ALPS ETF Trust - SMTH
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 42,086,273 | 1,073,810 | 2.19% | 1.96% | 1 | -13,379,832 | -24.12% | Q1 2026 | Apr 08, 2026 |
| Annex Advisory Services, LLC | History | Added to | 8,057,413 | 207,518 | 3.89% | 3.47% | 2 | +1,082,502 | 15.52% | Q1 2026 | Apr 16, 2026 |
| SHUFRO ROSE & CO LLC | History | Added to | 5,106,384 | 131,514 | 8.94% | 8.57% | 3 | +248,343 | 5.11% | Q1 2026 | May 15, 2026 |
| Stratos Investment Management, LLC | History | Added to | 3,427,061 | 88,263 | 3.54% | 3.41% | 4 | +167,244 | 5.13% | Q1 2026 | Apr 28, 2026 |
| Hamilton Wealth, LLC | History | Added to | 2,653,258 | 68,334 | 4.85% | 6.63% | 5 | +1,315,762 | 98.38% | Q1 2026 | May 18, 2026 |
| Bank of New York Mellon Corp | History | Added to | 2,208,173 | 56,871 | 0.01% | 0.01% | 6 | +69,182 | 3.23% | Q1 2026 | May 05, 2026 |
| Trilogy Capital Inc. | History | Added to | 1,943,212 | 50,047 | 2.2% | 1.89% | 7 | +321,661 | 19.84% | Q1 2026 | Apr 21, 2026 |
| Lineweaver Wealth Advisors, LLC | History | Added to | 1,465,774 | 37,751 | 5.09% | 4.88% | 8 | +81,871 | 5.92% | Q1 2026 | Apr 08, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Reduced | 1,238,142 | 31,888 | 1.05% | 1.14% | 9 | -104,100 | -7.76% | Q1 2026 | May 14, 2026 |
| Meridian Wealth Management, LLC | History | Added to | 855,270 | 22,027 | 0.77% | 0.76% | 10 | +23,052 | 2.77% | Q1 2026 | May 06, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Reduced | 731,969 | 18,851 | 0.04% | 0.06% | 11 | -527,868 | -41.9% | Q1 2026 | May 01, 2026 |
| ADAPT WEALTH ADVISORS, LLC | History | Added to | 721,532 | 18,583 | 6.73% | 6.39% | 12 | +9,375 | 1.32% | Q1 2026 | May 11, 2026 |
| Traction Financial Partners, LLC | History | Reduced | 677,125 | 17,439 | 10.74% | 12.46% | 13 | -129,564 | -16.06% | Q1 2026 | May 14, 2026 |
| Principle Wealth Partners LLC | History | Reduced | 676,565 | 17,424 | 1.0% | 1.04% | 14 | -34,373 | -4.83% | Q1 2026 | May 07, 2026 |
| NorthCrest Asset Manangement, LLC | History | Added to | 530,146 | 13,698 | 0.43% | 0.28% | 15 | +48,490 | 10.07% | Q1 2026 | Apr 08, 2026 |
| Guardian Financial Partners, LLC | History | Added to | 495,650 | 12,765 | 5.39% | 4.95% | 16 | +45,029 | 9.99% | Q1 2026 | Apr 15, 2026 |
| Vise Technologies, Inc. | History | No change | 464,880 | 12,119 | 0.24% | 0.24% | 17 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| SENTINEL PENSION ADVISORS, LLC | History | Added to | 437,659 | 11,271 | 1.67% | 1.55% | 18 | +50,990 | 13.19% | Q1 2026 | Apr 16, 2026 |
| World Investment Advisors | History | Added to | 436,043 | 11,230 | 0.18% | 0.17% | 19 | +41,222 | 10.44% | Q1 2026 | Apr 27, 2026 |
| Prasad Wealth Partners, LLC | History | Added to | 399,373 | 10,285 | 2.8% | 2.69% | 20 | +12,353 | 3.19% | Q1 2026 | Apr 27, 2026 |
| Old Port Advisors | History | Added to | 385,989 | 9,941 | 2.29% | 2.17% | 21 | +46,601 | 13.73% | Q1 2026 | Apr 06, 2026 |
| Gallacher Capital Management LLC | History | Added to | 379,430 | 9,772 | 3.75% | 3.77% | 22 | +5,031 | 1.34% | Q1 2026 | May 05, 2026 |
| Sovereign Investment Advisors, LLC | History | Added to | 373,742 | 9,625 | 2.04% | 2.28% | 23 | +24,047 | 6.88% | Q1 2026 | May 12, 2026 |
| Ethos Financial Group, LLC | History | Added to | 298,441 | 7,663 | 0.56% | 0.53% | 24 | +25,114 | 9.19% | Q1 2026 | May 05, 2026 |
| Tenzing Financial LLC | History | Added to | 292,878 | 7,595 | 5.7% | 5.22% | 25 | +46,157 | 18.71% | Q1 2026 | Apr 15, 2026 |
| NIXON PEABODY TRUST CO | History | Added to | 289,257 | 7,449 | 0.59% | 0.55% | 26 | +11,940 | 4.31% | Q1 2026 | Apr 27, 2026 |
| SBE LLC DBA CEDAR COVE WEALTH PARTNERS | History | Added to | 218,318 | 5,622 | 2.95% | 2.79% | 27 | +13,817 | 6.76% | Q1 2026 | Apr 21, 2026 |
| Spectrum Investment Advisors, Inc. | History | Added to | 194,520 | 5,009 | 2.49% | 2.36% | 28 | +13,903 | 7.7% | Q1 2026 | Apr 14, 2026 |
| Riverbend Wealth Management, LLC | History | Added to | 194,177 | 5,001 | 2.86% | 2.74% | 29 | +24,584 | 14.5% | Q1 2026 | Apr 22, 2026 |
| ALPS ADVISORS INC | History | No change | 147,517 | 3,799 | 0.02% | 0.02% | 30 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 141,460 | 3,643 | 0.0% | 0.0% | 31 | +3,730 | 2.71% | Q1 2026 | May 14, 2026 |
| LPL Financial LLC | History | Added to | 135,082 | 3,479 | 0.0% | 0.0% | 32 | +39,723 | 41.66% | Q1 2026 | May 06, 2026 |
| BANK OF AMERICA CORP /DE/ | History | New | 116,201 | 2,992 | 0.0% | — | 33 | +116,201 | New | Q1 2026 | May 15, 2026 |
| FIRST FOUNDATION ADVISORS | History | Reduced | 114,592 | 2,951 | 0.12% | 0.12% | 34 | -2,733 | -2.33% | Q1 2026 | May 04, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 94,547 | 2,435 | 0.0% | 0.0% | 35 | -53,595 | -36.18% | Q1 2026 | May 15, 2026 |
| Crestwood Advisors Group, LLC | History | Added to | 91,161 | 2,347 | 0.04% | 0.03% | 36 | +14,086 | 18.28% | Q1 2026 | May 05, 2026 |
| Blue Line Capital, LLC / IL | History | Added to | 87,352 | 2,249 | 2.55% | 0.52% | 37 | +70,518 | 418.9% | Q1 2026 | May 12, 2026 |
| Fermata Advisors, LLC | History | Reduced | 82,372 | 2,121 | 0.48% | 0.52% | 38 | -203 | -0.25% | Q1 2026 | Apr 08, 2026 |
| Arsenal Capital Advisors LLC | History | Added to | 79,161 | 2,038 | 1.48% | 1.43% | 39 | +1,605 | 2.07% | Q1 2026 | May 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 65,017 | 1,674 | 0.0% | 0.0% | 40 | +11,700 | 21.94% | Q1 2026 | May 11, 2026 |
| Tidal Investments LLC | History | Added to | 60,870 | 1,567 | 0.0% | 0.0% | 41 | +19,479 | 47.06% | Q1 2026 | May 15, 2026 |
| Signal Advisors Wealth, LLC | History | New | 56,677 | 1,459 | 0.1% | — | 42 | +56,677 | New | Q1 2026 | Apr 17, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 49,627 | 1,278 | 0.0% | — | 43 | +49,627 | New | Q1 2026 | May 15, 2026 |
| Boyer Financial Services, Inc. | History | Reduced | 39,699 | 1,022 | 1.08% | 1.59% | 44 | -17,907 | -31.09% | Q1 2026 | Apr 10, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 39,733 | 1,020 | 0.0% | 0.0% | 45 | -4,383 | -9.94% | Q1 2026 | May 13, 2026 |
| G&S Capital LLC | History | Reduced | 38,814 | 999 | 0.35% | 0.38% | 46 | -2,018 | -4.94% | Q1 2026 | Apr 07, 2026 |
| Triumph Capital Management | History | Reduced | 35,378 | 911 | 0.19% | 0.21% | 47 | -2,127 | -5.67% | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 34,596 | 891 | 0.0% | — | 48 | +34,596 | New | Q1 2026 | May 04, 2026 |
| Legacy Capital Wealth Partners, LLC | History | No change | 33,627 | 866 | 0.18% | 0.19% | 49 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | Added to | 30,565 | 787 | 0.1% | 0.09% | 50 | +3,730 | 13.9% | Q1 2026 | Apr 08, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 26,720 | 688 | 0.01% | 0.01% | 51 | -77 | -0.29% | Q1 2026 | Apr 22, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 24,545 | 632 | 0.0% | 0.0% | 52 | +2,123 | 9.47% | Q1 2026 | Apr 27, 2026 |
| Coastal Bridge Advisors, LLC | History | Added to | 24,006 | 618 | 0.04% | 0.05% | 53 | +39 | 0.16% | Q1 2026 | May 14, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 23,917 | 615 | 0.0% | 0.0% | 54 | +15,570 | 186.53% | Q1 2026 | May 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 23,163 | 596 | 0.0% | 0.0% | 55 | +6,516 | 39.14% | Q1 2026 | May 15, 2026 |
| Arax Advisory Partners | History | Added to | 19,900 | 512 | 0.01% | 0.01% | 56 | +1,522 | 8.28% | Q1 2026 | May 13, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 18,014 | 463 | 0.0% | 0.0% | 57 | +10,340 | 134.74% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | No change | 17,190 | 442 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 16,191 | 416 | 0.0% | 0.0% | 59 | -398 | -2.4% | Q1 2026 | Apr 30, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 15,187 | 391 | 0.0% | 0.0% | 60 | +3,576 | 30.8% | Q1 2026 | Apr 20, 2026 |
| Tribridge Partners Financial LLC | History | Reduced | 12,791 | 330 | 0.14% | 0.15% | 61 | -670 | -4.98% | Q1 2026 | Apr 15, 2026 |
| Summit Financial, LLC | History | Reduced | 10,714 | 275 | 0.0% | 0.01% | 62 | -6,236 | -36.79% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 10,010 | 257 | 0.0% | 0.0% | 63 | +789 | 8.56% | Q1 2026 | May 12, 2026 |
| Strategic Financial Concepts, LLC | History | New | 9,612 | 247 | 0.06% | — | 64 | +9,612 | New | Q1 2026 | May 12, 2026 |
| PEOPLES BANK /OH | History | New | 9,000 | 231 | 0.14% | — | 65 | +9,000 | New | Q1 2026 | Apr 24, 2026 |
| Quantinno Capital Management LP | History | New | 8,019 | 206 | 0.0% | — | 66 | +8,019 | New | Q1 2026 | May 15, 2026 |
| Madrid Financial Services | History | New | 7,887 | 203 | 0.12% | — | 67 | +7,887 | New | Q1 2026 | May 15, 2026 |
| COMERICA BANK | History | No change | 7,486 | 195 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 7,486 | 192 | 0.0% | — | 69 | +7,486 | New | Q1 2026 | May 01, 2026 |
| MAI Capital Management | History | Reduced | 2,225 | 57 | 0.0% | 0.0% | 70 | -1,025 | -31.54% | Q1 2026 | May 15, 2026 |
| Johnson Financial Group, Inc. | History | New | 2,087 | 53 | 0.0% | — | 71 | +2,087 | New | Q1 2026 | May 07, 2026 |
| Clearstead Advisors, LLC | History | New | 976 | 25 | 0.0% | — | 72 | +976 | New | Q1 2026 | May 06, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 934 | 24 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Family Capital Trust Co | History | Added to | 633 | 16 | 0.01% | 0.0% | 74 | +20 | 3.26% | Q1 2026 | Apr 29, 2026 |
| AE Wealth Management LLC | History | No change | 631 | 16 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | New | 466 | 12 | 0.0% | — | 76 | +466 | New | Q1 2026 | Apr 23, 2026 |
| Signature Resources Capital Management, LLC | History | New | 414 | 10 | 0.0% | — | 77 | +414 | New | Q1 2026 | May 01, 2026 |
| Operose Advisors LLC | History | No change | 256 | 6 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 206 | 5 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2026 | May 20, 2026 |
| FWL INVESTMENT MANAGEMENT, LLC | History | No change | 178 | 4 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | Reduced | 96 | 2 | 0.0% | 0.0% | 81 | -208 | -68.42% | Q1 2026 | May 06, 2026 |
| Curbstone Financial Management Corp | History | Closed out | 0 | 0 | — | 0.11% | — | -21,366 | -100.0% | Q1 2026 | Apr 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -20,120 | -100.0% | Q1 2026 | May 15, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -19,695 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Stratos Wealth Partners, LTD. | History | Closed out | 0 | 0 | — | 0.01% | — | -18,258 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -9,994 | -100.0% | Q1 2026 | May 14, 2026 |
| BlackRock, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,808 | -100.0% | Q1 2026 | May 13, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -3,331 | -100.0% | Q1 2026 | May 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -2,941 | -100.0% | Q1 2026 | May 07, 2026 |
| Fairway Wealth LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -570 | -100.0% | Q1 2026 | Apr 23, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | — | — | -19 | -100.0% | Q1 2026 | May 13, 2026 |
| Smartleaf Asset Management LLC | History | New | 5 | 0 | — | — | — | +5 | New | Q1 2026 | May 15, 2026 |
| Allworth Financial LP | History | No change | 36 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |