Saba Capital Income & Opportunities Fund II - SABA
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Reduced | 2,791,049 | 23,026 | 1.09% | 1.55% | 1 | -180,481 | -6.07% | Q4 2025 | Feb 17, 2026 |
| Saba Capital Management, L.P. | History | Reduced | 2,190,968 | 18,075 | 0.54% | 0.66% | 2 | -438,834 | -16.69% | Q4 2025 | Feb 17, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Reduced | 1,590,092 | 13,118 | 4.44% | 5.59% | 3 | -197,354 | -11.04% | Q4 2025 | Feb 13, 2026 |
| Focus Partners Wealth | History | New | 1,020,851 | 8,422 | 0.01% | — | 4 | +1,020,851 | New | Q4 2025 | Feb 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 927,440 | 7,651 | 0.0% | 0.0% | 5 | -28,070 | -2.94% | Q4 2025 | Feb 10, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 663,684 | 5,475 | 0.0% | 0.0% | 6 | -80,295 | -10.79% | Q4 2025 | Feb 13, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 439,104 | 3,622 | 1.15% | 1.4% | 7 | -9,000 | -2.01% | Q4 2025 | Jan 26, 2026 |
| SCOTIA CAPITAL INC. | History | Added to | 437,492 | 3,609 | 0.01% | 0.02% | 8 | +8,609 | 2.01% | Q4 2025 | Feb 12, 2026 |
| Invesco Ltd. | History | Added to | 418,725 | 3,454 | 0.0% | 0.0% | 9 | +15,204 | 3.77% | Q4 2025 | Feb 19, 2026 |
| Fiera Capital Corp | History | Added to | 335,657 | 2,769 | 0.01% | 0.01% | 10 | +19,655 | 6.22% | Q4 2025 | Feb 11, 2026 |
| MORGAN STANLEY | History | Reduced | 304,748 | 2,514 | 0.0% | 0.0% | 11 | -90,587 | -22.91% | Q4 2025 | Feb 13, 2026 |
| FLAX POND CAPITAL, LLC | History | New | 282,533 | 2,330 | 1.73% | — | 12 | +282,533 | New | Q4 2025 | Mar 09, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 267,589 | 2,207 | 0.32% | 0.28% | 13 | +69,026 | 34.76% | Q4 2025 | Feb 09, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 261,272 | 2,155 | 0.04% | 0.04% | 14 | +1,857 | 0.72% | Q4 2025 | Feb 12, 2026 |
| SEVEN MILE ADVISORY | History | Added to | 244,179 | 2,014 | 0.35% | 0.36% | 15 | +547 | 0.22% | Q4 2025 | Feb 13, 2026 |
| TrueMark Investments, LLC | History | Added to | 213,261 | 1,759 | 0.34% | 0.33% | 16 | +5,247 | 2.52% | Q4 2025 | Jan 14, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 186,283 | 1,536 | 0.91% | — | 17 | +186,283 | New | Q4 2025 | Feb 11, 2026 |
| QUANTIFY CHAOS ADVISORS, LLC | History | New | 176,134 | 1,453 | 4.4% | — | 18 | +176,134 | New | Q4 2025 | Feb 06, 2026 |
| CHOREO, LLC | History | Reduced | 126,366 | 1,058 | 0.01% | 0.02% | 19 | -9,948 | -7.3% | Q4 2025 | Jan 23, 2026 |
| CSS LLC/IL | History | Reduced | 125,609 | 1,036 | 0.05% | 0.05% | 20 | -1,990 | -1.56% | Q4 2025 | Feb 17, 2026 |
| Hara Capital LLC | History | Added to | 124,911 | 1,030 | 0.57% | 0.41% | 21 | +47,836 | 62.06% | Q4 2025 | Jan 15, 2026 |
| Mutual Advisors, LLC | History | Reduced | 115,115 | 949 | 0.02% | 0.02% | 22 | -5,620 | -4.65% | Q4 2025 | Feb 02, 2026 |
| Comprehensive Money Management Services LLC | History | Added to | 114,923 | 948 | 0.65% | 0.7% | 23 | +5,715 | 5.23% | Q4 2025 | Jan 22, 2026 |
| Baird Financial Group, Inc. | History | Added to | 101,818 | 839 | 0.0% | 0.0% | 24 | +7,866 | 8.37% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 87,460 | 721 | 0.0% | 0.0% | 25 | +6,229 | 7.67% | Q4 2025 | Feb 18, 2026 |
| Private Advisor Group, LLC | History | Reduced | 79,448 | 655 | 0.0% | 0.0% | 26 | -2,800 | -3.4% | Q4 2025 | Feb 17, 2026 |
| Almitas Capital LLC | History | New | 64,130 | 529 | 0.12% | — | 27 | +64,130 | New | Q4 2025 | Feb 17, 2026 |
| Winter & Associates, Inc. | History | New | 61,560 | 507 | 0.47% | — | 28 | +61,560 | New | Q4 2025 | Feb 13, 2026 |
| Gridiron Partners, LLC | History | Reduced | 56,708 | 467 | 0.27% | 0.29% | 29 | -337,974 | -85.63% | Q4 2025 | Jan 08, 2026 |
| Noble Wealth Management PBC | History | Reduced | 51,533 | 425 | 0.21% | 0.25% | 30 | -576 | -1.11% | Q4 2025 | Jan 05, 2026 |
| Catalina Capital Group, LLC | History | Added to | 47,012 | 387 | 0.23% | 0.26% | 31 | +101 | 0.22% | Q4 2025 | Jan 16, 2026 |
| Diesslin Group, Inc. | History | New | 45,969 | 379 | 0.15% | — | 32 | +45,969 | New | Q4 2025 | Feb 25, 2026 |
| VISIONARY HORIZONS, LLC | History | No change | 45,776 | 377 | 0.19% | 0.23% | 33 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| LPL Financial LLC | History | Added to | 34,619 | 285 | 0.0% | 0.0% | 34 | +3,711 | 12.01% | Q4 2025 | Feb 11, 2026 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | No change | 30,418 | 250 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Avion Wealth | History | Reduced | 28,905 | 238 | 0.05% | 0.07% | 36 | -8,186 | -22.07% | Q4 2025 | Jan 23, 2026 |
| KELLEHER FINANCIAL ADVISORS | History | New | 27,251 | 224 | 0.05% | — | 37 | +27,251 | New | Q4 2025 | Jan 20, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 23,118 | 190 | 0.0% | 0.0% | 38 | -13,645 | -37.12% | Q4 2025 | Feb 17, 2026 |
| K2 PRINCIPAL FUND, L.P. | History | Reduced | 22,700 | 187 | 0.02% | 0.02% | 39 | -300 | -1.3% | Q4 2025 | Feb 13, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 20,212 | 166 | 0.01% | 0.01% | 40 | -398 | -1.93% | Q4 2025 | Jan 26, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 19,800 | 163 | 0.0% | — | 41 | +19,800 | New | Q4 2025 | Feb 17, 2026 |
| HighTower Advisors, LLC | History | Reduced | 19,135 | 157 | 0.0% | 0.0% | 42 | -3,324 | -14.8% | Q4 2025 | Feb 06, 2026 |
| Independent Advisor Alliance | History | Reduced | 18,725 | 154 | 0.0% | 0.01% | 43 | -6,500 | -25.77% | Q4 2025 | Feb 04, 2026 |
| Harbour Capital Advisors, LLC | History | Reduced | 18,000 | 149 | 0.03% | 0.05% | 44 | -7,117 | -28.34% | Q4 2025 | Jan 07, 2026 |
| Gilman Hill Asset Management, LLC | History | Added to | 17,500 | 144 | 0.02% | 0.02% | 45 | +2,500 | 16.67% | Q4 2025 | Jan 12, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 16,875 | 139 | 0.08% | 0.09% | 46 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| PATRON PARTNERS, LLC | History | No change | 16,490 | 136 | 0.06% | 0.07% | 47 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Capital Investment Advisors, LLC | History | New | 14,381 | 118 | 0.0% | — | 48 | +14,381 | New | Q4 2025 | Jan 13, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 14,208 | 117 | 0.07% | 0.08% | 49 | +282 | 2.02% | Q4 2025 | Jan 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 14,251 | 117 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | New | 14,062 | 116 | 0.01% | — | 51 | +14,062 | New | Q4 2025 | Feb 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 13,346 | 111 | 0.0% | 0.0% | 52 | -19 | -0.14% | Q4 2025 | Jan 08, 2026 |
| Clear Creek Financial Management, LLC | History | No change | 13,025 | 107 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| HB Wealth Management, LLC | History | No change | 12,500 | 103 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Rock Point Advisors, LLC | History | Reduced | 12,088 | 99 | 0.02% | 0.04% | 55 | -4,750 | -28.21% | Q4 2025 | Feb 04, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 12,035 | 99 | 0.0% | 0.0% | 56 | +3,750 | 45.26% | Q4 2025 | Jan 23, 2026 |
| Joel Isaacson & Co., LLC | History | No change | 11,500 | 94 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| SHRIER WEALTH MANAGEMENT, LLC | History | New | 11,343 | 93 | 0.04% | — | 58 | +11,343 | New | Q4 2025 | Jan 15, 2026 |
| UBS Group AG | History | Reduced | 10,182 | 84 | 0.0% | 0.0% | 59 | -3,548 | -25.84% | Q4 2025 | Jan 29, 2026 |
| Abel Hall, LLC | History | No change | 10,000 | 82 | 0.02% | 0.04% | 60 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 6,953 | 57 | 0.0% | — | 61 | +6,953 | New | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 6,713 | 55 | 0.0% | 0.0% | 62 | -2,475 | -26.94% | Q4 2025 | Feb 09, 2026 |
| Allworth Financial LP | History | New | 5,243 | 43 | 0.0% | — | 63 | +5,243 | New | Q4 2025 | Feb 05, 2026 |
| Clearstead Advisors, LLC | History | Reduced | 4,917 | 40 | 0.0% | 0.0% | 64 | -125 | -2.48% | Q4 2025 | Feb 09, 2026 |
| North Star Investment Management Corp. | History | Added to | 3,542 | 29 | 0.0% | 0.0% | 65 | +37 | 1.06% | Q4 2025 | Jan 30, 2026 |
| JNBA Financial Advisors | History | No change | 3,487 | 28 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 3,189 | 26 | 0.0% | 0.0% | 67 | +1,259 | 65.23% | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 1,894 | 15 | 0.0% | 0.0% | 68 | -12 | -0.63% | Q4 2025 | Mar 16, 2026 |
| Investors Research Corp | History | No change | 1,335 | 11 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q4 2025 | Jan 06, 2026 |
| Hilton Head Capital Partners, LLC | History | New | 979 | 8 | 0.0% | — | 71 | +979 | New | Q4 2025 | Feb 11, 2026 |
| Fortitude Family Office, LLC | History | No change | 1,000 | 8 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Global Retirement Partners, LLC | History | New | 615 | 5 | 0.0% | — | 72 | +615 | New | Q4 2025 | Feb 06, 2026 |
| BOK Financial Private Wealth, Inc. | History | New | 509 | 4 | 0.0% | — | 73 | +509 | New | Q4 2025 | Feb 06, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 500 | 4 | 0.0% | — | 75 | +500 | New | Q4 2025 | Feb 03, 2026 |
| Sound Income Strategies, LLC | History | No change | 500 | 4 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 339 | 2 | 0.0% | — | 77 | +339 | New | Q4 2025 | Feb 13, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 300 | 2 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 325 | 2 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Gould Capital, LLC | History | No change | 300 | 2 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Elevated Capital Advisors, LLC | History | New | 168 | 1 | 0.0% | — | 81 | +168 | New | Q4 2025 | Jan 27, 2026 |
| WPG Advisers, LLC | History | Reduced | 122 | 1 | 0.0% | 0.0% | 82 | -112 | -47.86% | Q4 2025 | Jan 28, 2026 |
| CWM, LLC | History | No change | 110 | 1 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Kovitz Investment Group Partners, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,018,968 | -100.0% | Q3 2025 | Nov 10, 2025 |
| TORONTO DOMINION BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -207,248 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.01% | — | -5,393 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Future Financial Wealth Managment LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,400 | -100.0% | Q3 2025 | Oct 15, 2025 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -325 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Glen Eagle Advisors, LLC | History | Added to | 49 | 0 | — | — | — | +1 | 2.08% | Q4 2025 | Feb 13, 2026 |
| WINMILL & CO. INC | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| SIGNATUREFD, LLC | History | No change | 65 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| CoreCap Advisors, LLC | History | No change | 50 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |