TRI-CONTINENTAL Corp - TY
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | History | Added to | 735,098 | 23,221 | 0.64% | 0.68% | 1 | +33,497 | 4.77% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Reduced | 553,797 | 17,494 | 0.0% | 0.0% | 2 | -8,616 | -1.53% | Q1 2026 | May 15, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | Reduced | 514,535 | 16,254 | 0.03% | 0.03% | 3 | -3,091 | -0.6% | Q1 2026 | May 15, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 430,043 | 13,585 | 1.95% | 2.02% | 4 | +9,111 | 2.16% | Q1 2026 | May 11, 2026 |
| Allspring Global Investments Holdings, LLC | History | Added to | 366,014 | 11,562 | 0.02% | 0.02% | 5 | +31,757 | 9.5% | Q1 2026 | May 05, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 260,984 | 8,244 | 0.0% | 0.0% | 6 | -12,742 | -4.66% | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Reduced | 213,270 | 6,737 | 0.0% | 0.0% | 7 | -48,927 | -18.66% | Q1 2026 | May 05, 2026 |
| Focus Partners Wealth | History | Added to | 198,736 | 6,278 | 0.01% | 0.01% | 8 | +6,046 | 3.14% | Q1 2026 | May 14, 2026 |
| UMB Bank, n.a. | History | Reduced | 177,792 | 5,616 | 0.08% | 0.08% | 9 | -2,788 | -1.54% | Q1 2026 | May 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 166,093 | 5,246 | 0.0% | 0.0% | 10 | -9,426 | -5.37% | Q1 2026 | May 11, 2026 |
| Uncommon Cents Investing LLC | History | Reduced | 159,671 | 5,044 | 1.17% | 1.26% | 11 | -185 | -0.12% | Q1 2026 | Apr 15, 2026 |
| Cornerstone Advisory, LLC | History | Added to | 151,571 | 4,788 | 0.45% | 0.46% | 12 | +4,099 | 2.78% | Q1 2026 | May 04, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 144,772 | 4,573 | 0.15% | 0.14% | 13 | +20,996 | 16.96% | Q1 2026 | May 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 123,077 | 3,888 | 0.01% | 0.0% | 14 | +98,253 | 395.8% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 103,652 | 3,274 | 0.0% | 0.0% | 15 | +3,782 | 3.79% | Q1 2026 | May 12, 2026 |
| Mariner, LLC | History | Added to | 96,591 | 3,051 | 0.0% | 0.0% | 16 | +2,677 | 2.85% | Q1 2026 | May 13, 2026 |
| Shaker Financial Services, LLC | History | Added to | 93,663 | 2,958 | 1.03% | 0.73% | 17 | +23,218 | 32.96% | Q1 2026 | May 12, 2026 |
| 1620 INVESTMENT ADVISORS, INC. | History | Added to | 92,650 | 2,926 | 1.98% | 2.01% | 18 | +312 | 0.34% | Q1 2026 | May 13, 2026 |
| EP Wealth Advisors, LLC | History | Reduced | 86,270 | 2,725 | 0.01% | 0.01% | 19 | -1,850 | -2.1% | Q1 2026 | May 14, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 84,592 | 2,672 | 0.0% | 0.0% | 20 | +11,254 | 15.35% | Q1 2026 | May 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 82,630 | 2,640 | 0.01% | 0.01% | 21 | -44,407 | -34.96% | Q1 2026 | Apr 08, 2026 |
| Altium Capital Management LLC | History | Added to | 78,920 | 2,493 | 5.93% | 5.22% | 22 | +38,469 | 95.1% | Q1 2026 | May 01, 2026 |
| LPL Financial LLC | History | Reduced | 78,691 | 2,485 | 0.0% | 0.0% | 23 | -2,612 | -3.21% | Q1 2026 | May 06, 2026 |
| Capstone Financial Advisors, Inc. | History | No change | 75,513 | 2,385 | 0.13% | 0.13% | 24 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 73,108 | 2,309 | 0.01% | 0.01% | 25 | -1,035 | -1.4% | Q1 2026 | May 05, 2026 |
| Platform Technology Partners | History | No change | 66,996 | 2,116 | 0.41% | 0.47% | 26 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Added to | 61,634 | 1,947 | 0.1% | 0.12% | 27 | +40 | 0.06% | Q1 2026 | Apr 16, 2026 |
| RB Capital Management, LLC | History | Reduced | 60,974 | 1,926 | 0.41% | 0.41% | 28 | -2,520 | -3.97% | Q1 2026 | May 14, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 58,243 | 1,840 | 0.0% | 0.0% | 29 | +1,072 | 1.88% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 55,259 | 1,745 | 0.0% | 0.0% | 30 | +1,306 | 2.42% | Q1 2026 | Apr 27, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 49,345 | 1,558 | 0.02% | 0.02% | 31 | +4,533 | 10.12% | Q1 2026 | Apr 20, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 48,350 | 1,527 | 0.0% | 0.0% | 32 | -182 | -0.38% | Q1 2026 | Apr 30, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 46,881 | 1,480 | 0.0% | 0.0% | 33 | +53 | 0.11% | Q1 2026 | May 15, 2026 |
| Allworth Financial LP | History | Added to | 41,186 | 1,301 | 0.01% | 0.01% | 34 | +100 | 0.24% | Q1 2026 | May 14, 2026 |
| Beckerman Institutional, LLC | History | Reduced | 39,994 | 1,263 | 0.67% | 0.74% | 35 | -510 | -1.26% | Q1 2026 | May 04, 2026 |
| Pathstone Holdings, LLC | History | Added to | 38,657 | 1,221 | 0.0% | 0.0% | 36 | +25,878 | 202.5% | Q1 2026 | May 11, 2026 |
| Quadrant Private Wealth Management, LLC | History | No change | 38,406 | 1,213 | 0.19% | 0.21% | 37 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 38,095 | 1,203 | 0.01% | 0.01% | 38 | +6,457 | 20.41% | Q1 2026 | May 08, 2026 |
| WHITENER CAPITAL MANAGEMENT, INC. | History | Added to | 33,821 | 1,068 | 0.24% | 0.25% | 39 | +69 | 0.2% | Q1 2026 | Apr 16, 2026 |
| ALBION FINANCIAL GROUP /UT | History | No change | 30,496 | 963 | 0.06% | 0.06% | 40 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Altus Wealth Group LLC | History | Reduced | 29,614 | 935 | 0.38% | 0.39% | 41 | -568 | -1.88% | Q1 2026 | Apr 27, 2026 |
| HighTower Advisors, LLC | History | Added to | 29,065 | 918 | 0.0% | 0.0% | 42 | +137 | 0.47% | Q1 2026 | May 05, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 28,679 | 905 | 0.01% | 0.0% | 43 | +22,721 | 381.35% | Q1 2026 | May 04, 2026 |
| Stolper Co | History | Reduced | 18,450 | 847 | 0.24% | 0.59% | 44 | -43,205 | -70.08% | Q1 2026 | Apr 13, 2026 |
| Creative Planning | History | Added to | 25,948 | 819 | 0.0% | 0.0% | 46 | +153 | 0.59% | Q1 2026 | May 12, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 25,907 | 819 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 24,598 | 777 | 0.01% | 0.01% | 47 | -400 | -1.6% | Q1 2026 | May 15, 2026 |
| &PARTNERS | History | Added to | 24,644 | 774 | 0.0% | 0.0% | 48 | +1,120 | 4.76% | Q1 2026 | May 15, 2026 |
| Baltimore-Washington Financial Advisors, Inc. | History | No change | 24,416 | 771 | 0.03% | 0.03% | 49 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 22,817 | 720 | 0.0% | 0.0% | 50 | +6,215 | 37.44% | Q1 2026 | May 08, 2026 |
| Cetera Investment Advisers | History | Reduced | 22,608 | 714 | 0.0% | 0.0% | 51 | -460 | -1.99% | Q1 2026 | May 13, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 21,082 | 665 | 0.01% | 0.01% | 52 | -5,811 | -21.61% | Q1 2026 | May 15, 2026 |
| KIRR MARBACH & CO LLC /IN/ | History | No change | 19,882 | 628 | 0.11% | 0.12% | 53 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 19,030 | 601 | 0.0% | 0.0% | 54 | +70 | 0.37% | Q1 2026 | Apr 30, 2026 |
| Cerity Partners LLC | History | Added to | 18,346 | 579 | 0.0% | 0.0% | 55 | +3,244 | 21.48% | Q1 2026 | May 15, 2026 |
| Heritage Wealth Advisors | History | Reduced | 17,846 | 563 | 0.02% | 0.02% | 56 | -322 | -1.77% | Q1 2026 | May 13, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 17,825 | 563 | 0.01% | 0.01% | 57 | +113 | 0.64% | Q1 2026 | May 11, 2026 |
| JOHNSON INVESTMENT COUNSEL INC | History | Added to | 16,925 | 534 | 0.0% | 0.0% | 58 | +5 | 0.03% | Q1 2026 | May 01, 2026 |
| First PREMIER Bank | History | No change | 16,574 | 524 | 0.12% | 0.12% | 59 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 15,665 | 494 | 0.0% | 0.0% | 60 | -29,208 | -65.09% | Q1 2026 | May 15, 2026 |
| Tower Wealth Partners, Inc. | History | Added to | 15,604 | 492 | 0.27% | 0.28% | 61 | +140 | 0.91% | Q1 2026 | May 08, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 15,529 | 490 | 0.0% | 0.0% | 62 | +878 | 5.99% | Q1 2026 | May 14, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 15,330 | 484 | 0.01% | 0.01% | 63 | -6,520 | -29.84% | Q1 2026 | May 14, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 15,611 | 482 | 0.0% | 0.0% | 64 | -196 | -1.24% | Q1 2026 | May 13, 2026 |
| Successful Portfolios LLC | History | Added to | 15,205 | 472 | 0.26% | 0.26% | 65 | +8 | 0.05% | Q1 2026 | Apr 13, 2026 |
| GatePass Capital, LLC | History | No change | 14,756 | 466 | 0.22% | 0.25% | 66 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| DELTA CAPITAL MANAGEMENT LLC | History | No change | 13,342 | 421 | 0.23% | 0.24% | 67 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Waverly Advisors, LLC | History | Added to | 12,935 | 408 | 0.0% | 0.0% | 68 | +24 | 0.19% | Q1 2026 | May 15, 2026 |
| FIRST FINANCIAL BANKSHARES INC | History | No change | 12,720 | 401 | 0.01% | 0.01% | 69 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| MSH Capital Advisors LLC | History | No change | 12,719 | 401 | 0.08% | 0.09% | 70 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| TWIN FOCUS CAPITAL PARTNERS, LLC | History | No change | 12,611 | 398 | 0.05% | 0.05% | 71 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| XTX Topco Ltd | History | Added to | 12,360 | 390 | 0.01% | 0.01% | 72 | +4,304 | 53.43% | Q1 2026 | May 15, 2026 |
| CORA CAPITAL ADVISORS LLC | History | No change | 11,981 | 378 | 0.13% | 0.15% | 73 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Joel Isaacson & Co., LLC | History | No change | 11,866 | 374 | 0.01% | 0.01% | 74 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Corient Private Wealth LLC | History | Reduced | 11,763 | 371 | 0.0% | 0.0% | 75 | -229 | -1.91% | Q1 2026 | May 15, 2026 |
| Savvy Advisors, Inc. | History | No change | 11,598 | 366 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| SEI INVESTMENTS CO | History | New | 11,335 | 358 | 0.0% | — | 77 | +11,335 | New | Q1 2026 | May 13, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 11,250 | 355 | 0.01% | 0.01% | 78 | +1,892 | 20.22% | Q1 2026 | May 14, 2026 |
| Private Advisor Group, LLC | History | Reduced | 11,121 | 351 | 0.0% | 0.0% | 79 | -346 | -3.02% | Q1 2026 | Apr 24, 2026 |
| Financial Plan, Inc. | History | Reduced | 11,006 | 347 | 0.04% | 0.04% | 81 | -982 | -8.19% | Q1 2026 | Apr 24, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | No change | 11,006 | 347 | 0.02% | 0.02% | 80 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| NorthRock Partners, LLC | History | New | 10,447 | 330 | 0.01% | — | 82 | +10,447 | New | Q1 2026 | May 15, 2026 |
| Koshinski Asset Management, Inc. | History | No change | 10,199 | 322 | 0.02% | 0.02% | 83 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| American Institute for Advanced Investment Management, LLP | History | No change | 10,170 | 321 | 0.21% | 0.21% | 84 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | History | New | 10,136 | 320 | 0.0% | — | 85 | +10,136 | New | Q1 2026 | May 12, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 10,010 | 316 | 0.0% | 0.0% | 86 | +3 | 0.03% | Q1 2026 | Apr 23, 2026 |
| Integrated Wealth Concepts LLC | History | New | 9,938 | 313 | 0.0% | — | 87 | +9,938 | New | Q1 2026 | May 15, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 9,823 | 310 | 0.0% | 0.0% | 88 | -2 | -0.02% | Q1 2026 | May 14, 2026 |
| MERIDIAN INVESTMENT COUNSEL INC. | History | No change | 9,755 | 308 | 0.07% | 0.08% | 89 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| FERGUSON WELLMAN CAPITAL MANAGEMENT, INC | History | No change | 9,266 | 292 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 8,898 | 281 | 0.0% | 0.0% | 91 | +496 | 5.9% | Q1 2026 | May 15, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 8,673 | 273 | 0.0% | 0.0% | 92 | +507 | 6.21% | Q1 2026 | May 15, 2026 |
| TANDEM CAPITAL MANAGEMENT CORP /ADV | History | No change | 8,300 | 262 | 0.13% | 0.12% | 93 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | New | 5,393 | 260 | 0.02% | — | 94 | +5,393 | New | Q1 2026 | Apr 16, 2026 |
| Unify Financial Advisors | History | Reduced | 8,129 | 256 | 0.27% | 0.28% | 95 | -155 | -1.87% | Q1 2026 | Apr 23, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 8,019 | 253 | 0.0% | 0.0% | 96 | -1,016 | -11.25% | Q1 2026 | May 15, 2026 |
| Quantinno Capital Management LP | History | Reduced | 7,945 | 251 | 0.0% | 0.0% | 97 | -623 | -7.27% | Q1 2026 | May 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 7,532 | 240 | 0.02% | 0.02% | 98 | -594 | -7.31% | Q1 2026 | May 01, 2026 |
| Gateway Wealth Partners, LLC | History | New | 7,440 | 235 | 0.01% | — | 99 | +7,440 | New | Q1 2026 | May 15, 2026 |
| PRENTISS SMITH & CO INC | History | No change | 7,026 | 221 | 0.13% | 0.14% | 100 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Independent Family Office, LLC | History | No change | 6,987 | 220 | 0.09% | 0.1% | 101 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MONETA GROUP INVESTMENT ADVISORS LLC | History | No change | 6,609 | 208 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 6,549 | 206 | 0.0% | 0.0% | 103 | -1,303 | -16.59% | Q1 2026 | May 14, 2026 |
| Main Street Financial Solutions, LLC | History | No change | 6,286 | 205 | 0.02% | 0.02% | 104 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| CWM, LLC | History | Added to | 6,424 | 202 | 0.0% | 0.0% | 105 | +3 | 0.05% | Q1 2026 | May 14, 2026 |
| Quantedge Capital Pte Ltd | History | New | 6,351 | 200 | 0.11% | — | 106 | +6,351 | New | Q1 2026 | May 12, 2026 |
| Ancora Advisors LLC | History | No change | 5,900 | 186 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Quent Capital, LLC | History | No change | 5,405 | 170 | 0.01% | 0.01% | 108 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| BESSEMER GROUP INC | History | Added to | 4,997 | 157 | 0.0% | 0.0% | 111 | +2,196 | 78.4% | Q1 2026 | May 06, 2026 |
| US BANCORP \DE\ | History | No change | 4,985 | 157 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| MAI Capital Management | History | No change | 4,990 | 157 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| First Command Advisory Services, Inc. | History | No change | 4,694 | 148 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Crews Bank & Trust | History | No change | 4,434 | 140 | 0.02% | 0.02% | 113 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| BROWN, LISLE/CUMMINGS, INC. | History | No change | 4,200 | 132 | 0.03% | 0.03% | 114 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 3,876 | 126 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 3,290 | 103 | 0.0% | 0.0% | 116 | -5,114 | -60.85% | Q1 2026 | May 12, 2026 |
| CITIGROUP INC | History | No change | 3,245 | 102 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Parallel Advisors, LLC | History | No change | 3,240 | 102 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| CENTRAL TRUST Co | History | Reduced | 3,098 | 97 | 0.0% | 0.0% | 119 | -1,910 | -38.14% | Q1 2026 | Apr 17, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 3,057 | 96 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 3,050 | 96 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| North Star Investment Management Corp. | History | New | 2,987 | 94 | 0.01% | — | 122 | +2,987 | New | Q1 2026 | Apr 23, 2026 |
| GHP Investment Advisors, Inc. | History | No change | 2,767 | 87 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| ATWOOD & PALMER INC | History | No change | 2,726 | 86 | 0.0% | 0.01% | 124 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 2,639 | 81 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Clearstead Advisors, LLC | History | No change | 2,500 | 78 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| McIlrath & Eck, LLC | History | No change | 2,293 | 72 | 0.01% | 0.01% | 127 | 0 | 0.0% | Q1 2026 | May 19, 2026 |
| BAYBAN | History | No change | 2,310 | 72 | 0.06% | 0.07% | 128 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 2,225 | 70 | 0.0% | 0.0% | 129 | +1,974 | 786.45% | Q1 2026 | May 15, 2026 |
| Advocate Investing Services LLC | History | No change | 1,649 | 52 | 0.04% | 0.05% | 130 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| ASSETMARK, INC | History | No change | 1,639 | 51 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Anchor Investment Management, LLC | History | Reduced | 1,465 | 46 | 0.0% | 0.01% | 133 | -535 | -26.75% | Q1 2026 | May 01, 2026 |
| NBT BANK N A /NY | History | No change | 1,481 | 46 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Costello Asset Management, INC | History | No change | 1,375 | 43 | 0.01% | 0.01% | 134 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | New | 1,314 | 41 | 0.0% | — | 135 | +1,314 | New | Q1 2026 | Apr 29, 2026 |
| HM PAYSON & CO | History | No change | 1,184 | 40 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | Added to | 1,159 | 36 | 0.0% | 0.0% | 137 | +6 | 0.52% | Q1 2026 | Apr 10, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 992 | 31 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Hanson & Doremus Investment Management | History | New | 929 | 29 | 0.0% | — | 139 | +929 | New | Q1 2026 | Apr 17, 2026 |
| Advisory Services Network, LLC | History | New | 612 | 19 | 0.0% | — | 141 | +612 | New | Q1 2026 | May 15, 2026 |
| CX Institutional | History | Added to | 602 | 19 | 0.0% | 0.0% | 140 | +5 | 0.84% | Q1 2026 | Apr 06, 2026 |
| CVA Family Office, LLC | History | No change | 464 | 14 | 0.0% | 0.0% | 142 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Blue Trust, Inc. | History | No change | 368 | 11 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Hilltop National Bank | History | No change | 370 | 11 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |
| First Pacific Financial | History | Added to | 230 | 7 | 0.0% | 0.0% | 145 | +2 | 0.88% | Q1 2026 | Apr 23, 2026 |
| SJS Investment Consulting Inc. | History | No change | 231 | 7 | 0.0% | 0.0% | 146 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 195 | 6 | 0.0% | 0.0% | 147 | +1 | 0.52% | Q1 2026 | May 12, 2026 |
| SHP Wealth Management | History | No change | 221 | 6 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| IFP Advisors, Inc | History | No change | 180 | 5 | 0.0% | 0.0% | 149 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Sound Income Strategies, LLC | History | Added to | 145 | 4 | 0.0% | 0.0% | 151 | +60 | 70.59% | Q1 2026 | Apr 27, 2026 |
| Stone House Investment Management, LLC | History | Added to | 147 | 4 | 0.0% | 0.0% | 150 | +1 | 0.68% | Q1 2026 | Apr 22, 2026 |
| Strategic Investment Solutions, Inc. /IL | History | No change | 134 | 4 | 0.0% | 0.0% | 152 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Western Wealth Management, LLC | History | New | 93 | 2 | 0.0% | — | 153 | +93 | New | Q1 2026 | May 19, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,171 | -100.0% | Q1 2026 | May 12, 2026 |
| TIAA TRUST, NATIONAL ASSOCIATION | History | Closed out | 0 | 0 | — | 0.0% | — | -10,136 | -100.0% | Q1 2026 | May 12, 2026 |
| Choate Investment Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -6,578 | -100.0% | Q1 2026 | May 13, 2026 |
| Closed-End Fund Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.12% | — | -6,338 | -100.0% | Q1 2026 | May 11, 2026 |
| Alliance Wealth Strategies, LLC d/b/a Brown Edwards Wealth Strategies | History | Closed out | 0 | 0 | — | 0.19% | — | -6,272 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Mezzasalma Advisors, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -6,249 | -100.0% | Q1 2026 | Apr 17, 2026 |
| RETIREMENT INCOME SOLUTIONS, INC | History | Closed out | 0 | 0 | — | 0.03% | — | -6,213 | -100.0% | Q1 2026 | May 04, 2026 |
| Commonwealth Retirement Investments LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -900 | -100.0% | Q1 2026 | May 11, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -138 | -100.0% | Q1 2026 | May 15, 2026 |
| Center for Financial Planning, Inc. | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 04, 2026 |