ALPS ETF Trust - SDOG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Janney Montgomery Scott LLC | History | Added to | 99,323 | 6,460 | 0.02% | 0.01% | 1 | +1,814 | 1.86% | Q1 2026 | Apr 22, 2026 |
| Capital Investment Counsel, LLC | History | Added to | 92,838 | 6,037 | 0.83% | 0.75% | 2 | +3,090 | 3.44% | Q1 2026 | Apr 23, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 72,947 | 4,744 | 0.15% | 0.14% | 3 | +988 | 1.37% | Q1 2026 | Apr 08, 2026 |
| IFP Advisors, Inc | History | Reduced | 58,789 | 3,823 | 0.08% | 0.09% | 4 | -3,956 | -6.3% | Q1 2026 | Apr 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 35,598 | 2,314 | 0.0% | 0.01% | 5 | -41,600 | -53.89% | Q1 2026 | Apr 08, 2026 |
| Sage Capital Management, LLC | History | Added to | 28,976 | 1,885 | 0.89% | 0.8% | 6 | +236 | 0.82% | Q1 2026 | Apr 15, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 20,812 | 1,353 | 0.02% | 0.02% | 7 | -530 | -2.48% | Q1 2026 | Apr 22, 2026 |
| Cypress Wealth Services, LLC | History | Added to | 18,728 | 1,217 | 0.17% | 0.16% | 8 | +121 | 0.65% | Q1 2026 | Apr 15, 2026 |
| Prospera Financial Services Inc | History | Added to | 18,283 | 1,189 | 0.02% | 0.02% | 9 | +157 | 0.87% | Q1 2026 | Apr 14, 2026 |
| Concurrent Investment Advisors, LLC | History | No change | 15,360 | 998 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| BKM Wealth Management, LLC | History | No change | 12,086 | 786 | 0.29% | 0.27% | 11 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Capstone Wealth Management Group LLC | History | No change | 9,825 | 638 | 0.39% | 0.36% | 12 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Wealthcare Capital Partners, LLC | History | No change | 8,272 | 537 | 0.25% | 0.23% | 13 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 8,114 | 527 | 0.02% | 0.01% | 14 | +7 | 0.09% | Q1 2026 | Apr 23, 2026 |
| SWEENEY & MICHEL, LLC | History | Added to | 8,019 | 524 | 0.15% | 0.16% | 15 | +69 | 0.87% | Q1 2026 | Apr 16, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 7,246 | 471 | 0.02% | 0.02% | 16 | +61 | 0.85% | Q1 2026 | Apr 15, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 7,064 | 459 | 0.01% | 0.01% | 17 | +25 | 0.36% | Q1 2026 | Apr 20, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 6,700 | 435 | 0.13% | 0.12% | 18 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| CATHY PARETO & ASSOCIATES, INC | History | Added to | 6,645 | 432 | 0.29% | 0.27% | 19 | +251 | 3.93% | Q1 2026 | Apr 14, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | Reduced | 5,333 | 346 | 0.13% | 0.13% | 20 | -158 | -2.88% | Q1 2026 | Apr 23, 2026 |
| Wealthcare Advisory Partners LLC | History | Reduced | 5,051 | 328 | 0.01% | 0.01% | 21 | -2,083 | -29.2% | Q1 2026 | Apr 14, 2026 |
| First Heartland Consultants, Inc. | History | No change | 4,655 | 302 | 0.02% | 0.02% | 22 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| CENTRAL VALLEY ADVISORS, LLC | History | Reduced | 4,595 | 298 | 0.08% | 0.09% | 23 | -120 | -2.55% | Q1 2026 | Apr 09, 2026 |
| Investors Research Corp | History | Reduced | 4,186 | 272 | 0.05% | 0.16% | 24 | -10,616 | -71.72% | Q1 2026 | Apr 03, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | No change | 3,932 | 255 | 0.07% | 0.07% | 25 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| MKT Advisors LLC | History | No change | 3,925 | 255 | 0.09% | 0.08% | 26 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| City Center Advisors, LLC | History | New | 3,901 | 253 | 0.23% | — | 27 | +3,901 | New | Q1 2026 | Apr 07, 2026 |
| THOMPSON INVESTMENT MANAGEMENT, INC. | History | No change | 3,829 | 249 | 0.03% | 0.03% | 28 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 3,623 | 235 | 0.0% | 0.0% | 29 | +17 | 0.47% | Q1 2026 | Apr 23, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Reduced | 3,471 | 225 | 0.02% | 0.02% | 30 | -200 | -5.45% | Q1 2026 | Apr 20, 2026 |
| Simmons Bank | History | No change | 3,404 | 221 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Well Done, LLC | History | Reduced | 3,316 | 215 | 0.03% | 0.03% | 32 | -2 | -0.06% | Q1 2026 | Apr 14, 2026 |
| Kohmann Bosshard Financial Services, LLC | History | No change | 2,282 | 148 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| NBC SECURITIES, INC. | History | No change | 2,010 | 130 | 0.01% | 0.01% | 34 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 1,323 | 85 | 0.0% | 0.0% | 35 | +553 | 71.82% | Q1 2026 | Apr 07, 2026 |
| CoreCap Advisors, LLC | History | Added to | 1,120 | 72 | 0.0% | 0.0% | 36 | +102 | 10.02% | Q1 2026 | Apr 07, 2026 |
| Key FInancial Inc | History | No change | 1,098 | 71 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| SIGNATUREFD, LLC | History | No change | 1,000 | 65 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Wealth Science Advisors LLC | History | New | 405 | 24 | 0.01% | — | 39 | +405 | New | Q1 2026 | Apr 08, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | No change | 150 | 9 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Register Financial Advisors LLC | History | Reduced | 100 | 6 | 0.0% | 0.02% | 41 | -825 | -89.19% | Q1 2026 | Apr 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.01% | — | -1,859,179 | -100.0% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -1,041,535 | -100.0% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -656,805 | -100.0% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -319,518 | -100.0% | Q4 2025 | Feb 18, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -277,235 | -100.0% | Q4 2025 | Jan 29, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -272,503 | -100.0% | Q4 2025 | Feb 11, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -198,224 | -100.0% | Q4 2025 | Feb 12, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -153,990 | -100.0% | Q4 2025 | Feb 17, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -139,664 | -100.0% | Q4 2025 | Mar 25, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -61,497 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Del-Sette Capital Management, LLC | History | Closed out | 0 | 0 | — | 2.09% | — | -56,070 | -100.0% | Q4 2025 | Feb 02, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -51,790 | -100.0% | Q4 2025 | Mar 16, 2026 |
| Meridian Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -48,122 | -100.0% | Q4 2025 | Feb 04, 2026 |
| JPL Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.68% | — | -45,911 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Paller Financial Services Inc | History | Closed out | 0 | 0 | — | 2.12% | — | -43,815 | -100.0% | Q4 2025 | Jan 15, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -40,870 | -100.0% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -40,022 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Joseph P. Lucia & Associates, LLC | History | Closed out | 0 | 0 | — | 0.83% | — | -37,851 | -100.0% | Q4 2025 | Jan 28, 2026 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,803 | -100.0% | Q4 2025 | Feb 17, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | Closed out | 0 | 0 | — | 0.12% | — | -35,446 | -100.0% | Q4 2025 | Feb 04, 2026 |
| TMB Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.68% | — | -33,117 | -100.0% | Q4 2025 | Feb 19, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -31,360 | -100.0% | Q4 2025 | Feb 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -30,985 | -100.0% | Q4 2025 | Feb 17, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -29,456 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Federation des caisses Desjardins du Quebec | History | Closed out | 0 | 0 | — | 0.01% | — | -25,838 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -25,396 | -100.0% | Q4 2025 | Feb 12, 2026 |
| &PARTNERS | History | Closed out | 0 | 0 | — | 0.01% | — | -24,488 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -22,502 | -100.0% | Q4 2025 | Feb 05, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,304 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Summit Financial, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -21,074 | -100.0% | Q4 2025 | Feb 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,540 | -100.0% | Q4 2025 | Feb 13, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,441 | -100.0% | Q4 2025 | Feb 06, 2026 |
| CAHILL FINANCIAL ADVISORS INC | History | Closed out | 0 | 0 | — | 0.11% | — | -16,115 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Baird Financial Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -15,851 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Summit Financial Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -15,813 | -100.0% | Q4 2025 | Jan 27, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,244 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Madden Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.36% | — | -14,812 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Sanctuary Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,858 | -100.0% | Q4 2025 | Jan 29, 2026 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,223 | -100.0% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,979 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Focus Partners Wealth | History | Closed out | 0 | 0 | — | 0.0% | — | -10,820 | -100.0% | Q4 2025 | Feb 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -9,108 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -8,634 | -100.0% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,420 | -100.0% | Q4 2025 | Feb 10, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.0% | — | -8,377 | -100.0% | Q4 2025 | Feb 05, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -8,272 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Keystone Financial Group | History | Closed out | 0 | 0 | — | 0.04% | — | -8,170 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,714 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Tradition Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -7,635 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -7,610 | -100.0% | Q4 2025 | Feb 23, 2026 |
| TRUIST FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -7,603 | -100.0% | Q4 2025 | Feb 02, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -7,528 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Parvin Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.36% | — | -7,521 | -100.0% | Q4 2025 | Feb 17, 2026 |
| PFG Investments, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -7,250 | -100.0% | Q4 2025 | Jan 26, 2026 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -6,978 | -100.0% | Q4 2025 | Jan 29, 2026 |
| D.A. DAVIDSON & CO. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,582 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Virtus Wealth Solutions LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -6,302 | -100.0% | Q4 2025 | Jan 29, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,017 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Integrated Wealth Concepts LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,738 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Diversify Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,282 | -100.0% | Q4 2025 | Jan 23, 2026 |
| Commonwealth Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -5,170 | -100.0% | Q4 2025 | Feb 06, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -5,150 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Waverly Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,873 | -100.0% | Q4 2025 | Feb 17, 2026 |
| TIAA TRUST, NATIONAL ASSOCIATION | History | Closed out | 0 | 0 | — | 0.0% | — | -4,870 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Convergence Financial, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -4,794 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Dana Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -4,712 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Hudock, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -4,285 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Lido Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,250 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Tyche Wealth Partners LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -4,225 | -100.0% | Q4 2025 | Jan 23, 2026 |
| PRIVATE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.02% | — | -4,165 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Beacon Pointe Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,029 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Kovack Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -3,885 | -100.0% | Q4 2025 | Feb 17, 2026 |
| CIBC Private Wealth Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,760 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Aspen Grove Capital, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -3,750 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Hibernia Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -3,586 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,495 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Snowden Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,444 | -100.0% | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,402 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Kingsview Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,331 | -100.0% | Q4 2025 | Feb 09, 2026 |
| DELTA CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -3,300 | -100.0% | Q4 2025 | Jan 15, 2026 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,740 | -100.0% | Q4 2025 | Jan 28, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,172 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Ancora Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,093 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -2,077 | -100.0% | Q4 2025 | Feb 17, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,750 | -100.0% | Q4 2025 | Feb 10, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,654 | -100.0% | Q4 2025 | Feb 13, 2026 |
| eCIO, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -1,634 | -100.0% | Q4 2025 | Jan 20, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,198 | -100.0% | Q4 2025 | Feb 06, 2026 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,104 | -100.0% | Q4 2025 | Feb 12, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -819 | -100.0% | Q4 2025 | Feb 11, 2026 |
| ORG Partners LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -750 | -100.0% | Q4 2025 | Jan 14, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -611 | -100.0% | Q4 2025 | Jan 30, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -553 | -100.0% | Q4 2025 | Feb 13, 2026 |
| TD Waterhouse Canada Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -505 | -100.0% | Q4 2025 | Jan 27, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q4 2025 | Feb 11, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Closed out | 0 | 0 | — | 0.0% | — | -446 | -100.0% | Q4 2025 | Feb 17, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q4 2025 | Jan 23, 2026 |
| SageView Advisory Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Basepoint Wealth LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -249 | -100.0% | Q4 2025 | Feb 10, 2026 |
| AlphaCore Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -210 | -100.0% | Q4 2025 | Feb 05, 2026 |
| PITTENGER & ANDERSON INC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q4 2025 | Feb 02, 2026 |
| one8zero8, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -195 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Triumph Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -173 | -100.0% | Q4 2025 | Feb 12, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -160 | -100.0% | Q4 2025 | Feb 11, 2026 |
| SOA Wealth Advisors, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -155 | -100.0% | Q4 2025 | Jan 20, 2026 |
| Golden State Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -146 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Stephens Consulting, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -140 | -100.0% | Q4 2025 | Jan 13, 2026 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -117 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -116 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Aptus Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Avion Wealth | History | Closed out | 0 | 0 | — | 0.0% | — | -89 | -100.0% | Q4 2025 | Jan 23, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -63 | -100.0% | Q4 2025 | Feb 05, 2026 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -33 | -100.0% | Q4 2025 | Jan 26, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -30 | -100.0% | Q4 2025 | Feb 19, 2026 |
| Winthrop Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -27 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Costello Asset Management, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -26 | -100.0% | Q4 2025 | Feb 03, 2026 |
| Truvestments Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q4 2025 | Feb 06, 2026 |
| BlackRock, Inc. | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q4 2025 | Feb 12, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 11 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |