SSGA Active Trust - RLY
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 4 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| HANTZ FINANCIAL SERVICES, INC. | History | Added to | 1,857,277 | 58,411 | 0.86% | 0.78% | 1 | +194,782 | 11.72% | Q4 2025 | Feb 09, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 1,553,706 | 48,864 | 0.01% | 0.01% | 2 | +91,401 | 6.25% | Q4 2025 | Feb 10, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 1,490,134 | 46,864 | 0.29% | 0.28% | 3 | +92,443 | 6.61% | Q4 2025 | Jan 29, 2026 |
| TOBIAS FINANCIAL ADVISORS, INC. | History | Added to | 1,043,052 | 32,803 | 4.63% | 4.52% | 4 | +79,868 | 8.29% | Q4 2025 | Feb 13, 2026 |
| MORGAN STANLEY | History | Added to | 957,920 | 30,126 | 0.0% | 0.0% | 5 | +112,344 | 13.29% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 829,370 | 26,083 | 0.0% | 0.0% | 6 | +80,105 | 10.69% | Q4 2025 | Feb 17, 2026 |
| Capital Analysts, LLC | History | Added to | 706,302 | 22,214 | 0.68% | 0.6% | 7 | +38,558 | 5.77% | Q4 2025 | Feb 11, 2026 |
| HighTower Advisors, LLC | History | Added to | 647,836 | 20,374 | 0.02% | 0.02% | 8 | +68,374 | 11.8% | Q4 2025 | Feb 06, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | New | 598,903 | 18,835 | 2.38% | — | 9 | +598,903 | New | Q4 2025 | Jan 27, 2026 |
| New England Capital Financial Advisors LLC | History | Added to | 494,151 | 15,541 | 6.07% | 6.39% | 10 | +7,066 | 1.45% | Q4 2025 | Feb 02, 2026 |
| LPL Financial LLC | History | Added to | 443,338 | 13,942 | 0.0% | 0.0% | 11 | +17,129 | 4.02% | Q4 2025 | Feb 11, 2026 |
| Trilogy Capital Inc. | History | Added to | 409,398 | 12,875 | 0.58% | 0.55% | 12 | +25,941 | 6.77% | Q4 2025 | Jan 22, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 403,562 | 12,692 | 0.0% | 0.0% | 13 | +48,746 | 13.74% | Q4 2025 | Feb 18, 2026 |
| EARNED WEALTH ADVISORS, LLC | History | Added to | 370,244 | 11,644 | 3.76% | 1.37% | 14 | +101,784 | 37.91% | Q4 2025 | Jan 27, 2026 |
| Eldridge Investment Advisors, Inc. | History | Added to | 367,171 | 11,547 | 2.54% | 2.32% | 15 | +37,759 | 11.46% | Q4 2025 | Feb 11, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 334,051 | 10,555 | 0.02% | 0.01% | 16 | +199,390 | 148.07% | Q4 2025 | Feb 05, 2026 |
| Freedom Financial Partners LLC | History | Added to | 328,724 | 10,338 | 3.76% | 3.66% | 17 | +17,762 | 5.71% | Q4 2025 | Jan 06, 2026 |
| Savant Capital, LLC | History | Reduced | 310,439 | 9,763 | 0.06% | 0.17% | 18 | -592,202 | -65.61% | Q4 2025 | Feb 10, 2026 |
| Smartleaf Asset Management LLC | History | New | 308,233 | 9,758 | 0.37% | — | 19 | +308,233 | New | Q4 2025 | Feb 13, 2026 |
| First Heartland Consultants, Inc. | History | Added to | 305,276 | 9,600 | 0.73% | 0.75% | 20 | +2,495 | 0.82% | Q4 2025 | Jan 09, 2026 |
| Harbor Group, Inc. | History | Reduced | 293,727 | 9,237 | 1.38% | 1.45% | 21 | -1,829 | -0.62% | Q4 2025 | Jan 12, 2026 |
| Focus Partners Wealth | History | Added to | 285,150 | 8,947 | 0.01% | 0.01% | 22 | +9,324 | 3.38% | Q4 2025 | Feb 13, 2026 |
| Curi Capital, LLC | History | Added to | 282,254 | 8,876 | 0.15% | 0.15% | 23 | +10,148 | 3.73% | Q4 2025 | Feb 17, 2026 |
| Tilson Financial Group, Inc. | History | Added to | 278,166 | 8,748 | 2.69% | 2.73% | 24 | +9,507 | 3.54% | Q4 2025 | Feb 05, 2026 |
| RFG - Bristol Wealth Advisors, LLC | History | Added to | 242,734 | 7,633 | 2.13% | 2.08% | 25 | +9,821 | 4.22% | Q4 2025 | Jan 23, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Added to | 219,030 | 6,888 | 2.15% | 1.87% | 26 | +37,819 | 20.87% | Q4 2025 | Jan 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 217,768 | 6,848 | 0.0% | 0.0% | 27 | -37,678 | -14.75% | Q4 2025 | Feb 13, 2026 |
| Private Wealth Asset Management, LLC | History | Added to | 200,236 | 6,297 | 0.68% | 0.37% | 28 | +99,468 | 98.71% | Q4 2025 | Feb 10, 2026 |
| CATALYST FINANCIAL PARTNERS LLC | History | Added to | 111,925 | 3,520 | 0.39% | 0.2% | 29 | +57,622 | 106.11% | Q4 2025 | Feb 04, 2026 |
| Bank of New York Mellon Corp | History | Added to | 108,707 | 3,418 | 0.0% | 0.0% | 30 | +43,533 | 66.8% | Q4 2025 | Feb 10, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 105,620 | 3,321 | 0.08% | 0.08% | 31 | +3,258 | 3.18% | Q4 2025 | Jan 28, 2026 |
| UBS Group AG | History | Added to | 100,577 | 3,163 | 0.0% | 0.0% | 32 | +9,043 | 9.88% | Q4 2025 | Jan 29, 2026 |
| MBE Wealth Management, LLC | History | Added to | 89,379 | 2,810 | 1.18% | 1.18% | 33 | +1,346 | 1.53% | Q4 2025 | Jan 21, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 76,669 | 2,411 | 0.04% | 0.04% | 34 | -1,319 | -1.69% | Q4 2025 | Jan 22, 2026 |
| KWB Wealth | History | Added to | 75,762 | 2,382 | 0.23% | 0.17% | 35 | +23,445 | 44.81% | Q4 2025 | Jan 12, 2026 |
| Regal Investment Advisors LLC | History | Reduced | 74,267 | 2,335 | 0.14% | 0.15% | 36 | -1,003 | -1.33% | Q4 2025 | Feb 17, 2026 |
| Summit Financial, LLC | History | Added to | 61,862 | 1,945 | 0.03% | 0.03% | 37 | +599 | 0.98% | Q4 2025 | Feb 13, 2026 |
| United Advisor Group, LLC | History | Added to | 61,714 | 1,940 | 0.24% | 0.22% | 38 | +9,523 | 18.25% | Q4 2025 | Jan 26, 2026 |
| Atria Investments, Inc | History | Added to | 61,273 | 1,927 | 0.02% | 0.02% | 39 | +2,338 | 3.97% | Q4 2025 | Feb 05, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 58,259 | 1,832 | 0.0% | 0.0% | 40 | -4,940 | -7.82% | Q4 2025 | Feb 17, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 54,912 | 1,726 | 0.01% | 0.01% | 41 | +13,551 | 32.76% | Q4 2025 | Jan 29, 2026 |
| Illumine Investment Management, LLC | History | Added to | 54,225 | 1,705 | 1.24% | 1.17% | 42 | +1,114 | 2.1% | Q4 2025 | Feb 09, 2026 |
| CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | History | Added to | 53,886 | 1,694 | 0.27% | 0.29% | 43 | +100 | 0.19% | Q4 2025 | Feb 11, 2026 |
| Private Advisor Group, LLC | History | Added to | 52,300 | 1,644 | 0.01% | 0.0% | 44 | +27,422 | 110.23% | Q4 2025 | Feb 17, 2026 |
| Coastal Bridge Advisors, LLC | History | Added to | 51,916 | 1,632 | 0.12% | 0.1% | 45 | +10,785 | 26.22% | Q4 2025 | Feb 18, 2026 |
| Intrua Financial, LLC | History | Reduced | 50,646 | 1,592 | 0.17% | 0.4% | 46 | -67,810 | -57.24% | Q4 2025 | Feb 05, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 50,094 | 1,575 | 0.0% | 0.0% | 47 | +7,267 | 16.97% | Q4 2025 | Feb 05, 2026 |
| SCOTIA CAPITAL INC. | History | Added to | 46,979 | 1,477 | 0.01% | 0.01% | 48 | +4,995 | 11.9% | Q4 2025 | Feb 12, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 45,204 | 1,453 | 0.0% | 0.0% | 49 | -7,483 | -14.2% | Q4 2025 | Jan 08, 2026 |
| Larson Financial Group LLC | History | Reduced | 45,851 | 1,442 | 0.05% | 0.14% | 50 | -85,578 | -65.11% | Q4 2025 | Feb 06, 2026 |
| Register Financial Advisors LLC | History | Added to | 45,874 | 1,442 | 0.56% | 0.51% | 51 | +3,973 | 9.48% | Q4 2025 | Jan 21, 2026 |
| HORAN Wealth, LLC | History | Added to | 45,030 | 1,416 | 0.22% | 0.2% | 52 | +3,571 | 8.61% | Q4 2025 | Feb 04, 2026 |
| Brooklyn Investment Group | History | New | 44,222 | 1,394 | 0.06% | — | 53 | +44,222 | New | Q4 2025 | Feb 12, 2026 |
| JANE STREET GROUP, LLC | History | New | 41,773 | 1,313 | 0.0% | — | 54 | +41,773 | New | Q4 2025 | Feb 12, 2026 |
| Twelve Points Wealth Management LLC | History | Reduced | 39,089 | 1,264 | 0.28% | 0.32% | 55 | -2,900 | -6.91% | Q4 2025 | Jan 23, 2026 |
| Independent Family Office, LLC | History | No change | 39,611 | 1,245 | 0.52% | 0.52% | 56 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | History | Added to | 37,241 | 1,171 | 0.58% | 0.49% | 57 | +8,490 | 29.53% | Q4 2025 | Jan 30, 2026 |
| Mariner, LLC | History | Added to | 33,744 | 1,061 | 0.0% | 0.0% | 58 | +12,201 | 56.64% | Q4 2025 | Feb 13, 2026 |
| Aviance Capital Partners, LLC | History | Added to | 31,438 | 988 | 0.11% | 0.11% | 59 | +1,571 | 5.26% | Q4 2025 | Feb 06, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 29,673 | 933 | 0.01% | 0.0% | 60 | +11,938 | 67.31% | Q4 2025 | Feb 12, 2026 |
| XML Financial, LLC | History | Added to | 27,886 | 876 | 0.07% | 0.06% | 61 | +4,676 | 20.15% | Q4 2025 | Feb 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 27,731 | 872 | 0.0% | 0.0% | 62 | +2,138 | 8.35% | Q4 2025 | Feb 17, 2026 |
| IFG Advisory, LLC | History | Added to | 27,674 | 870 | 0.04% | 0.03% | 63 | +3,096 | 12.6% | Q4 2025 | Feb 10, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 27,399 | 861 | 0.0% | 0.0% | 64 | +1,260 | 4.82% | Q4 2025 | Feb 13, 2026 |
| Cetera Investment Advisers | History | Added to | 22,512 | 708 | 0.0% | 0.0% | 65 | +737 | 3.38% | Q4 2025 | Feb 17, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 21,083 | 663 | 0.01% | 0.01% | 66 | +6,256 | 42.19% | Q4 2025 | Jan 23, 2026 |
| Legacy Financial Group LLC | History | Reduced | 19,034 | 652 | 0.08% | 0.08% | 67 | -1,497 | -7.29% | Q4 2025 | Feb 05, 2026 |
| Veracity Capital LLC | History | Added to | 19,686 | 619 | 0.18% | 0.17% | 68 | +2,336 | 13.46% | Q4 2025 | Jan 29, 2026 |
| Fermata Advisors, LLC | History | Added to | 18,825 | 592 | 0.14% | 0.07% | 69 | +10,153 | 117.08% | Q4 2025 | Jan 08, 2026 |
| Keystone Financial Group | History | Reduced | 18,757 | 589 | 0.04% | 0.04% | 70 | -228 | -1.2% | Q4 2025 | Feb 06, 2026 |
| Betterment LLC | History | Added to | 18,340 | 577 | 0.0% | 0.0% | 71 | +1,313 | 7.71% | Q4 2025 | Feb 12, 2026 |
| Johnson Bixby & Associates, LLC | History | New | 18,007 | 566 | 0.07% | — | 72 | +18,007 | New | Q4 2025 | Jan 14, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 17,774 | 558 | 0.01% | 0.01% | 73 | -307 | -1.7% | Q4 2025 | Feb 12, 2026 |
| XY Planning Network, Inc. | History | Reduced | 17,710 | 556 | 0.1% | 0.28% | 74 | -10,262 | -36.69% | Q4 2025 | Jan 26, 2026 |
| ECLECTIC ASSOCIATES INC /ADV | History | Reduced | 17,413 | 547 | 0.09% | 0.13% | 75 | -5,352 | -23.51% | Q4 2025 | Feb 03, 2026 |
| Pasadena Private Wealth, LLC | History | Added to | 14,738 | 463 | 0.06% | 0.06% | 76 | +515 | 3.62% | Q4 2025 | Feb 10, 2026 |
| PRAIRIEVIEW WEALTH PARTNERS, LLC | History | Reduced | 14,447 | 454 | 0.41% | 0.42% | 77 | -152 | -1.04% | Q4 2025 | Feb 05, 2026 |
| SCHMIDT P J INVESTMENT MANAGEMENT INC | History | Added to | 14,350 | 451 | 0.07% | 0.05% | 78 | +4,455 | 45.02% | Q4 2025 | Jan 28, 2026 |
| Cornerstone Wealth Management, LLC | History | Reduced | 14,301 | 449 | 0.02% | 0.03% | 79 | -1,345 | -8.6% | Q4 2025 | Feb 05, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 14,031 | 441 | 0.0% | 0.0% | 80 | +1,786 | 14.59% | Q4 2025 | Feb 13, 2026 |
| Merit Financial Group, LLC | History | Reduced | 13,974 | 439 | 0.0% | 0.01% | 81 | -3,923 | -21.92% | Q4 2025 | Jan 26, 2026 |
| ROYAL BANK OF CANADA | History | New | 13,854 | 436 | 0.0% | — | 82 | +13,854 | New | Q4 2025 | Feb 17, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 12,985 | 408 | 0.03% | 0.03% | 84 | -1,462 | -10.12% | Q4 2025 | Feb 06, 2026 |
| CITY NATIONAL BANK OF FLORIDA /MSD | History | No change | 13,003 | 408 | 0.27% | 0.26% | 83 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Elevation Capital Advisory, LLC | History | New | 12,763 | 401 | 0.16% | — | 85 | +12,763 | New | Q4 2025 | Jan 26, 2026 |
| Coppell Advisory Solutions LLC | History | Reduced | 11,868 | 375 | 0.04% | 0.04% | 87 | -912 | -7.14% | Q4 2025 | Feb 17, 2026 |
| Composition Wealth, LLC | History | Reduced | 11,946 | 375 | 0.01% | 0.01% | 86 | -127 | -1.05% | Q4 2025 | Feb 02, 2026 |
| DAVIDSON TRUST CO | History | Added to | 11,655 | 366 | 0.15% | 0.13% | 88 | +1,405 | 13.71% | Q4 2025 | Jan 27, 2026 |
| BANK OF MONTREAL /CAN/ | History | Added to | 10,969 | 344 | 0.0% | 0.0% | 89 | +2,495 | 29.44% | Q4 2025 | Feb 12, 2026 |
| Ignite Planners, LLC | History | New | 10,012 | 339 | 0.05% | — | 90 | +10,012 | New | Q4 2025 | Feb 06, 2026 |
| Wealthcare Advisory Partners LLC | History | New | 10,753 | 338 | 0.01% | — | 91 | +10,753 | New | Q4 2025 | Jan 14, 2026 |
| HCR Wealth Advisors | History | New | 10,584 | 332 | 0.03% | — | 92 | +10,584 | New | Q4 2025 | Jan 27, 2026 |
| Matrix Trust Co | History | Reduced | 10,287 | 324 | 0.05% | 0.22% | 93 | -34,999 | -77.28% | Q4 2025 | Jan 13, 2026 |
| Waverly Advisors, LLC | History | New | 9,424 | 296 | 0.0% | — | 94 | +9,424 | New | Q4 2025 | Feb 17, 2026 |
| Shepherd Financial Partners LLC | History | Added to | 9,373 | 294 | 0.03% | 0.03% | 95 | +103 | 1.11% | Q4 2025 | Feb 10, 2026 |
| L.K. Benson & Company, P.C. | History | Added to | 8,982 | 282 | 0.14% | 0.15% | 96 | +85 | 0.96% | Q4 2025 | Feb 06, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Added to | 8,862 | 278 | 0.04% | 0.05% | 97 | +60 | 0.68% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 8,508 | 267 | 0.0% | 0.0% | 98 | -3,220 | -27.46% | Q4 2025 | Feb 12, 2026 |
| Cornerstone Wealth Group, LLC | History | Reduced | 6,970 | 219 | 0.01% | 0.02% | 99 | -726 | -9.43% | Q4 2025 | Jan 26, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 6,000 | 188 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Global Retirement Partners, LLC | History | Added to | 5,433 | 170 | 0.0% | 0.0% | 101 | +437 | 8.75% | Q4 2025 | Feb 06, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 3,942 | 123 | 0.0% | 0.0% | 102 | +2,102 | 114.24% | Q4 2025 | Mar 16, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 3,693 | 116 | 0.0% | 0.0% | 103 | +692 | 23.06% | Q4 2025 | Feb 09, 2026 |
| JFS WEALTH ADVISORS, LLC | History | New | 3,275 | 102 | 0.01% | — | 104 | +3,275 | New | Q4 2025 | Jan 14, 2026 |
| EverSource Wealth Advisors, LLC | History | New | 3,140 | 98 | 0.0% | — | 105 | +3,140 | New | Q4 2025 | Feb 06, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 2,762 | 86 | 0.0% | 0.0% | 106 | +2,224 | 413.38% | Q4 2025 | Feb 11, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 2,179 | 68 | 0.0% | 0.0% | 107 | +88 | 4.21% | Q4 2025 | Feb 03, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 2,135 | 67 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| COMERICA BANK | History | Reduced | 1,406 | 44 | 0.0% | 0.0% | 109 | -10 | -0.71% | Q4 2025 | Jan 29, 2026 |
| ORG Partners LLC | History | Added to | 777 | 24 | 0.0% | 0.0% | 110 | +16 | 2.1% | Q4 2025 | Jan 14, 2026 |
| Breakwater Investment Management | History | New | 621 | 19 | 0.01% | — | 111 | +621 | New | Q4 2025 | Feb 02, 2026 |
| PRIVATE TRUST CO NA | History | No change | 600 | 18 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 400 | 12 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| SIGNATUREFD, LLC | History | New | 320 | 10 | 0.0% | — | 114 | +320 | New | Q4 2025 | Jan 20, 2026 |
| MAI Capital Management | History | No change | 296 | 9 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| ASSETMARK, INC | History | Added to | 256 | 8 | 0.0% | 0.0% | 116 | +203 | 383.02% | Q4 2025 | Jan 23, 2026 |
| Signature Equity Partners, LLC | History | New | 175 | 5 | 0.0% | — | 119 | +175 | New | Q4 2025 | Feb 17, 2026 |
| CIBC Private Wealth Group LLC | History | New | 161 | 5 | 0.0% | — | 117 | +161 | New | Q4 2025 | Feb 12, 2026 |
| Qube Research & Technologies Ltd | History | No change | 177 | 5 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| CX Institutional | History | No change | 137 | 4 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Cheviot Value Management, LLC | History | No change | 111 | 3 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Root Financial Partners, LLC | History | New | 90 | 2 | 0.0% | — | 123 | +90 | New | Q4 2025 | Feb 10, 2026 |
| Golden State Wealth Management, LLC | History | No change | 79 | 2 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 42 | 1 | 0.0% | — | 125 | +42 | New | Q4 2025 | Feb 03, 2026 |
| Parallel Advisors, LLC | History | No change | 54 | 1 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,118 | -100.0% | Q3 2025 | Nov 04, 2025 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -15,680 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Simplicity Wealth,LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -13,003 | -100.0% | Q3 2025 | Oct 30, 2025 |
| FSC Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -11,184 | -100.0% | Q3 2025 | Oct 17, 2025 |
| Visionary Wealth Advisors | History | Closed out | 0 | 0 | — | 0.01% | — | -9,985 | -100.0% | Q3 2025 | Nov 13, 2025 |
| HBK Sorce Advisory LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,261 | -100.0% | Q3 2025 | Oct 16, 2025 |
| Auxano Advisors, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -6,769 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,615 | -100.0% | Q3 2025 | Nov 06, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -458 | -100.0% | Q3 2025 | Nov 12, 2025 |
| CWM, LLC | History | Reduced | 13 | 0 | — | 0.0% | — | -421 | -97.0% | Q4 2025 | Jan 26, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -203 | -100.0% | Q3 2025 | Nov 18, 2025 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -65 | -100.0% | Q3 2025 | Nov 17, 2025 |
| FMR LLC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q3 2025 | Nov 13, 2025 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |