Virtus Dividend, Interest & Premium Strategy Fund - NFJ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 10,387,693 | 157,789 | 0.01% | 0.01% | 1 | -314,938 | -2.94% | Q2 2026 | Aug 13, 2026 |
| Saba Capital Management, L.P. | History | Added to | 10,216,703 | 155,191 | 3.98% | 3.56% | 2 | +3,509 | 0.03% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 2,491,798 | 37,850 | 0.0% | 0.0% | 3 | -136,156 | -5.18% | Q2 2026 | Aug 14, 2026 |
| Allspring Global Investments Holdings, LLC | History | Added to | 1,738,983 | 26,415 | 0.04% | 0.04% | 4 | +65,710 | 3.93% | Q2 2026 | Aug 13, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 1,249,735 | 18,983 | 0.02% | 0.01% | 5 | +21,721 | 1.77% | Q2 2026 | Aug 12, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 1,243,817 | 18,894 | 0.36% | 0.12% | 6 | +773,176 | 164.28% | Q2 2026 | Aug 12, 2026 |
| Invesco Ltd. | History | Reduced | 1,146,704 | 17,418 | 0.0% | 0.0% | 7 | -67,754 | -5.58% | Q2 2026 | Aug 14, 2026 |
| Focus Partners Wealth | History | Reduced | 927,671 | 14,091 | 0.01% | 0.01% | 8 | -28,431 | -2.97% | Q2 2026 | Aug 12, 2026 |
| LPL Financial LLC | History | Added to | 745,664 | 11,326 | 0.0% | 0.0% | 9 | +9,225 | 1.25% | Q2 2026 | Aug 07, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 712,432 | 10,821 | 0.17% | 0.18% | 10 | -150,048 | -17.4% | Q2 2026 | Aug 13, 2026 |
| Penserra Capital Management LLC | History | Added to | 616,973 | 9,371 | 0.07% | 0.09% | 11 | +23,533 | 3.97% | Q2 2026 | Aug 13, 2026 |
| Arete Wealth Advisors, LLC | History | Reduced | 528,076 | 8,021 | 0.53% | 0.51% | 12 | -5,836 | -1.09% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 500,096 | 7,596 | 0.0% | 0.0% | 13 | -9,122 | -1.79% | Q2 2026 | Aug 14, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 464,665 | 7,058 | 0.04% | 0.04% | 14 | +14,770 | 3.28% | Q2 2026 | Aug 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 437,670 | 6,648 | 0.0% | 0.0% | 15 | +1 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 379,838 | 5,769 | 0.0% | 0.0% | 16 | -12,082 | -3.08% | Q2 2026 | Aug 14, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Reduced | 285,864 | 4,342 | 0.54% | 0.52% | 17 | -3,104 | -1.07% | Q2 2026 | Aug 05, 2026 |
| UBS Group AG | History | Added to | 270,326 | 4,106 | 0.0% | 0.0% | 18 | +14,899 | 5.83% | Q2 2026 | Aug 13, 2026 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | Reduced | 253,669 | 3,853 | 0.01% | 0.01% | 19 | -273,003 | -51.84% | Q2 2026 | Aug 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 192,037 | 2,917 | 0.0% | 0.0% | 20 | +23,062 | 13.65% | Q2 2026 | Aug 14, 2026 |
| Creative Planning | History | Reduced | 182,430 | 2,771 | 0.0% | 0.0% | 21 | -5,505 | -2.93% | Q2 2026 | Aug 13, 2026 |
| Advisor OS, LLC | History | Added to | 167,200 | 2,539 | 0.17% | 0.05% | 22 | +115,128 | 221.09% | Q2 2026 | Aug 05, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Reduced | 163,454 | 2,482 | 0.15% | 0.12% | 23 | -9,289 | -5.38% | Q2 2026 | Aug 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 149,757 | 2,275 | 0.01% | 0.0% | 24 | +99,789 | 199.71% | Q2 2026 | Jul 27, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Reduced | 139,164 | 2,114 | 0.0% | 0.0% | 25 | -9,000 | -6.07% | Q2 2026 | Aug 14, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 126,508 | 1,921 | 0.01% | 0.01% | 26 | +8,789 | 7.47% | Q2 2026 | Jul 28, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 95,225 | 1,446 | 0.01% | 0.01% | 27 | -815 | -0.85% | Q2 2026 | Jul 24, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 92,936 | 1,411 | 0.05% | — | 28 | +92,936 | New | Q2 2026 | Aug 14, 2026 |
| Navis Wealth Advisors, LLC | History | New | 91,000 | 1,382 | 0.52% | — | 29 | +91,000 | New | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 89,464 | 1,358 | 0.0% | 0.0% | 30 | -15,808 | -15.02% | Q2 2026 | Aug 12, 2026 |
| North Ground Capital | History | New | 89,387 | 1,357 | 1.63% | — | 31 | +89,387 | New | Q2 2026 | Aug 13, 2026 |
| Modern Wealth Management, LLC | History | Reduced | 88,328 | 1,341 | 0.02% | 0.02% | 32 | -550 | -0.62% | Q2 2026 | Aug 13, 2026 |
| CHOREO, LLC | History | Reduced | 71,189 | 1,081 | 0.01% | 0.01% | 33 | -9,515 | -11.79% | Q2 2026 | Aug 04, 2026 |
| Atlas Wealth LLC | History | New | 68,822 | 1,045 | 0.15% | — | 34 | +68,822 | New | Q2 2026 | Jul 28, 2026 |
| Opal Wealth Advisors, LLC | History | Reduced | 68,075 | 1,034 | 0.22% | 0.21% | 35 | -6,056 | -8.17% | Q2 2026 | Jul 20, 2026 |
| STEPHENS INC /AR/ | History | Added to | 65,682 | 997 | 0.01% | 0.01% | 36 | +6,714 | 11.39% | Q2 2026 | Jul 29, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 63,885 | 970 | 0.01% | 0.0% | 37 | +61,155 | 2240.11% | Q2 2026 | Aug 10, 2026 |
| Merit Financial Group, LLC | History | Reduced | 59,980 | 911 | 0.01% | 0.01% | 38 | -857 | -1.41% | Q2 2026 | Jul 20, 2026 |
| Fund Advisors of America Inc/FL | History | Added to | 59,466 | 903 | 0.82% | 0.75% | 39 | +856 | 1.46% | Q2 2026 | Aug 11, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 55,427 | 841 | 0.01% | 0.01% | 41 | -68,672 | -55.34% | Q2 2026 | Sep 08, 2026 |
| &PARTNERS | History | Reduced | 55,456 | 841 | 0.0% | 0.0% | 40 | -11,360 | -17.0% | Q2 2026 | Aug 14, 2026 |
| Beckerman Institutional, LLC | History | Reduced | 54,945 | 834 | 0.4% | 0.37% | 42 | -484 | -0.87% | Q2 2026 | Aug 11, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 50,909 | 773 | 0.0% | 0.0% | 43 | +2,012 | 4.11% | Q2 2026 | Jul 29, 2026 |
| Global Retirement Partners, LLC | History | New | 49,500 | 751 | 0.01% | — | 44 | +49,500 | New | Q2 2026 | Aug 06, 2026 |
| CSS LLC/IL | History | New | 48,021 | 729 | 0.03% | — | 45 | +48,021 | New | Q2 2026 | Aug 14, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 47,496 | 721 | 0.0% | 0.0% | 46 | -8,904 | -15.79% | Q2 2026 | Aug 12, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 46,932 | 713 | 0.01% | 0.01% | 47 | -10,986 | -18.97% | Q2 2026 | Jul 24, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 46,052 | 697 | 0.0% | 0.0% | 48 | -163 | -0.35% | Q2 2026 | Jul 15, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 45,782 | 695 | 0.01% | 0.01% | 49 | -1,059 | -2.26% | Q2 2026 | Jul 15, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 44,567 | 676 | 0.01% | 0.0% | 50 | +34,381 | 337.53% | Q2 2026 | Jul 17, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 44,040 | 669 | 0.02% | 0.04% | 51 | +866 | 2.01% | Q2 2026 | Jul 24, 2026 |
| Mariner, LLC | History | Added to | 43,064 | 654 | 0.0% | 0.0% | 52 | +7,306 | 20.43% | Q2 2026 | Aug 13, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 43,050 | 653 | 0.64% | 0.59% | 53 | -3,134 | -6.79% | Q2 2026 | Jul 27, 2026 |
| Pointe Capital Management LLC | History | Reduced | 42,461 | 644 | 0.29% | 0.27% | 54 | -95 | -0.22% | Q2 2026 | Aug 14, 2026 |
| ACCREDITED INVESTOR SERVICES, LLC | History | Reduced | 42,141 | 640 | 0.36% | 0.37% | 55 | -4,002 | -8.67% | Q2 2026 | Aug 05, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 40,120 | 609 | 0.0% | 0.0% | 56 | -1,541 | -3.7% | Q2 2026 | Aug 03, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 39,193 | 595 | 0.0% | 0.0% | 57 | -2,082 | -5.04% | Q2 2026 | Jul 20, 2026 |
| Avidian Wealth Enterprises, LLC | History | No change | 35,019 | 531 | 0.01% | 0.01% | 58 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Diversify Advisory Services, LLC | History | New | 32,270 | 488 | 0.01% | — | 60 | +32,270 | New | Q2 2026 | Aug 07, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | No change | 32,270 | 488 | 0.01% | 0.01% | 59 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| SAX WEALTH ADVISORS, LLC | History | No change | 36,035 | 454 | 0.02% | 0.02% | 61 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Cetera Investment Advisers | History | Reduced | 29,505 | 448 | 0.0% | 0.0% | 62 | -7,971 | -21.27% | Q2 2026 | Aug 12, 2026 |
| Sanctuary Advisors, LLC | History | No change | 28,921 | 439 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Venture Visionary Partners LLC | History | No change | 27,990 | 425 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Kovack Advisors, Inc. | History | Added to | 27,494 | 417 | 0.02% | 0.01% | 66 | +6,317 | 29.83% | Q2 2026 | Jul 28, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 27,454 | 417 | 0.0% | 0.0% | 65 | +246 | 0.9% | Q2 2026 | Aug 05, 2026 |
| Ionic Capital Management LLC | History | Reduced | 26,888 | 408 | 0.06% | 0.04% | 67 | -13,112 | -32.78% | Q2 2026 | Aug 14, 2026 |
| Core Wealth Advisors, Inc. | History | Added to | 26,881 | 408 | 0.08% | 0.05% | 68 | +9,678 | 56.26% | Q2 2026 | Aug 11, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 23,818 | 361 | 0.01% | 0.01% | 69 | +448 | 1.92% | Q2 2026 | Aug 10, 2026 |
| XTX Topco Ltd | History | New | 23,288 | 353 | 0.0% | — | 70 | +23,288 | New | Q2 2026 | Aug 14, 2026 |
| Comprehensive Money Management Services LLC | History | Reduced | 22,950 | 348 | 0.22% | 0.2% | 71 | -1,500 | -6.13% | Q2 2026 | Aug 14, 2026 |
| Jupiter Wealth Management LLC | History | No change | 21,421 | 325 | 0.13% | 0.12% | 72 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | No change | 20,000 | 303 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Yakira Capital Management, Inc. | History | New | 17,471 | 265 | 0.08% | — | 74 | +17,471 | New | Q2 2026 | Aug 13, 2026 |
| ASHTON THOMAS SECURITIES, LLC | History | No change | 17,425 | 264 | 0.04% | 0.03% | 75 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 17,354 | 263 | 0.0% | 0.0% | 76 | +2,623 | 17.81% | Q2 2026 | Aug 13, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 17,078 | 259 | 0.02% | 0.02% | 77 | -691 | -3.89% | Q2 2026 | Aug 07, 2026 |
| Permanent Capital Management, LP | History | New | 17,024 | 258 | 0.03% | — | 78 | +17,024 | New | Q2 2026 | Aug 12, 2026 |
| M Holdings Securities, Inc. | History | Added to | 16,988 | 256 | 0.04% | 0.02% | 79 | +783 | 4.83% | Q2 2026 | Aug 11, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Reduced | 16,738 | 254 | 0.0% | 0.0% | 80 | -580 | -3.35% | Q2 2026 | Aug 14, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Reduced | 16,738 | 254 | 0.0% | 0.01% | 81 | -580 | -3.35% | Q2 2026 | Aug 12, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 16,632 | 253 | 0.0% | 0.0% | 82 | -1,597 | -8.76% | Q2 2026 | Aug 05, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 16,238 | 246 | 0.0% | 0.0% | 83 | -1,096 | -6.32% | Q2 2026 | Aug 11, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 16,100 | 244 | 0.01% | 0.01% | 84 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Occidental Asset Management, LLC | History | Reduced | 15,664 | 237 | 0.02% | 0.03% | 85 | -1,186 | -7.04% | Q2 2026 | Aug 07, 2026 |
| TRUIST FINANCIAL CORP | History | New | 15,599 | 236 | 0.0% | — | 86 | +15,599 | New | Q2 2026 | Jul 28, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 15,426 | 234 | 0.0% | 0.0% | 87 | +872 | 5.99% | Q2 2026 | Aug 13, 2026 |
| Procyon Advisors, LLC | History | Reduced | 15,316 | 232 | 0.01% | 0.01% | 88 | -3,000 | -16.38% | Q2 2026 | Jul 09, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 15,025 | 228 | 0.07% | 0.69% | 89 | -141,502 | -90.4% | Q2 2026 | Jul 15, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 14,643 | 222 | 0.0% | 0.0% | 90 | -1,793 | -10.91% | Q2 2026 | Aug 06, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 14,419 | 219 | 0.0% | 0.0% | 91 | -30,509 | -67.91% | Q2 2026 | Aug 14, 2026 |
| COMMERCE BANK | History | No change | 14,028 | 213 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Alteri Wealth LLC | History | No change | 13,893 | 211 | 0.06% | 0.06% | 93 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| HighTower Advisors, LLC | History | Reduced | 13,772 | 209 | 0.0% | 0.0% | 94 | -1,846 | -11.82% | Q2 2026 | Aug 05, 2026 |
| MGO ONE SEVEN LLC | History | New | 13,575 | 206 | 0.0% | — | 95 | +13,575 | New | Q2 2026 | Jul 31, 2026 |
| Vanguard Capital Wealth Advisors | History | Added to | 13,155 | 199 | 0.13% | 0.15% | 96 | +250 | 1.94% | Q2 2026 | Jul 23, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | No change | 12,603 | 191 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Berry Wealth Group, LP | History | Added to | 12,159 | 184 | 0.59% | 0.56% | 98 | +210 | 1.76% | Q2 2026 | Aug 12, 2026 |
| Private Advisor Group, LLC | History | Reduced | 11,861 | 180 | 0.0% | 0.0% | 99 | -9,659 | -44.88% | Q2 2026 | Jul 27, 2026 |
| Equitable Holdings, Inc. | History | Added to | 11,800 | 179 | 0.0% | 0.0% | 100 | +29 | 0.25% | Q2 2026 | Aug 17, 2026 |
| DAVENPORT & Co LLC | History | Reduced | 10,722 | 162 | 0.0% | 0.0% | 101 | -4,750 | -30.7% | Q2 2026 | Jul 13, 2026 |
| Camelot Portfolios, LLC | History | Reduced | 10,438 | 158 | 0.11% | 0.12% | 102 | -2,358 | -18.43% | Q2 2026 | Jul 17, 2026 |
| Berger Financial Group, Inc | History | Added to | 10,099 | 153 | 0.01% | 0.01% | 103 | +76 | 0.76% | Q2 2026 | Aug 04, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 10,072 | 152 | 0.0% | — | 104 | +10,072 | New | Q2 2026 | Aug 14, 2026 |
| Clear Street Group Inc. | History | New | 10,000 | 151 | 0.0% | — | 106 | +10,000 | New | Q2 2026 | Aug 12, 2026 |
| CHATHAM CAPITAL GROUP, INC. | History | No change | 10,000 | 151 | 0.02% | 0.02% | 105 | 0 | 0.0% | Q2 2026 | Jul 10, 2026 |
| Colonial Trust Co / SC | History | No change | 8,863 | 132 | 0.02% | 0.02% | 107 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| WPG Advisers, LLC | History | Reduced | 7,543 | 114 | 0.07% | 0.07% | 108 | -211 | -2.72% | Q2 2026 | Aug 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 7,213 | 109 | 0.0% | 0.0% | 109 | +60 | 0.84% | Q2 2026 | Aug 07, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 5,648 | 85 | 0.0% | 0.0% | 110 | -44 | -0.77% | Q2 2026 | Aug 12, 2026 |
| Allworth Financial LP | History | Added to | 3,308 | 50 | 0.0% | 0.0% | 111 | +18 | 0.55% | Q2 2026 | Aug 11, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 2,965 | 45 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| CWM, LLC | History | No change | 3,197 | 40 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 2,606 | 39 | 0.0% | 0.0% | 114 | +22 | 0.85% | Q2 2026 | Aug 12, 2026 |
| Accordant Advisory Group Inc | History | No change | 2,600 | 39 | 0.03% | 0.02% | 115 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Allied Private Wealth LLC | History | New | 2,500 | 37 | 0.02% | — | 116 | +2,500 | New | Q2 2026 | Jul 09, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 1,800 | 27 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Ameritas Advisory Services, LLC | History | New | 1,726 | 26 | 0.0% | — | 118 | +1,726 | New | Q2 2026 | Aug 14, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 1,636 | 24 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Institute for Wealth Management, LLC. | History | New | 1,208 | 18 | 0.0% | — | 120 | +1,208 | New | Q2 2026 | Jul 28, 2026 |
| TSFG, LLC | History | No change | 1,000 | 15 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 897 | 13 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | New | 832 | 12 | 0.0% | — | 124 | +832 | New | Q2 2026 | Aug 13, 2026 |
| MB, LEVIS & ASSOCIATES, LLC | History | New | 825 | 12 | 0.0% | — | 123 | +825 | New | Q2 2026 | Jul 22, 2026 |
| SOA Wealth Advisors, LLC. | History | Added to | 736 | 11 | 0.0% | 0.0% | 125 | +15 | 2.08% | Q2 2026 | Jul 21, 2026 |
| Axiom Investment Management LLC | History | Added to | 567 | 8 | 0.01% | 0.0% | 126 | +148 | 35.32% | Q2 2026 | Jul 30, 2026 |
| Pinnacle Bancorp, Inc. | History | Added to | 556 | 8 | 0.0% | 0.0% | 127 | +100 | 21.93% | Q2 2026 | Jul 28, 2026 |
| Bollard Group LLC | History | Added to | 413 | 6 | 0.0% | 0.0% | 128 | +8 | 1.98% | Q2 2026 | Aug 12, 2026 |
| BESSEMER GROUP INC | History | New | 344 | 5 | 0.0% | — | 129 | +344 | New | Q2 2026 | Aug 12, 2026 |
| LifeSteps Financial, Inc. | History | New | 225 | 3 | 0.0% | — | 131 | +225 | New | Q2 2026 | Jul 17, 2026 |
| Fortis Group Advisors, LLC | History | No change | 250 | 3 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 170 | 2 | 0.0% | — | 132 | +170 | New | Q2 2026 | Aug 14, 2026 |
| Pathstone Holdings, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -72,332 | -100.0% | Q2 2026 | Aug 13, 2026 |
| WealthShield Partners, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -44,449 | -100.0% | Q2 2026 | Aug 12, 2026 |
| WEDBUSH SECURITIES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,514 | -100.0% | Q2 2026 | Jul 28, 2026 |
| BlackRock, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,904 | -100.0% | Q2 2026 | Aug 07, 2026 |
| RESOURCES MANAGEMENT CORP /CT/ /ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -2,200 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Root Financial Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,082 | -100.0% | Q2 2026 | Jul 29, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -677 | -100.0% | Q2 2026 | Aug 12, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -220 | -100.0% | Q2 2026 | Jul 15, 2026 |
| Key FInancial Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -196 | -100.0% | Q2 2026 | Jul 24, 2026 |
| Ancora Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q2 2026 | Aug 14, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | New | 56 | 0 | — | — | — | +56 | New | Q2 2026 | Aug 12, 2026 |
| FMR LLC | History | Added to | 27 | 0 | — | — | — | +26 | 2600.0% | Q2 2026 | Aug 13, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q2 2026 | Aug 11, 2026 |