Neuberger Energy Infrastructure & Income Fund Inc. - NML
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | History | Added to | 3,586,694 | 30,486 | 0.0% | 0.0% | 1 | +359,315 | 11.13% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Reduced | 3,315,764 | 28,183 | 0.0% | 0.0% | 2 | -61,316 | -1.82% | Q4 2025 | Feb 13, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | No change | 3,225,547 | 27,417 | 2.05% | 2.08% | 3 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Saba Capital Management, L.P. | History | Added to | 1,416,482 | 12,040 | 0.36% | 0.11% | 4 | +952,479 | 205.27% | Q4 2025 | Feb 17, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 853,025 | 7,250 | 0.12% | 0.15% | 5 | -148,430 | -14.82% | Q4 2025 | Feb 12, 2026 |
| UBS Group AG | History | Added to | 852,408 | 7,245 | 0.0% | 0.0% | 6 | +4,775 | 0.56% | Q4 2025 | Jan 29, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 813,814 | 6,917 | 0.0% | 0.0% | 7 | +17,544 | 2.2% | Q4 2025 | Feb 17, 2026 |
| PRIVATE MANAGEMENT GROUP INC | History | Reduced | 750,577 | 6,379 | 0.19% | 0.21% | 8 | -54,103 | -6.72% | Q4 2025 | Feb 12, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 333,179 | 2,832 | 0.04% | 0.04% | 9 | -1,928 | -0.58% | Q4 2025 | Feb 02, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 326,015 | 2,771 | 0.0% | 0.0% | 10 | +11,196 | 3.56% | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 321,683 | 2,734 | 0.0% | 0.0% | 11 | -707 | -0.22% | Q4 2025 | Feb 13, 2026 |
| COHEN & STEERS, INC. | History | No change | 287,000 | 2,440 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Focus Partners Wealth | History | Added to | 270,370 | 2,298 | 0.0% | 0.0% | 13 | +247,273 | 1070.58% | Q4 2025 | Feb 13, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 233,098 | 1,981 | 1.17% | 1.22% | 14 | +4,176 | 1.82% | Q4 2025 | Jan 12, 2026 |
| Invesco Ltd. | History | Added to | 229,887 | 1,954 | 0.0% | 0.0% | 15 | +88,253 | 62.31% | Q4 2025 | Feb 19, 2026 |
| NewEdge Advisors, LLC | History | Added to | 179,828 | 1,528 | 0.01% | 0.01% | 16 | +4,206 | 2.39% | Q4 2025 | Feb 18, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 176,628 | 1,501 | 0.01% | — | 17 | +176,628 | New | Q4 2025 | Feb 02, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 175,413 | 1,491 | 0.0% | 0.0% | 18 | +3,674 | 2.14% | Q4 2025 | Feb 18, 2026 |
| Neuberger Berman Group LLC | History | Added to | 159,688 | 1,357 | 0.0% | 0.0% | 19 | +271 | 0.17% | Q4 2025 | Feb 13, 2026 |
| VestGen Advisors, LLC | History | Added to | 144,296 | 1,226 | 0.05% | 0.04% | 20 | +386 | 0.27% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 126,112 | 1,071 | 0.0% | 0.0% | 21 | +1,969 | 1.59% | Q4 2025 | Feb 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 119,284 | 1,014 | 0.0% | 0.0% | 22 | +2,804 | 2.41% | Q4 2025 | Feb 17, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 118,163 | 1,004 | 0.59% | — | 23 | +118,163 | New | Q4 2025 | Feb 11, 2026 |
| STALEY CAPITAL ADVISERS INC | History | No change | 115,000 | 977 | 0.04% | 0.04% | 24 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Cornerstone Wealth Management, LLC | History | Added to | 111,311 | 946 | 0.05% | 0.05% | 25 | +3,542 | 3.29% | Q4 2025 | Feb 05, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 110,406 | 938 | 0.0% | 0.0% | 26 | +17,188 | 18.44% | Q4 2025 | Feb 13, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 88,711 | 754 | 0.0% | 0.0% | 27 | +73,272 | 474.59% | Q4 2025 | Jan 29, 2026 |
| IFG Advisory, LLC | History | Added to | 80,633 | 685 | 0.03% | 0.03% | 28 | +561 | 0.7% | Q4 2025 | Feb 10, 2026 |
| Knollwood Investment Advisory, LLC | History | No change | 77,116 | 655 | 0.06% | 0.06% | 29 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Calamos Advisors LLC | History | Added to | 72,229 | 613 | 0.0% | 0.0% | 30 | +17,568 | 32.14% | Q4 2025 | Jan 29, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 56,205 | 477 | 0.0% | 0.0% | 31 | +20,205 | 56.13% | Q4 2025 | Mar 16, 2026 |
| Legacy Advisors, LLC | History | No change | 50,000 | 425 | 0.05% | 0.05% | 32 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Cetera Investment Advisers | History | Reduced | 47,570 | 404 | 0.0% | 0.0% | 33 | -3,263 | -6.42% | Q4 2025 | Feb 17, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | Added to | 42,268 | 360 | 0.0% | 0.0% | 34 | +850 | 2.05% | Q4 2025 | Feb 11, 2026 |
| HighTower Advisors, LLC | History | Reduced | 42,019 | 357 | 0.0% | 0.0% | 35 | -3,680 | -8.05% | Q4 2025 | Feb 06, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 41,177 | 350 | 0.0% | 0.0% | 36 | +21,650 | 110.87% | Q4 2025 | Feb 12, 2026 |
| Alteri Wealth LLC | History | No change | 38,275 | 325 | 0.11% | 0.11% | 37 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 36,346 | 309 | 0.0% | 0.0% | 38 | +749 | 2.1% | Q4 2025 | Feb 05, 2026 |
| OpenArc Corporate Advisory, LLC | History | New | 34,146 | 290 | 0.0% | — | 39 | +34,146 | New | Q4 2025 | Feb 13, 2026 |
| Henson-Edgewater Management, LLC | History | New | 33,978 | 288 | 0.17% | — | 40 | +33,978 | New | Q4 2025 | Mar 31, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 31,866 | 270 | 0.0% | — | 41 | +31,866 | New | Q4 2025 | Feb 17, 2026 |
| Ballast Rock Private Wealth LLC | History | New | 28,000 | 238 | 0.15% | — | 43 | +28,000 | New | Q4 2025 | Feb 04, 2026 |
| Stratos Wealth Advisors, LLC | History | Reduced | 28,000 | 238 | 0.01% | 0.01% | 42 | -2,000 | -6.67% | Q4 2025 | Jan 20, 2026 |
| ROYAL BANK OF CANADA | History | New | 26,646 | 226 | 0.0% | — | 44 | +26,646 | New | Q4 2025 | Feb 17, 2026 |
| Arete Wealth Advisors, LLC | History | Added to | 21,508 | 183 | 0.01% | 0.01% | 45 | +108 | 0.5% | Q4 2025 | Feb 13, 2026 |
| J. Derek Lewis & Associates Inc. | History | New | 21,421 | 182 | 0.04% | — | 46 | +21,421 | New | Q4 2025 | Mar 23, 2026 |
| Quantedge Capital Pte Ltd | History | New | 20,761 | 176 | 0.08% | — | 47 | +20,761 | New | Q4 2025 | Feb 17, 2026 |
| Abel Hall, LLC | History | No change | 20,000 | 170 | 0.04% | 0.07% | 48 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Astoria Portfolio Advisors LLC. | History | Added to | 17,009 | 167 | 0.04% | 0.04% | 49 | +822 | 5.08% | Q4 2025 | Feb 24, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 19,604 | 166 | 0.0% | 0.0% | 50 | -104 | -0.53% | Q4 2025 | Feb 02, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 19,643 | 166 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| CHOREO, LLC | History | No change | 18,309 | 156 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Soltis Investment Advisors LLC | History | New | 18,013 | 153 | 0.01% | — | 53 | +18,013 | New | Q4 2025 | Apr 02, 2026 |
| Cresset Asset Management, LLC | History | Added to | 16,882 | 143 | 0.0% | 0.0% | 54 | +348 | 2.1% | Q4 2025 | Feb 17, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | No change | 16,100 | 136 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| NorthRock Partners, LLC | History | No change | 15,468 | 131 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 14,762 | 125 | 0.0% | 0.0% | 57 | +1,112 | 8.15% | Q4 2025 | Feb 10, 2026 |
| Gladstone Institutional Advisory LLC | History | Added to | 14,154 | 120 | 0.0% | 0.0% | 58 | +67 | 0.48% | Q4 2025 | Feb 17, 2026 |
| ADAPT WEALTH ADVISORS, LLC | History | Reduced | 13,000 | 110 | 0.04% | 0.05% | 59 | -1,850 | -12.46% | Q4 2025 | Feb 10, 2026 |
| Centric Wealth Management | History | Added to | 12,033 | 109 | 0.02% | 0.02% | 60 | +267 | 2.27% | Q4 2025 | Feb 04, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 11,741 | 99 | 0.0% | 0.0% | 61 | -4,179 | -26.25% | Q4 2025 | Feb 12, 2026 |
| STEEL GROVE CAPITAL ADVISORS, LLC | History | No change | 11,325 | 96 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | No change | 10,959 | 93 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| CITADEL ADVISORS LLC | History | New | 10,685 | 90 | 0.0% | — | 64 | +10,685 | New | Q4 2025 | Feb 17, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | New | 10,500 | 89 | 0.01% | — | 65 | +10,500 | New | Q4 2025 | Feb 17, 2026 |
| MGB Wealth Management, LLC | History | No change | 10,000 | 85 | 0.02% | 0.02% | 66 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 9,182 | 78 | 0.0% | 0.0% | 67 | +2 | 0.02% | Q4 2025 | Feb 11, 2026 |
| COMERICA BANK | History | Added to | 7,577 | 64 | 0.0% | 0.0% | 68 | +39 | 0.52% | Q4 2025 | Jan 29, 2026 |
| MONETARY MANAGEMENT GROUP INC | History | Added to | 7,000 | 59 | 0.01% | 0.01% | 69 | +1,500 | 27.27% | Q4 2025 | Feb 11, 2026 |
| CX Institutional | History | Added to | 5,139 | 44 | 0.0% | 0.0% | 70 | +106 | 2.11% | Q4 2025 | Feb 02, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 4,110 | 34 | 0.0% | 0.0% | 72 | +84 | 2.09% | Q4 2025 | Jan 23, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 4,025 | 34 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| IFP Advisors, Inc | History | Added to | 3,508 | 29 | 0.0% | 0.0% | 73 | +37 | 1.07% | Q4 2025 | Feb 06, 2026 |
| CITIGROUP INC | History | No change | 3,000 | 25 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| BFSG, LLC | History | Reduced | 2,490 | 21 | 0.0% | 0.0% | 75 | -140 | -5.32% | Q4 2025 | Jan 22, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | No change | 2,400 | 20 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 1,430 | 12 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Spire Wealth Management | History | Reduced | 1,000 | 8 | 0.0% | 0.0% | 78 | -3,260 | -76.53% | Q4 2025 | Jan 14, 2026 |
| MAI Capital Management | History | Reduced | 800 | 6 | 0.0% | 0.0% | 79 | -100 | -11.11% | Q4 2025 | Feb 13, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 701 | 5 | 0.0% | 0.0% | 80 | +301 | 75.25% | Q4 2025 | Feb 09, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 470 | 3 | 0.0% | 0.0% | 81 | -513 | -52.19% | Q4 2025 | Jan 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 300 | 2 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Riverview Trust Co | History | No change | 300 | 2 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Kovitz Investment Group Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -236,513 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Cornerstone Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -67,877 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -40,541 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Integrated Wealth Concepts LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,677 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Clearstead Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,269 | -100.0% | Q3 2025 | Nov 06, 2025 |
| North Star Investment Management Corp. | History | Closed out | 0 | 0 | — | 0.0% | — | -195 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Sound Income Strategies, LLC | History | No change | 49 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |