SPECIAL OPPORTUNITIES FUND, INC. - SPE
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Focus Partners Wealth | History | No change | 2,340,405 | 44,054 | 0.05% | 0.05% | 1 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CSS LLC/IL | History | No change | 484,878 | 10,635 | 0.41% | 0.41% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Shaker Financial Services, LLC | History | No change | 664,992 | 8,957 | 2.81% | 2.81% | 3 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 359,766 | 4,877 | 0.61% | 0.61% | 4 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| GatePass Capital, LLC | History | No change | 213,174 | 4,653 | 1.77% | 1.77% | 5 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| SCOTIA CAPITAL INC. | History | No change | 108,784 | 1,465 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Advisors Asset Management, Inc. | History | No change | 106,335 | 1,432 | 0.02% | 0.02% | 7 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MORGAN STANLEY | History | No change | 97,330 | 1,318 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Beverly Hills Private Wealth, LLC | History | No change | 31,926 | 795 | 0.15% | 0.15% | 9 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| FIRST MANHATTAN CO. LLC. | History | No change | 44,280 | 596 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OPPENHEIMER & CO INC | History | No change | 36,489 | 491 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 19,061 | 464 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 34,054 | 458 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 26,664 | 359 | 0.02% | 0.02% | 14 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Avise Financial Cooperative, Inc. | History | No change | 12,214 | 304 | 0.22% | 0.22% | 15 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Permanent Capital Management, LP | History | No change | 22,114 | 297 | 0.04% | 0.04% | 16 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 21,854 | 294 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| UBS Group AG | History | No change | 13,555 | 278 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GUGGENHEIM CAPITAL LLC | History | No change | 20,419 | 275 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cetera Investment Advisers | History | No change | 20,443 | 275 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 19,482 | 265 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sowell Financial Services LLC | History | No change | 17,933 | 241 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 17,348 | 233 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TrueMark Investments, LLC | History | No change | 17,348 | 233 | 0.03% | 0.03% | 24 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| LEAVELL INVESTMENT MANAGEMENT, INC. | History | No change | 16,800 | 226 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Ancora Advisors LLC | History | No change | 16,250 | 218 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 15,435 | 207 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Live Oak Private Wealth LLC | History | No change | 15,333 | 206 | 0.03% | 0.03% | 28 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | No change | 14,490 | 195 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| PATRON PARTNERS, LLC | History | No change | 14,274 | 192 | 0.07% | 0.07% | 30 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| NWF Advisory Services Inc. | History | No change | 13,606 | 183 | 0.02% | 0.02% | 31 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 13,000 | 175 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| XTX Topco Ltd | History | No change | 10,990 | 148 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Detalus Advisors, LLC | History | No change | 10,823 | 145 | 0.03% | 0.03% | 34 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| PMG Family Office LLC | History | No change | 10,137 | 136 | 0.13% | 0.13% | 35 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| ROYAL BANK OF CANADA | History | No change | 5,250 | 71 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Global Retirement Partners, LLC | History | No change | 3,705 | 49 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| SkyView Investment Advisors, LLC | History | No change | 3,241 | 44 | 0.03% | 0.03% | 38 | 0 | 0.0% | Q2 2026 | Sep 14, 2026 |
| WINMILL & CO. INC | History | No change | 2,293 | 33 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NewEdge Advisors, LLC | History | No change | 2,262 | 30 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 1,730 | 23 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 918 | 12 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| EASTERN BANK | History | No change | 750 | 9 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q3 2026 | Oct 05, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 206 | 2 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| FIRST HORIZON CORP | History | No change | 103 | 1 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Indiana Trust & Investment Management Co | History | No change | 26 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| CVA Family Office, LLC | History | No change | 39 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Aspect Partners, LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |