SPECIAL OPPORTUNITIES FUND, INC. - SPE
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Focus Partners Wealth | History | New | 2,470,768 | 47,813 | 0.05% | — | 1 | +2,470,768 | New | Q4 2025 | Feb 13, 2026 |
| SEVEN MILE ADVISORY | History | Added to | 489,610 | 11,015 | 1.89% | 1.8% | 2 | +2,342 | 0.48% | Q4 2025 | Feb 13, 2026 |
| CSS LLC/IL | History | Added to | 439,398 | 9,731 | 0.43% | 0.42% | 3 | +19,510 | 4.65% | Q4 2025 | Feb 17, 2026 |
| GatePass Capital, LLC | History | Added to | 264,900 | 5,226 | 2.69% | 2.8% | 4 | +19,550 | 7.97% | Q4 2025 | Feb 09, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 281,696 | 4,166 | 0.61% | 0.65% | 5 | +6,342 | 2.3% | Q4 2025 | Feb 09, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 250,579 | 3,951 | 1.25% | 1.89% | 6 | -104,099 | -29.35% | Q4 2025 | Jan 26, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 112,888 | 1,658 | 0.03% | 0.03% | 7 | +491 | 0.44% | Q4 2025 | Feb 12, 2026 |
| SCOTIA CAPITAL INC. | History | Added to | 108,205 | 1,589 | 0.01% | 0.01% | 8 | +1,189 | 1.11% | Q4 2025 | Feb 12, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Added to | 103,488 | 1,520 | 0.07% | 0.09% | 9 | +363 | 0.35% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Reduced | 74,027 | 1,093 | 0.0% | 0.0% | 10 | -7,559 | -9.27% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Reduced | 31,916 | 739 | 0.0% | 0.0% | 11 | -4,550 | -12.48% | Q4 2025 | Jan 29, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 31,209 | 652 | 0.0% | 0.0% | 12 | -3,159 | -9.19% | Q4 2025 | Feb 13, 2026 |
| FIRST MANHATTAN CO. LLC. | History | Added to | 40,010 | 620 | 0.0% | 0.0% | 13 | +8,500 | 26.98% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Added to | 38,001 | 558 | 0.0% | 0.0% | 14 | +6,175 | 19.4% | Q4 2025 | Feb 17, 2026 |
| GRAHAM CAPITAL WEALTH MANAGEMENT, LLC | History | Reduced | 21,113 | 521 | 0.48% | 0.59% | 15 | -2,261 | -9.67% | Q4 2025 | Jan 21, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 33,121 | 486 | 0.0% | 0.0% | 16 | +4,766 | 16.81% | Q4 2025 | Feb 18, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 24,735 | 363 | 0.0% | 0.0% | 17 | +3,058 | 14.11% | Q4 2025 | Feb 10, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 20,766 | 305 | 0.0% | 0.0% | 18 | -1,500 | -6.74% | Q4 2025 | Feb 02, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 20,203 | 296 | 0.0% | 0.0% | 19 | -511 | -2.47% | Q4 2025 | Feb 17, 2026 |
| NBC SECURITIES, INC. | History | Added to | 19,770 | 290 | 0.02% | 0.02% | 20 | +3,539 | 21.8% | Q4 2025 | Jan 29, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 18,295 | 271 | 0.0% | 0.0% | 22 | -2,100 | -10.3% | Q4 2025 | Feb 17, 2026 |
| Ancora Advisors LLC | History | No change | 18,470 | 271 | 0.01% | 0.01% | 21 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Sowell Financial Services LLC | History | No change | 17,369 | 255 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Beverly Hills Private Wealth, LLC | History | New | 9,697 | 239 | 0.04% | — | 25 | +9,697 | New | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 16,284 | 239 | 0.0% | 0.01% | 24 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 15,885 | 233 | 0.0% | 0.0% | 26 | +370 | 2.38% | Q4 2025 | Feb 12, 2026 |
| TrueMark Investments, LLC | History | Added to | 14,915 | 219 | 0.04% | 0.04% | 27 | +363 | 2.49% | Q4 2025 | Jan 14, 2026 |
| Live Oak Private Wealth LLC | History | No change | 14,853 | 218 | 0.03% | 0.03% | 28 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| PATRON PARTNERS, LLC | History | No change | 13,825 | 203 | 0.09% | 0.1% | 29 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 13,600 | 199 | 0.02% | 0.02% | 30 | -1,100 | -7.48% | Q4 2025 | Mar 03, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 13,367 | 196 | 0.0% | 0.0% | 31 | +5,313 | 65.97% | Q4 2025 | Feb 17, 2026 |
| HighTower Advisors, LLC | History | Added to | 10,598 | 155 | 0.0% | 0.0% | 32 | +31 | 0.29% | Q4 2025 | Feb 06, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 5,308 | 77 | 0.01% | — | 33 | +5,308 | New | Q4 2025 | Feb 09, 2026 |
| MAI Capital Management | History | No change | 5,203 | 76 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Global Retirement Partners, LLC | History | Added to | 3,383 | 49 | 0.0% | 0.0% | 35 | +73 | 2.21% | Q4 2025 | Feb 06, 2026 |
| WINMILL & CO. INC | History | No change | 2,200 | 34 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 2,148 | 32 | 0.0% | — | 37 | +2,148 | New | Q4 2025 | Feb 17, 2026 |
| NewEdge Advisors, LLC | History | No change | 2,162 | 31 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Kestra Advisory Services, LLC | History | New | 1,495 | 21 | 0.0% | — | 39 | +1,495 | New | Q4 2025 | Feb 13, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 937 | 13 | 0.0% | 0.0% | 40 | -6,315 | -87.08% | Q4 2025 | Feb 02, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 890 | 13 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q4 2025 | Mar 16, 2026 |
| Indiana Trust & Investment Management Co | History | New | 810 | 11 | 0.0% | — | 42 | +810 | New | Q4 2025 | Jan 21, 2026 |
| Sound Income Strategies, LLC | History | Added to | 692 | 10 | 0.0% | 0.0% | 44 | +15 | 2.22% | Q4 2025 | Jan 21, 2026 |
| EASTERN BANK | History | No change | 727 | 10 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 200 | 2 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Kovitz Investment Group Partners, LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -2,600,885 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -882 | -100.0% | Q3 2025 | Nov 18, 2025 |
| CVA Family Office, LLC | History | No change | 39 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |