SPECIAL OPPORTUNITIES FUND, INC. - SPE
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Focus Partners Wealth | History | Reduced | 2,454,391 | 46,158 | 0.05% | 0.05% | 1 | -16,377 | -0.66% | Q1 2026 | May 14, 2026 |
| CSS LLC/IL | History | Added to | 463,735 | 10,186 | 0.49% | 0.43% | 2 | +24,337 | 5.54% | Q1 2026 | May 15, 2026 |
| Shaker Financial Services, LLC | History | Added to | 372,043 | 5,119 | 1.78% | 1.25% | 3 | +121,464 | 48.47% | Q1 2026 | May 12, 2026 |
| GatePass Capital, LLC | History | Reduced | 256,179 | 5,111 | 2.38% | 2.69% | 4 | -8,721 | -3.29% | Q1 2026 | May 06, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 297,681 | 4,126 | 0.59% | 0.61% | 5 | +15,985 | 5.67% | Q1 2026 | May 11, 2026 |
| SCOTIA CAPITAL INC. | History | Added to | 110,043 | 1,514 | 0.01% | 0.01% | 6 | +1,838 | 1.7% | Q1 2026 | May 13, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 107,254 | 1,475 | 0.02% | 0.03% | 7 | -5,634 | -4.99% | Q1 2026 | May 15, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 95,283 | 1,311 | 0.01% | 0.0% | 8 | +94,346 | 10068.94% | Q1 2026 | May 04, 2026 |
| MORGAN STANLEY | History | Added to | 91,408 | 1,264 | 0.0% | 0.0% | 9 | +17,381 | 23.48% | Q1 2026 | May 15, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Reduced | 82,069 | 1,129 | 0.06% | 0.07% | 10 | -21,419 | -20.7% | Q1 2026 | May 15, 2026 |
| Beverly Hills Private Wealth, LLC | History | Added to | 31,948 | 793 | 0.13% | 0.04% | 11 | +22,251 | 229.46% | Q1 2026 | May 01, 2026 |
| FIRST MANHATTAN CO. LLC. | History | Added to | 44,280 | 609 | 0.0% | 0.0% | 13 | +4,270 | 10.67% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 29,543 | 609 | 0.0% | 0.0% | 12 | -1,666 | -5.34% | Q1 2026 | May 11, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 32,040 | 440 | 0.0% | 0.0% | 14 | -1,081 | -3.26% | Q1 2026 | May 14, 2026 |
| Ancora Advisors LLC | History | Added to | 22,887 | 314 | 0.01% | 0.01% | 15 | +4,417 | 23.91% | Q1 2026 | May 15, 2026 |
| Avise Financial Cooperative, Inc. | History | New | 12,149 | 301 | 0.25% | — | 16 | +12,149 | New | Q1 2026 | Apr 22, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 21,372 | 294 | 0.0% | 0.0% | 17 | +606 | 2.92% | Q1 2026 | Apr 23, 2026 |
| Independent Advisor Alliance | History | New | 21,188 | 291 | 0.0% | — | 18 | +21,188 | New | Q1 2026 | May 12, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 20,778 | 285 | 0.0% | 0.0% | 19 | +575 | 2.85% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Reduced | 19,872 | 273 | 0.0% | 0.0% | 20 | -18,129 | -47.71% | Q1 2026 | May 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 19,587 | 272 | 0.0% | 0.0% | 21 | +1,292 | 7.06% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 13,063 | 267 | 0.0% | 0.0% | 22 | -18,853 | -59.07% | Q1 2026 | May 05, 2026 |
| Sowell Financial Services LLC | History | Added to | 17,933 | 246 | 0.01% | 0.01% | 23 | +564 | 3.25% | Q1 2026 | Apr 20, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 16,813 | 231 | 0.0% | 0.0% | 24 | +529 | 3.25% | Q1 2026 | May 15, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 16,657 | 229 | 0.02% | 0.02% | 25 | -3,113 | -15.75% | Q1 2026 | Apr 14, 2026 |
| TrueMark Investments, LLC | History | Added to | 16,208 | 223 | 0.04% | 0.04% | 27 | +1,293 | 8.67% | Q1 2026 | Apr 20, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 16,210 | 223 | 0.0% | 0.0% | 26 | +325 | 2.05% | Q1 2026 | Apr 27, 2026 |
| Live Oak Private Wealth LLC | History | Added to | 15,333 | 210 | 0.03% | 0.03% | 28 | +480 | 3.23% | Q1 2026 | Apr 20, 2026 |
| PATRON PARTNERS, LLC | History | Added to | 14,274 | 196 | 0.09% | 0.09% | 29 | +449 | 3.25% | Q1 2026 | Apr 29, 2026 |
| NWF Advisory Services Inc. | History | Added to | 14,234 | 195 | 0.02% | 0.02% | 30 | +634 | 4.66% | Q1 2026 | May 04, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 11,821 | 162 | 0.0% | 0.0% | 31 | -1,546 | -11.57% | Q1 2026 | May 15, 2026 |
| Detalus Advisors, LLC | History | New | 10,443 | 143 | 0.03% | — | 32 | +10,443 | New | Q1 2026 | Apr 22, 2026 |
| Keating Financial Advisory Services, Inc. | History | Added to | 5,615 | 77 | 0.01% | 0.01% | 33 | +307 | 5.78% | Q1 2026 | May 15, 2026 |
| MAI Capital Management | History | Added to | 5,372 | 73 | 0.0% | 0.0% | 34 | +169 | 3.25% | Q1 2026 | May 15, 2026 |
| Global Retirement Partners, LLC | History | No change | 3,383 | 49 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| WINMILL & CO. INC | History | Added to | 2,293 | 33 | 0.01% | 0.01% | 36 | +93 | 4.23% | Q1 2026 | May 14, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 2,250 | 31 | 0.0% | 0.0% | 37 | +102 | 4.75% | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | No change | 2,162 | 31 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Advisory Services Network, LLC | History | New | 910 | 12 | 0.0% | — | 40 | +910 | New | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 918 | 12 | 0.0% | 0.0% | 39 | +28 | 3.15% | Q1 2026 | May 14, 2026 |
| Sound Income Strategies, LLC | History | Added to | 740 | 10 | 0.0% | 0.0% | 42 | +48 | 6.94% | Q1 2026 | Apr 27, 2026 |
| EASTERN BANK | History | Added to | 750 | 10 | 0.0% | 0.0% | 41 | +23 | 3.16% | Q1 2026 | Apr 07, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Added to | 206 | 2 | 0.0% | 0.0% | 43 | +6 | 3.0% | Q1 2026 | Apr 06, 2026 |
| SEVEN MILE ADVISORY | History | Closed out | 0 | 0 | — | 1.89% | — | -489,610 | -100.0% | Q1 2026 | Apr 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,735 | -100.0% | Q1 2026 | May 04, 2026 |
| GRAHAM CAPITAL WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.48% | — | -21,113 | -100.0% | Q1 2026 | May 12, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,598 | -100.0% | Q1 2026 | May 05, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,495 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Indiana Trust & Investment Management Co | History | Reduced | 26 | 0 | — | 0.0% | — | -784 | -96.79% | Q1 2026 | Apr 28, 2026 |
| DANSKE BANK A/S | History | New | 4 | 0 | — | — | — | +4 | New | Q1 2026 | May 12, 2026 |
| CVA Family Office, LLC | History | No change | 39 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |