Principal Exchange-Traded Funds - PSET
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | History | Added to | 125,745 | 8,748 | 0.13% | 0.14% | 1 | +3,482 | 2.85% | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 96,925 | 6,743 | 0.0% | 0.0% | 2 | +6,408 | 7.08% | Q1 2026 | May 04, 2026 |
| LPL Financial LLC | History | Reduced | 55,344 | 3,850 | 0.0% | 0.0% | 3 | -562 | -1.01% | Q1 2026 | May 06, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 25,657 | 1,785 | 0.2% | 0.22% | 4 | -2,193 | -7.87% | Q1 2026 | Apr 28, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 23,615 | 1,642 | 0.0% | 0.0% | 5 | -5,727 | -19.52% | Q1 2026 | May 15, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 8,753 | 608 | 0.04% | 0.04% | 6 | +590 | 7.23% | Q1 2026 | May 05, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 8,071 | 561 | 0.0% | 0.0% | 7 | +913 | 12.75% | Q1 2026 | May 14, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Added to | 6,231 | 433 | 0.0% | 0.0% | 8 | +1,090 | 21.2% | Q1 2026 | May 04, 2026 |
| Cetera Investment Advisers | History | No change | 6,131 | 426 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Prospera Financial Services Inc | History | Added to | 5,706 | 397 | 0.01% | 0.01% | 10 | +1 | 0.02% | Q1 2026 | Apr 14, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 5,334 | 362 | 0.01% | 0.01% | 11 | +239 | 4.69% | Q1 2026 | May 15, 2026 |
| Koshinski Asset Management, Inc. | History | No change | 3,830 | 266 | 0.02% | 0.02% | 12 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| MORGAN STANLEY | History | Reduced | 2,774 | 193 | 0.0% | 0.0% | 13 | -102 | -3.55% | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | Reduced | 1,413 | 98 | 0.0% | 0.0% | 14 | -46 | -3.15% | Q1 2026 | May 06, 2026 |
| Farther Finance Advisors, LLC | History | No change | 599 | 41 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Global Retirement Partners, LLC | History | No change | 501 | 38 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| UBS Group AG | History | Added to | 342 | 23 | 0.0% | 0.0% | 17 | +32 | 10.32% | Q1 2026 | May 05, 2026 |
| JPMORGAN CHASE & CO | History | New | 204 | 13 | 0.0% | — | 18 | +204 | New | Q1 2026 | May 13, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -9,500 | -100.0% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,103 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Abacus Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,774 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -852 | -100.0% | Q1 2026 | Apr 30, 2026 |
| WELLS FARGO & COMPANY/MN | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 11, 2026 |