PENNANTPARK INVESTMENT CORP - PNNT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. | History | No change | 1,836,639 | 8,246 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 1,660,541 | 7,455 | 0.01% | 0.01% | 2 | +524,471 | 46.17% | Q1 2026 | May 15, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 1,230,618 | 7,334 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| LSV ASSET MANAGEMENT | History | Reduced | 1,454,141 | 6,529 | 0.01% | 0.02% | 4 | -119,919 | -7.62% | Q1 2026 | May 11, 2026 |
| MORGAN STANLEY | History | Added to | 1,089,265 | 4,890 | 0.0% | 0.0% | 5 | +359,694 | 49.3% | Q1 2026 | May 15, 2026 |
| Legal & General Group Plc | History | Added to | 517,288 | 2,325 | 0.0% | 0.0% | 6 | +47,546 | 10.12% | Q1 2026 | May 08, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 482,334 | 2,165 | 0.04% | 0.05% | 7 | +16,688 | 3.58% | Q1 2026 | May 15, 2026 |
| BlackRock, Inc. | History | Reduced | 369,722 | 1,660 | 0.0% | 0.0% | 8 | -197,301 | -34.8% | Q1 2026 | May 13, 2026 |
| Universal- Beteiligungs- und Servicegesellschaft mbH | History | No change | 348,800 | 1,566 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| NewEdge Wealth, LLC | History | Added to | 319,540 | 1,434 | 0.02% | 0.02% | 10 | +114 | 0.04% | Q1 2026 | May 13, 2026 |
| CITIGROUP INC | History | New | 300,000 | 1,347 | 0.0% | — | 11 | +300,000 | New | Q1 2026 | May 11, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 298,217 | 1,338 | 0.08% | 0.07% | 12 | +122,430 | 69.65% | Q1 2026 | May 15, 2026 |
| Lido Advisors, LLC | History | No change | 246,312 | 1,125 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Truvestments Capital LLC | History | Reduced | 221,822 | 995 | 0.18% | 0.53% | 14 | -270,986 | -54.99% | Q1 2026 | May 13, 2026 |
| Virtus Investment Advisers, LLC | History | Added to | 165,540 | 743 | 0.2% | 0.2% | 15 | +42,374 | 34.4% | Q1 2026 | May 14, 2026 |
| Crossingbridge Advisors, LLC | History | New | 155,950 | 700 | 0.13% | — | 16 | +155,950 | New | Q1 2026 | May 14, 2026 |
| AlphaCentric Advisors LLC | History | New | 155,950 | 700 | 0.7% | — | 17 | +155,950 | New | Q1 2026 | May 07, 2026 |
| GatePass Capital, LLC | History | Reduced | 138,000 | 619 | 0.29% | 0.43% | 18 | -1,100 | -0.79% | Q1 2026 | May 06, 2026 |
| MANGROVE PARTNERS IM, LLC | History | New | 126,100 | 566 | 0.05% | — | 19 | +126,100 | New | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 123,650 | 555 | 0.0% | 0.0% | 20 | -3,815 | -2.99% | Q1 2026 | Apr 22, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | New | 117,910 | 529 | 0.0% | — | 21 | +117,910 | New | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 109,198 | 490 | 0.0% | 0.0% | 22 | +67,383 | 161.15% | Q1 2026 | May 05, 2026 |
| Kovack Advisors, Inc. | History | Added to | 103,233 | 451 | 0.02% | 0.02% | 23 | +15,000 | 17.0% | Q1 2026 | May 12, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 77,588 | 348 | 0.0% | 0.0% | 24 | +34,418 | 79.73% | Q1 2026 | May 01, 2026 |
| Sterneck Capital Management, LLC | History | Reduced | 77,438 | 347 | 0.16% | 0.21% | 25 | -300 | -0.39% | Q1 2026 | Apr 16, 2026 |
| CANADA LIFE ASSURANCE Co | History | Reduced | 71,202 | 321 | 0.0% | 0.0% | 26 | -11,909 | -14.33% | Q1 2026 | May 14, 2026 |
| Gallagher Capital Advisors, LLC | History | No change | 70,826 | 318 | 0.21% | 0.27% | 27 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| DENALI ADVISORS LLC | History | Reduced | 70,808 | 317 | 0.04% | 0.05% | 28 | -2 | -0.0% | Q1 2026 | May 08, 2026 |
| Abbot Financial Management, Inc. | History | Reduced | 70,328 | 315 | 0.13% | 0.18% | 29 | -2,993 | -4.08% | Q1 2026 | May 13, 2026 |
| Dynamic Technology Lab Private Ltd | History | New | 69,153 | 310 | 0.05% | — | 30 | +69,153 | New | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 67,070 | 301 | 0.0% | 0.0% | 31 | -1,508 | -2.2% | Q1 2026 | May 14, 2026 |
| Garner Asset Management Corp | History | Reduced | 66,880 | 300 | 0.12% | 0.17% | 32 | -5,669 | -7.81% | Q1 2026 | Apr 28, 2026 |
| XTX Topco Ltd | History | Reduced | 65,378 | 293 | 0.01% | 0.02% | 33 | -49,030 | -42.86% | Q1 2026 | May 15, 2026 |
| Founders Financial Alliance, LLC | History | Reduced | 61,989 | 278 | 0.05% | 0.07% | 34 | -4,302 | -6.49% | Q1 2026 | May 11, 2026 |
| OXFORD ASSET MANAGEMENT LLP | History | New | 61,062 | 274 | 0.12% | — | 35 | +61,062 | New | Q1 2026 | May 15, 2026 |
| Freestone Capital Holdings, LLC | History | Added to | 53,000 | 237 | 0.01% | 0.01% | 36 | +3,700 | 7.51% | Q1 2026 | May 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 51,029 | 229 | 0.0% | 0.0% | 37 | -7,718 | -13.14% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 50,911 | 228 | 0.0% | 0.0% | 38 | -3,455 | -6.36% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 47,096 | 211 | 0.0% | 0.0% | 40 | -44,777 | -48.74% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 47,087 | 211 | 0.0% | 0.0% | 39 | -320 | -0.68% | Q1 2026 | Apr 27, 2026 |
| Arax Advisory Partners | History | New | 43,935 | 197 | 0.01% | — | 41 | +43,935 | New | Q1 2026 | May 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 42,003 | 188 | 0.0% | 0.0% | 42 | -1,361 | -3.14% | Q1 2026 | May 11, 2026 |
| CAXTON ASSOCIATES LLP | History | No change | 41,606 | 186 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Essex Financial Services, Inc. | History | No change | 40,696 | 182 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Ethos Financial Group, LLC | History | No change | 27,190 | 162 | 0.01% | 0.01% | 45 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| LPL Financial LLC | History | Reduced | 31,393 | 140 | 0.0% | 0.0% | 46 | -13,921 | -30.72% | Q1 2026 | May 06, 2026 |
| Arkadios Wealth Advisors | History | No change | 30,061 | 134 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2026 | May 18, 2026 |
| SIGNATUREFD, LLC | History | Reduced | 28,643 | 128 | 0.0% | 0.0% | 48 | -10,278 | -26.41% | Q1 2026 | Apr 07, 2026 |
| Beaumont Financial Advisors, LLC | History | Added to | 28,396 | 127 | 0.01% | 0.01% | 49 | +1,191 | 4.38% | Q1 2026 | May 05, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 28,450 | 124 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 27,284 | 122 | 0.0% | 0.0% | 51 | -110,375 | -80.18% | Q1 2026 | May 12, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | No change | 27,066 | 121 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| US BANCORP \DE\ | History | No change | 26,500 | 118 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 25,979 | 117 | 0.0% | 0.0% | 54 | -5,637 | -17.83% | Q1 2026 | Apr 30, 2026 |
| Creative Planning | History | Reduced | 24,437 | 109 | 0.0% | 0.0% | 56 | -2,570 | -9.52% | Q1 2026 | May 12, 2026 |
| HighTower Advisors, LLC | History | Added to | 24,310 | 109 | 0.0% | 0.0% | 55 | +60 | 0.25% | Q1 2026 | May 05, 2026 |
| TrinityBridge Ltd | History | No change | 24,150 | 109 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Cresset Asset Management, LLC | History | Added to | 19,674 | 89 | 0.0% | 0.0% | 59 | +674 | 3.55% | Q1 2026 | May 15, 2026 |
| REGIONS FINANCIAL CORP | History | No change | 20,000 | 89 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| First Affirmative Financial Network | History | New | 19,487 | 87 | 0.03% | — | 60 | +19,487 | New | Q1 2026 | May 11, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 19,145 | 85 | 0.0% | 0.0% | 61 | +4,607 | 31.69% | Q1 2026 | May 15, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | No change | 18,664 | 84 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 18,197 | 81 | 0.0% | 0.0% | 63 | -28,129 | -60.72% | Q1 2026 | May 14, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 17,814 | 79 | 0.01% | — | 64 | +17,814 | New | Q1 2026 | May 15, 2026 |
| Disciplined Investments, LLC | History | No change | 17,000 | 76 | 0.03% | 0.04% | 65 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Miller Financial Services LLC | History | New | 15,754 | 70 | 0.08% | — | 66 | +15,754 | New | Q1 2026 | May 01, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | New | 15,000 | 67 | 0.0% | — | 68 | +15,000 | New | Q1 2026 | Apr 13, 2026 |
| EMC Capital Management | History | No change | 11,323 | 67 | 0.03% | 0.03% | 67 | 0 | 0.0% | Q4 2025 | Mar 09, 2026 |
| Brookstone Capital Management | History | Added to | 14,434 | 64 | 0.0% | 0.0% | 69 | +605 | 4.37% | Q1 2026 | Apr 16, 2026 |
| MERIDIAN INVESTMENT COUNSEL INC. | History | No change | 14,200 | 63 | 0.02% | 0.02% | 70 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Baird Financial Group, Inc. | History | No change | 13,725 | 61 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 13,197 | 59 | 0.0% | 0.0% | 72 | -4,140 | -23.88% | Q1 2026 | May 15, 2026 |
| Mariner, LLC | History | Added to | 13,297 | 59 | 0.0% | 0.0% | 73 | +503 | 3.93% | Q1 2026 | May 13, 2026 |
| NorthRock Partners, LLC | History | New | 11,814 | 53 | 0.0% | — | 74 | +11,814 | New | Q1 2026 | May 15, 2026 |
| Sound Income Strategies, LLC | History | No change | 12,074 | 52 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Prosperity Financial Group, Inc. | History | New | 11,500 | 51 | 0.02% | — | 76 | +11,500 | New | Q1 2026 | May 13, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 10,800 | 48 | 0.0% | 0.0% | 77 | -148,189 | -93.21% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 10,786 | 48 | 0.0% | — | 79 | +10,786 | New | Q1 2026 | May 04, 2026 |
| Cetera Investment Advisers | History | Added to | 10,762 | 48 | 0.0% | 0.0% | 78 | +543 | 5.31% | Q1 2026 | May 13, 2026 |
| WEDBUSH SECURITIES INC | History | New | 10,325 | 46 | 0.0% | — | 83 | +10,325 | New | Q1 2026 | Apr 21, 2026 |
| Apollon Wealth Management, LLC | History | New | 10,277 | 46 | 0.0% | — | 84 | +10,277 | New | Q1 2026 | Apr 22, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | Reduced | 10,413 | 46 | 0.0% | 0.0% | 80 | -9,235 | -47.0% | Q1 2026 | May 15, 2026 |
| Allworth Financial LP | History | Added to | 10,370 | 46 | 0.0% | 0.0% | 81 | +1,084 | 11.67% | Q1 2026 | May 14, 2026 |
| Advisory Alpha, LLC | History | No change | 10,298 | 46 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 6,600 | 39 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Dunhill Financial, LLC | History | No change | 7,927 | 35 | 0.01% | 0.01% | 86 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Global Retirement Partners, LLC | History | No change | 5,159 | 30 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Advisory Services Network, LLC | History | New | 5,374 | 24 | 0.0% | — | 88 | +5,374 | New | Q1 2026 | May 15, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 4,139 | 18 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| PIN OAK INVESTMENT ADVISORS INC | History | No change | 2,762 | 13 | 0.01% | 0.01% | 90 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| State of Alaska, Department of Revenue | History | No change | 2,695 | 12 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| GROUP ONE TRADING LLC | History | New | 2,079 | 9 | 0.0% | — | 94 | +2,079 | New | Q1 2026 | May 13, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | Reduced | 2,082 | 9 | 0.0% | 0.0% | 93 | -752 | -26.53% | Q1 2026 | May 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 2,100 | 9 | 0.0% | 0.0% | 92 | -400 | -16.0% | Q1 2026 | May 15, 2026 |
| Parallel Advisors, LLC | History | Reduced | 1,812 | 8 | 0.0% | 0.0% | 95 | -5,561 | -75.42% | Q1 2026 | May 07, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,775 | 7 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,440 | 6 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| NorthAvenue LLC | History | No change | 744 | 3 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 515 | 2 | 0.0% | 0.0% | 101 | -707 | -57.86% | Q1 2026 | Apr 07, 2026 |
| Larson Financial Group LLC | History | New | 645 | 2 | 0.0% | — | 102 | +645 | New | Q1 2026 | May 15, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 639 | 2 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Fortis Group Advisors, LLC | History | No change | 523 | 2 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| West Financial Advisors, LLC | History | Added to | 393 | 1 | 0.0% | 0.0% | 104 | +17 | 4.52% | Q1 2026 | Apr 08, 2026 |
| Key FInancial Inc | History | No change | 375 | 1 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -195,676 | -100.0% | Q1 2026 | May 14, 2026 |
| Texas Capital Bank Wealth Management Services Inc | History | Closed out | 0 | 0 | — | 0.05% | — | -152,033 | -100.0% | Q1 2026 | May 11, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -150,093 | -100.0% | Q1 2026 | May 13, 2026 |
| Closed-End Fund Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.53% | — | -150,093 | -100.0% | Q1 2026 | May 11, 2026 |
| Advisors Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -48,013 | -100.0% | Q1 2026 | May 01, 2026 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.01% | — | -41,181 | -100.0% | Q1 2026 | May 13, 2026 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -41,006 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Brevan Howard Capital Management LP | History | Closed out | 0 | 0 | — | 0.0% | — | -39,243 | -100.0% | Q1 2026 | May 15, 2026 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -37,225 | -100.0% | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -33,827 | -100.0% | Q1 2026 | Apr 24, 2026 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,317 | -100.0% | Q1 2026 | May 14, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -31,332 | -100.0% | Q1 2026 | May 14, 2026 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,848 | -100.0% | Q1 2026 | Apr 01, 2026 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,800 | -100.0% | Q1 2026 | May 15, 2026 |
| Aquatic Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,452 | -100.0% | Q1 2026 | May 15, 2026 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,500 | -100.0% | Q1 2026 | May 15, 2026 |
| CRAWFORD INVESTMENT COUNSEL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,300 | -100.0% | Q1 2026 | May 15, 2026 |
| Caitong International Asset Management Co., Ltd | History | Reduced | 146 | 0 | — | 0.02% | — | -12,582 | -98.85% | Q1 2026 | May 11, 2026 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,525 | -100.0% | Q1 2026 | May 15, 2026 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,299 | -100.0% | Q1 2026 | May 14, 2026 |
| FOX RUN MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,939 | -100.0% | Q1 2026 | May 12, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,731 | -100.0% | Q1 2026 | Apr 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -7,286 | -100.0% | Q1 2026 | May 07, 2026 |
| Cedar Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,940 | -100.0% | Q1 2026 | May 14, 2026 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,870 | -100.0% | Q1 2026 | May 14, 2026 |
| Garton & Associates Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,069 | -100.0% | Q1 2026 | May 11, 2026 |
| Strategic Wealth Partners, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -322 | -100.0% | Q1 2026 | May 12, 2026 |
| Roble, Belko & Company, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -133 | -100.0% | Q1 2026 | Apr 16, 2026 |
| Abound Wealth Management | History | New | 39 | 0 | — | — | — | +39 | New | Q1 2026 | Apr 10, 2026 |
| DV Trading LLC | History | Closed out | 0 | 0 | — | — | — | -11 | -100.0% | Q1 2026 | May 15, 2026 |
| DANSKE BANK A/S | History | Added to | 6 | 0 | — | — | — | +4 | 200.0% | Q1 2026 | May 12, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q1 2026 | May 14, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 160 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |