Neuberger Energy Infrastructure & Income Fund Inc. - NML
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | History | No change | 3,796,841 | 38,499 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 3,220,189 | 32,652 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | No change | 2,781,835 | 28,207 | 1.7% | 1.7% | 3 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Saba Capital Management, L.P. | History | No change | 1,951,651 | 19,789 | 0.51% | 0.51% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 946,783 | 9,600 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Advisors Asset Management, Inc. | History | No change | 901,049 | 9,136 | 0.14% | 0.14% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 813,814 | 8,252 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PRIVATE MANAGEMENT GROUP INC | History | No change | 507,125 | 5,142 | 0.14% | 0.14% | 8 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| OPPENHEIMER & CO INC | History | No change | 402,706 | 4,083 | 0.04% | 0.04% | 9 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 352,764 | 3,577 | 1.1% | 1.1% | 10 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 310,691 | 3,150 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 300,970 | 3,051 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COHEN & STEERS, INC. | History | No change | 287,000 | 2,910 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | No change | 267,509 | 2,712 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | No change | 246,450 | 2,499 | 0.09% | 0.09% | 15 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 230,830 | 2,340 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 228,824 | 2,320 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | No change | 228,521 | 2,317 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LPL Financial LLC | History | No change | 215,754 | 2,187 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Focus Partners Wealth | History | No change | 196,204 | 1,989 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Samalin Investment Counsel, LLC | History | No change | 174,324 | 1,767 | 0.55% | 0.55% | 21 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| VestGen Advisors, LLC | History | No change | 160,541 | 1,627 | 0.05% | 0.05% | 22 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Neuberger Berman Group LLC | History | No change | 159,427 | 1,616 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 144,788 | 1,468 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Closed-End Fund Advisors, Inc. | History | No change | 142,740 | 1,447 | 1.41% | 1.41% | 25 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Cornerstone Wealth Management, LLC | History | No change | 116,577 | 1,182 | 0.05% | 0.05% | 26 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| STALEY CAPITAL ADVISERS INC | History | No change | 115,000 | 1,166 | 0.05% | 0.05% | 27 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Sanctuary Advisors, LLC | History | No change | 106,768 | 1,082 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 84,797 | 859 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IFG Advisory, LLC | History | No change | 84,341 | 855 | 0.03% | 0.03% | 30 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Pathstone Holdings, LLC | History | No change | 79,223 | 803 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Knollwood Investment Advisory, LLC | History | No change | 79,074 | 801 | 0.07% | 0.07% | 32 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 70,618 | 716 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | No change | 64,054 | 649 | 0.04% | 0.04% | 34 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cetera Investment Advisers | History | No change | 62,710 | 635 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| &PARTNERS | History | No change | 59,227 | 600 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Legacy Advisors, LLC | History | No change | 50,000 | 507 | 0.05% | 0.05% | 37 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Noble Wealth Management PBC | History | Reduced | 50,992 | 505 | 0.23% | 0.29% | 38 | -13,929 | -21.46% | Q3 2026 | Oct 01, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | No change | 43,952 | 446 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Calamos Advisors LLC | History | No change | 40,825 | 413 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| HighTower Advisors, LLC | History | No change | 40,806 | 413 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Alteri Wealth LLC | History | No change | 39,529 | 400 | 0.11% | 0.11% | 42 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Henson-Edgewater Management, LLC | History | No change | 33,978 | 361 | 0.19% | 0.19% | 43 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| RHODES INVESTMENT ADVISORS INC /ADV | History | No change | 34,250 | 347 | 0.26% | 0.26% | 44 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| OpenArc Corporate Advisory, LLC | History | No change | 34,146 | 346 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| ROYAL BANK OF CANADA | History | No change | 31,208 | 316 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quantedge Capital Pte Ltd | History | No change | 31,261 | 316 | 0.24% | 0.24% | 47 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 29,643 | 300 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Ballast Rock Private Wealth LLC | History | No change | 28,000 | 283 | 0.13% | 0.13% | 49 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| US BANCORP \DE\ | History | No change | 24,000 | 243 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MONETARY MANAGEMENT GROUP INC | History | No change | 23,200 | 235 | 0.05% | 0.05% | 51 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CHOREO, LLC | History | No change | 22,615 | 229 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Arete Wealth Advisors, LLC | History | No change | 21,712 | 220 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| J. Derek Lewis & Associates Inc. | History | No change | 21,421 | 217 | 0.04% | 0.04% | 54 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | No change | 21,349 | 216 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Cannell & Spears LLC | History | No change | 20,000 | 202 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Abel Hall, LLC | History | No change | 20,000 | 202 | 0.03% | 0.03% | 57 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| TRUIST FINANCIAL CORP | History | No change | 18,774 | 190 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| First National Bank of Mount Dora, Trust Investment Services | History | No change | 17,500 | 177 | 0.04% | 0.04% | 59 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| Astoria Portfolio Advisors LLC. | History | No change | 15,912 | 161 | 0.03% | 0.03% | 60 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Arax Advisory Partners | History | No change | 15,500 | 157 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Adalta Capital Management LLC | History | No change | 15,000 | 152 | 0.07% | 0.07% | 62 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Stratos Wealth Advisors, LLC | History | No change | 15,000 | 152 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 14,282 | 144 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 13,974 | 141 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FIFTH THIRD BANCORP | History | No change | 12,684 | 128 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Atlas Wealth LLC | History | No change | 12,038 | 122 | 0.02% | 0.02% | 67 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| NorthRock Partners, LLC | History | No change | 11,739 | 119 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| STEEL GROVE CAPITAL ADVISORS, LLC | History | No change | 11,325 | 114 | 0.01% | 0.01% | 69 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 10,774 | 109 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| JPMORGAN CHASE & CO | History | No change | 9,182 | 91 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | No change | 6,752 | 68 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| CX Institutional | History | Added to | 5,448 | 54 | 0.0% | 0.0% | 73 | +109 | 2.04% | Q3 2026 | Oct 02, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 4,430 | 44 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 4,025 | 40 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IFP Advisors, Inc | History | No change | 3,579 | 36 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 3,269 | 33 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | No change | 3,148 | 31 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| CITIGROUP INC | History | No change | 3,000 | 30 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | No change | 2,400 | 24 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BFSG, LLC | History | No change | 2,280 | 23 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 1,430 | 14 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 1,401 | 14 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,000 | 10 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 900 | 9 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CoreCap Advisors, LLC | History | No change | 470 | 4 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Jul 06, 2026 |
| Continuum Advisory, LLC | History | No change | 229 | 2 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| JFS WEALTH ADVISORS, LLC | History | No change | 140 | 1 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Jul 10, 2026 |