Virtus Dividend, Interest & Premium Strategy Fund - NFJ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 10,387,693 | 157,789 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Saba Capital Management, L.P. | History | No change | 10,216,703 | 155,191 | 3.98% | 3.98% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 2,491,798 | 37,850 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Allspring Global Investments Holdings, LLC | History | Reduced | 1,652,987 | 24,877 | 0.04% | 0.04% | 4 | -85,996 | -4.95% | Q3 2026 | Nov 04, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 1,249,735 | 18,983 | 0.02% | 0.02% | 5 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | No change | 1,243,817 | 18,894 | 0.36% | 0.36% | 6 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Invesco Ltd. | History | No change | 1,146,704 | 17,418 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Focus Partners Wealth | History | No change | 927,671 | 14,091 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LPL Financial LLC | History | No change | 745,664 | 11,326 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Advisors Asset Management, Inc. | History | No change | 712,432 | 10,821 | 0.17% | 0.17% | 10 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Penserra Capital Management LLC | History | No change | 616,973 | 9,371 | 0.07% | 0.07% | 11 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Arete Wealth Advisors, LLC | History | No change | 528,076 | 8,021 | 0.53% | 0.53% | 12 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | No change | 500,096 | 7,596 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GUGGENHEIM CAPITAL LLC | History | No change | 464,665 | 7,058 | 0.04% | 0.04% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 437,670 | 6,648 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 379,838 | 5,769 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | New | 313,719 | 4,721 | 0.43% | — | 17 | +313,719 | New | Q3 2026 | Oct 21, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Reduced | 281,424 | 4,235 | 0.5% | 0.54% | 18 | -4,440 | -1.55% | Q3 2026 | Oct 29, 2026 |
| UBS Group AG | History | No change | 270,326 | 4,106 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | No change | 253,669 | 3,853 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 192,037 | 2,917 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Creative Planning | History | Reduced | 176,109 | 2,650 | 0.0% | 0.0% | 22 | -6,321 | -3.46% | Q3 2026 | Nov 02, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | No change | 163,454 | 2,482 | 0.15% | 0.15% | 23 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Reduced | 128,762 | 1,938 | 0.0% | 0.0% | 24 | -10,402 | -7.47% | Q3 2026 | Nov 05, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 125,570 | 1,889 | 0.01% | 0.01% | 25 | -938 | -0.74% | Q3 2026 | Nov 02, 2026 |
| Advisor OS, LLC | History | Reduced | 105,384 | 1,586 | 0.1% | 0.17% | 26 | -61,816 | -36.97% | Q3 2026 | Nov 03, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 95,834 | 1,442 | 0.01% | 0.01% | 27 | +609 | 0.64% | Q3 2026 | Oct 27, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | No change | 92,936 | 1,411 | 0.05% | 0.05% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Navis Wealth Advisors, LLC | History | No change | 91,000 | 1,382 | 0.52% | 0.52% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | No change | 89,464 | 1,358 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| North Ground Capital | History | No change | 89,387 | 1,357 | 1.63% | 1.63% | 31 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Modern Wealth Management, LLC | History | No change | 88,328 | 1,341 | 0.02% | 0.02% | 32 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 77,827 | 1,171 | 0.01% | 0.01% | 33 | +13,942 | 21.82% | Q3 2026 | Nov 02, 2026 |
| Opal Wealth Advisors, LLC | History | Added to | 71,957 | 1,082 | 0.23% | 0.22% | 34 | +3,882 | 5.7% | Q3 2026 | Oct 16, 2026 |
| Atlas Wealth LLC | History | No change | 68,822 | 1,045 | 0.15% | 0.15% | 35 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| STEPHENS INC /AR/ | History | No change | 65,682 | 997 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Merit Financial Group, LLC | History | No change | 59,980 | 911 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Fund Advisors of America Inc/FL | History | No change | 59,466 | 903 | 0.82% | 0.82% | 38 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 56,360 | 848 | 0.0% | 0.01% | 39 | -93,397 | -62.37% | Q3 2026 | Nov 02, 2026 |
| &PARTNERS | History | No change | 55,456 | 841 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 55,427 | 841 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Beckerman Institutional, LLC | History | No change | 54,945 | 834 | 0.4% | 0.4% | 42 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 51,589 | 776 | 0.01% | 0.01% | 43 | +7,022 | 15.76% | Q3 2026 | Oct 08, 2026 |
| Global Retirement Partners, LLC | History | No change | 49,500 | 751 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 49,451 | 744 | 0.0% | 0.0% | 45 | -1,458 | -2.86% | Q3 2026 | Nov 02, 2026 |
| CSS LLC/IL | History | No change | 48,021 | 729 | 0.03% | 0.03% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Baird Financial Group, Inc. | History | No change | 47,496 | 721 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 46,932 | 713 | 0.01% | 0.01% | 48 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 45,980 | 692 | 0.01% | 0.01% | 49 | +198 | 0.43% | Q3 2026 | Oct 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 46,713 | 670 | 0.0% | 0.0% | 50 | +661 | 1.44% | Q3 2026 | Oct 13, 2026 |
| Mariner, LLC | History | No change | 43,064 | 654 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Pointe Capital Management LLC | History | No change | 42,461 | 644 | 0.29% | 0.29% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 40,120 | 609 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| ACCREDITED INVESTOR SERVICES, LLC | History | Reduced | 39,353 | 592 | 0.33% | 0.36% | 54 | -2,788 | -6.62% | Q3 2026 | Oct 22, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 37,813 | 569 | 0.0% | 0.0% | 55 | -1,380 | -3.52% | Q3 2026 | Oct 26, 2026 |
| SAX WEALTH ADVISORS, LLC | History | No change | 36,035 | 542 | 0.02% | 0.02% | 56 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Avidian Wealth Enterprises, LLC | History | No change | 35,019 | 527 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Diversify Advisory Services, LLC | History | No change | 32,270 | 471 | 0.01% | 0.01% | 58 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | No change | 32,270 | 471 | 0.01% | 0.01% | 59 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Cetera Investment Advisers | History | No change | 29,505 | 448 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Sanctuary Advisors, LLC | History | No change | 28,921 | 439 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Venture Visionary Partners LLC | History | No change | 27,990 | 421 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| FIFTH THIRD BANCORP | History | No change | 27,454 | 417 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Kovack Advisors, Inc. | History | No change | 27,494 | 417 | 0.02% | 0.02% | 64 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Ionic Capital Management LLC | History | No change | 26,888 | 408 | 0.06% | 0.06% | 65 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Core Wealth Advisors, Inc. | History | No change | 26,881 | 408 | 0.08% | 0.08% | 66 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | No change | 23,818 | 361 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| XTX Topco Ltd | History | No change | 23,288 | 353 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Comprehensive Money Management Services LLC | History | No change | 22,950 | 348 | 0.22% | 0.22% | 69 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Jupiter Wealth Management LLC | History | No change | 21,421 | 325 | 0.13% | 0.13% | 70 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | No change | 20,000 | 303 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| CHOREO, LLC | History | Reduced | 18,183 | 273 | 0.0% | 0.01% | 72 | -53,006 | -74.46% | Q3 2026 | Oct 28, 2026 |
| M Holdings Securities, Inc. | History | Added to | 18,469 | 269 | 0.02% | 0.04% | 73 | +1,481 | 8.72% | Q3 2026 | Nov 03, 2026 |
| Yakira Capital Management, Inc. | History | No change | 17,471 | 265 | 0.08% | 0.08% | 74 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 17,354 | 263 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ASHTON THOMAS SECURITIES, LLC | History | No change | 17,425 | 262 | 0.03% | 0.04% | 76 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 17,276 | 260 | 0.0% | 0.0% | 77 | +1,677 | 10.75% | Q3 2026 | Oct 30, 2026 |
| Permanent Capital Management, LP | History | No change | 17,024 | 258 | 0.03% | 0.03% | 78 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 16,738 | 254 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | No change | 16,632 | 253 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 16,238 | 246 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 15,426 | 234 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Procyon Advisors, LLC | History | No change | 15,316 | 230 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 14,419 | 219 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMERCE BANK | History | No change | 14,028 | 213 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Alteri Wealth LLC | History | No change | 13,893 | 211 | 0.06% | 0.06% | 86 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 13,902 | 209 | 0.0% | 0.0% | 88 | -741 | -5.06% | Q3 2026 | Oct 22, 2026 |
| HighTower Advisors, LLC | History | No change | 13,772 | 209 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Vanguard Capital Wealth Advisors | History | Added to | 13,413 | 201 | 0.14% | 0.13% | 89 | +258 | 1.96% | Q3 2026 | Oct 15, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | No change | 12,603 | 191 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Berry Wealth Group, LP | History | No change | 12,159 | 184 | 0.59% | 0.59% | 91 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Private Advisor Group, LLC | History | No change | 11,861 | 180 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Equitable Holdings, Inc. | History | No change | 11,800 | 179 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Camelot Portfolios, LLC | History | No change | 10,438 | 158 | 0.11% | 0.11% | 94 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | New | 10,268 | 154 | 0.04% | — | 95 | +10,268 | New | Q3 2026 | Oct 29, 2026 |
| Berger Financial Group, Inc | History | No change | 10,099 | 153 | 0.01% | 0.01% | 96 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 10,072 | 152 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Clear Street Group Inc. | History | No change | 10,000 | 151 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CHATHAM CAPITAL GROUP, INC. | History | No change | 10,000 | 150 | 0.02% | 0.02% | 99 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Colonial Trust Co / SC | History | No change | 8,863 | 132 | 0.02% | 0.02% | 100 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| WPG Advisers, LLC | History | Reduced | 7,367 | 110 | 0.06% | 0.07% | 101 | -176 | -2.33% | Q3 2026 | Oct 27, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 7,213 | 109 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 5,648 | 85 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 4,474 | 67 | 0.01% | 0.02% | 104 | -12,604 | -73.8% | Q3 2026 | Oct 27, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 4,141 | 62 | 0.0% | 0.0% | 105 | +1,176 | 39.66% | Q3 2026 | Nov 04, 2026 |
| Parallel Advisors, LLC | History | New | 3,888 | 58 | 0.0% | — | 106 | +3,888 | New | Q3 2026 | Nov 03, 2026 |
| Allworth Financial LP | History | No change | 3,308 | 50 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 2,606 | 39 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Accordant Advisory Group Inc | History | No change | 2,600 | 39 | 0.02% | 0.03% | 109 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Allied Private Wealth LLC | History | No change | 2,500 | 37 | 0.02% | 0.02% | 110 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 1,800 | 27 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 1,726 | 26 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Nova Financial LLC | History | New | 1,700 | 25 | 0.01% | — | 113 | +1,700 | New | Q3 2026 | Nov 04, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 1,636 | 24 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 1,208 | 18 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Root Financial Partners, LLC | History | New | 1,082 | 16 | 0.0% | — | 116 | +1,082 | New | Q3 2026 | Oct 21, 2026 |
| TSFG, LLC | History | No change | 1,000 | 15 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 897 | 13 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| ASSETMARK, INC | History | New | 848 | 12 | 0.0% | — | 120 | +848 | New | Q3 2026 | Oct 21, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 832 | 12 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 736 | 11 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 556 | 8 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Bollard Group LLC | History | No change | 413 | 6 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BESSEMER GROUP INC | History | No change | 344 | 5 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Fortis Group Advisors, LLC | History | No change | 250 | 3 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 170 | 2 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -44,040 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Closed-End Fund Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.64% | — | -43,050 | -100.0% | Q3 2026 | Nov 04, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,738 | -100.0% | Q3 2026 | Nov 04, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -16,100 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Occidental Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -15,664 | -100.0% | Q3 2026 | Nov 05, 2026 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -15,025 | -100.0% | Q3 2026 | Oct 14, 2026 |
| MGO ONE SEVEN LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,575 | -100.0% | Q3 2026 | Oct 28, 2026 |
| DAVENPORT & Co LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,722 | -100.0% | Q3 2026 | Oct 14, 2026 |
| MB, LEVIS & ASSOCIATES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -825 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Axiom Investment Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -567 | -100.0% | Q3 2026 | Nov 03, 2026 |
| LifeSteps Financial, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -225 | -100.0% | Q3 2026 | Oct 15, 2026 |
| FMR LLC | History | No change | 27 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | No change | 56 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |