TRI-CONTINENTAL Corp - TY
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | History | Added to | 701,601 | 22,914 | 0.68% | 0.6% | 1 | +53,917 | 8.32% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Added to | 562,413 | 18,368 | 0.0% | 0.0% | 2 | +61,440 | 12.26% | Q4 2025 | Feb 13, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | No change | 517,626 | 16,905 | 0.03% | 0.02% | 3 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 420,932 | 13,747 | 2.02% | 2.16% | 4 | +2,899 | 0.69% | Q4 2025 | Feb 09, 2026 |
| Allspring Global Investments Holdings, LLC | History | Reduced | 334,257 | 10,916 | 0.02% | 0.02% | 5 | -1,939 | -0.58% | Q4 2025 | Jan 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 273,726 | 8,939 | 0.0% | 0.0% | 6 | +7,667 | 2.88% | Q4 2025 | Feb 18, 2026 |
| UBS Group AG | History | Reduced | 262,197 | 8,563 | 0.0% | 0.0% | 7 | -31,601 | -10.76% | Q4 2025 | Jan 29, 2026 |
| Focus Partners Wealth | History | New | 192,690 | 6,293 | 0.01% | — | 8 | +192,690 | New | Q4 2025 | Feb 13, 2026 |
| UMB Bank, n.a. | History | New | 180,580 | 5,897 | 0.08% | — | 9 | +180,580 | New | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 175,519 | 5,732 | 0.0% | 0.0% | 10 | -48,663 | -21.71% | Q4 2025 | Feb 13, 2026 |
| Uncommon Cents Investing LLC | History | Added to | 159,856 | 5,220 | 1.26% | 1.35% | 11 | +660 | 0.41% | Q4 2025 | Jan 15, 2026 |
| Cornerstone Advisory, LLC | History | Added to | 147,472 | 4,816 | 0.46% | 0.47% | 12 | +6,479 | 4.6% | Q4 2025 | Jan 28, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 127,037 | 4,190 | 0.01% | 0.01% | 13 | -4,102 | -3.13% | Q4 2025 | Jan 08, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 123,776 | 4,042 | 0.14% | 0.12% | 14 | +26,593 | 27.36% | Q4 2025 | Jan 14, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 99,870 | 3,261 | 0.0% | 0.0% | 15 | -562 | -0.56% | Q4 2025 | Feb 13, 2026 |
| Mariner, LLC | History | Added to | 93,914 | 3,067 | 0.0% | 0.0% | 16 | +5,843 | 6.63% | Q4 2025 | Feb 13, 2026 |
| 1620 INVESTMENT ADVISORS, INC. | History | Added to | 92,338 | 3,015 | 2.01% | 2.12% | 17 | +579 | 0.63% | Q4 2025 | Feb 05, 2026 |
| EP Wealth Advisors, LLC | History | New | 88,120 | 2,877 | 0.01% | — | 18 | +88,120 | New | Q4 2025 | Feb 18, 2026 |
| LPL Financial LLC | History | Added to | 81,303 | 2,655 | 0.0% | 0.0% | 19 | +16,660 | 25.77% | Q4 2025 | Feb 11, 2026 |
| Capstone Financial Advisors, Inc. | History | No change | 75,513 | 2,466 | 0.13% | 0.14% | 20 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 74,143 | 2,421 | 0.01% | 0.02% | 21 | +232 | 0.31% | Q4 2025 | Jan 29, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 73,338 | 2,395 | 0.0% | 0.0% | 22 | +5,709 | 8.44% | Q4 2025 | Feb 13, 2026 |
| Shaker Financial Services, LLC | History | Added to | 70,445 | 2,300 | 0.73% | 0.15% | 23 | +57,763 | 455.47% | Q4 2025 | Jan 26, 2026 |
| Platform Technology Partners | History | Added to | 66,996 | 2,188 | 0.47% | 0.51% | 24 | +3,974 | 6.31% | Q4 2025 | Feb 13, 2026 |
| RB Capital Management, LLC | History | Added to | 63,494 | 2,073 | 0.41% | 0.43% | 25 | +1,913 | 3.11% | Q4 2025 | Feb 03, 2026 |
| Stolper Co | History | Added to | 61,655 | 2,014 | 0.59% | 0.6% | 26 | +3,309 | 5.67% | Q4 2025 | Jan 12, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | New | 61,594 | 2,011 | 0.12% | — | 27 | +61,594 | New | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 57,171 | 1,867 | 0.0% | — | 28 | +57,171 | New | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 53,953 | 1,762 | 0.0% | 0.0% | 29 | +496 | 0.93% | Q4 2025 | Feb 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 48,532 | 1,585 | 0.0% | 0.0% | 30 | +1,587 | 3.38% | Q4 2025 | Feb 05, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 46,828 | 1,529 | 0.0% | 0.0% | 31 | -84 | -0.18% | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | New | 44,873 | 1,465 | 0.0% | — | 32 | +44,873 | New | Q4 2025 | Feb 17, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 44,812 | 1,463 | 0.02% | 0.02% | 33 | +6,410 | 16.69% | Q4 2025 | Jan 29, 2026 |
| Allworth Financial LP | History | New | 41,086 | 1,341 | 0.01% | — | 34 | +41,086 | New | Q4 2025 | Feb 05, 2026 |
| Beckerman Institutional, LLC | History | Reduced | 40,504 | 1,322 | 0.74% | 0.82% | 35 | -513 | -1.25% | Q4 2025 | Feb 10, 2026 |
| Altium Capital Management LLC | History | New | 40,451 | 1,321 | 5.22% | — | 36 | +40,451 | New | Q4 2025 | Feb 06, 2026 |
| Quadrant Private Wealth Management, LLC | History | No change | 38,406 | 1,254 | 0.21% | 0.24% | 37 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| WHITENER CAPITAL MANAGEMENT, INC. | History | Added to | 33,752 | 1,102 | 0.25% | 0.27% | 38 | +132 | 0.39% | Q4 2025 | Jan 23, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 31,638 | 1,033 | 0.01% | 0.0% | 39 | +17,425 | 122.6% | Q4 2025 | Feb 12, 2026 |
| ALBION FINANCIAL GROUP /UT | History | Reduced | 30,496 | 996 | 0.06% | 0.06% | 40 | -660 | -2.12% | Q4 2025 | Jan 21, 2026 |
| Altus Wealth Group LLC | History | Reduced | 30,182 | 985 | 0.39% | 0.43% | 41 | -669 | -2.17% | Q4 2025 | Feb 13, 2026 |
| HighTower Advisors, LLC | History | Added to | 28,928 | 944 | 0.0% | 0.0% | 42 | +1,282 | 4.64% | Q4 2025 | Feb 06, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 26,893 | 878 | 0.01% | 0.01% | 43 | -1,404 | -4.96% | Q4 2025 | Feb 17, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 25,907 | 847 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Creative Planning | History | Added to | 25,795 | 842 | 0.0% | 0.0% | 45 | +155 | 0.6% | Q4 2025 | Feb 17, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 24,998 | 816 | 0.01% | 0.01% | 46 | -89 | -0.35% | Q4 2025 | Feb 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 24,824 | 810 | 0.0% | 0.0% | 47 | +1,476 | 6.32% | Q4 2025 | Feb 17, 2026 |
| Baltimore-Washington Financial Advisors, Inc. | History | No change | 24,416 | 797 | 0.03% | 0.04% | 48 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| &PARTNERS | History | Reduced | 23,524 | 768 | 0.0% | 0.01% | 49 | -2,824 | -10.72% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Reduced | 23,068 | 753 | 0.0% | 0.0% | 50 | -1,631 | -6.6% | Q4 2025 | Feb 17, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 21,850 | 713 | 0.01% | 0.02% | 51 | +704 | 3.33% | Q4 2025 | Feb 03, 2026 |
| KIRR MARBACH & CO LLC /IN/ | History | No change | 19,882 | 649 | 0.12% | 0.12% | 52 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 18,960 | 619 | 0.0% | 0.0% | 53 | +1,448 | 8.27% | Q4 2025 | Feb 13, 2026 |
| Heritage Wealth Advisors | History | Reduced | 18,168 | 593 | 0.02% | 0.03% | 54 | -860 | -4.52% | Q4 2025 | Feb 13, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 17,712 | 578 | 0.01% | 0.01% | 55 | +5,938 | 50.43% | Q4 2025 | Feb 10, 2026 |
| JANE STREET GROUP, LLC | History | New | 17,171 | 560 | 0.0% | — | 56 | +17,171 | New | Q4 2025 | Feb 12, 2026 |
| JOHNSON INVESTMENT COUNSEL INC | History | Reduced | 16,920 | 552 | 0.0% | 0.0% | 57 | -161 | -0.94% | Q4 2025 | Feb 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 16,602 | 542 | 0.0% | 0.0% | 58 | +9,969 | 150.29% | Q4 2025 | Feb 06, 2026 |
| First PREMIER Bank | History | No change | 16,574 | 541 | 0.12% | 0.13% | 59 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 15,807 | 516 | 0.0% | 0.0% | 60 | +820 | 5.47% | Q4 2025 | Feb 11, 2026 |
| Tower Wealth Partners, Inc. | History | Added to | 15,464 | 505 | 0.28% | 0.27% | 62 | +1,030 | 7.14% | Q4 2025 | Jan 16, 2026 |
| Successful Portfolios LLC | History | Added to | 15,197 | 505 | 0.26% | 0.29% | 61 | +406 | 2.74% | Q4 2025 | Jan 23, 2026 |
| Cerity Partners LLC | History | Added to | 15,102 | 493 | 0.0% | 0.0% | 63 | +927 | 6.54% | Q4 2025 | Feb 11, 2026 |
| GatePass Capital, LLC | History | No change | 14,756 | 481 | 0.25% | 0.29% | 64 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 14,651 | 478 | 0.0% | 0.0% | 65 | +60 | 0.41% | Q4 2025 | Mar 16, 2026 |
| DELTA CAPITAL MANAGEMENT LLC | History | No change | 13,342 | 436 | 0.24% | 0.23% | 66 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Waverly Advisors, LLC | History | Added to | 12,911 | 421 | 0.0% | 0.0% | 67 | +497 | 4.0% | Q4 2025 | Feb 17, 2026 |
| Pathstone Holdings, LLC | History | New | 12,779 | 417 | 0.0% | — | 68 | +12,779 | New | Q4 2025 | Feb 13, 2026 |
| MSH Capital Advisors LLC | History | Reduced | 12,719 | 415 | 0.09% | 0.12% | 70 | -175 | -1.36% | Q4 2025 | Feb 09, 2026 |
| FIRST FINANCIAL BANKSHARES INC | History | No change | 12,720 | 415 | 0.01% | 0.01% | 69 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| TWIN FOCUS CAPITAL PARTNERS, LLC | History | No change | 12,611 | 411 | 0.05% | 0.05% | 71 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Financial Plan, Inc. | History | New | 11,988 | 391 | 0.04% | — | 73 | +11,988 | New | Q4 2025 | Jan 28, 2026 |
| CORA CAPITAL ADVISORS LLC | History | Added to | 11,981 | 391 | 0.15% | 0.16% | 72 | +706 | 6.26% | Q4 2025 | Jan 28, 2026 |
| Joel Isaacson & Co., LLC | History | No change | 11,866 | 387 | 0.01% | 0.01% | 74 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Savvy Advisors, Inc. | History | New | 11,598 | 378 | 0.01% | — | 75 | +11,598 | New | Q4 2025 | Jan 20, 2026 |
| Private Advisor Group, LLC | History | Reduced | 11,467 | 374 | 0.0% | 0.0% | 76 | -329 | -2.79% | Q4 2025 | Feb 17, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 11,006 | 359 | 0.02% | 0.02% | 77 | -100 | -0.9% | Q4 2025 | Jan 26, 2026 |
| Koshinski Asset Management, Inc. | History | Reduced | 10,199 | 333 | 0.02% | 0.03% | 78 | -1,166 | -10.26% | Q4 2025 | Feb 03, 2026 |
| American Institute for Advanced Investment Management, LLP | History | Reduced | 10,170 | 332 | 0.21% | 0.23% | 79 | -103 | -1.0% | Q4 2025 | Feb 04, 2026 |
| TIAA TRUST, NATIONAL ASSOCIATION | History | No change | 10,136 | 331 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 10,007 | 326 | 0.0% | 0.0% | 81 | +327 | 3.38% | Q4 2025 | Feb 02, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 9,825 | 320 | 0.0% | 0.0% | 82 | -1,217 | -11.02% | Q4 2025 | Feb 17, 2026 |
| MERIDIAN INVESTMENT COUNSEL INC. | History | New | 9,755 | 318 | 0.08% | — | 83 | +9,755 | New | Q4 2025 | Jan 20, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 9,358 | 305 | 0.01% | 0.01% | 84 | +596 | 6.8% | Q4 2025 | Feb 13, 2026 |
| FERGUSON WELLMAN CAPITAL MANAGEMENT, INC | History | No change | 9,266 | 302 | 0.0% | 0.01% | 85 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 9,035 | 295 | 0.0% | 0.0% | 86 | -2,093 | -18.81% | Q4 2025 | Feb 17, 2026 |
| Quantinno Capital Management LP | History | New | 8,568 | 279 | 0.0% | — | 87 | +8,568 | New | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 8,402 | 274 | 0.0% | — | 89 | +8,402 | New | Q4 2025 | Feb 17, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 8,404 | 274 | 0.0% | 0.0% | 88 | -1,251 | -12.96% | Q4 2025 | Feb 10, 2026 |
| TANDEM CAPITAL MANAGEMENT CORP /ADV | History | No change | 8,300 | 271 | 0.12% | 0.13% | 90 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | New | 8,166 | 266 | 0.0% | — | 91 | +8,166 | New | Q4 2025 | Feb 17, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 8,126 | 265 | 0.02% | 0.02% | 92 | +482 | 6.31% | Q4 2025 | Feb 03, 2026 |
| XTX Topco Ltd | History | New | 8,056 | 263 | 0.01% | — | 93 | +8,056 | New | Q4 2025 | Feb 17, 2026 |
| Baird Financial Group, Inc. | History | Added to | 7,852 | 256 | 0.0% | 0.0% | 94 | +1,776 | 29.23% | Q4 2025 | Feb 13, 2026 |
| PRENTISS SMITH & CO INC | History | Reduced | 7,026 | 229 | 0.14% | 0.15% | 95 | -663 | -8.62% | Q4 2025 | Jan 29, 2026 |
| Independent Family Office, LLC | History | No change | 6,987 | 228 | 0.1% | 0.1% | 96 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| MONETA GROUP INVESTMENT ADVISORS LLC | History | New | 6,609 | 215 | 0.0% | — | 97 | +6,609 | New | Q4 2025 | Feb 12, 2026 |
| Choate Investment Advisors | History | No change | 6,578 | 214 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| CWM, LLC | History | Added to | 6,421 | 210 | 0.0% | 0.0% | 99 | +3,136 | 95.46% | Q4 2025 | Jan 26, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 6,338 | 206 | 0.12% | — | 100 | +6,338 | New | Q4 2025 | Feb 11, 2026 |
| Main Street Financial Solutions, LLC | History | Reduced | 6,286 | 205 | 0.02% | 0.01% | 101 | -297 | -4.51% | Q4 2025 | Feb 17, 2026 |
| Alliance Wealth Strategies, LLC d/b/a Brown Edwards Wealth Strategies | History | New | 6,272 | 204 | 0.19% | — | 102 | +6,272 | New | Q4 2025 | Feb 02, 2026 |
| Mezzasalma Advisors, LLC | History | Reduced | 6,249 | 203 | 0.05% | 0.05% | 103 | -43 | -0.68% | Q4 2025 | Jan 21, 2026 |
| RETIREMENT INCOME SOLUTIONS, INC | History | New | 6,213 | 202 | 0.03% | — | 104 | +6,213 | New | Q4 2025 | Jan 27, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 5,958 | 194 | 0.0% | 0.0% | 105 | -10,011 | -62.69% | Q4 2025 | Feb 02, 2026 |
| Ancora Advisors LLC | History | No change | 5,900 | 192 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Quent Capital, LLC | History | New | 5,405 | 176 | 0.01% | — | 107 | +5,405 | New | Q4 2025 | Jan 29, 2026 |
| CENTRAL TRUST Co | History | New | 5,008 | 163 | 0.0% | — | 108 | +5,008 | New | Q4 2025 | Feb 02, 2026 |
| US BANCORP \DE\ | History | Reduced | 4,985 | 162 | 0.0% | 0.0% | 109 | -661 | -11.71% | Q4 2025 | Jan 30, 2026 |
| MAI Capital Management | History | No change | 4,990 | 162 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| First Command Advisory Services, Inc. | History | Reduced | 4,694 | 153 | 0.0% | 0.0% | 111 | -2,755 | -36.98% | Q4 2025 | Feb 11, 2026 |
| Corient Private Wealth LLC | History | Reduced | 11,992 | 147 | 0.0% | 0.0% | 112 | -166 | -1.37% | Q4 2025 | Mar 09, 2026 |
| Crews Bank & Trust | History | Reduced | 4,434 | 144 | 0.02% | 0.04% | 113 | -4,075 | -47.89% | Q4 2025 | Jan 21, 2026 |
| BROWN, LISLE/CUMMINGS, INC. | History | No change | 4,200 | 137 | 0.03% | 0.04% | 114 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 3,876 | 126 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| CITIGROUP INC | History | Added to | 3,245 | 105 | 0.0% | 0.0% | 116 | +191 | 6.25% | Q4 2025 | Feb 13, 2026 |
| Parallel Advisors, LLC | History | No change | 3,240 | 105 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 3,050 | 99 | 0.0% | 0.0% | 119 | +176 | 6.12% | Q4 2025 | Feb 10, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 3,057 | 99 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| BESSEMER GROUP INC | History | No change | 2,801 | 91 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| GHP Investment Advisors, Inc. | History | No change | 2,767 | 90 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| ATWOOD & PALMER INC | History | No change | 2,726 | 89 | 0.01% | 0.01% | 122 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 2,639 | 86 | 0.0% | 0.0% | 123 | +283 | 12.01% | Q4 2025 | Feb 17, 2026 |
| Clearstead Advisors, LLC | History | No change | 2,500 | 81 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| BAYBAN | History | New | 2,310 | 75 | 0.07% | — | 125 | +2,310 | New | Q4 2025 | Mar 05, 2026 |
| McIlrath & Eck, LLC | History | Added to | 2,293 | 74 | 0.01% | 0.01% | 126 | +135 | 6.26% | Q4 2025 | Feb 03, 2026 |
| Anchor Investment Management, LLC | History | No change | 2,000 | 65 | 0.01% | 0.01% | 127 | 0 | 0.0% | Q4 2025 | Feb 26, 2026 |
| Advocate Investing Services LLC | History | New | 1,649 | 53 | 0.05% | — | 129 | +1,649 | New | Q4 2025 | Feb 12, 2026 |
| ASSETMARK, INC | History | New | 1,639 | 53 | 0.0% | — | 128 | +1,639 | New | Q4 2025 | Jan 23, 2026 |
| NBT BANK N A /NY | History | No change | 1,481 | 48 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Costello Asset Management, INC | History | Reduced | 1,375 | 44 | 0.01% | 0.02% | 131 | -200 | -12.7% | Q4 2025 | Feb 03, 2026 |
| HM PAYSON & CO | History | Added to | 1,184 | 40 | 0.0% | 0.0% | 132 | +70 | 6.28% | Q4 2025 | Feb 12, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | Added to | 1,153 | 37 | 0.0% | 0.0% | 133 | +40 | 3.59% | Q4 2025 | Jan 08, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 992 | 32 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Commonwealth Retirement Investments LLC | History | New | 900 | 29 | 0.01% | — | 135 | +900 | New | Q4 2025 | Feb 11, 2026 |
| CX Institutional | History | Added to | 597 | 19 | 0.0% | 0.0% | 136 | +40 | 7.18% | Q4 2025 | Feb 02, 2026 |
| CVA Family Office, LLC | History | No change | 464 | 15 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| Blue Trust, Inc. | History | No change | 368 | 12 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Hilltop National Bank | History | No change | 370 | 12 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 251 | 8 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| SHP Wealth Management | History | New | 221 | 7 | 0.0% | — | 141 | +221 | New | Q4 2025 | Mar 04, 2026 |
| First Pacific Financial | History | Added to | 228 | 7 | 0.0% | 0.0% | 142 | +15 | 7.04% | Q4 2025 | Jan 16, 2026 |
| SJS Investment Consulting Inc. | History | No change | 231 | 7 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 194 | 6 | 0.0% | 0.0% | 144 | +13 | 7.18% | Q4 2025 | Feb 13, 2026 |
| IFP Advisors, Inc | History | Reduced | 180 | 5 | 0.0% | 0.0% | 145 | -301 | -62.58% | Q4 2025 | Feb 06, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 138 | 4 | 0.0% | 0.0% | 146 | -1,761 | -92.73% | Q4 2025 | Feb 18, 2026 |
| Stone House Investment Management, LLC | History | Added to | 146 | 4 | 0.0% | 0.0% | 147 | +10 | 7.35% | Q4 2025 | Jan 21, 2026 |
| Strategic Investment Solutions, Inc. /IL | History | No change | 134 | 4 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q4 2025 | Feb 27, 2026 |
| Sound Income Strategies, LLC | History | No change | 85 | 2 | 0.0% | 0.0% | 149 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Kovitz Investment Group Partners, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -198,450 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Prospera Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.48% | — | -29,345 | -100.0% | Q3 2025 | Oct 22, 2025 |
| FIRST MERCHANTS CORP | History | Closed out | 0 | 0 | — | 0.04% | — | -27,607 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Integrated Wealth Concepts LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,203 | -100.0% | Q3 2025 | Nov 14, 2025 |
| BancFirst Trust & Investment Management | History | Closed out | 0 | 0 | — | 0.14% | — | -11,061 | -100.0% | Q3 2025 | Oct 01, 2025 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.02% | — | -8,445 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Quantedge Capital Pte Ltd | History | Closed out | 0 | 0 | — | 0.14% | — | -7,751 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Busey Bank | History | Closed out | 0 | 0 | — | 0.01% | — | -6,641 | -100.0% | Q3 2025 | Oct 15, 2025 |
| SUMMITRY LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,500 | -100.0% | Q3 2025 | Nov 07, 2025 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -6,280 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Mascagni Wealth Management, Inc. | History | Closed out | 0 | 0 | — | 0.16% | — | -6,200 | -100.0% | Q3 2025 | Oct 15, 2025 |
| EverSource Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,137 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Snowden Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,026 | -100.0% | Q3 2025 | Nov 14, 2025 |
| PINNACLE ASSOCIATES LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -6,000 | -100.0% | Q3 2025 | Nov 13, 2025 |
| NWAM LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,991 | -100.0% | Q3 2025 | Feb 04, 2026 |
| BRADLEY FOSTER & SARGENT INC/CT | History | Closed out | 0 | 0 | — | 0.0% | — | -5,963 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,787 | -100.0% | Q3 2025 | Nov 06, 2025 |
| BFSG, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,406 | -100.0% | Q3 2025 | Oct 29, 2025 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -1,358 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,314 | -100.0% | Q3 2025 | Oct 07, 2025 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,167 | -100.0% | Q3 2025 | Nov 07, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -819 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Wealthspire Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -633 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -566 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Valued Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q3 2025 | Oct 29, 2025 |
| Cornerstone Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -72 | -100.0% | Q3 2025 | Nov 07, 2025 |
| JFS WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -64 | -100.0% | Q3 2025 | Nov 10, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | — | — | -19 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Center for Financial Planning, Inc. | History | Added to | 25 | 0 | — | — | — | +1 | 4.17% | Q4 2025 | Feb 05, 2026 |