ALPS ETF Trust - SMTH
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 73,099,748 | 1,795,391 | 2.67% | 2.1% | 1 | +23,374,765 | 47.01% | Q3 2026 | Oct 13, 2026 |
| Annex Advisory Services, LLC | History | Reduced | 8,018,448 | 196,772 | 3.22% | 4.06% | 2 | -1,218,564 | -13.19% | Q3 2026 | Oct 15, 2026 |
| SHUFRO ROSE & CO LLC | History | No change | 5,299,519 | 136,409 | 7.83% | 7.83% | 3 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Trilogy Capital Inc. | History | Added to | 4,503,953 | 110,527 | 4.24% | 4.18% | 4 | +319,566 | 7.64% | Q3 2026 | Oct 20, 2026 |
| Stratos Investment Management, LLC | History | No change | 3,279,310 | 84,409 | 3.05% | 3.05% | 5 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Bank of New York Mellon Corp | History | No change | 2,257,775 | 58,115 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Lineweaver Wealth Advisors, LLC | History | Added to | 1,616,963 | 39,680 | 4.6% | 4.81% | 7 | +37,324 | 2.36% | Q3 2026 | Oct 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 1,441,110 | 37,094 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Hamilton Wealth, LLC | History | No change | 1,336,672 | 34,405 | 6.3% | 6.3% | 9 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | No change | 1,255,537 | 32,317 | 0.91% | 0.91% | 10 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 976,388 | 25,133 | 0.04% | 0.04% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Meridian Wealth Management, LLC | History | No change | 923,625 | 23,774 | 0.73% | 0.73% | 12 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Vise Technologies, Inc. | History | Added to | 816,863 | 20,045 | 0.17% | 0.23% | 13 | +25,866 | 3.27% | Q3 2026 | Oct 28, 2026 |
| ADAPT WEALTH ADVISORS, LLC | History | No change | 682,887 | 17,577 | 5.75% | 5.75% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Traction Financial Partners, LLC | History | No change | 677,300 | 17,433 | 9.26% | 9.26% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Principle Wealth Partners LLC | History | Reduced | 616,470 | 15,128 | 0.73% | 0.82% | 16 | -26,000 | -4.05% | Q3 2026 | Nov 02, 2026 |
| Guardian Financial Partners, LLC | History | Added to | 578,093 | 14,186 | 5.44% | 5.31% | 17 | +48,421 | 9.14% | Q3 2026 | Nov 04, 2026 |
| SENTINEL PENSION ADVISORS, LLC | History | Added to | 499,734 | 12,263 | 1.53% | 1.61% | 18 | +18,507 | 3.85% | Q3 2026 | Nov 02, 2026 |
| World Investment Advisors | History | No change | 436,043 | 11,230 | 0.19% | 0.19% | 19 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Old Port Advisors | History | Added to | 455,260 | 11,172 | 2.23% | 2.19% | 20 | +24,237 | 5.62% | Q3 2026 | Oct 23, 2026 |
| Ethos Financial Group, LLC | History | No change | 424,943 | 10,938 | 0.73% | 0.73% | 21 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Prasad Wealth Partners, LLC | History | No change | 378,849 | 9,751 | 2.35% | 2.35% | 22 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Sovereign Investment Advisors, LLC | History | No change | 373,742 | 9,620 | 1.81% | 1.81% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NIXON PEABODY TRUST CO | History | Added to | 313,275 | 7,687 | 0.5% | 0.56% | 24 | +6,466 | 2.11% | Q3 2026 | Oct 23, 2026 |
| Tenzing Financial LLC | History | Added to | 301,509 | 7,438 | 5.05% | 5.14% | 25 | +10,357 | 3.56% | Q3 2026 | Nov 03, 2026 |
| SBE LLC DBA CEDAR COVE WEALTH PARTNERS | History | Added to | 293,601 | 7,204 | 3.41% | 3.44% | 26 | +9,331 | 3.28% | Q3 2026 | Oct 15, 2026 |
| Spectrum Investment Advisors, Inc. | History | No change | 246,241 | 6,338 | 2.59% | 2.59% | 27 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Gallacher Capital Management LLC | History | Reduced | 224,089 | 5,499 | 4.5% | 4.46% | 28 | -85,179 | -27.54% | Q3 2026 | Oct 29, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 159,183 | 4,097 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Riverbend Wealth Management, LLC | History | Reduced | 166,861 | 4,094 | 1.86% | 2.19% | 30 | -2,855 | -1.68% | Q3 2026 | Oct 15, 2026 |
| ALPS ADVISORS INC | History | Added to | 154,652 | 3,795 | 0.02% | 0.02% | 31 | +23,535 | 17.95% | Q3 2026 | Nov 02, 2026 |
| LPL Financial LLC | History | No change | 131,627 | 3,388 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | Added to | 119,649 | 2,936 | 0.31% | 0.09% | 33 | +88,455 | 283.56% | Q3 2026 | Oct 07, 2026 |
| NorthCrest Asset Manangement, LLC | History | Reduced | 116,373 | 2,862 | 0.07% | 0.37% | 34 | -441,245 | -79.13% | Q3 2026 | Oct 09, 2026 |
| Crestwood Advisors Group, LLC | History | Added to | 115,556 | 2,835 | 0.04% | 0.04% | 35 | +8,520 | 7.96% | Q3 2026 | Oct 27, 2026 |
| Blue Line Capital, LLC / IL | History | Added to | 112,011 | 2,748 | 2.13% | 2.3% | 36 | +4,824 | 4.5% | Q3 2026 | Nov 04, 2026 |
| FIRST FOUNDATION ADVISORS | History | No change | 104,582 | 2,691 | 0.1% | 0.1% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 96,686 | 2,488 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 70,205 | 1,722 | 0.03% | 0.03% | 40 | +5,691 | 8.82% | Q3 2026 | Oct 28, 2026 |
| Tidal Investments LLC | History | No change | 66,900 | 1,722 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | New | 67,210 | 1,649 | 0.04% | — | 41 | +67,210 | New | Q3 2026 | Nov 04, 2026 |
| Arsenal Capital Advisors LLC | History | Reduced | 66,717 | 1,637 | 0.88% | 1.05% | 42 | -2,365 | -3.42% | Q3 2026 | Oct 30, 2026 |
| JPMORGAN CHASE & CO | History | No change | 56,672 | 1,464 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Fermata Advisors, LLC | History | Reduced | 45,306 | 1,111 | 0.21% | 0.42% | 44 | -34,890 | -43.51% | Q3 2026 | Oct 09, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 34,679 | 892 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 34,290 | 882 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Legacy Capital Wealth Partners, LLC | History | Added to | 35,528 | 871 | 0.18% | 0.17% | 47 | +1,901 | 5.65% | Q3 2026 | Oct 21, 2026 |
| Integras Partners LLC | History | Added to | 32,376 | 794 | 0.44% | 0.41% | 48 | +3,463 | 11.98% | Q3 2026 | Oct 30, 2026 |
| G&S Capital LLC | History | Added to | 31,704 | 778 | 0.23% | 0.22% | 49 | +2,794 | 9.66% | Q3 2026 | Oct 23, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 25,771 | 632 | 0.01% | 0.01% | 50 | +71 | 0.28% | Q3 2026 | Oct 23, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 25,411 | 623 | 0.0% | 0.0% | 51 | +2,151 | 9.25% | Q3 2026 | Nov 02, 2026 |
| Coastal Bridge Advisors, LLC | History | No change | 24,048 | 618 | 0.04% | 0.04% | 52 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 23,410 | 602 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 22,263 | 573 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 21,198 | 545 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arax Advisory Partners | History | No change | 19,942 | 513 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| MORGAN STANLEY | History | No change | 16,772 | 431 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Quantinno Capital Management LP | History | No change | 16,142 | 415 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Triumph Capital Management | History | Reduced | 16,240 | 398 | 0.07% | 0.1% | 59 | -4,756 | -22.65% | Q3 2026 | Oct 14, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 13,496 | 331 | 0.0% | 0.0% | 60 | +316 | 2.4% | Q3 2026 | Nov 02, 2026 |
| Tribridge Partners Financial LLC | History | No change | 12,791 | 324 | 0.13% | 0.13% | 61 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Andrew Hill Investment Advisors, Inc. | History | New | 12,022 | 295 | 0.23% | — | 62 | +12,022 | New | Q3 2026 | Oct 22, 2026 |
| Summit Financial, LLC | History | No change | 11,396 | 293 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Magnus Financial Group LLC | History | New | 11,270 | 276 | 0.02% | — | 64 | +11,270 | New | Q3 2026 | Oct 21, 2026 |
| Strategic Financial Concepts, LLC | History | No change | 9,259 | 238 | 0.07% | 0.07% | 65 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Signal Advisors Wealth, LLC | History | Reduced | 9,600 | 235 | 0.01% | 0.03% | 66 | -12,844 | -57.23% | Q3 2026 | Oct 13, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 8,821 | 227 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| POSTROCK PARTNERS LLC | History | New | 9,123 | 223 | 0.09% | — | 68 | +9,123 | New | Q3 2026 | Nov 02, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 8,048 | 207 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TWO SIGMA SECURITIES, LLC | History | No change | 7,953 | 204 | 0.02% | 0.02% | 70 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIFTH THIRD BANCORP | History | No change | 7,486 | 192 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| BlackRock, Inc. | History | No change | 4,796 | 123 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Cassaday & Co Wealth Management LLC | History | New | 4,068 | 99 | 0.0% | — | 73 | +4,068 | New | Q3 2026 | Oct 27, 2026 |
| Johnson Financial Group, Inc. | History | No change | 2,087 | 53 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 934 | 24 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SECURITY NATIONAL BANK OF SIOUX CITY IOWA /IA/ | History | No change | 680 | 17 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q2 2026 | Sep 18, 2026 |
| AE Wealth Management LLC | History | No change | 630 | 16 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Family Capital Trust Co | History | No change | 633 | 15 | 0.0% | 0.01% | 78 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Meramec Financial Planners, LLC | History | No change | 624 | 15 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Signature Resources Capital Management, LLC | History | No change | 414 | 10 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Operose Advisors LLC | History | No change | 256 | 6 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Vermillion Wealth Management, Inc. | History | New | 218 | 5 | 0.01% | — | 82 | +218 | New | Q3 2026 | Oct 26, 2026 |
| FWL INVESTMENT MANAGEMENT, LLC | History | No change | 178 | 4 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Golden State Wealth Management, LLC | History | No change | 72 | 1 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Concurrent Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -24,278 | -100.0% | Q3 2026 | Oct 16, 2026 |
| APPLETON PARTNERS INC/MA | History | Closed out | 0 | 0 | — | 0.02% | — | -10,000 | -100.0% | Q3 2026 | Oct 30, 2026 |
| Farther Finance Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,095 | -100.0% | Q3 2026 | Oct 08, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -56 | -100.0% | Q3 2026 | Oct 21, 2026 |
| Allworth Financial LP | History | No change | 36 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Smartleaf Asset Management LLC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |