Nuveen Variable Rate Preferred & Income Fund - NPFD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | Reduced | 2,425,184 | 44,017 | 0.89% | 1.02% | 1 | -264,484 | -9.83% | Q1 2026 | May 13, 2026 |
| MORGAN STANLEY | History | Added to | 1,996,439 | 36,235 | 0.0% | 0.0% | 2 | +17,525 | 0.89% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 657,842 | 11,940 | 0.0% | 0.0% | 3 | +20,841 | 3.27% | Q1 2026 | May 15, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 387,562 | 7,034 | 0.12% | 0.09% | 4 | +110,630 | 39.95% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 387,368 | 7,030 | 0.0% | 0.0% | 5 | +40,555 | 11.69% | Q1 2026 | May 11, 2026 |
| UBS Group AG | History | Reduced | 383,581 | 6,961 | 0.0% | 0.0% | 6 | -12,100 | -3.06% | Q1 2026 | May 05, 2026 |
| Invesco Ltd. | History | Reduced | 259,859 | 4,716 | 0.0% | 0.0% | 7 | -13,697 | -5.01% | Q1 2026 | May 12, 2026 |
| COHEN & STEERS, INC. | History | No change | 205,000 | 3,721 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 156,222 | 2,835 | 0.0% | 0.0% | 9 | -33,412 | -17.62% | Q1 2026 | May 12, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 121,961 | 2,213 | 0.0% | 0.0% | 10 | +12,333 | 11.25% | Q1 2026 | May 13, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Added to | 68,788 | 1,248 | 0.07% | 0.08% | 11 | +83 | 0.12% | Q1 2026 | Apr 16, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 64,570 | 1,171 | 0.0% | 0.0% | 12 | +2,315 | 3.72% | Q1 2026 | Apr 27, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 61,670 | 1,119 | 0.0% | 0.0% | 13 | +14,310 | 30.22% | Q1 2026 | May 04, 2026 |
| Cetera Investment Advisers | History | Added to | 61,262 | 1,111 | 0.0% | 0.0% | 14 | +15,984 | 35.3% | Q1 2026 | May 13, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 54,494 | 989 | 1.01% | 0.88% | 15 | -24,084 | -30.65% | Q1 2026 | May 11, 2026 |
| Summit Financial, LLC | History | Added to | 49,998 | 915 | 0.01% | 0.0% | 16 | +38,766 | 345.14% | Q1 2026 | May 15, 2026 |
| Equitable Holdings, Inc. | History | New | 41,380 | 751 | 0.0% | — | 17 | +41,380 | New | Q1 2026 | May 15, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 30,914 | 561 | 0.02% | 0.02% | 18 | +1,535 | 5.22% | Q1 2026 | Apr 21, 2026 |
| BESSEMER GROUP INC | History | New | 27,976 | 508 | 0.0% | — | 19 | +27,976 | New | Q1 2026 | May 06, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | New | 27,970 | 507 | 0.0% | — | 20 | +27,970 | New | Q1 2026 | May 15, 2026 |
| Concorde Asset Management, LLC | History | No change | 26,100 | 496 | 0.2% | 0.2% | 21 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 26,858 | 487 | 0.0% | 0.0% | 22 | +26,516 | 7753.22% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 25,560 | 464 | 0.0% | 0.0% | 23 | -1,000 | -3.77% | Q1 2026 | Apr 22, 2026 |
| LPL Financial LLC | History | Added to | 20,593 | 373 | 0.0% | 0.0% | 24 | +4,987 | 31.96% | Q1 2026 | May 06, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 19,866 | 360 | 0.02% | 0.22% | 25 | +313 | 1.6% | Q1 2026 | Apr 16, 2026 |
| Global Retirement Partners, LLC | History | No change | 17,478 | 332 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| SMITH CHAS P & ASSOCIATES PA CPAS | History | Reduced | 18,000 | 326 | 0.02% | 0.02% | 27 | -3,000 | -14.29% | Q1 2026 | May 12, 2026 |
| Seed Wealth Management, Inc. | History | Reduced | 17,030 | 309 | 0.21% | 0.28% | 28 | -4,520 | -20.97% | Q1 2026 | Apr 08, 2026 |
| HRT FINANCIAL LP | History | New | 15,756 | 285 | 0.0% | — | 29 | +15,756 | New | Q1 2026 | May 14, 2026 |
| Lido Advisors, LLC | History | Reduced | 15,054 | 275 | 0.0% | 0.0% | 30 | -55 | -0.36% | Q1 2026 | May 13, 2026 |
| &PARTNERS | History | Reduced | 15,029 | 272 | 0.0% | 0.0% | 31 | -1,052 | -6.54% | Q1 2026 | May 15, 2026 |
| CHOREO, LLC | History | Added to | 13,747 | 251 | 0.0% | 0.0% | 32 | +1,210 | 9.65% | Q1 2026 | May 12, 2026 |
| Sage Capital Management, LLC | History | No change | 13,500 | 245 | 0.12% | 0.12% | 33 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Catalina Capital Group, LLC | History | Reduced | 12,572 | 228 | 0.14% | 0.27% | 34 | -11,007 | -46.68% | Q1 2026 | Apr 23, 2026 |
| ACCREDITED INVESTOR SERVICES, LLC | History | Reduced | 12,032 | 218 | 0.14% | 0.16% | 35 | -377 | -3.04% | Q1 2026 | Apr 21, 2026 |
| Carnegie Investment Counsel | History | No change | 12,000 | 217 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | History | No change | 11,767 | 213 | 0.06% | 0.07% | 37 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Merit Financial Group, LLC | History | Added to | 10,700 | 194 | 0.0% | 0.0% | 38 | +165 | 1.57% | Q1 2026 | Apr 15, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 8,877 | 161 | 0.0% | 0.0% | 39 | +5,817 | 190.1% | Q1 2026 | May 04, 2026 |
| Advisory Services Network, LLC | History | New | 6,216 | 112 | 0.0% | — | 40 | +6,216 | New | Q1 2026 | May 15, 2026 |
| Ritter Daniher Financial Advisory LLC / DE | History | Reduced | 4,767 | 86 | 0.01% | 0.03% | 41 | -4,580 | -49.0% | Q1 2026 | May 06, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 3,484 | 63 | 0.0% | 0.0% | 42 | -2,552 | -42.28% | Q1 2026 | May 15, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Added to | 3,114 | 56 | 0.01% | 0.01% | 43 | +203 | 6.97% | Q1 2026 | May 11, 2026 |
| BARCLAYS PLC | History | New | 2,800 | 50 | 0.0% | — | 44 | +2,800 | New | Q1 2026 | May 14, 2026 |
| CoreCap Advisors, LLC | History | No change | 2,539 | 46 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| COMERICA BANK | History | No change | 1,737 | 33 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 1,533 | 27 | 0.0% | — | 47 | +1,533 | New | Q1 2026 | May 01, 2026 |
| WPG Advisers, LLC | History | Added to | 1,380 | 25 | 0.02% | 0.02% | 48 | +201 | 17.05% | Q1 2026 | Apr 29, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 1,227 | 22 | 0.0% | 0.0% | 49 | +406 | 49.45% | Q1 2026 | May 14, 2026 |
| US BANCORP \DE\ | History | No change | 947 | 17 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| FNY Investment Advisers, LLC | History | New | 700 | 12 | 0.01% | — | 51 | +700 | New | Q1 2026 | Apr 15, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | New | 533 | 9 | 0.0% | — | 52 | +533 | New | Q1 2026 | Apr 28, 2026 |
| BlackRock, Inc. | History | New | 495 | 8 | 0.0% | — | 54 | +495 | New | Q1 2026 | May 13, 2026 |
| Farther Finance Advisors, LLC | History | New | 458 | 8 | 0.0% | — | 53 | +458 | New | Q1 2026 | Apr 07, 2026 |
| Osbon Capital Management LLC | History | New | 377 | 6 | 0.0% | — | 55 | +377 | New | Q1 2026 | May 15, 2026 |
| Root Financial Partners, LLC | History | New | 196 | 3 | 0.0% | — | 56 | +196 | New | Q1 2026 | Apr 24, 2026 |
| Penserra Capital Management LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -367,533 | -100.0% | Q1 2026 | May 11, 2026 |
| Rareview Capital LLC | History | Closed out | 0 | 0 | — | 0.67% | — | -53,778 | -100.0% | Q1 2026 | Apr 27, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,599 | -100.0% | Q1 2026 | May 12, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,167 | -100.0% | Q1 2026 | May 14, 2026 |
| MOTCO | History | New | 37 | 0 | — | — | — | +37 | New | Q1 2026 | Apr 22, 2026 |
| ASSETMARK, INC | History | No change | 44 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 06, 2026 |