Listed Funds Trust - SPRX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Apollon Wealth Management, LLC | History | Added to | 243,865 | 8,680 | 0.14% | 0.16% | 1 | +6,773 | 2.86% | Q1 2026 | Apr 22, 2026 |
| GoalVest Advisory LLC | History | New | 151,953 | 5,409 | 1.06% | — | 2 | +151,953 | New | Q1 2026 | Apr 13, 2026 |
| Wealth Watch Advisors, INC | History | Added to | 75,990 | 2,705 | 1.13% | 1.05% | 3 | +2,414 | 3.28% | Q1 2026 | May 15, 2026 |
| HBW ADVISORY SERVICES LLC | History | New | 72,515 | 2,581 | 0.27% | — | 4 | +72,515 | New | Q1 2026 | May 04, 2026 |
| Pinion Investment Advisors, LLC | History | New | 66,660 | 2,372 | 0.55% | — | 5 | +66,660 | New | Q1 2026 | Apr 24, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 64,917 | 2,310 | 0.01% | 0.01% | 6 | +1,773 | 2.81% | Q1 2026 | May 05, 2026 |
| GENTRY PRIVATE WEALTH, LLC | History | New | 58,302 | 2,075 | 1.25% | — | 7 | +58,302 | New | Q1 2026 | May 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 52,465 | 1,867 | 0.0% | 0.0% | 8 | +23,130 | 78.85% | Q1 2026 | May 15, 2026 |
| TD Waterhouse Canada Inc. | History | Added to | 42,459 | 1,543 | 0.0% | 0.01% | 9 | +15,330 | 56.51% | Q1 2026 | May 12, 2026 |
| National Wealth Management Group, LLC | History | Added to | 25,578 | 910 | 0.34% | 0.27% | 10 | +5,027 | 24.46% | Q1 2026 | May 11, 2026 |
| HRT FINANCIAL LP | History | Reduced | 18,784 | 668 | 0.0% | 0.01% | 11 | -27,782 | -59.66% | Q1 2026 | May 14, 2026 |
| Advyzon Investment Management, LLC | History | Added to | 16,943 | 603 | 0.05% | 0.07% | 12 | +1,055 | 6.64% | Q1 2026 | May 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 15,599 | 555 | 0.0% | 0.0% | 13 | -22,621 | -59.19% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 15,428 | 549 | 0.0% | 0.0% | 14 | -11,895 | -43.53% | Q1 2026 | May 04, 2026 |
| FIFTH THIRD SECURITIES, INC. | History | Reduced | 15,081 | 536 | 0.03% | 0.06% | 15 | -9,560 | -38.8% | Q1 2026 | Apr 15, 2026 |
| GRIFFIN ASSET MANAGEMENT, INC. | History | Reduced | 15,029 | 534 | 0.06% | 0.09% | 16 | -6,893 | -31.44% | Q1 2026 | Apr 30, 2026 |
| PFG Investments, LLC | History | Added to | 14,575 | 518 | 0.02% | 0.02% | 17 | +3,615 | 32.98% | Q1 2026 | Apr 27, 2026 |
| Claris Financial LLC | History | Reduced | 13,392 | 476 | 0.26% | 0.27% | 18 | -10 | -0.07% | Q1 2026 | May 18, 2026 |
| Merit Financial Group, LLC | History | Added to | 11,731 | 417 | 0.0% | 0.0% | 19 | +2,865 | 32.31% | Q1 2026 | Apr 15, 2026 |
| FSA Advisors, Inc. | History | Added to | 11,667 | 415 | 0.27% | 0.29% | 20 | +815 | 7.51% | Q1 2026 | May 06, 2026 |
| Acorn Wealth Advisors, LLC | History | Reduced | 8,336 | 296 | 0.09% | 0.13% | 21 | -2,641 | -24.06% | Q1 2026 | Apr 30, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 7,900 | 281 | 0.0% | 0.0% | 22 | -18,300 | -69.85% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 7,063 | 251 | 0.0% | 0.0% | 23 | +6,661 | 1656.97% | Q1 2026 | May 05, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | New | 7,051 | 250 | 0.0% | — | 24 | +7,051 | New | Q1 2026 | Apr 20, 2026 |
| Kingsview Wealth Management, LLC | History | New | 6,856 | 244 | 0.0% | — | 25 | +6,856 | New | Q1 2026 | May 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 6,222 | 221 | 0.0% | — | 26 | +6,222 | New | Q1 2026 | Apr 30, 2026 |
| Procyon Advisors, LLC | History | Reduced | 6,110 | 217 | 0.01% | 0.08% | 27 | -36,379 | -85.62% | Q1 2026 | May 04, 2026 |
| MONETA GROUP INVESTMENT ADVISORS LLC | History | Reduced | 6,049 | 215 | 0.0% | 0.0% | 28 | -89 | -1.45% | Q1 2026 | May 12, 2026 |
| Simplicity Wealth,LLC | History | Reduced | 5,767 | 205 | 0.01% | 0.03% | 29 | -7,749 | -57.33% | Q1 2026 | Apr 30, 2026 |
| ROYAL BANK OF CANADA | History | New | 5,751 | 205 | 0.0% | — | 30 | +5,751 | New | Q1 2026 | May 15, 2026 |
| Cache Advisors, LLC | History | New | 2,000 | 71 | 0.01% | — | 31 | +2,000 | New | Q1 2026 | Apr 17, 2026 |
| Parallel Advisors, LLC | History | Reduced | 1,604 | 57 | 0.0% | 0.0% | 32 | -80 | -4.75% | Q1 2026 | Jun 02, 2026 |
| US BANCORP \DE\ | History | Added to | 1,224 | 43 | 0.0% | 0.0% | 33 | +200 | 19.53% | Q1 2026 | May 14, 2026 |
| Smartleaf Asset Management LLC | History | New | 1,251 | 41 | 0.0% | — | 34 | +1,251 | New | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 1,094 | 38 | 0.0% | 0.0% | 35 | +200 | 22.37% | Q1 2026 | May 15, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 878 | 31 | 0.0% | 0.0% | 37 | -924 | -51.28% | Q1 2026 | May 15, 2026 |
| JFS WEALTH ADVISORS, LLC | History | No change | 872 | 31 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Global Retirement Partners, LLC | History | No change | 770 | 29 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 318 | 11 | 0.0% | 0.0% | 39 | -296 | -48.21% | Q1 2026 | May 04, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | No change | 250 | 8 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| AE Wealth Management LLC | History | Reduced | 203 | 7 | 0.0% | 0.0% | 41 | -2,507 | -92.51% | Q1 2026 | May 13, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | No change | 171 | 6 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Strategic Investment Solutions, Inc. /IL | History | No change | 150 | 5 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -19,559 | -100.0% | Q1 2026 | May 15, 2026 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,523 | -100.0% | Q1 2026 | May 14, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,961 | -100.0% | Q1 2026 | May 05, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.01% | — | -5,971 | -100.0% | Q1 2026 | May 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q1 2026 | May 07, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,120 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Noble Wealth Management PBC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,000 | -100.0% | Q1 2026 | Apr 02, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -890 | -100.0% | Q1 2026 | May 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -350 | -100.0% | Q1 2026 | May 11, 2026 |
| CoreCap Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -6 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Root Financial Partners, LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Copia Wealth Management | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 04, 2026 |