Neuberger Energy Infrastructure & Income Fund Inc. - NML
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | History | Added to | 3,827,535 | 40,227 | 0.0% | 0.0% | 1 | +240,841 | 6.71% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Reduced | 3,249,213 | 34,149 | 0.0% | 0.0% | 2 | -66,551 | -2.01% | Q1 2026 | May 15, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | Reduced | 2,865,558 | 30,117 | 2.19% | 2.05% | 3 | -359,989 | -11.16% | Q1 2026 | May 15, 2026 |
| Saba Capital Management, L.P. | History | Added to | 1,743,054 | 18,319 | 0.51% | 0.36% | 4 | +326,572 | 23.06% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 895,140 | 9,407 | 0.0% | 0.0% | 5 | +42,732 | 5.01% | Q1 2026 | May 05, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 876,208 | 9,208 | 0.15% | 0.12% | 6 | +23,183 | 2.72% | Q1 2026 | May 15, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 813,814 | 8,553 | 0.01% | 0.0% | 7 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| PRIVATE MANAGEMENT GROUP INC | History | Reduced | 741,807 | 7,796 | 0.22% | 0.19% | 8 | -8,770 | -1.17% | Q1 2026 | May 08, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 397,239 | 4,174 | 0.05% | 0.04% | 9 | +64,060 | 19.23% | Q1 2026 | Apr 23, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 328,139 | 3,448 | 0.0% | 0.0% | 10 | +2,124 | 0.65% | Q1 2026 | May 15, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | New | 323,526 | 3,400 | 1.16% | — | 11 | +323,526 | New | Q1 2026 | May 12, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 322,527 | 3,389 | 0.0% | 0.0% | 12 | +844 | 0.26% | Q1 2026 | May 12, 2026 |
| COHEN & STEERS, INC. | History | No change | 287,000 | 3,016 | 0.01% | 0.0% | 13 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Focus Partners Wealth | History | Reduced | 268,424 | 2,821 | 0.0% | 0.0% | 14 | -1,946 | -0.72% | Q1 2026 | May 14, 2026 |
| Invesco Ltd. | History | Added to | 254,614 | 2,675 | 0.0% | 0.0% | 15 | +24,727 | 10.76% | Q1 2026 | May 12, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 239,902 | 2,521 | 0.17% | 1.17% | 16 | +6,804 | 2.92% | Q1 2026 | Apr 16, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 226,191 | 2,377 | 0.0% | 0.0% | 17 | +115,785 | 104.87% | Q1 2026 | May 11, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 189,580 | 1,992 | 0.0% | 0.0% | 18 | +14,167 | 8.08% | Q1 2026 | May 14, 2026 |
| Neuberger Berman Group LLC | History | Reduced | 159,565 | 1,677 | 0.0% | 0.0% | 19 | -123 | -0.08% | Q1 2026 | May 14, 2026 |
| VestGen Advisors, LLC | History | Added to | 154,235 | 1,579 | 0.04% | 0.05% | 20 | +9,939 | 6.89% | Q1 2026 | May 14, 2026 |
| Closed-End Fund Advisors, Inc. | History | Added to | 139,373 | 1,464 | 1.49% | 0.59% | 21 | +21,210 | 17.95% | Q1 2026 | May 11, 2026 |
| LPL Financial LLC | History | Added to | 131,275 | 1,379 | 0.0% | 0.0% | 22 | +5,163 | 4.09% | Q1 2026 | May 06, 2026 |
| STALEY CAPITAL ADVISERS INC | History | No change | 115,000 | 1,208 | 0.05% | 0.04% | 23 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Cornerstone Wealth Management, LLC | History | Added to | 113,560 | 1,193 | 0.06% | 0.05% | 24 | +2,249 | 2.02% | Q1 2026 | Apr 23, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 110,910 | 1,165 | 0.0% | 0.0% | 25 | -8,374 | -7.02% | Q1 2026 | May 15, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 96,590 | 1,015 | 0.01% | 0.0% | 26 | +7,879 | 8.88% | Q1 2026 | May 05, 2026 |
| Samalin Investment Counsel, LLC | History | New | 94,276 | 990 | 0.35% | — | 27 | +94,276 | New | Q1 2026 | Apr 22, 2026 |
| Calamos Advisors LLC | History | Added to | 81,989 | 861 | 0.0% | 0.0% | 28 | +9,760 | 13.51% | Q1 2026 | May 04, 2026 |
| Knollwood Investment Advisory, LLC | History | Added to | 77,548 | 815 | 0.08% | 0.06% | 29 | +432 | 0.56% | Q1 2026 | May 14, 2026 |
| Noble Wealth Management PBC | History | New | 70,450 | 740 | 0.37% | — | 30 | +70,450 | New | Q1 2026 | Apr 02, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 63,213 | 664 | 0.01% | 0.01% | 31 | -113,415 | -64.21% | Q1 2026 | May 04, 2026 |
| HighTower Advisors, LLC | History | Added to | 57,695 | 606 | 0.0% | 0.0% | 32 | +15,676 | 37.31% | Q1 2026 | May 05, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 56,205 | 590 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| &PARTNERS | History | New | 53,244 | 554 | 0.0% | — | 34 | +53,244 | New | Q1 2026 | May 15, 2026 |
| Legacy Advisors, LLC | History | No change | 50,000 | 525 | 0.06% | 0.05% | 35 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Cetera Investment Advisers | History | Added to | 47,710 | 501 | 0.0% | 0.0% | 36 | +140 | 0.29% | Q1 2026 | May 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 42,884 | 450 | 0.0% | 0.0% | 37 | +1,707 | 4.15% | Q1 2026 | Apr 27, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | Added to | 42,825 | 446 | 0.0% | 0.0% | 38 | +557 | 1.32% | Q1 2026 | Apr 16, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 40,757 | 428 | 0.0% | 0.0% | 39 | +4,411 | 12.14% | Q1 2026 | Apr 30, 2026 |
| Alteri Wealth LLC | History | No change | 38,275 | 402 | 0.13% | 0.11% | 40 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| RHODES INVESTMENT ADVISORS INC /ADV | History | No change | 35,650 | 374 | 0.32% | 0.25% | 41 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| OpenArc Corporate Advisory, LLC | History | No change | 34,146 | 358 | 0.01% | 0.0% | 42 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Henson-Edgewater Management, LLC | History | No change | 33,978 | 357 | 0.23% | 0.17% | 43 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Ballast Rock Private Wealth LLC | History | No change | 28,000 | 294 | 0.16% | 0.15% | 44 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 26,889 | 283 | 0.0% | 0.0% | 45 | +243 | 0.91% | Q1 2026 | May 15, 2026 |
| Quantedge Capital Pte Ltd | History | Added to | 26,861 | 282 | 0.15% | 0.08% | 46 | +6,100 | 29.38% | Q1 2026 | May 12, 2026 |
| Stratos Wealth Advisors, LLC | History | Reduced | 25,000 | 262 | 0.02% | 0.01% | 47 | -3,000 | -10.71% | Q1 2026 | Apr 28, 2026 |
| US BANCORP \DE\ | History | New | 24,000 | 252 | 0.0% | — | 48 | +24,000 | New | Q1 2026 | May 14, 2026 |
| MONETARY MANAGEMENT GROUP INC | History | Added to | 23,200 | 243 | 0.06% | 0.01% | 49 | +16,200 | 231.43% | Q1 2026 | May 13, 2026 |
| CHOREO, LLC | History | Added to | 22,147 | 232 | 0.0% | 0.0% | 50 | +3,838 | 20.96% | Q1 2026 | May 12, 2026 |
| Arete Wealth Advisors, LLC | History | Added to | 21,601 | 227 | 0.02% | 0.01% | 51 | +93 | 0.43% | Q1 2026 | May 20, 2026 |
| J. Derek Lewis & Associates Inc. | History | No change | 21,421 | 225 | 0.05% | 0.04% | 52 | 0 | 0.0% | Q1 2026 | May 21, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | Added to | 21,136 | 222 | 0.01% | 0.0% | 53 | +10,177 | 92.86% | Q1 2026 | Apr 29, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Added to | 20,215 | 212 | 0.01% | 0.01% | 54 | +9,715 | 92.52% | Q1 2026 | Apr 16, 2026 |
| Abel Hall, LLC | History | No change | 20,000 | 210 | 0.04% | 0.04% | 55 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Beacon Pointe Advisors, LLC | History | Added to | 19,793 | 208 | 0.0% | 0.0% | 56 | +150 | 0.76% | Q1 2026 | May 15, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 18,983 | 199 | 0.0% | 0.0% | 57 | -621 | -3.17% | Q1 2026 | Apr 27, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 169,154 | 169 | 0.01% | 0.01% | 58 | -10,674 | -5.94% | Q1 2026 | May 15, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | Reduced | 15,500 | 162 | 0.0% | 0.0% | 59 | -600 | -3.73% | Q1 2026 | Apr 07, 2026 |
| Astoria Portfolio Advisors LLC. | History | Reduced | 15,725 | 156 | 0.03% | 0.04% | 60 | -1,284 | -7.55% | Q1 2026 | Apr 28, 2026 |
| Gladstone Institutional Advisory LLC | History | Added to | 14,212 | 149 | 0.01% | 0.0% | 61 | +58 | 0.41% | Q1 2026 | May 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 13,858 | 145 | 0.0% | 0.0% | 62 | -904 | -6.12% | Q1 2026 | May 07, 2026 |
| Integrated Wealth Concepts LLC | History | New | 13,711 | 144 | 0.0% | — | 63 | +13,711 | New | Q1 2026 | May 15, 2026 |
| NorthRock Partners, LLC | History | Reduced | 13,581 | 142 | 0.0% | 0.0% | 64 | -1,887 | -12.2% | Q1 2026 | May 15, 2026 |
| ADAPT WEALTH ADVISORS, LLC | History | No change | 13,000 | 136 | 0.05% | 0.04% | 65 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 12,509 | 131 | 0.0% | 0.0% | 66 | +768 | 6.54% | Q1 2026 | May 12, 2026 |
| STEEL GROVE CAPITAL ADVISORS, LLC | History | No change | 11,325 | 119 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 10,308 | 108 | 0.0% | 0.0% | 68 | -21,558 | -67.65% | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | No change | 9,182 | 96 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| MGB Wealth Management, LLC | History | No change | 10,000 | 85 | 0.02% | 0.02% | 70 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| FIFTH THIRD BANCORP | History | New | 7,610 | 79 | 0.0% | — | 71 | +7,610 | New | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 7,577 | 64 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| CX Institutional | History | Added to | 5,230 | 55 | 0.0% | 0.0% | 73 | +91 | 1.77% | Q1 2026 | Apr 06, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 4,183 | 42 | 0.0% | 0.0% | 75 | +73 | 1.78% | Q1 2026 | Apr 07, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 4,025 | 42 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Western Wealth Management, LLC | History | New | 3,750 | 39 | 0.0% | — | 76 | +3,750 | New | Q1 2026 | May 19, 2026 |
| IFP Advisors, Inc | History | Added to | 3,540 | 37 | 0.0% | 0.0% | 77 | +32 | 0.91% | Q1 2026 | Apr 13, 2026 |
| CITIGROUP INC | History | No change | 3,000 | 31 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| BFSG, LLC | History | No change | 2,490 | 26 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | No change | 2,400 | 25 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| IFG Advisory, LLC | History | Reduced | 1,630 | 17 | 0.05% | 0.03% | 81 | -79,003 | -97.98% | Q1 2026 | May 12, 2026 |
| Osbon Capital Management LLC | History | New | 1,560 | 16 | 0.01% | — | 82 | +1,560 | New | Q1 2026 | May 15, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 1,430 | 15 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 1,401 | 14 | 0.0% | 0.0% | 84 | +700 | 99.86% | Q1 2026 | May 11, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 1,000 | 10 | 0.0% | — | 85 | +1,000 | New | Q1 2026 | May 08, 2026 |
| PROTECTIVE LIFE CORP | History | New | 885 | 9 | 0.03% | — | 87 | +885 | New | Q1 2026 | May 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 900 | 9 | 0.0% | 0.0% | 86 | +600 | 200.0% | Q1 2026 | May 15, 2026 |
| MAI Capital Management | History | No change | 800 | 8 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CoreCap Advisors, LLC | History | No change | 470 | 4 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Soltis Investment Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -18,013 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Cresset Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,882 | -100.0% | Q1 2026 | May 15, 2026 |
| Centric Wealth Management | History | Closed out | 0 | 0 | — | 0.02% | — | -12,033 | -100.0% | Q1 2026 | May 12, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,685 | -100.0% | Q1 2026 | May 15, 2026 |
| Spire Wealth Management | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Riverview Trust Co | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q1 2026 | May 01, 2026 |
| Sound Income Strategies, LLC | History | No change | 49 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |