BlackRock TCP Capital Corp. - TCPC
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Next Capital Management LLC | History | Added to | 2,683,539 | 14,678 | 4.7% | 4.97% | 1 | +282,123 | 11.75% | Q4 2025 | Feb 11, 2026 |
| Invesco Ltd. | History | Added to | 2,375,549 | 12,994 | 0.0% | 0.0% | 2 | +428,201 | 21.99% | Q4 2025 | Feb 19, 2026 |
| VAN ECK ASSOCIATES CORP | History | Reduced | 2,111,859 | 11,552 | 0.01% | 0.01% | 3 | -176,896 | -7.73% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Added to | 1,571,451 | 8,595 | 0.0% | 0.0% | 4 | +128,687 | 8.92% | Q4 2025 | Jan 29, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | Reduced | 1,175,098 | 6,427 | 0.5% | 0.53% | 5 | -50,854 | -4.15% | Q4 2025 | Jan 23, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 1,128,224 | 6,171 | 0.01% | 0.01% | 6 | +253,252 | 28.94% | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA ADVISERS, LP | History | Reduced | 959,602 | 5,249 | 0.01% | 0.01% | 7 | -33,200 | -3.34% | Q4 2025 | Feb 17, 2026 |
| North Ground Capital | History | Added to | 787,946 | 4,310 | 2.14% | 1.9% | 8 | +287,946 | 57.59% | Q4 2025 | Feb 12, 2026 |
| MORGAN STANLEY | History | Added to | 784,708 | 4,292 | 0.0% | 0.0% | 9 | +267,184 | 51.63% | Q4 2025 | Feb 13, 2026 |
| BlackRock, Inc. | History | Added to | 605,660 | 3,312 | 0.0% | 0.0% | 10 | +94,715 | 18.54% | Q4 2025 | Feb 12, 2026 |
| Legal & General Group Plc | History | Added to | 606,316 | 3,307 | 0.0% | 0.0% | 11 | +93,627 | 18.26% | Q4 2025 | Feb 09, 2026 |
| BARINGS LLC | History | Added to | 540,615 | 2,957 | 0.05% | 0.06% | 12 | +60,293 | 12.55% | Q4 2025 | Feb 12, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | Added to | 452,874 | 2,477 | 0.02% | 0.02% | 13 | +34,883 | 8.35% | Q4 2025 | Feb 11, 2026 |
| LSV ASSET MANAGEMENT | History | Reduced | 410,100 | 2,243 | 0.0% | 0.01% | 14 | -19,700 | -4.58% | Q4 2025 | Feb 06, 2026 |
| Muzinich & Co., Inc. | History | Reduced | 279,505 | 1,528 | 0.48% | 0.68% | 16 | -3,032 | -1.07% | Q4 2025 | Jan 21, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | No change | 279,505 | 1,528 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| LOOMIS SAYLES & CO L P | History | No change | 245,000 | 1,340 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Virtus Investment Advisers, LLC | History | Added to | 212,334 | 1,161 | 0.32% | 0.35% | 18 | +13,856 | 6.98% | Q4 2025 | Feb 17, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 188,272 | 1,029 | 0.01% | 0.02% | 19 | -226,937 | -54.66% | Q4 2025 | Jan 29, 2026 |
| LPL Financial LLC | History | Reduced | 175,590 | 960 | 0.0% | 0.0% | 20 | -25,405 | -12.64% | Q4 2025 | Feb 11, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 128,517 | 702 | 0.41% | — | 21 | +128,517 | New | Q4 2025 | Feb 11, 2026 |
| CANADA LIFE ASSURANCE Co | History | Added to | 105,870 | 577 | 0.0% | 0.0% | 22 | +2,943 | 2.86% | Q4 2025 | Feb 13, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 98,502 | 538 | 0.02% | 0.04% | 23 | -101,536 | -50.76% | Q4 2025 | Jan 14, 2026 |
| United Advisor Group, LLC | History | Reduced | 94,918 | 519 | 0.06% | 0.12% | 24 | -48,626 | -33.88% | Q4 2025 | Jan 26, 2026 |
| Sunbelt Securities, Inc. | History | Reduced | 92,605 | 506 | 0.03% | 0.04% | 25 | -445 | -0.48% | Q4 2025 | Feb 20, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 91,889 | 502 | 0.0% | 0.0% | 26 | -73,591 | -44.47% | Q4 2025 | Feb 17, 2026 |
| Ethos Financial Group, LLC | History | Reduced | 90,521 | 495 | 0.04% | 0.05% | 27 | -4,441 | -4.68% | Q4 2025 | Jan 20, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 87,157 | 476 | 0.0% | 0.0% | 28 | +40,112 | 85.26% | Q4 2025 | Feb 12, 2026 |
| Curi Capital, LLC | History | New | 85,000 | 464 | 0.01% | — | 29 | +85,000 | New | Q4 2025 | Feb 17, 2026 |
| Almitas Capital LLC | History | New | 85,000 | 464 | 0.1% | — | 30 | +85,000 | New | Q4 2025 | Feb 17, 2026 |
| Quadrature Capital Ltd | History | Added to | 84,679 | 463 | 0.0% | 0.0% | 31 | +70,214 | 485.41% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 83,079 | 454 | 0.0% | 0.0% | 32 | -32,775 | -28.29% | Q4 2025 | Feb 18, 2026 |
| Squarepoint Ops LLC | History | Added to | 81,148 | 443 | 0.0% | 0.0% | 33 | +66,797 | 465.45% | Q4 2025 | Feb 13, 2026 |
| Quantbot Technologies LP | History | Added to | 77,873 | 425 | 0.01% | 0.0% | 34 | +74,729 | 2376.88% | Q4 2025 | Feb 10, 2026 |
| XTX Topco Ltd | History | New | 77,650 | 424 | 0.01% | — | 35 | +77,650 | New | Q4 2025 | Feb 17, 2026 |
| Gotham Asset Management, LLC | History | New | 71,228 | 389 | 0.0% | — | 36 | +71,228 | New | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 68,474 | 374 | 0.0% | 0.0% | 37 | +729 | 1.08% | Q4 2025 | Feb 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 67,242 | 367 | 0.0% | 0.0% | 38 | +10,097 | 17.67% | Q4 2025 | Feb 17, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 66,834 | 365 | 0.0% | 0.0% | 39 | +15,166 | 29.35% | Q4 2025 | Feb 17, 2026 |
| ROMANO BROTHERS AND COMPANY | History | Reduced | 65,645 | 359 | 0.04% | 0.06% | 40 | -22,000 | -25.1% | Q4 2025 | Jan 14, 2026 |
| Access Investment Management LLC | History | No change | 54,300 | 336 | 0.09% | 0.09% | 41 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 61,229 | 334 | 0.0% | 0.0% | 42 | -2,553 | -4.0% | Q4 2025 | Feb 13, 2026 |
| CAXTON ASSOCIATES LLP | History | No change | 60,779 | 332 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 60,436 | 331 | 0.0% | 0.0% | 44 | -6,430 | -9.62% | Q4 2025 | Feb 11, 2026 |
| PharVision Advisers, LLC | History | New | 59,177 | 323 | 0.16% | — | 45 | +59,177 | New | Q4 2025 | Feb 17, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 58,699 | 321 | 0.01% | 0.01% | 46 | -7,232 | -10.97% | Q4 2025 | Feb 13, 2026 |
| Aquatic Capital Management LLC | History | Reduced | 58,005 | 317 | 0.01% | 0.01% | 47 | -15,370 | -20.95% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 56,871 | 311 | 0.0% | 0.0% | 48 | -7,336 | -11.43% | Q4 2025 | Feb 17, 2026 |
| Universal- Beteiligungs- und Servicegesellschaft mbH | History | No change | 51,900 | 283 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Cetera Investment Advisers | History | Reduced | 49,930 | 273 | 0.0% | 0.0% | 50 | -15,125 | -23.25% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 49,393 | 270 | 0.0% | 0.0% | 51 | -1,457 | -2.87% | Q4 2025 | Feb 10, 2026 |
| Virtu Financial LLC | History | Added to | 46,229 | 253 | 0.01% | 0.01% | 52 | +15,398 | 49.94% | Q4 2025 | Feb 23, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 41,087 | 224 | 0.0% | 0.0% | 53 | -3,621 | -8.1% | Q4 2025 | Feb 13, 2026 |
| Curated Wealth Partners LLC | History | No change | 38,587 | 211 | 0.02% | 0.03% | 54 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 37,590 | 205 | 0.0% | 0.0% | 55 | -4,975 | -11.69% | Q4 2025 | Feb 17, 2026 |
| Lido Advisors, LLC | History | Added to | 28,015 | 173 | 0.0% | 0.0% | 56 | +240 | 0.86% | Q4 2025 | Feb 10, 2026 |
| ROYAL BANK OF CANADA | History | New | 30,411 | 166 | 0.0% | — | 57 | +30,411 | New | Q4 2025 | Feb 17, 2026 |
| Jump Financial, LLC | History | New | 28,469 | 155 | 0.0% | — | 58 | +28,469 | New | Q4 2025 | Feb 17, 2026 |
| Compound Planning, Inc. | History | Added to | 27,992 | 153 | 0.0% | 0.0% | 59 | +14,841 | 112.85% | Q4 2025 | Feb 19, 2026 |
| Dynamic Technology Lab Private Ltd | History | New | 26,406 | 144 | 0.03% | — | 60 | +26,406 | New | Q4 2025 | Feb 13, 2026 |
| US BANCORP \DE\ | History | Added to | 25,441 | 139 | 0.0% | 0.0% | 61 | +23,450 | 1177.8% | Q4 2025 | Jan 30, 2026 |
| JPMORGAN CHASE & CO | History | New | 24,435 | 133 | 0.0% | — | 62 | +24,435 | New | Q4 2025 | Feb 11, 2026 |
| Mallini Complete Financial Planning LLC | History | Added to | 24,003 | 131 | 0.11% | 0.12% | 64 | +598 | 2.56% | Q4 2025 | Jan 06, 2026 |
| M&T BANK CORP | History | No change | 24,122 | 131 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 23,779 | 130 | 0.0% | 0.0% | 65 | -1,985 | -7.7% | Q4 2025 | Feb 05, 2026 |
| Permanens Capital L.P. | History | No change | 21,406 | 117 | 0.02% | 0.02% | 66 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| MARSHALL WACE, LLP | History | Reduced | 20,433 | 111 | 0.0% | 0.0% | 68 | -477,818 | -95.9% | Q4 2025 | Feb 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 20,376 | 111 | 0.0% | 0.0% | 67 | -1,113 | -5.18% | Q4 2025 | Feb 17, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | No change | 19,300 | 105 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Sowell Financial Services LLC | History | New | 19,147 | 104 | 0.0% | — | 70 | +19,147 | New | Q4 2025 | Jan 21, 2026 |
| EIGHT 31 FINANCIAL, LLC | History | Added to | 18,888 | 103 | 0.06% | 0.06% | 71 | +841 | 4.66% | Q4 2025 | Feb 12, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 18,614 | 101 | 0.0% | 0.0% | 72 | -3,163 | -14.52% | Q4 2025 | Feb 13, 2026 |
| Joel Isaacson & Co., LLC | History | No change | 16,710 | 91 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| StoneX Group Inc. | History | New | 15,852 | 86 | 0.0% | — | 74 | +15,852 | New | Q4 2025 | Feb 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 15,471 | 84 | 0.0% | 0.0% | 75 | +1,509 | 10.81% | Q4 2025 | Mar 25, 2026 |
| WealthTrust Axiom LLC | History | No change | 14,975 | 81 | 0.02% | 0.02% | 76 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 14,746 | 80 | 0.0% | — | 77 | +14,715 | 47467.74% | Q4 2025 | Feb 17, 2026 |
| Prospera Financial Services Inc | History | Reduced | 14,786 | 80 | 0.0% | 0.0% | 78 | -1,731 | -10.48% | Q4 2025 | Feb 09, 2026 |
| MISSION WEALTH MANAGEMENT, LP | History | Reduced | 14,400 | 78 | 0.0% | 0.0% | 79 | -59 | -0.41% | Q4 2025 | Feb 05, 2026 |
| Ignite Planners, LLC | History | Reduced | 15,026 | 77 | 0.01% | 0.02% | 80 | -6,343 | -29.68% | Q4 2025 | Feb 06, 2026 |
| EQUITABLE TRUST CO | History | New | 13,756 | 75 | 0.0% | — | 81 | +13,756 | New | Q4 2025 | Feb 02, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | New | 13,707 | 74 | 0.0% | — | 82 | +13,707 | New | Q4 2025 | Feb 17, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | New | 13,404 | 73 | 0.0% | — | 83 | +13,404 | New | Q4 2025 | Feb 17, 2026 |
| Merit Financial Group, LLC | History | Reduced | 13,507 | 73 | 0.0% | 0.0% | 84 | -12,084 | -47.22% | Q4 2025 | Jan 26, 2026 |
| Mariner, LLC | History | Reduced | 13,119 | 71 | 0.0% | 0.0% | 85 | -15,900 | -54.79% | Q4 2025 | Feb 13, 2026 |
| Cerity Partners LLC | History | New | 12,846 | 70 | 0.0% | — | 86 | +12,846 | New | Q4 2025 | Feb 11, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 12,156 | 66 | 0.0% | 0.0% | 87 | -378 | -3.02% | Q4 2025 | Feb 12, 2026 |
| Accel Wealth Management | History | No change | 12,000 | 65 | 0.02% | 0.02% | 88 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 11,800 | 64 | 0.0% | 0.0% | 89 | -15,900 | -57.4% | Q4 2025 | Feb 17, 2026 |
| Bogart Wealth, LLC | History | No change | 11,812 | 64 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Creative Planning | History | New | 11,254 | 61 | 0.0% | — | 91 | +11,254 | New | Q4 2025 | Feb 17, 2026 |
| JOURNEY STRATEGIC WEALTH LLC | History | No change | 10,826 | 59 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Blue Trust, Inc. | History | New | 10,752 | 58 | 0.0% | — | 94 | +10,752 | New | Q4 2025 | Jan 16, 2026 |
| AIGEN INVESTMENT MANAGEMENT, LP | History | Reduced | 10,617 | 58 | 0.01% | 0.01% | 93 | -3,925 | -26.99% | Q4 2025 | Feb 13, 2026 |
| MTM Investment Management, LLC | History | No change | 5,976 | 32 | 0.01% | 0.01% | 95 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| VSM Wealth Advisory, LLC | History | Reduced | 5,780 | 31 | 0.01% | 0.01% | 96 | -2,085 | -26.51% | Q4 2025 | Feb 06, 2026 |
| Sound Income Strategies, LLC | History | Added to | 5,072 | 29 | 0.0% | 0.0% | 97 | +3,315 | 188.67% | Q4 2025 | Jan 21, 2026 |
| Spire Wealth Management | History | Reduced | 5,188 | 28 | 0.0% | 0.0% | 98 | -7,468 | -59.01% | Q4 2025 | Jan 14, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | New | 5,072 | 27 | 0.0% | — | 99 | +5,072 | New | Q4 2025 | Feb 10, 2026 |
| Quarry LP | History | New | 4,361 | 23 | 0.0% | — | 100 | +4,361 | New | Q4 2025 | Feb 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 4,200 | 22 | 0.0% | 0.0% | 101 | -6,000 | -58.82% | Q4 2025 | Feb 06, 2026 |
| State of Alaska, Department of Revenue | History | No change | 4,070 | 22 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| EASTERN BANK | History | No change | 3,500 | 19 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 3,160 | 17 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Triumph Capital Management | History | Reduced | 2,517 | 13 | 0.0% | 0.04% | 106 | -24,287 | -90.61% | Q4 2025 | Feb 12, 2026 |
| CWM, LLC | History | No change | 2,295 | 13 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 2,000 | 10 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| COMERICA BANK | History | Reduced | 1,697 | 9 | 0.0% | 0.0% | 109 | -61 | -3.47% | Q4 2025 | Jan 29, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 1,815 | 9 | 0.0% | 0.0% | 108 | -10 | -0.55% | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 1,542 | 8 | 0.0% | 0.0% | 110 | -166,085 | -99.08% | Q4 2025 | Mar 16, 2026 |
| Nalls Sherbakoff Group, LLC | History | No change | 1,500 | 8 | 0.01% | 0.01% | 111 | 0 | 0.0% | Q4 2025 | Mar 12, 2026 |
| NewEdge Advisors, LLC | History | No change | 1,334 | 7 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 750 | 4 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| ESL Trust Services, LLC | History | No change | 600 | 3 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Legacy Wealth Managment, LLC/ID | History | No change | 700 | 3 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Reduced | 476 | 2 | 0.0% | 0.0% | 116 | -3,428 | -87.81% | Q4 2025 | Feb 10, 2026 |
| FNY Investment Advisers, LLC | History | New | 300 | 1 | 0.0% | — | 119 | +300 | New | Q4 2025 | Jan 16, 2026 |
| UMB Bank, n.a. | History | New | 214 | 1 | 0.0% | — | 117 | +214 | New | Q4 2025 | Feb 13, 2026 |
| IFP Advisors, Inc | History | No change | 200 | 1 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 215 | 1 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| GraniteShares Advisors LLC | History | Closed out | 0 | 0 | — | 1.26% | — | -350,722 | -100.0% | Q3 2025 | Oct 21, 2025 |
| NEW ENGLAND ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.14% | — | -170,034 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Privium Fund Management (UK) Ltd | History | Closed out | 0 | 0 | — | 0.52% | — | -136,210 | -100.0% | Q3 2025 | Oct 31, 2025 |
| Kovitz Investment Group Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -78,979 | -100.0% | Q3 2025 | Nov 10, 2025 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -71,200 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Samalin Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -68,357 | -100.0% | Q3 2025 | Oct 30, 2025 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -58,495 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Y-Intercept (Hong Kong) Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -55,468 | -100.0% | Q3 2025 | Oct 31, 2025 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Closed out | 0 | 0 | — | 0.02% | — | -49,768 | -100.0% | Q3 2025 | Oct 28, 2025 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,353 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Centiva Capital, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -25,086 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Brevan Howard Capital Management LP | History | Closed out | 0 | 0 | — | 0.0% | — | -24,550 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CAPTRUST FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -23,418 | -100.0% | Q3 2025 | Nov 19, 2025 |
| Neuberger Berman Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,200 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Disciplined Investments, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -20,000 | -100.0% | Q3 2025 | Nov 03, 2025 |
| MQS Management LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -16,920 | -100.0% | Q3 2025 | Nov 06, 2025 |
| &PARTNERS | History | Closed out | 0 | 0 | — | 0.0% | — | -16,686 | -100.0% | Q3 2025 | Nov 14, 2025 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,500 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Midwest Trust Co | History | Closed out | 0 | 0 | — | 0.0% | — | -12,500 | -100.0% | Q3 2025 | Nov 06, 2025 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,656 | -100.0% | Q3 2025 | Oct 29, 2025 |
| Significant Wealth Partners LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -11,531 | -100.0% | Q3 2025 | Nov 04, 2025 |
| INSIGNEO ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,734 | -100.0% | Q3 2025 | Nov 12, 2025 |
| CreativeOne Wealth, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,574 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Wealthcare Advisory Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,135 | -100.0% | Q3 2025 | Nov 07, 2025 |
| SteelPeak Wealth, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q3 2025 | Oct 21, 2025 |
| McIlrath & Eck, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,489 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Future Financial Wealth Managment LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -4,000 | -100.0% | Q3 2025 | Oct 15, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,761 | -100.0% | Q3 2025 | Nov 03, 2025 |
| SIGNATUREFD, LLC | History | Reduced | 1 | 0 | — | 0.0% | — | -1,841 | -99.95% | Q4 2025 | Jan 20, 2026 |
| Federation des caisses Desjardins du Quebec | History | Closed out | 0 | 0 | — | 0.0% | — | -1,150 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,091 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| HUNTINGTON NATIONAL BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q3 2025 | Nov 12, 2025 |
| GoalVest Advisory LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -608 | -100.0% | Q3 2025 | Oct 22, 2025 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -230 | -100.0% | Q3 2025 | Nov 12, 2025 |
| BOKF, NA | History | Closed out | 0 | 0 | — | 0.0% | — | -208 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Caitong International Asset Management Co., Ltd | History | New | 80 | 0 | — | — | — | +80 | New | Q4 2025 | Mar 03, 2026 |
| CITIGROUP INC | History | New | 66 | 0 | — | — | — | +66 | New | Q4 2025 | Feb 13, 2026 |
| BAYBAN | History | New | 20 | 0 | — | — | — | +20 | New | Q4 2025 | Mar 05, 2026 |
| DANSKE BANK A/S | History | New | 2 | 0 | — | — | — | +2 | New | Q4 2025 | Feb 02, 2026 |
| Asset Dedication, LLC | History | No change | 148 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Key FInancial Inc | History | No change | 26 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |