ALPS ETF Trust - SMTH
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 14 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 55,466,105 | 1,447,110 | 1.96% | 1.95% | 1 | +6,132,733 | 12.43% | Q4 2025 | Jan 08, 2026 |
| Annex Advisory Services, LLC | History | Added to | 6,974,911 | 181,835 | 3.47% | 3.04% | 2 | +1,520,265 | 27.87% | Q4 2025 | Jan 26, 2026 |
| SHUFRO ROSE & CO LLC | History | Added to | 4,858,041 | 126,649 | 8.57% | 9.37% | 3 | +424,090 | 9.56% | Q4 2025 | Feb 09, 2026 |
| Stratos Investment Management, LLC | History | Added to | 3,259,817 | 84,983 | 3.41% | 3.46% | 4 | +53,803 | 1.68% | Q4 2025 | Jan 20, 2026 |
| Bank of New York Mellon Corp | History | Added to | 2,138,991 | 55,763 | 0.01% | 0.01% | 5 | +35,264 | 1.68% | Q4 2025 | Feb 10, 2026 |
| Trilogy Capital Inc. | History | New | 1,621,551 | 42,273 | 1.89% | — | 6 | +1,621,551 | New | Q4 2025 | Jan 22, 2026 |
| Lineweaver Wealth Advisors, LLC | History | Added to | 1,383,903 | 36,078 | 4.88% | 5.07% | 7 | +60,425 | 4.57% | Q4 2025 | Jan 14, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 1,342,242 | 34,992 | 1.14% | 1.17% | 8 | +37,986 | 2.91% | Q4 2025 | Feb 13, 2026 |
| Hamilton Wealth, LLC | History | Added to | 1,337,496 | 34,868 | 6.63% | 6.94% | 9 | +65,735 | 5.17% | Q4 2025 | Feb 19, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 1,259,837 | 32,887 | 0.06% | 0.04% | 10 | +565,289 | 81.39% | Q4 2025 | Feb 05, 2026 |
| Meridian Wealth Management, LLC | History | New | 832,218 | 21,695 | 0.76% | — | 11 | +832,218 | New | Q4 2025 | Feb 04, 2026 |
| Traction Financial Partners, LLC | History | Added to | 806,689 | 21,030 | 12.46% | 12.48% | 12 | +33,435 | 4.32% | Q4 2025 | Jan 29, 2026 |
| ADAPT WEALTH ADVISORS, LLC | History | Added to | 712,157 | 18,565 | 6.39% | 6.5% | 13 | +39,606 | 5.89% | Q4 2025 | Feb 10, 2026 |
| Principle Wealth Partners LLC | History | Reduced | 710,938 | 18,534 | 1.04% | 1.16% | 14 | -55,373 | -7.23% | Q4 2025 | Feb 06, 2026 |
| NorthCrest Asset Manangement, LLC | History | Added to | 481,656 | 12,566 | 0.28% | 0.22% | 15 | +129,314 | 36.7% | Q4 2025 | Jan 08, 2026 |
| Vise Technologies, Inc. | History | Added to | 464,880 | 12,119 | 0.24% | 0.22% | 16 | +243,715 | 110.2% | Q4 2025 | Feb 11, 2026 |
| Guardian Financial Partners, LLC | History | Reduced | 450,621 | 11,747 | 4.95% | 5.07% | 17 | -8,416 | -1.83% | Q4 2025 | Jan 14, 2026 |
| World Investment Advisors | History | Added to | 394,821 | 10,292 | 0.17% | 0.2% | 18 | +24,752 | 6.69% | Q4 2025 | Mar 12, 2026 |
| Prasad Wealth Partners, LLC | History | Reduced | 387,020 | 10,089 | 2.69% | 3.37% | 19 | -74,639 | -16.17% | Q4 2025 | Jan 27, 2026 |
| SENTINEL PENSION ADVISORS, LLC | History | Added to | 386,669 | 10,080 | 1.55% | 1.43% | 20 | +45,715 | 13.41% | Q4 2025 | Jan 12, 2026 |
| Gallacher Capital Management LLC | History | Added to | 374,399 | 9,760 | 3.77% | 3.56% | 21 | +30,413 | 8.84% | Q4 2025 | Feb 03, 2026 |
| Sovereign Investment Advisors, LLC | History | Reduced | 349,695 | 9,116 | 2.28% | 2.75% | 22 | -35,838 | -9.3% | Q4 2025 | Feb 13, 2026 |
| Old Port Advisors | History | Added to | 339,388 | 8,847 | 2.17% | 1.97% | 23 | +39,460 | 13.16% | Q4 2025 | Jan 08, 2026 |
| NIXON PEABODY TRUST CO | History | Added to | 277,317 | 7,229 | 0.55% | 0.47% | 24 | +32,970 | 13.49% | Q4 2025 | Feb 06, 2026 |
| Ethos Financial Group, LLC | History | Added to | 273,327 | 7,125 | 0.53% | 0.54% | 25 | +11,612 | 4.44% | Q4 2025 | Jan 20, 2026 |
| Tenzing Financial LLC | History | New | 246,721 | 6,432 | 5.22% | — | 26 | +246,721 | New | Q4 2025 | Feb 13, 2026 |
| SBE LLC DBA CEDAR COVE WEALTH PARTNERS | History | New | 204,501 | 5,331 | 2.79% | — | 27 | +204,501 | New | Q4 2025 | Feb 12, 2026 |
| Spectrum Investment Advisors, Inc. | History | Added to | 180,617 | 4,708 | 2.36% | 2.51% | 28 | +3,081 | 1.74% | Q4 2025 | Jan 28, 2026 |
| Riverbend Wealth Management, LLC | History | Added to | 169,593 | 4,421 | 2.74% | 2.89% | 29 | +11,204 | 7.07% | Q4 2025 | Jan 29, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 148,142 | 3,862 | 0.0% | 0.0% | 30 | -32,518 | -18.0% | Q4 2025 | Feb 17, 2026 |
| ALPS ADVISORS INC | History | Reduced | 147,517 | 3,845 | 0.02% | 0.02% | 31 | -13,840 | -8.58% | Q4 2025 | Feb 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 137,730 | 3,590 | 0.0% | 0.0% | 32 | +5,276 | 3.98% | Q4 2025 | Feb 18, 2026 |
| FIRST FOUNDATION ADVISORS | History | Reduced | 117,325 | 3,058 | 0.12% | 0.16% | 33 | -45,978 | -28.16% | Q4 2025 | Feb 04, 2026 |
| LPL Financial LLC | History | Added to | 95,359 | 2,486 | 0.0% | 0.0% | 34 | +11,379 | 13.55% | Q4 2025 | Feb 11, 2026 |
| Fermata Advisors, LLC | History | Reduced | 82,575 | 2,152 | 0.52% | 0.55% | 35 | -446 | -0.54% | Q4 2025 | Jan 08, 2026 |
| Arsenal Capital Advisors LLC | History | New | 77,556 | 2,021 | 1.43% | — | 36 | +77,556 | New | Q4 2025 | Feb 11, 2026 |
| Crestwood Advisors Group, LLC | History | Added to | 77,075 | 2,009 | 0.03% | 0.02% | 37 | +28,643 | 59.14% | Q4 2025 | Feb 03, 2026 |
| Boyer Financial Services, Inc. | History | New | 57,606 | 1,500 | 1.59% | — | 38 | +57,606 | New | Q4 2025 | Jan 30, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 53,317 | 1,389 | 0.0% | 0.0% | 39 | -8,692 | -14.02% | Q4 2025 | Feb 13, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 44,116 | 1,150 | 0.0% | 0.0% | 40 | +22,202 | 101.31% | Q4 2025 | Feb 11, 2026 |
| Tidal Investments LLC | History | New | 41,391 | 1,079 | 0.0% | — | 41 | +41,391 | New | Q4 2025 | Feb 13, 2026 |
| G&S Capital LLC | History | Added to | 40,832 | 1,064 | 0.38% | 0.27% | 42 | +12,525 | 44.25% | Q4 2025 | Jan 28, 2026 |
| Triumph Capital Management | History | Reduced | 37,505 | 977 | 0.21% | 0.29% | 43 | -3,985 | -9.6% | Q4 2025 | Feb 12, 2026 |
| Legacy Capital Wealth Partners, LLC | History | Reduced | 33,627 | 876 | 0.19% | 0.2% | 44 | -1,246 | -3.57% | Q4 2025 | Jan 16, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | New | 26,835 | 699 | 0.09% | — | 45 | +26,835 | New | Q4 2025 | Jan 27, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 26,797 | 698 | 0.01% | 0.01% | 46 | -34 | -0.13% | Q4 2025 | Jan 22, 2026 |
| Coastal Bridge Advisors, LLC | History | Added to | 23,967 | 624 | 0.05% | 0.04% | 47 | +2,888 | 13.7% | Q4 2025 | Feb 18, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 22,422 | 584 | 0.0% | 0.0% | 48 | +1,582 | 7.59% | Q4 2025 | Feb 12, 2026 |
| Curbstone Financial Management Corp | History | New | 21,366 | 557 | 0.11% | — | 49 | +21,366 | New | Q4 2025 | Jan 23, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 20,120 | 524 | 0.0% | — | 50 | +20,120 | New | Q4 2025 | Feb 17, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Reduced | 19,695 | 513 | 0.01% | 0.01% | 51 | -5,331 | -21.3% | Q4 2025 | Feb 06, 2026 |
| Arax Advisory Partners | History | New | 18,378 | 479 | 0.01% | — | 52 | +18,378 | New | Q4 2025 | Feb 13, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 18,258 | 475 | 0.01% | 0.0% | 53 | +6,571 | 56.22% | Q4 2025 | Jan 20, 2026 |
| MORGAN STANLEY | History | No change | 17,190 | 448 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Summit Financial, LLC | History | Reduced | 16,950 | 441 | 0.01% | 0.01% | 55 | -6,179 | -26.72% | Q4 2025 | Feb 13, 2026 |
| Blue Line Capital, LLC / IL | History | New | 16,834 | 438 | 0.52% | — | 56 | +16,834 | New | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 16,647 | 433 | 0.0% | 0.0% | 57 | +7,619 | 84.39% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 16,589 | 432 | 0.0% | 0.0% | 58 | +1,053 | 6.78% | Q4 2025 | Feb 13, 2026 |
| Tribridge Partners Financial LLC | History | No change | 13,461 | 350 | 0.15% | 0.16% | 59 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 11,611 | 302 | 0.0% | — | 60 | +11,611 | New | Q4 2025 | Jan 29, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 9,994 | 260 | 0.0% | 0.0% | 61 | -859 | -7.91% | Q4 2025 | Mar 16, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 9,221 | 240 | 0.0% | 0.0% | 62 | +45 | 0.49% | Q4 2025 | Feb 13, 2026 |
| JANE STREET GROUP, LLC | History | New | 8,347 | 217 | 0.0% | — | 63 | +8,347 | New | Q4 2025 | Feb 12, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 7,674 | 200 | 0.0% | 0.0% | 64 | -5,961 | -43.72% | Q4 2025 | Feb 17, 2026 |
| COMERICA BANK | History | Added to | 7,486 | 195 | 0.0% | 0.0% | 65 | +456 | 6.49% | Q4 2025 | Jan 29, 2026 |
| BlackRock, Inc. | History | Reduced | 4,808 | 125 | 0.0% | 0.0% | 66 | -7,211 | -60.0% | Q4 2025 | Feb 12, 2026 |
| ROYAL BANK OF CANADA | History | New | 3,331 | 87 | 0.0% | — | 67 | +3,331 | New | Q4 2025 | Feb 17, 2026 |
| MAI Capital Management | History | Added to | 3,250 | 84 | 0.0% | 0.0% | 68 | +34 | 1.06% | Q4 2025 | Feb 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 2,941 | 76 | 0.0% | — | 69 | +2,941 | New | Q4 2025 | Feb 10, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 934 | 24 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| AE Wealth Management LLC | History | Added to | 631 | 16 | 0.0% | 0.0% | 71 | +1 | 0.16% | Q4 2025 | Jan 26, 2026 |
| Family Capital Trust Co | History | No change | 613 | 15 | 0.0% | 0.01% | 72 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Fairway Wealth LLC | History | New | 570 | 14 | 0.0% | — | 73 | +570 | New | Q4 2025 | Jan 28, 2026 |
| ASSETMARK, INC | History | No change | 304 | 7 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Operose Advisors LLC | History | No change | 256 | 6 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 206 | 5 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| FWL INVESTMENT MANAGEMENT, LLC | History | No change | 178 | 4 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Advisory Resource Group | History | Closed out | 0 | 0 | — | 2.24% | — | -477,093 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Main Street Financial Solutions, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -77,618 | -100.0% | Q3 2025 | Nov 14, 2025 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,515 | -100.0% | Q3 2025 | Nov 05, 2025 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,912 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Strategic Financial Concepts, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -9,296 | -100.0% | Q3 2025 | Nov 13, 2025 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,250 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,152 | -100.0% | Q3 2025 | Oct 15, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,720 | -100.0% | Q3 2025 | Nov 03, 2025 |
| CoreCap Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,577 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Ancora Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Allworth Financial LP | History | New | 36 | 0 | — | — | — | +36 | New | Q4 2025 | Feb 05, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | New | 19 | 0 | — | — | — | +19 | New | Q4 2025 | Feb 11, 2026 |