Listed Funds Trust - SPRX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GoalVest Advisory LLC | History | Added to | 558,991 | 23,038 | 3.98% | 2.67% | 1 | +310,345 | 124.81% | Q3 2026 | Oct 02, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 261,692 | 12,614 | 0.14% | 0.18% | 2 | -893 | -0.34% | Q3 2026 | Oct 23, 2026 |
| Pinion Investment Advisors, LLC | History | Added to | 199,403 | 9,612 | 1.7% | 1.19% | 3 | +91,530 | 84.85% | Q3 2026 | Nov 04, 2026 |
| GENTRY PRIVATE WEALTH, LLC | History | No change | 93,975 | 5,448 | 2.8% | 2.8% | 4 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| HBW ADVISORY SERVICES LLC | History | Added to | 95,705 | 4,613 | 0.46% | 0.39% | 5 | +22,155 | 30.12% | Q3 2026 | Oct 14, 2026 |
| Wealth Watch Advisors, INC | History | No change | 78,273 | 4,538 | 1.47% | 1.47% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 67,990 | 3,942 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| National Wealth Management Group, LLC | History | Added to | 64,453 | 3,106 | 0.89% | 0.96% | 8 | +11,060 | 20.71% | Q3 2026 | Oct 26, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 59,031 | 2,845 | 0.02% | 0.02% | 9 | +1,295 | 2.24% | Q3 2026 | Oct 27, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 46,500 | 2,696 | 0.03% | 0.03% | 10 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| TD Waterhouse Canada Inc. | History | Added to | 51,997 | 2,581 | 0.01% | 0.01% | 11 | +1,361 | 2.69% | Q3 2026 | Oct 16, 2026 |
| PFG Investments, LLC | History | No change | 17,215 | 998 | 0.04% | 0.04% | 12 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| ROYAL BANK OF CANADA | History | No change | 16,578 | 961 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Advyzon Investment Management, LLC | History | No change | 16,038 | 929 | 0.07% | 0.07% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 15,259 | 884 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GRIFFIN ASSET MANAGEMENT, INC. | History | No change | 15,029 | 724 | 0.08% | 0.09% | 16 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| FSA Advisors, Inc. | History | No change | 12,224 | 708 | 0.32% | 0.32% | 17 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| HRT FINANCIAL LP | History | No change | 12,096 | 701 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Merit Financial Group, LLC | History | No change | 11,890 | 689 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| CITADEL ADVISORS LLC | History | No change | 9,500 | 550 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 8,615 | 499 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | New | 7,846 | 377 | 0.04% | — | 22 | +7,846 | New | Q3 2026 | Oct 30, 2026 |
| Prospera Financial Services Inc | History | Added to | 9,747 | 358 | 0.0% | 0.01% | 23 | +1,443 | 17.38% | Q3 2026 | Nov 04, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 7,244 | 349 | 0.0% | 0.0% | 24 | +1,397 | 23.89% | Q3 2026 | Oct 30, 2026 |
| Sigma Planning Corp | History | New | 5,294 | 255 | 0.01% | — | 25 | +5,294 | New | Q3 2026 | Oct 23, 2026 |
| Acorn Wealth Advisors, LLC | History | Reduced | 5,159 | 248 | 0.06% | 0.08% | 26 | -261 | -4.82% | Q3 2026 | Oct 19, 2026 |
| CHOREO, LLC | History | New | 4,800 | 231 | 0.0% | — | 27 | +4,800 | New | Q3 2026 | Oct 28, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 3,874 | 224 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| MONETA GROUP INVESTMENT ADVISORS LLC | History | No change | 3,634 | 210 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Per Stirling Capital Management, LLC. | History | No change | 3,484 | 202 | 0.02% | 0.02% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Qube Research & Technologies Ltd | History | No change | 2,595 | 150 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| US BANCORP \DE\ | History | No change | 1,226 | 71 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Smartleaf Asset Management LLC | History | No change | 1,251 | 70 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 1,123 | 65 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Arax Advisory Partners | History | No change | 890 | 51 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| JFS WEALTH ADVISORS, LLC | History | No change | 872 | 42 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| UBS Group AG | History | No change | 527 | 30 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 580 | 27 | 0.0% | 0.0% | 38 | +256 | 79.01% | Q3 2026 | Nov 04, 2026 |
| BFC Planning, Inc. | History | No change | 368 | 21 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Geneos Wealth Management Inc. | History | No change | 318 | 18 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| MORGAN STANLEY | History | No change | 40 | 2 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SIMPLEX TRADING, LLC | History | New | 22 | 1 | 0.0% | — | 42 | +22 | New | Q3 2026 | Nov 04, 2026 |
| Procyon Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,136 | -100.0% | Q3 2026 | Oct 21, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,919 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Worth Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -4,005 | -100.0% | Q3 2026 | Oct 07, 2026 |
| Seelaus Asset Management LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -3,750 | -100.0% | Q3 2026 | Oct 14, 2026 |
| Abound Wealth Management | History | Closed out | 0 | 0 | — | 0.0% | — | -96 | -100.0% | Q3 2026 | Oct 26, 2026 |
| Root Financial Partners, LLC | History | New | 17 | 0 | — | — | — | +17 | New | Q3 2026 | Oct 21, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Copia Wealth Management | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |