.0% | 43 | +240 | 0.49% | Q4 2025 | Feb 05, 2026 |
| WealthShield Partners, LLC | History | Added to | 48,901 | 630 | 0.07% | 0.07% | 44 | +742 | 1.54% | Q4 2025 | Feb 03, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 46,771 | 617 | 0.0% | 0.0% | 45 | -2,057 | -4.21% | Q4 2025 | Jan 08, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 47,571 | 613 | 0.0% | 0.0% | 46 | +28,848 | 154.08% | Q4 2025 | Feb 12, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 46,947 | 605 | 0.36% | — | 47 | +46,947 | New | Q4 2025 | Feb 11, 2026 |
| Global Retirement Partners, LLC | History | Added to | 46,221 | 595 | 0.01% | 0.0% | 48 | +45,891 | 13906.36% | Q4 2025 | Feb 06, 2026 |
| Pointe Capital Management LLC | History | Reduced | 42,556 | 548 | 0.27% | 0.38% | 49 | -17,612 | -29.27% | Q4 2025 | Feb 17, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 42,151 | 543 | 0.32% | 0.33% | 50 | +967 | 2.35% | Q4 2025 | Jan 12, 2026 |
| &PARTNERS | History | Added to | 42,036 | 541 | 0.0% | 0.0% | 51 | +28,273 | 205.43% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 41,621 | 536 | 0.0% | 0.0% | 52 | +13,559 | 48.32% | Q4 2025 | Feb 12, 2026 |
| SEVEN MILE ADVISORY | History | Reduced | 41,411 | 533 | 0.09% | 0.09% | 53 | -1,081 | -2.54% | Q4 2025 | Feb 13, 2026 |
| Ionic Capital Management LLC | History | New | 40,000 | 515 | 0.07% | — | 54 | +40,000 | New | Q4 2025 | Feb 17, 2026 |
| Mariner, LLC | History | Reduced | 39,580 | 510 | 0.0% | 0.0% | 55 | -7,569 | -16.05% | Q4 2025 | Feb 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 39,471 | 508 | 0.0% | — | 56 | +39,471 | New | Q4 2025 | Feb 17, 2026 |
| SAX WEALTH ADVISORS, LLC | History | New | 36,035 | 464 | 0.02% | — | 57 | +36,035 | New | Q4 2025 | Jan 12, 2026 |
| Diversify Advisory Services, LLC | History | Reduced | 32,769 | 435 | 0.01% | 0.02% | 58 | -5,100 | -13.47% | Q4 2025 | Jan 23, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Added to | 32,530 | 419 | 0.02% | 0.01% | 59 | +9,471 | 41.07% | Q4 2025 | Feb 17, 2026 |
| Avidian Wealth Enterprises, LLC | History | No change | 30,000 | 386 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 29,771 | 383 | 0.0% | 0.0% | 61 | -38,066 | -56.11% | Q4 2025 | Feb 10, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 28,921 | 372 | 0.0% | 0.01% | 62 | -43,006 | -59.79% | Q4 2025 | Jan 29, 2026 |
| Venture Visionary Partners LLC | History | No change | 27,990 | 360 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| COMERICA BANK | History | Reduced | 27,502 | 354 | 0.0% | 0.0% | 64 | -574 | -2.04% | Q4 2025 | Jan 29, 2026 |
| Comprehensive Money Management Services LLC | History | No change | 25,050 | 322 | 0.22% | 0.23% | 65 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 22,949 | 295 | 0.01% | 0.01% | 66 | +515 | 2.3% | Q4 2025 | Feb 13, 2026 |
| Private Advisor Group, LLC | History | Reduced | 22,217 | 286 | 0.0% | 0.0% | 67 | -241 | -1.07% | Q4 2025 | Feb 17, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | New | 21,551 | 277 | 0.02% | — | 68 | +21,551 | New | Q4 2025 | Feb 13, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 20,500 | 264 | 0.03% | 0.03% | 69 | -3,500 | -14.58% | Q4 2025 | Mar 03, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | No change | 20,000 | 257 | 0.01% | 0.02% | 70 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 19,547 | 251 | 0.03% | — | 71 | +19,547 | New | Q4 2025 | Feb 13, 2026 |
| Kovack Advisors, Inc. | History | New | 19,069 | 245 | 0.01% | — | 72 | +19,069 | New | Q4 2025 | Feb 17, 2026 |
| DAVENPORT & Co LLC | History | No change | 18,472 | 238 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| M Holdings Securities, Inc. | History | New | 17,809 | 230 | 0.02% | — | 75 | +17,809 | New | Q4 2025 | Feb 11, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 17,833 | 230 | 0.0% | 0.0% | 74 | +617 | 3.58% | Q4 2025 | Feb 11, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 17,880 | 230 | 0.0% | 0.0% | 76 | +67 | 0.38% | Q4 2025 | Jan 20, 2026 |
| ASHTON THOMAS SECURITIES, LLC | History | Reduced | 17,425 | 224 | 0.04% | 0.04% | 77 | -2,000 | -10.3% | Q4 2025 | Feb 02, 2026 |
| Vestmark Advisory Solutions, Inc. | History | New | 17,318 | 223 | 0.0% | — | 78 | +17,318 | New | Q4 2025 | Feb 06, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | No change | 17,318 | 223 | 0.01% | 0.02% | 79 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 17,191 | 221 | 0.0% | 0.0% | 80 | -1,851 | -9.72% | Q4 2025 | Jan 13, 2026 |
| Occidental Asset Management, LLC | History | Reduced | 16,895 | 217 | 0.03% | 0.03% | 81 | -42 | -0.25% | Q4 2025 | Jan 08, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 16,131 | 207 | 0.0% | 0.0% | 82 | -30,952 | -65.74% | Q4 2025 | Mar 16, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 16,100 | 207 | 0.01% | 0.02% | 83 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Procyon Advisors, LLC | History | New | 15,305 | 197 | 0.01% | — | 84 | +15,305 | New | Q4 2025 | Jan 07, 2026 |
| COMMERCE BANK | History | No change | 14,028 | 180 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Alteri Wealth LLC | History | No change | 13,893 | 179 | 0.06% | 0.06% | 86 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Camelot Portfolios, LLC | History | Added to | 13,443 | 173 | 0.11% | 0.1% | 87 | +403 | 3.09% | Q4 2025 | Jan 29, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 13,410 | 172 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| HighTower Advisors, LLC | History | Reduced | 13,330 | 171 | 0.0% | 0.0% | 89 | -2,194 | -14.13% | Q4 2025 | Feb 06, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | New | 12,603 | 162 | 0.0% | — | 90 | +12,603 | New | Q4 2025 | Feb 09, 2026 |
| Vanguard Capital Wealth Advisors | History | Added to | 12,610 | 162 | 0.13% | 0.13% | 91 | +277 | 2.25% | Q4 2025 | Jan 16, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 11,879 | 153 | 0.0% | 0.0% | 92 | -9,589 | -44.67% | Q4 2025 | Feb 17, 2026 |
| Berry Wealth Group, LP | History | Added to | 11,701 | 150 | 0.53% | 0.49% | 93 | +233 | 2.03% | Q4 2025 | Feb 04, 2026 |
| Dakota Wealth Management | History | Reduced | 11,119 | 143 | 0.0% | 0.0% | 94 | -3,491 | -23.89% | Q4 2025 | Jan 13, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 10,661 | 137 | 0.0% | 0.0% | 95 | -3,913 | -26.85% | Q4 2025 | Feb 03, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 10,423 | 134 | 0.0% | 0.0% | 96 | -4,555 | -30.41% | Q4 2025 | Feb 06, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 10,426 | 134 | 0.0% | 0.0% | 97 | +83 | 0.8% | Q4 2025 | Feb 12, 2026 |
| Equitable Holdings, Inc. | History | New | 10,330 | 133 | 0.0% | — | 98 | +10,330 | New | Q4 2025 | Feb 17, 2026 |
| CHATHAM CAPITAL GROUP, INC. | History | No change | 10,000 | 128 | 0.02% | 0.02% | 99 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Colonial Trust Co / SC | History | No change | 8,863 | 112 | 0.01% | 0.02% | 100 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| WPG Advisers, LLC | History | Added to | 7,372 | 95 | 0.07% | 0.07% | 101 | +12 | 0.16% | Q4 2025 | Jan 28, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 5,805 | 74 | 0.0% | 0.0% | 102 | +400 | 7.4% | Q4 2025 | Feb 10, 2026 |
| Allworth Financial LP | History | New | 3,235 | 41 | 0.0% | — | 104 | +3,235 | New | Q4 2025 | Feb 05, 2026 |
| CWM, LLC | History | Reduced | 3,183 | 41 | 0.0% | 0.0% | 103 | -788 | -19.84% | Q4 2025 | Jan 26, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 2,965 | 38 | 0.0% | 0.0% | 105 | -25 | -0.84% | Q4 2025 | Feb 06, 2026 |
| Accordant Advisory Group Inc | History | No change | 2,600 | 33 | 0.02% | 0.02% | 106 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 1,800 | 23 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| United Community Bank | History | No change | 1,650 | 21 | 0.01% | 0.01% | 108 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Wealth Watch Advisors, INC | History | Reduced | 1,485 | 19 | 0.01% | 0.01% | 109 | -21 | -1.39% | Q4 2025 | Feb 17, 2026 |
| Arax Advisory Partners | History | New | 1,302 | 16 | 0.0% | — | 110 | +1,302 | New | Q4 2025 | Feb 13, 2026 |
| TSFG, LLC | History | No change | 1,000 | 13 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | New | 1,000 | 12 | 0.0% | — | 112 | +1,000 | New | Q4 2025 | Jan 20, 2026 |
| Larson Financial Group LLC | History | No change | 1,000 | 12 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 897 | 11 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| SOA Wealth Advisors, LLC. | History | Added to | 704 | 9 | 0.0% | 0.0% | 115 | +16 | 2.33% | Q4 2025 | Jan 20, 2026 |
| JPMORGAN CHASE & CO | History | No change | 667 | 8 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Modus Advisors, LLC | History | New | 500 | 6 | 0.0% | — | 117 | +500 | New | Q4 2025 | Feb 11, 2026 |
| Pinnacle Bancorp, Inc. | History | Reduced | 456 | 5 | 0.0% | 0.01% | 118 | -2,080 | -82.02% | Q4 2025 | Jan 22, 2026 |
| Farther Finance Advisors, LLC | History | New | 452 | 5 | 0.0% | — | 119 | +452 | New | Q4 2025 | Jan 23, 2026 |
| Ancora Advisors LLC | History | Added to | 377 | 4 | 0.0% | 0.0% | 120 | +277 | 277.0% | Q4 2025 | Feb 17, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Reduced | 250 | 3 | 0.0% | 0.0% | 122 | -50 | -16.67% | Q4 2025 | Jan 15, 2026 |
| Fortis Group Advisors, LLC | History | No change | 250 | 3 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Key FInancial Inc | History | No change | 196 | 2 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 150 | 1 | 0.0% | 0.0% | 125 | -507 | -77.17% | Q4 2025 | Feb 09, 2026 |
| FIFTH THIRD BANCORP | History | New | 87 | 1 | 0.0% | — | 124 | +87 | New | Q4 2025 | Feb 02, 2026 |
| Kovitz Investment Group Partners, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -1,044,538 | -100.0% | Q3 2025 | Nov 10, 2025 |
| SIT INVESTMENT ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.05% | — | -193,980 | -100.0% | Q3 2025 | Nov 13, 2025 |
| PARK AVENUE SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -43,304 | -100.0% | Q3 2025 | Oct 23, 2025 |
| Relyea Zuckerberg Hanson LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -26,801 | -100.0% | Q3 2025 | Oct 21, 2025 |
| DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. | History | Closed out | 0 | 0 | — | 0.02% | — | -13,525 | -100.0% | Q3 2025 | Nov 13, 2025 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,603 | -100.0% | Q3 2025 | Nov 04, 2025 |
| Pallas Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,193 | -100.0% | Q3 2025 | Nov 07, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,146 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,726 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Future Financial Wealth Managment LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,500 | -100.0% | Q3 2025 | Oct 15, 2025 |
| Tortoise Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,036 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Wealthspire Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -750 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Moisand Fitzgerald Tamayo, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -158 | -100.0% | Q3 2025 | Oct 23, 2025 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | — | — | -23 | -100.0% | Q3 2025 | Nov 06, 2025 |
| FMR LLC | History | New | 15 | 0 | — | — | — | +15 | New | Q4 2025 | Feb 17, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 24 | 0 | — | — | — | -6 | -20.0% | Q4 2025 | Feb 17, 2026 |