FIRST TRUST EXCHANGE-TRADED FUND - QCLN
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 33 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 501,345 | 22,356 | 0.0% | 0.0% | 1 | -58,749 | -10.49% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 292,986 | 13,064 | 0.0% | 0.0% | 2 | +85,902 | 41.48% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Added to | 270,109 | 12,044 | 0.0% | 0.0% | 3 | +156,142 | 137.01% | Q4 2025 | Jan 29, 2026 |
| LPL Financial LLC | History | Added to | 250,739 | 11,181 | 0.0% | 0.0% | 4 | +54,286 | 27.63% | Q4 2025 | Feb 11, 2026 |
| ROYAL BANK OF CANADA | History | New | 179,386 | 8,000 | 0.0% | — | 5 | +179,386 | New | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | New | 155,500 | 6,934 | 0.01% | — | 6 | +155,500 | New | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 123,994 | 5,529 | 0.0% | 0.0% | 7 | -10,266 | -7.65% | Q4 2025 | Feb 17, 2026 |
| CIBC Private Wealth Group LLC | History | Added to | 90,880 | 4,052 | 0.01% | 0.01% | 8 | +849 | 0.94% | Q4 2025 | Feb 12, 2026 |
| OPPENHEIMER & CO INC | History | New | 90,738 | 4,046 | 0.06% | — | 9 | +90,738 | New | Q4 2025 | Feb 02, 2026 |
| FIRST TRUST ADVISORS LP | History | Reduced | 82,961 | 3,700 | 0.0% | 0.0% | 10 | -3,262 | -3.78% | Q4 2025 | Feb 13, 2026 |
| Wealthspire Advisors, LLC | History | Reduced | 75,681 | 3,374 | 0.03% | 0.02% | 11 | -3,363 | -4.25% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 70,289 | 3,134 | 0.0% | 0.0% | 12 | -15,370 | -17.94% | Q4 2025 | Feb 12, 2026 |
| TRUIST FINANCIAL CORP | History | New | 55,121 | 2,457 | 0.0% | — | 13 | +55,121 | New | Q4 2025 | Feb 02, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 53,939 | 2,405 | 0.0% | 0.0% | 14 | +15,536 | 40.46% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 50,821 | 2,266 | 0.01% | 0.01% | 15 | -15,533 | -23.41% | Q4 2025 | Feb 05, 2026 |
| Cetera Investment Advisers | History | Added to | 46,722 | 2,083 | 0.0% | 0.0% | 16 | +4,869 | 11.63% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 44,610 | 1,989 | 0.0% | 0.0% | 17 | -3,215 | -6.72% | Q4 2025 | Feb 18, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 36,620 | 1,632 | 0.0% | 0.0% | 18 | +7,659 | 26.45% | Q4 2025 | Feb 10, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 35,719 | 1,592 | 0.0% | 0.0% | 19 | +2,479 | 7.46% | Q4 2025 | Feb 13, 2026 |
| Evelyn Partners Investment Management (Europe) Ltd | History | Added to | 35,109 | 1,565 | 0.51% | 0.5% | 20 | +800 | 2.33% | Q4 2025 | Feb 13, 2026 |
| Wealthfront Advisers LLC | History | Reduced | 34,388 | 1,533 | 0.0% | 0.0% | 21 | -753 | -2.14% | Q4 2025 | Jan 30, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 30,377 | 1,354 | 0.0% | 0.0% | 22 | -6,271 | -17.11% | Q4 2025 | Feb 17, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 29,039 | 1,294 | 0.0% | 0.0% | 23 | +5,930 | 25.66% | Q4 2025 | Feb 17, 2026 |
| HighTower Advisors, LLC | History | Reduced | 23,582 | 1,051 | 0.0% | 0.0% | 24 | -835 | -3.42% | Q4 2025 | Feb 06, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 23,489 | 1,047 | 0.0% | 0.0% | 25 | -634 | -2.63% | Q4 2025 | Feb 18, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 22,774 | 1,015 | 0.0% | 0.0% | 26 | -24,734 | -52.06% | Q4 2025 | Feb 17, 2026 |
| D. E. Shaw & Co., Inc. | History | Reduced | 21,858 | 974 | 0.0% | 0.0% | 27 | -1,600 | -6.82% | Q4 2025 | Feb 17, 2026 |
| Private Advisory Group LLC | History | New | 20,979 | 935 | 0.07% | — | 28 | +20,979 | New | Q4 2025 | Jan 15, 2026 |
| Walkner Condon Financial Advisors LLC | History | Added to | 20,058 | 894 | 0.12% | 0.12% | 29 | +1,439 | 7.73% | Q4 2025 | Jan 21, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 19,898 | 887 | 0.0% | 0.0% | 30 | -45 | -0.23% | Q4 2025 | Feb 10, 2026 |
| NWAM LLC | History | Reduced | 18,964 | 845 | 0.05% | 0.04% | 31 | -337 | -1.75% | Q4 2025 | Feb 04, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 18,200 | 811 | 0.0% | 0.0% | 32 | +12,309 | 208.95% | Q4 2025 | Feb 13, 2026 |
| Colorado Capital Management, Inc. | History | No change | 17,564 | 783 | 0.29% | 0.29% | 33 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Ameritas Advisory Services, LLC | History | Added to | 17,319 | 772 | 0.03% | 0.0% | 34 | +16,814 | 3329.5% | Q4 2025 | Feb 04, 2026 |
| Pathstone Holdings, LLC | History | New | 14,498 | 646 | 0.0% | — | 35 | +14,498 | New | Q4 2025 | Feb 13, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 13,016 | 580 | 0.0% | 0.0% | 36 | +220 | 1.72% | Q4 2025 | Feb 11, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 12,692 | 565 | 0.0% | 0.0% | 37 | -28,234 | -68.99% | Q4 2025 | Feb 17, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 11,043 | 531 | 0.0% | 0.0% | 38 | +1,479 | 15.46% | Q4 2025 | Jan 08, 2026 |
| CWM, LLC | History | Reduced | 11,169 | 498 | 0.0% | 0.0% | 39 | -291 | -2.54% | Q4 2025 | Jan 26, 2026 |
| Onyx Bridge Wealth Group LLC | History | Reduced | 10,382 | 462 | 0.05% | 0.05% | 40 | -724 | -6.52% | Q4 2025 | Feb 18, 2026 |
| BETO FINANCIAL GROUP, LLC | History | New | 9,117 | 450 | 0.3% | — | 41 | +9,117 | New | Q4 2025 | Feb 10, 2026 |
| PFG Investments, LLC | History | Reduced | 10,042 | 447 | 0.02% | 0.02% | 42 | -218 | -2.12% | Q4 2025 | Jan 26, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 9,118 | 406 | 0.0% | 0.0% | 43 | -2,328 | -20.34% | Q4 2025 | Feb 13, 2026 |
| Focus Partners Wealth | History | Added to | 9,061 | 404 | 0.0% | 0.0% | 44 | +2,026 | 28.8% | Q4 2025 | Feb 13, 2026 |
| Creative Planning | History | Reduced | 9,003 | 401 | 0.0% | 0.0% | 45 | -151 | -1.65% | Q4 2025 | Feb 17, 2026 |
| Prosperity Consulting Group, LLC | History | Reduced | 8,470 | 377 | 0.02% | 0.02% | 46 | -101 | -1.18% | Q4 2025 | Feb 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 8,110 | 361 | 0.0% | 0.0% | 47 | -2,426 | -23.03% | Q4 2025 | Feb 12, 2026 |
| NATURAL INVESTMENTS, LLC | History | New | 8,039 | 358 | 0.09% | — | 48 | +8,039 | New | Q4 2025 | Jan 23, 2026 |
| Legacy Edge Advisors, LLC | History | New | 7,796 | 347 | 0.04% | — | 49 | +7,796 | New | Q4 2025 | Feb 02, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 7,562 | 337 | 0.01% | 0.01% | 50 | -1,302 | -14.69% | Q4 2025 | Feb 09, 2026 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | No change | 7,188 | 320 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| PARK NATIONAL CORP /OH/ | History | Added to | 7,008 | 312 | 0.01% | 0.01% | 52 | +40 | 0.57% | Q4 2025 | Jan 05, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 6,843 | 305 | 0.0% | 0.0% | 53 | -1,239 | -15.33% | Q4 2025 | Feb 13, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 6,548 | 292 | 0.01% | 0.01% | 54 | +23 | 0.35% | Q4 2025 | Feb 12, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 6,538 | 291 | 0.0% | 0.0% | 55 | +604 | 10.18% | Q4 2025 | Feb 11, 2026 |
| Financial Partners Group, Inc | History | No change | 5,665 | 279 | 0.03% | 0.03% | 56 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| PFG Advisors | History | Reduced | 6,162 | 274 | 0.01% | 0.01% | 57 | -1,043 | -14.48% | Q4 2025 | Jan 27, 2026 |
| CENTRAL VALLEY ADVISORS, LLC | History | Reduced | 5,990 | 267 | 0.08% | 0.08% | 58 | -100 | -1.64% | Q4 2025 | Jan 12, 2026 |
| CITIGROUP INC | History | Reduced | 5,833 | 260 | 0.0% | 0.0% | 59 | -130 | -2.18% | Q4 2025 | Feb 13, 2026 |
| CAMDEN NATIONAL BANK | History | New | 5,788 | 258 | 0.04% | — | 60 | +5,788 | New | Q4 2025 | Feb 10, 2026 |
| Leo Wealth, LLC | History | Added to | 5,681 | 253 | 0.02% | 0.03% | 61 | +62 | 1.1% | Q4 2025 | Jan 21, 2026 |
| SUMITOMO MITSUI FINANCIAL GROUP, INC. | History | Reduced | 5,641 | 251 | 0.0% | 0.0% | 62 | -218 | -3.72% | Q4 2025 | Feb 12, 2026 |
| Sanctuary Advisors, LLC | History | New | 5,626 | 250 | 0.0% | — | 63 | +5,626 | New | Q4 2025 | Jan 29, 2026 |
| Mariner, LLC | History | New | 5,107 | 227 | 0.0% | — | 64 | +5,107 | New | Q4 2025 | Feb 13, 2026 |
| SVB WEALTH LLC | History | Reduced | 5,104 | 227 | 0.01% | 0.01% | 66 | -35 | -0.68% | Q4 2025 | Feb 04, 2026 |
| Arbor Investment Advisors, LLC | History | Added to | 5,109 | 227 | 0.03% | 0.03% | 65 | +3 | 0.06% | Q4 2025 | Jan 23, 2026 |
| United Asset Strategies, Inc. | History | Reduced | 5,079 | 226 | 0.02% | 0.02% | 67 | -212 | -4.01% | Q4 2025 | Jan 28, 2026 |
| FRANKLIN RESOURCES INC | History | Added to | 5,050 | 225 | 0.0% | 0.0% | 68 | +100 | 2.02% | Q4 2025 | Feb 11, 2026 |
| CX Institutional | History | Reduced | 4,904 | 219 | 0.01% | 0.01% | 69 | -73 | -1.47% | Q4 2025 | Feb 02, 2026 |
| MAI Capital Management | History | Reduced | 4,859 | 216 | 0.0% | 0.0% | 70 | -30 | -0.61% | Q4 2025 | Feb 13, 2026 |
| TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV | History | New | 4,667 | 208 | 0.07% | — | 71 | +4,667 | New | Q4 2025 | Jan 21, 2026 |
| Evelyn Partners Asset Management Ltd | History | Reduced | 4,209 | 187 | 0.04% | 0.04% | 72 | -395 | -8.58% | Q4 2025 | Feb 13, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 4,064 | 181 | 0.0% | 0.0% | 73 | -689 | -14.5% | Q4 2025 | Mar 16, 2026 |
| Silver Grove Financial Group, Inc. | History | New | 4,019 | 179 | 0.15% | — | 74 | +4,019 | New | Q4 2025 | Feb 17, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 3,885 | 173 | 0.0% | 0.0% | 75 | -50,112 | -92.81% | Q4 2025 | Feb 10, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 3,719 | 165 | 0.0% | 0.0% | 76 | -19 | -0.51% | Q4 2025 | Feb 03, 2026 |
| COMERICA BANK | History | Added to | 3,601 | 160 | 0.0% | 0.0% | 77 | +179 | 5.23% | Q4 2025 | Jan 29, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 3,117 | 139 | 0.0% | 0.0% | 78 | +972 | 45.31% | Q4 2025 | Jan 23, 2026 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 3,019 | 134 | 0.0% | 0.0% | 79 | -172 | -5.39% | Q4 2025 | Feb 12, 2026 |
| FMR LLC | History | Reduced | 2,742 | 122 | 0.0% | 0.0% | 80 | -66 | -2.35% | Q4 2025 | Feb 17, 2026 |
| NBC SECURITIES, INC. | History | Added to | 2,124 | 94 | 0.01% | 0.01% | 81 | +56 | 2.71% | Q4 2025 | Jan 29, 2026 |
| AE Wealth Management LLC | History | Added to | 2,045 | 91 | 0.0% | 0.0% | 82 | +290 | 16.52% | Q4 2025 | Jan 26, 2026 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 1,931 | 86 | 0.0% | 0.0% | 83 | -45 | -2.28% | Q4 2025 | Feb 17, 2026 |
| Rossby Financial, LCC | History | Added to | 1,888 | 84 | 0.03% | 0.02% | 84 | +151 | 8.69% | Q4 2025 | Feb 12, 2026 |
| MOTCO | History | Reduced | 1,809 | 80 | 0.01% | 0.01% | 85 | -65 | -3.47% | Q4 2025 | Feb 06, 2026 |
| Capital Analysts, LLC | History | Added to | 1,761 | 79 | 0.0% | 0.0% | 86 | +192 | 12.24% | Q4 2025 | Feb 11, 2026 |
| First PREMIER Bank | History | Reduced | 1,674 | 75 | 0.02% | 0.05% | 87 | -3,476 | -67.5% | Q4 2025 | Jan 23, 2026 |
| Elevated Capital Advisors, LLC | History | New | 1,682 | 74 | 0.02% | — | 88 | +1,682 | New | Q4 2025 | Jan 27, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,630 | 72 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| KERR FINANCIAL PLANNING Corp | History | Reduced | 1,364 | 64 | 0.09% | 0.15% | 90 | -1,136 | -45.44% | Q4 2025 | Feb 10, 2026 |
| Global Retirement Partners, LLC | History | Added to | 1,344 | 59 | 0.0% | 0.0% | 91 | +11 | 0.83% | Q4 2025 | Feb 06, 2026 |
| TOTH FINANCIAL ADVISORY CORP | History | No change | 1,311 | 58 | 0.01% | 0.01% | 92 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 1,282 | 57 | 0.0% | — | 93 | +1,282 | New | Q4 2025 | Jan 21, 2026 |
| Tidemark, LLC | History | Reduced | 1,204 | 53 | 0.02% | 0.02% | 94 | -119 | -8.99% | Q4 2025 | Feb 10, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 1,108 | 49 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Newbridge Financial Services Group, Inc. | History | No change | 1,000 | 44 | 0.01% | 0.01% | 96 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Cherry Tree Wealth Management, LLC | History | Added to | 962 | 42 | 0.01% | 0.01% | 97 | +1 | 0.1% | Q4 2025 | Feb 10, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | No change | 901 | 40 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| ADIRONDACK TRUST CO | History | Reduced | 882 | 39 | 0.01% | 0.01% | 99 | -148 | -14.37% | Q4 2025 | Jan 08, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 763 | 34 | 0.01% | 0.01% | 100 | 0 | 0.0% | Q4 2025 | Apr 24, 2026 |
| Allworth Financial LP | History | New | 752 | 33 | 0.0% | — | 101 | +752 | New | Q4 2025 | Feb 05, 2026 |
| CDKV HOLDINGS LLC | History | New | 675 | 30 | 0.03% | — | 103 | +675 | New | Q4 2025 | Feb 17, 2026 |
| US BANCORP \DE\ | History | Reduced | 692 | 30 | 0.0% | 0.0% | 102 | -30 | -4.16% | Q4 2025 | Jan 30, 2026 |
| PRIVATE TRUST CO NA | History | New | 644 | 28 | 0.0% | — | 104 | +644 | New | Q4 2025 | Jan 26, 2026 |
| Ritter Daniher Financial Advisory LLC / DE | History | New | 604 | 26 | 0.0% | — | 106 | +604 | New | Q4 2025 | Feb 10, 2026 |
| Parallel Advisors, LLC | History | No change | 605 | 26 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Larson Financial Group LLC | History | Added to | 561 | 25 | 0.0% | 0.0% | 107 | +1 | 0.18% | Q4 2025 | Feb 06, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 560 | 24 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Pacific Center for Financial Services | History | No change | 525 | 22 | 0.01% | 0.01% | 109 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Evelyn Partners Investment Management LLP | History | No change | 480 | 21 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Evelyn Partners Investment Management Services Ltd | History | Reduced | 458 | 20 | 0.0% | 0.0% | 111 | -96 | -17.33% | Q4 2025 | Feb 13, 2026 |
| IAG Wealth Partners, LLC | History | No change | 420 | 18 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 398 | 17 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 369 | 16 | 0.01% | 0.01% | 116 | -369 | -50.0% | Q4 2025 | Feb 18, 2026 |
| CITY HOLDING CO | History | Reduced | 365 | 16 | 0.0% | 0.0% | 114 | -90 | -19.78% | Q4 2025 | Jan 22, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 378 | 16 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Topsail Wealth Management, LLC | History | New | 344 | 15 | 0.0% | — | 118 | +344 | New | Q4 2025 | Feb 04, 2026 |
| IFP Advisors, Inc | History | Reduced | 358 | 15 | 0.0% | 0.0% | 117 | -100 | -21.83% | Q4 2025 | Feb 06, 2026 |
| Ransom Advisory, Ltd | History | New | 300 | 13 | 0.01% | — | 119 | +300 | New | Q4 2025 | Jan 06, 2026 |
| OPTIMA CAPITAL LLC | History | New | 295 | 13 | 0.01% | — | 120 | +295 | New | Q4 2025 | Jan 23, 2026 |
| Advisors Preferred, LLC | History | New | 272 | 12 | 0.0% | — | 121 | +272 | New | Q4 2025 | Feb 02, 2026 |
| Sound Income Strategies, LLC | History | Added to | 243 | 12 | 0.0% | 0.0% | 122 | +193 | 386.0% | Q4 2025 | Jan 21, 2026 |
| Blume Capital Management, Inc. | History | No change | 250 | 11 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| SageView Advisory Group, LLC | History | New | 233 | 10 | 0.0% | — | 125 | +233 | New | Q4 2025 | Feb 17, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 241 | 10 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Ares Financial Consulting, LLC | History | New | 220 | 9 | 0.01% | — | 127 | +220 | New | Q4 2025 | Jan 30, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 217 | 9 | 0.0% | 0.0% | 126 | -30 | -12.15% | Q4 2025 | Feb 17, 2026 |
| BlackRock, Inc. | History | New | 200 | 8 | 0.0% | — | 133 | +200 | New | Q4 2025 | Feb 12, 2026 |
| Godfrey Financial Associates, Inc. | History | New | 192 | 8 | 0.01% | — | 134 | +192 | New | Q4 2025 | Feb 10, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 191 | 8 | 0.0% | — | 128 | +191 | New | Q4 2025 | Feb 13, 2026 |
| SIMPLEX TRADING, LLC | History | New | 188 | 8 | 0.0% | — | 130 | +188 | New | Q4 2025 | Feb 11, 2026 |
| Arax Advisory Partners | History | New | 182 | 8 | 0.0% | — | 131 | +182 | New | Q4 2025 | Feb 13, 2026 |
| BARRETT & COMPANY, INC. | History | No change | 200 | 8 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | No change | 200 | 8 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Financial Perspectives, Inc | History | Added to | 154 | 6 | 0.0% | 0.0% | 135 | +1 | 0.65% | Q4 2025 | Jan 28, 2026 |
| Westfuller Advisors, LLC | History | No change | 142 | 6 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Copia Wealth Management | History | No change | 146 | 6 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| TSFG, LLC | History | Added to | 107 | 5 | 0.0% | 0.0% | 138 | +1 | 0.94% | Q4 2025 | Feb 04, 2026 |
| ASSETMARK, INC | History | No change | 100 | 4 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| CoreCap Advisors, LLC | History | No change | 95 | 4 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| SYNTAX RESEARCH, INC. | History | No change | 100 | 4 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 76 | 3 | 0.0% | — | 144 | +76 | New | Q4 2025 | Feb 03, 2026 |
| Westside Investment Management, Inc. | History | No change | 84 | 3 | 0.0% | 0.0% | 142 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Prestige Wealth Management Group LLC | History | No change | 75 | 3 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Strategic Investment Solutions, Inc. /IL | History | No change | 74 | 3 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q4 2025 | Feb 27, 2026 |
| Turning Point Benefit Group, Inc. | History | New | 61 | 2 | 0.0% | — | 151 | +61 | New | Q4 2025 | Jan 30, 2026 |
| Ancora Advisors LLC | History | No change | 54 | 2 | 0.0% | 0.0% | 146 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Winch Advisory Services, LLC | History | No change | 47 | 2 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Eukles Asset Management | History | No change | 55 | 2 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Hurley Capital, LLC | History | No change | 51 | 2 | 0.0% | 0.0% | 149 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Geneos Wealth Management Inc. | History | No change | 65 | 2 | 0.0% | 0.0% | 150 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Fourth Dimension Wealth, LLC | History | No change | 50 | 2 | 0.0% | 0.0% | 152 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| NBT BANK N A /NY | History | Added to | 45 | 1 | 0.0% | 0.0% | 154 | +3 | 7.14% | Q4 2025 | Jan 23, 2026 |
| FIFTH THIRD BANCORP | History | No change | 35 | 1 | 0.0% | 0.0% | 153 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| SIGNATUREFD, LLC | History | No change | 31 | 1 | 0.0% | 0.0% | 155 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| JNBA Financial Advisors | History | No change | 27 | 1 | 0.0% | 0.0% | 156 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Bell Investment Advisors, Inc | History | No change | 23 | 1 | 0.0% | — | 157 | 0 | 0.0% | Q4 2025 | Feb 24, 2026 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.04% | — | -72,333 | -100.0% | Q3 2025 | Nov 13, 2025 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -67,041 | -100.0% | Q3 2025 | Nov 14, 2025 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -42,929 | -100.0% | Q3 2025 | Nov 14, 2025 |
| BENJAMIN EDWARDS INC | History | Closed out | 0 | 0 | — | 0.02% | — | -40,804 | -100.0% | Q3 2025 | Oct 23, 2025 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -39,042 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.04% | — | -32,596 | -100.0% | Q3 2025 | Nov 14, 2025 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,687 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Strategic Financial Concepts, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -17,170 | -100.0% | Q3 2025 | Nov 13, 2025 |
| APPLETON PARTNERS INC/MA | History | Closed out | 0 | 0 | — | 0.02% | — | -8,365 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,909 | -100.0% | Q3 2025 | Nov 18, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,994 | -100.0% | Q3 2025 | Nov 12, 2025 |
| North Capital, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -486 | -100.0% | Q3 2025 | Oct 09, 2025 |
| JPL Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -333 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Founders Financial Alliance, LLC | History | Reduced | 13 | 0 | — | 0.0% | — | -201 | -93.93% | Q4 2025 | Feb 12, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -150 | -100.0% | Q3 2025 | Jan 06, 2026 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -95 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Aptus Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -27 | -100.0% | Q3 2025 | Nov 12, 2025 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -25 | -100.0% | Q3 2025 | Oct 09, 2025 |
| Perkins Coie Trust Co | History | Closed out | 0 | 0 | — | — | — | -15 | -100.0% | Q3 2025 | Oct 09, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | — | — | -15 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Dunhill Financial, LLC | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |