Principal Exchange-Traded Funds - PSET
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | History | Reduced | 122,263 | 9,329 | 0.14% | 0.46% | 1 | -245,106 | -66.72% | Q4 2025 | Feb 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 90,517 | 6,906 | 0.0% | 0.01% | 2 | -244,079 | -72.95% | Q4 2025 | Feb 10, 2026 |
| LPL Financial LLC | History | Reduced | 55,906 | 4,265 | 0.0% | 0.0% | 3 | -6,189 | -9.97% | Q4 2025 | Feb 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 29,342 | 2,238 | 0.0% | 0.0% | 4 | -8,513 | -22.49% | Q4 2025 | Feb 17, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 27,850 | 2,125 | 0.22% | 0.24% | 5 | -261 | -0.93% | Q4 2025 | Feb 13, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 9,500 | 724 | 0.0% | 0.0% | 6 | +6,200 | 187.88% | Q4 2025 | Feb 17, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 8,163 | 622 | 0.04% | 0.04% | 7 | +1,839 | 29.08% | Q4 2025 | Jan 21, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 7,158 | 546 | 0.0% | 0.0% | 8 | -290 | -3.89% | Q4 2025 | Feb 18, 2026 |
| Cetera Investment Advisers | History | Reduced | 6,131 | 467 | 0.0% | 0.0% | 9 | -35 | -0.57% | Q4 2025 | Feb 17, 2026 |
| Prospera Financial Services Inc | History | No change | 5,705 | 435 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 5,095 | 392 | 0.01% | 0.02% | 12 | +1,019 | 25.0% | Q4 2025 | Feb 13, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Added to | 5,141 | 392 | 0.0% | 0.0% | 11 | +807 | 18.62% | Q4 2025 | Feb 02, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 4,103 | 313 | 0.0% | 0.0% | 13 | -687 | -14.34% | Q4 2025 | Feb 12, 2026 |
| Koshinski Asset Management, Inc. | History | No change | 3,830 | 292 | 0.02% | 0.02% | 14 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| MORGAN STANLEY | History | Added to | 2,876 | 219 | 0.0% | 0.0% | 15 | +3 | 0.1% | Q4 2025 | Feb 13, 2026 |
| Abacus Wealth Partners, LLC | History | New | 2,774 | 211 | 0.02% | — | 16 | +2,774 | New | Q4 2025 | Feb 05, 2026 |
| ASSETMARK, INC | History | Added to | 1,459 | 111 | 0.0% | 0.0% | 17 | +309 | 26.87% | Q4 2025 | Jan 23, 2026 |
| Kestra Advisory Services, LLC | History | New | 852 | 65 | 0.0% | — | 18 | +852 | New | Q4 2025 | Feb 13, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 599 | 45 | 0.0% | 0.0% | 19 | +300 | 100.33% | Q4 2025 | Jan 23, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 501 | 38 | 0.0% | 0.0% | 20 | -99 | -16.5% | Q4 2025 | Feb 06, 2026 |
| UBS Group AG | History | Reduced | 310 | 23 | 0.0% | 0.0% | 21 | -271 | -46.64% | Q4 2025 | Jan 29, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,477 | -100.0% | Q3 2025 | Nov 14, 2025 |