Total Return Securities Fund - SWZ
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | History | No change | 2,127,310 | 13,231 | 0.02% | 0.02% | 1 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| CSS LLC/IL | History | Added to | 1,659,007 | 10,319 | 0.46% | 0.15% | 2 | +1,114,324 | 204.58% | Q4 2025 | Feb 17, 2026 |
| North Ground Capital | History | Added to | 661,145 | 4,112 | 2.04% | 0.72% | 3 | +467,622 | 241.64% | Q4 2025 | Feb 12, 2026 |
| Matisse Capital | History | Added to | 610,000 | 3,794 | 1.69% | 1.66% | 4 | +3,000 | 0.49% | Q4 2025 | Jan 29, 2026 |
| Saba Capital Management, L.P. | History | Added to | 605,224 | 3,764 | 0.11% | 0.05% | 5 | +302,612 | 100.0% | Q4 2025 | Feb 17, 2026 |
| ICON ADVISERS INC/CO | History | New | 545,899 | 3,395 | 0.73% | — | 6 | +545,899 | New | Q4 2025 | Feb 13, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Added to | 437,018 | 2,718 | 0.13% | 0.13% | 7 | +58,381 | 15.42% | Q4 2025 | Feb 17, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | New | 217,896 | 1,355 | 0.08% | — | 8 | +217,896 | New | Q4 2025 | Feb 17, 2026 |
| Yakira Capital Management, Inc. | History | No change | 192,016 | 1,194 | 0.4% | 0.41% | 9 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Bulldog Investors, LLP | History | Added to | 161,903 | 1,007 | 0.22% | 0.15% | 10 | +55,001 | 51.45% | Q4 2025 | Feb 13, 2026 |
| GARDNER RUSSO & QUINN LLC | History | Reduced | 146,284 | 909 | 0.01% | 0.03% | 11 | -287,953 | -66.31% | Q4 2025 | Feb 12, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 136,198 | 847 | 0.27% | 0.62% | 12 | -162,664 | -54.43% | Q4 2025 | Jan 26, 2026 |
| Uncommon Cents Investing LLC | History | No change | 123,955 | 771 | 0.19% | 0.19% | 13 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 101,837 | 633 | 0.78% | 0.0% | 14 | +101,537 | 33845.67% | Q4 2025 | Feb 25, 2026 |
| Noble Wealth Management PBC | History | Added to | 101,924 | 633 | 0.32% | 0.18% | 15 | +47,712 | 88.01% | Q4 2025 | Jan 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 82,461 | 512 | 0.0% | 0.0% | 16 | -40,333 | -32.85% | Q4 2025 | Feb 12, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Reduced | 64,513 | 401 | 0.06% | 0.18% | 17 | -128,190 | -66.52% | Q4 2025 | Feb 09, 2026 |
| PRIVATE MANAGEMENT GROUP INC | History | No change | 10,545 | 302 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| MORGAN STANLEY | History | Reduced | 42,272 | 262 | 0.0% | 0.0% | 19 | -10,879 | -20.47% | Q4 2025 | Feb 13, 2026 |
| NIXON PEABODY TRUST CO | History | New | 42,024 | 261 | 0.02% | — | 20 | +42,024 | New | Q4 2025 | Feb 06, 2026 |
| Almitas Capital LLC | History | New | 36,781 | 228 | 0.05% | — | 21 | +36,781 | New | Q4 2025 | Feb 17, 2026 |
| GAMCO INVESTORS, INC. ET AL | History | Added to | 32,096 | 199 | 0.0% | 0.0% | 22 | +16,048 | 100.0% | Q4 2025 | Feb 05, 2026 |
| Logan Stone Capital, LLC | History | New | 27,811 | 172 | 0.04% | — | 23 | +27,811 | New | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Added to | 21,074 | 131 | 0.0% | 0.0% | 24 | +6,912 | 48.81% | Q4 2025 | Jan 29, 2026 |
| Kestra Advisory Services, LLC | History | No change | 18,819 | 117 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| TrueMark Investments, LLC | History | New | 15,276 | 95 | 0.02% | — | 26 | +15,276 | New | Q4 2025 | Jan 14, 2026 |
| Capital Investment Counsel, Inc | History | New | 14,961 | 93 | 0.01% | — | 27 | +14,961 | New | Q4 2025 | Jan 23, 2026 |
| MCCARTER PRIVATE WEALTH SERVICES LLC | History | Reduced | 14,458 | 89 | 0.04% | 0.04% | 28 | -1 | -0.01% | Q4 2025 | Feb 10, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 13,940 | 86 | 0.0% | 0.0% | 29 | +90 | 0.65% | Q4 2025 | Feb 18, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 12,437 | 77 | 0.0% | 0.0% | 30 | +7,531 | 153.51% | Q4 2025 | Feb 17, 2026 |
| Integris Wealth Management, LLC | History | No change | 12,001 | 74 | 0.02% | 0.02% | 31 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 10,565 | 65 | 0.0% | 0.0% | 32 | +730 | 7.42% | Q4 2025 | Feb 13, 2026 |
| Marex Group plc | History | New | 10,000 | 62 | 0.0% | — | 33 | +10,000 | New | Q4 2025 | Feb 12, 2026 |
| SageView Advisory Group, LLC | History | New | 4,700 | 29 | 0.0% | — | 34 | +4,700 | New | Q4 2025 | Feb 17, 2026 |
| WINMILL & CO. INC | History | Added to | 3,370 | 21 | 0.01% | 0.0% | 35 | +100 | 3.06% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 2,790 | 17 | 0.0% | 0.0% | 36 | -2,592 | -48.16% | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | No change | 2,581 | 16 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Ancora Advisors LLC | History | No change | 1,068 | 6 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| North Star Investment Management Corp. | History | No change | 951 | 5 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| ROYAL BANK OF CANADA | History | New | 249 | 2 | 0.0% | — | 40 | +249 | New | Q4 2025 | Feb 17, 2026 |
| Karpus Management, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -206,753 | -100.0% | Q3 2025 | Nov 14, 2025 |
| UHLMANN PRICE SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.41% | — | -111,654 | -100.0% | Q3 2025 | Nov 07, 2025 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -87,500 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Alpine Global Management, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -87,500 | -100.0% | Q3 2025 | Nov 21, 2025 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.1% | — | -75,080 | -100.0% | Q3 2025 | Nov 14, 2025 |
| DELTA CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -33,363 | -100.0% | Q3 2025 | Oct 14, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -19,315 | -100.0% | Q3 2025 | Nov 14, 2025 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,954 | -100.0% | Q3 2025 | Nov 13, 2025 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 24 | 0 | — | 0.0% | — | -3,694 | -99.35% | Q4 2025 | Feb 06, 2026 |
| Federation des caisses Desjardins du Quebec | History | Closed out | 0 | 0 | — | 0.0% | — | -1,829 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -835 | -100.0% | Q3 2025 | Oct 15, 2025 |