BlackRock TCP Capital Corp. - TCPC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Next Capital Management LLC | History | Added to | 3,049,547 | 11,008 | 3.33% | 4.7% | 1 | +366,008 | 13.64% | Q1 2026 | May 07, 2026 |
| Invesco Ltd. | History | No change | 2,375,549 | 8,575 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| UBS Group AG | History | Added to | 2,208,727 | 7,973 | 0.0% | 0.0% | 3 | +637,276 | 40.55% | Q1 2026 | May 05, 2026 |
| VAN ECK ASSOCIATES CORP | History | Reduced | 1,653,869 | 5,970 | 0.0% | 0.01% | 4 | -457,990 | -21.69% | Q1 2026 | May 15, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 959,602 | 5,249 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | Added to | 1,296,553 | 4,680 | 0.37% | 0.5% | 6 | +121,455 | 10.34% | Q1 2026 | May 13, 2026 |
| North Ground Capital | History | Added to | 850,000 | 3,068 | 3.7% | 2.14% | 7 | +62,054 | 7.88% | Q1 2026 | May 11, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | New | 838,423 | 3,026 | 0.0% | — | 8 | +838,423 | New | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Reduced | 759,722 | 2,742 | 0.0% | 0.0% | 9 | -24,986 | -3.18% | Q1 2026 | May 15, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 690,950 | 2,494 | 0.0% | 0.01% | 10 | -437,274 | -38.76% | Q1 2026 | May 15, 2026 |
| Legal & General Group Plc | History | Added to | 665,664 | 2,413 | 0.0% | 0.0% | 11 | +59,348 | 9.79% | Q1 2026 | May 08, 2026 |
| BARINGS LLC | History | Added to | 564,991 | 2,039 | 0.03% | 0.05% | 12 | +24,376 | 4.51% | Q1 2026 | May 06, 2026 |
| ARES MANAGEMENT LLC | History | New | 544,969 | 1,967 | 0.13% | — | 13 | +544,969 | New | Q1 2026 | May 15, 2026 |
| BlackRock, Inc. | History | Reduced | 453,399 | 1,636 | 0.0% | 0.0% | 14 | -152,261 | -25.14% | Q1 2026 | May 13, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | No change | 452,874 | 1,635 | 0.02% | 0.02% | 15 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| LSV ASSET MANAGEMENT | History | No change | 410,100 | 1,480 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Callodine Capital Management, LP | History | New | 377,726 | 1,363 | 0.1% | — | 17 | +377,726 | New | Q1 2026 | May 15, 2026 |
| FRANKLIN RESOURCES INC | History | New | 357,886 | 1,291 | 0.0% | — | 18 | +357,886 | New | Q1 2026 | May 13, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | No change | 279,505 | 1,009 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Muzinich & Co., Inc. | History | No change | 279,505 | 1,009 | 0.35% | 0.48% | 20 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| GatePass Capital, LLC | History | New | 277,220 | 1,000 | 0.47% | — | 21 | +277,220 | New | Q1 2026 | May 06, 2026 |
| Virtus Investment Advisers, LLC | History | Added to | 247,315 | 892 | 0.25% | 0.32% | 22 | +34,981 | 16.47% | Q1 2026 | May 14, 2026 |
| LOOMIS SAYLES & CO L P | History | No change | 245,000 | 884 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Squarepoint Ops LLC | History | Added to | 144,580 | 521 | 0.0% | 0.0% | 24 | +63,432 | 78.17% | Q1 2026 | May 15, 2026 |
| Ethos Financial Group, LLC | History | No change | 90,521 | 495 | 0.04% | 0.04% | 25 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 120,792 | 436 | 0.0% | 0.0% | 26 | +28,903 | 31.45% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 113,972 | 411 | 0.0% | 0.0% | 27 | -61,618 | -35.09% | Q1 2026 | May 06, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 101,969 | 368 | 0.02% | 0.03% | 28 | +9,364 | 10.11% | Q1 2026 | May 15, 2026 |
| CANADA LIFE ASSURANCE Co | History | Reduced | 92,515 | 337 | 0.0% | 0.0% | 29 | -13,355 | -12.61% | Q1 2026 | May 14, 2026 |
| United Advisor Group, LLC | History | Reduced | 89,527 | 323 | 0.04% | 0.06% | 30 | -5,391 | -5.68% | Q1 2026 | Apr 17, 2026 |
| Engineers Gate Manager LP | History | New | 85,367 | 308 | 0.0% | — | 31 | +85,367 | New | Q1 2026 | May 15, 2026 |
| Curi Capital, LLC | History | No change | 85,000 | 306 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Almitas Capital LLC | History | No change | 85,000 | 306 | 0.07% | 0.1% | 33 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| ROMANO BROTHERS AND COMPANY | History | Added to | 80,645 | 291 | 0.03% | 0.04% | 34 | +15,000 | 22.85% | Q1 2026 | Apr 21, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 76,429 | 276 | 0.0% | 0.0% | 35 | +15,993 | 26.46% | Q1 2026 | Apr 22, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 66,796 | 241 | 0.0% | 0.0% | 36 | -1,678 | -2.45% | Q1 2026 | Apr 27, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 66,631 | 240 | 0.0% | 0.0% | 37 | -203 | -0.3% | Q1 2026 | May 15, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 65,877 | 237 | 0.0% | 0.01% | 39 | -122,395 | -65.01% | Q1 2026 | May 05, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 65,855 | 237 | 0.0% | 0.0% | 38 | +4,626 | 7.56% | Q1 2026 | May 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 61,858 | 223 | 0.0% | 0.0% | 40 | -5,384 | -8.01% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 61,654 | 222 | 0.0% | 0.0% | 41 | -21,425 | -25.79% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 58,505 | 211 | 0.0% | 0.0% | 42 | +1,634 | 2.87% | Q1 2026 | May 15, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 54,528 | 196 | 0.2% | 0.41% | 43 | -73,989 | -57.57% | Q1 2026 | May 11, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 53,947 | 194 | 0.0% | 0.01% | 44 | -4,752 | -8.1% | Q1 2026 | May 18, 2026 |
| Jump Financial, LLC | History | Added to | 53,100 | 191 | 0.0% | 0.0% | 45 | +24,631 | 86.52% | Q1 2026 | May 14, 2026 |
| Universal- Beteiligungs- und Servicegesellschaft mbH | History | No change | 51,900 | 187 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | No change | 47,658 | 172 | 0.0% | 0.01% | 47 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 47,307 | 170 | 0.02% | — | 48 | +47,307 | New | Q1 2026 | May 15, 2026 |
| Aquatic Capital Management LLC | History | Reduced | 43,365 | 156 | 0.0% | 0.01% | 49 | -14,640 | -25.24% | Q1 2026 | May 15, 2026 |
| Quantbot Technologies LP | History | Reduced | 41,887 | 151 | 0.01% | 0.01% | 50 | -35,986 | -46.21% | Q1 2026 | May 13, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 40,096 | 144 | 0.0% | 0.0% | 51 | +25,350 | 171.91% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 39,810 | 143 | 0.0% | 0.0% | 52 | -9,583 | -19.4% | Q1 2026 | May 04, 2026 |
| Curated Wealth Partners LLC | History | No change | 38,587 | 139 | 0.02% | 0.02% | 53 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Brevan Howard Capital Management LP | History | New | 36,194 | 130 | 0.0% | — | 54 | +36,194 | New | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 30,100 | 108 | 0.0% | 0.0% | 55 | +18,300 | 155.08% | Q1 2026 | May 15, 2026 |
| Compound Planning, Inc. | History | Added to | 28,267 | 102 | 0.0% | 0.0% | 56 | +275 | 0.98% | Q1 2026 | May 14, 2026 |
| Lido Advisors, LLC | History | Reduced | 27,840 | 100 | 0.0% | 0.0% | 57 | -175 | -0.62% | Q1 2026 | May 13, 2026 |
| Cetera Investment Advisers | History | Reduced | 27,445 | 99 | 0.0% | 0.0% | 58 | -22,485 | -45.03% | Q1 2026 | May 13, 2026 |
| US BANCORP \DE\ | History | No change | 25,441 | 91 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Mallini Complete Financial Planning LLC | History | Added to | 24,647 | 88 | 0.07% | 0.11% | 60 | +644 | 2.68% | Q1 2026 | Apr 13, 2026 |
| M&T BANK CORP | History | No change | 24,122 | 87 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| AIGEN INVESTMENT MANAGEMENT, LP | History | Added to | 22,577 | 81 | 0.02% | 0.01% | 62 | +11,960 | 112.65% | Q1 2026 | May 15, 2026 |
| Permanens Capital L.P. | History | No change | 21,406 | 77 | 0.01% | 0.02% | 63 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| IMC-Chicago, LLC | History | New | 21,079 | 76 | 0.0% | — | 65 | +21,079 | New | Q1 2026 | May 05, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 20,513 | 76 | 0.0% | 0.0% | 64 | +137 | 0.67% | Q1 2026 | May 15, 2026 |
| XTX Topco Ltd | History | Reduced | 20,446 | 73 | 0.0% | 0.01% | 66 | -57,204 | -73.67% | Q1 2026 | May 15, 2026 |
| Caitong International Asset Management Co., Ltd | History | Added to | 20,320 | 73 | 0.01% | — | 67 | +20,240 | 25300.0% | Q1 2026 | May 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 19,995 | 72 | 0.0% | 0.0% | 68 | -3,784 | -15.91% | Q1 2026 | Apr 30, 2026 |
| EIGHT 31 FINANCIAL, LLC | History | Added to | 19,807 | 71 | 0.04% | 0.06% | 69 | +919 | 4.87% | Q1 2026 | May 15, 2026 |
| Sowell Financial Services LLC | History | Reduced | 16,929 | 61 | 0.0% | 0.0% | 70 | -2,218 | -11.58% | Q1 2026 | Apr 20, 2026 |
| OPPENHEIMER & CO INC | History | New | 16,300 | 58 | 0.0% | — | 71 | +16,300 | New | Q1 2026 | Apr 23, 2026 |
| Ignite Planners, LLC | History | Reduced | 14,993 | 54 | 0.01% | 0.01% | 72 | -33 | -0.22% | Q1 2026 | Apr 17, 2026 |
| Creative Planning | History | Added to | 14,715 | 53 | 0.0% | 0.0% | 73 | +3,461 | 30.75% | Q1 2026 | May 12, 2026 |
| Prospera Financial Services Inc | History | Reduced | 14,479 | 52 | 0.0% | 0.0% | 74 | -307 | -2.08% | Q1 2026 | Apr 14, 2026 |
| Wilmington Savings Fund Society, FSB | History | Added to | 14,000 | 50 | 0.0% | 0.0% | 75 | +12,000 | 600.0% | Q1 2026 | Apr 30, 2026 |
| EQUITABLE TRUST CO | History | No change | 13,756 | 49 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| MISSION WEALTH MANAGEMENT, LP | History | Reduced | 13,000 | 46 | 0.0% | 0.0% | 78 | -1,400 | -9.72% | Q1 2026 | May 15, 2026 |
| Cerity Partners LLC | History | No change | 12,846 | 46 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| WealthTrust Axiom LLC | History | Reduced | 12,500 | 45 | 0.01% | 0.02% | 79 | -2,475 | -16.53% | Q1 2026 | May 11, 2026 |
| Accel Wealth Management | History | No change | 12,000 | 43 | 0.01% | 0.02% | 80 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| HighTower Advisors, LLC | History | New | 11,646 | 42 | 0.0% | — | 82 | +11,646 | New | Q1 2026 | May 05, 2026 |
| nVerses Capital, LLC | History | New | 11,638 | 42 | 0.04% | — | 83 | +11,638 | New | Q1 2026 | May 13, 2026 |
| Bogart Wealth, LLC | History | No change | 11,812 | 42 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Significant Wealth Partners LLC | History | New | 11,098 | 40 | 0.05% | — | 84 | +11,098 | New | Q1 2026 | Apr 08, 2026 |
| JOURNEY STRATEGIC WEALTH LLC | History | No change | 10,826 | 39 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 10,029 | 36 | 0.0% | 0.0% | 86 | -5,442 | -35.18% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 10,230 | 36 | 0.0% | 0.0% | 87 | -1,926 | -15.84% | Q1 2026 | May 08, 2026 |
| VSM Wealth Advisory, LLC | History | Added to | 6,996 | 25 | 0.01% | 0.01% | 88 | +1,216 | 21.04% | Q1 2026 | May 05, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 6,844 | 24 | 0.0% | 0.0% | 89 | -23,567 | -77.49% | Q1 2026 | May 15, 2026 |
| SIMPLEX TRADING, LLC | History | New | 6,223 | 22 | 0.0% | — | 90 | +6,223 | New | Q1 2026 | May 14, 2026 |
| MTM Investment Management, LLC | History | No change | 5,976 | 21 | 0.01% | 0.01% | 91 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 5,072 | 18 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Spire Wealth Management | History | Reduced | 4,954 | 17 | 0.0% | 0.0% | 95 | -234 | -4.51% | Q1 2026 | Apr 22, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 3,160 | 17 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Sound Income Strategies, LLC | History | No change | 5,072 | 17 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 4,200 | 15 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| State of Alaska, Department of Revenue | History | No change | 4,070 | 14 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| COMERICA BANK | History | No change | 1,697 | 9 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Triumph Capital Management | History | No change | 2,517 | 9 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Nalls Sherbakoff Group, LLC | History | No change | 1,500 | 8 | 0.01% | 0.01% | 100 | 0 | 0.0% | Q4 2025 | Mar 12, 2026 |
| Allworth Financial LP | History | New | 1,962 | 7 | 0.0% | — | 101 | +1,962 | New | Q1 2026 | May 14, 2026 |
| Burk Holdings LLC | History | New | 1,844 | 6 | 0.0% | — | 105 | +1,844 | New | Q1 2026 | May 07, 2026 |
| FIFTH THIRD BANCORP | History | New | 1,697 | 6 | 0.0% | — | 104 | +1,697 | New | Q1 2026 | May 01, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Added to | 1,736 | 6 | 0.0% | 0.0% | 103 | +1,260 | 264.71% | Q1 2026 | May 11, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 1,985 | 6 | 0.0% | 0.0% | 102 | +170 | 9.37% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 1,092 | 3 | 0.0% | — | 106 | +1,092 | New | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | New | 754 | 2 | 0.0% | — | 109 | +754 | New | Q1 2026 | May 15, 2026 |
| Cassaday & Co Wealth Management LLC | History | New | 600 | 2 | 0.0% | — | 110 | +600 | New | Q1 2026 | May 07, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 750 | 2 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| ESL Trust Services, LLC | History | No change | 600 | 2 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| MAI Capital Management | History | New | 482 | 1 | 0.0% | — | 111 | +482 | New | Q1 2026 | May 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 356 | 1 | 0.0% | — | 112 | +356 | New | Q1 2026 | May 07, 2026 |
| Community Financial Services Group, LLC | History | New | 292 | 1 | 0.0% | — | 113 | +292 | New | Q1 2026 | Apr 08, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -98,502 | -100.0% | Q1 2026 | May 13, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -87,157 | -100.0% | Q1 2026 | May 12, 2026 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -84,679 | -100.0% | Q1 2026 | May 15, 2026 |
| Gotham Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -71,228 | -100.0% | Q1 2026 | May 15, 2026 |
| CAXTON ASSOCIATES LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -60,779 | -100.0% | Q1 2026 | May 14, 2026 |
| PharVision Advisers, LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -59,177 | -100.0% | Q1 2026 | May 11, 2026 |
| Access Investment Management LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -54,300 | -100.0% | Q1 2026 | May 21, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -46,229 | -100.0% | Q1 2026 | May 14, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -41,087 | -100.0% | Q1 2026 | Apr 30, 2026 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -37,590 | -100.0% | Q1 2026 | May 14, 2026 |
| Dynamic Technology Lab Private Ltd | History | Closed out | 0 | 0 | — | 0.03% | — | -26,406 | -100.0% | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -24,435 | -100.0% | Q1 2026 | May 13, 2026 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -20,433 | -100.0% | Q1 2026 | May 14, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,300 | -100.0% | Q1 2026 | May 06, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -18,614 | -100.0% | Q1 2026 | May 12, 2026 |
| Joel Isaacson & Co., LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,710 | -100.0% | Q1 2026 | Apr 22, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -15,852 | -100.0% | Q1 2026 | May 14, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,707 | -100.0% | Q1 2026 | May 15, 2026 |
| Merit Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,507 | -100.0% | Q1 2026 | Apr 15, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,404 | -100.0% | Q1 2026 | May 15, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,119 | -100.0% | Q1 2026 | May 13, 2026 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,752 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.0% | — | -4,361 | -100.0% | Q1 2026 | May 15, 2026 |
| EASTERN BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -3,500 | -100.0% | Q1 2026 | Apr 07, 2026 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,295 | -100.0% | Q1 2026 | May 14, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,542 | -100.0% | Q1 2026 | May 14, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,334 | -100.0% | Q1 2026 | May 15, 2026 |
| Legacy Wealth Managment, LLC/ID | History | Closed out | 0 | 0 | — | 0.0% | — | -700 | -100.0% | Q1 2026 | May 07, 2026 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q1 2026 | Apr 15, 2026 |
| UMB Bank, n.a. | History | Closed out | 0 | 0 | — | 0.0% | — | -214 | -100.0% | Q1 2026 | May 11, 2026 |
| BOKF, NA | History | New | 208 | 0 | — | — | — | +208 | New | Q1 2026 | May 08, 2026 |
| Russell Investments Group, Ltd. | History | New | 191 | 0 | — | — | — | +191 | New | Q1 2026 | May 08, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | — | — | -66 | -100.0% | Q1 2026 | May 11, 2026 |
| BAYBAN | History | Closed out | 0 | 0 | — | — | — | -20 | -100.0% | Q1 2026 | Apr 24, 2026 |
| IFG Advisory, LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 12, 2026 |
| DANSKE BANK A/S | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| SIGNATUREFD, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Asset Dedication, LLC | History | No change | 148 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| IFP Advisors, Inc | History | No change | 200 | 0 | — | 0.0% | — | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Key FInancial Inc | History | No change | 26 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 215 | 0 | — | 0.0% | — | 0 | 0.0% | Q1 2026 | May 12, 2026 |