Innovator ETFs Trust - UOCT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Brookstone Capital Management | History | Added to | 1,669,155 | 65,167 | 0.75% | 0.04% | 1 | +1,590,102 | 2011.44% | Q4 2025 | Jan 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 387,635 | 15,134 | 0.02% | 0.02% | 2 | +67,771 | 21.19% | Q4 2025 | Feb 12, 2026 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | History | Reduced | 140,047 | 5,467 | 0.33% | 0.48% | 3 | -76,328 | -35.28% | Q4 2025 | Jan 20, 2026 |
| KFG WEALTH MANAGEMENT, LLC | History | Added to | 137,124 | 5,353 | 0.72% | 0.32% | 4 | +78,557 | 134.13% | Q4 2025 | Jan 21, 2026 |
| CWM, LLC | History | Added to | 122,419 | 4,779 | 0.01% | 0.01% | 5 | +9,967 | 8.86% | Q4 2025 | Jan 26, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 107,375 | 4,192 | 0.01% | 0.01% | 6 | -8,143 | -7.05% | Q4 2025 | Feb 18, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 91,039 | 3,554 | 0.01% | 0.02% | 7 | +128 | 0.14% | Q4 2025 | Feb 13, 2026 |
| Advisory Services Network, LLC | History | Added to | 90,684 | 3,540 | 0.05% | 0.05% | 8 | +3,800 | 4.37% | Q4 2025 | Feb 17, 2026 |
| Spire Wealth Management | History | Added to | 86,868 | 3,391 | 0.11% | 0.03% | 9 | +65,197 | 300.85% | Q4 2025 | Jan 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 73,376 | 2,864 | 0.0% | 0.0% | 10 | +4,678 | 6.81% | Q4 2025 | Feb 10, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 71,324 | 2,784 | 0.0% | 0.0% | 11 | +10,109 | 16.51% | Q4 2025 | Feb 17, 2026 |
| IMG Wealth Management, Inc. | History | Reduced | 66,681 | 2,603 | 1.65% | 1.8% | 12 | -2,767 | -3.98% | Q4 2025 | Feb 05, 2026 |
| CENTRAL VALLEY ADVISORS, LLC | History | Added to | 62,146 | 2,426 | 0.72% | 0.73% | 13 | +375 | 0.61% | Q4 2025 | Jan 12, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 54,056 | 2,110 | 0.02% | 0.01% | 14 | +4,360 | 8.77% | Q4 2025 | Feb 12, 2026 |
| LPL Financial LLC | History | Added to | 53,922 | 2,105 | 0.0% | 0.0% | 15 | +528 | 0.99% | Q4 2025 | Feb 11, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 53,001 | 2,069 | 0.03% | 0.01% | 16 | +34,810 | 191.36% | Q4 2025 | Feb 10, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 50,244 | 1,961 | 0.0% | 0.0% | 17 | +19,984 | 66.04% | Q4 2025 | Feb 18, 2026 |
| SageView Advisory Group, LLC | History | Added to | 48,460 | 1,891 | 0.06% | 0.06% | 18 | +4,971 | 11.43% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Added to | 46,884 | 1,830 | 0.0% | 0.0% | 19 | +6,965 | 17.45% | Q4 2025 | Feb 17, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 43,851 | 1,712 | 0.0% | 0.0% | 20 | -299 | -0.68% | Q4 2025 | Feb 02, 2026 |
| Wood Tarver Financial Group, LLC | History | Reduced | 41,327 | 1,613 | 0.45% | 0.49% | 21 | -1,887 | -4.37% | Q4 2025 | Feb 12, 2026 |
| Sonoma Allocations LLC | History | Added to | 39,103 | 1,541 | 0.51% | 0.36% | 22 | +13,076 | 50.24% | Q4 2025 | Feb 23, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 38,276 | 1,494 | 0.0% | 0.0% | 23 | +28,961 | 310.91% | Q4 2025 | Feb 13, 2026 |
| Bedel Financial Consulting, Inc. | History | No change | 36,171 | 1,412 | 0.15% | 0.18% | 24 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Berger Financial Group, Inc | History | Added to | 34,116 | 1,331 | 0.08% | 0.03% | 25 | +20,779 | 155.8% | Q4 2025 | Jan 27, 2026 |
| Trek Financial, LLC | History | Added to | 31,379 | 1,225 | 0.07% | 0.02% | 26 | +23,035 | 276.07% | Q4 2025 | Feb 04, 2026 |
| AE Wealth Management LLC | History | Added to | 27,062 | 1,056 | 0.01% | 0.01% | 27 | +1,134 | 4.37% | Q4 2025 | Jan 26, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 23,924 | 934 | 0.02% | 0.02% | 28 | +2,097 | 9.61% | Q4 2025 | Feb 09, 2026 |
| Allworth Financial LP | History | New | 23,438 | 915 | 0.0% | — | 29 | +23,438 | New | Q4 2025 | Feb 05, 2026 |
| Kellett Wealth Advisors, LLC | History | Added to | 22,292 | 870 | 0.5% | 0.51% | 30 | +306 | 1.39% | Q4 2025 | Jan 23, 2026 |
| Compass Advisory Group LLC | History | Reduced | 21,326 | 832 | 0.22% | 0.26% | 31 | -3,022 | -12.41% | Q4 2025 | Jan 21, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 20,493 | 800 | 0.0% | — | 32 | +20,493 | New | Q4 2025 | Feb 17, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 19,570 | 764 | 0.02% | 0.02% | 33 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Added to | 18,401 | 718 | 0.03% | 0.03% | 34 | +295 | 1.63% | Q4 2025 | Feb 13, 2026 |
| Vantage Point Financial LLC | History | Reduced | 16,273 | 635 | 0.23% | 0.25% | 35 | -353 | -2.12% | Q4 2025 | Feb 02, 2026 |
| Triad Wealth Partners, LLC | History | Added to | 15,192 | 593 | 0.06% | 0.07% | 36 | +2,013 | 15.27% | Q4 2025 | Jan 22, 2026 |
| AssuredPartners Investment Advisors, LLC | History | New | 15,184 | 592 | 0.09% | — | 38 | +15,184 | New | Q4 2025 | Feb 03, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | New | 15,167 | 592 | 0.01% | — | 37 | +15,167 | New | Q4 2025 | Feb 19, 2026 |
| GTS SECURITIES LLC | History | New | 13,953 | 544 | 0.02% | — | 39 | +13,953 | New | Q4 2025 | Feb 13, 2026 |
| IHT Wealth Management, LLC | History | Reduced | 13,731 | 536 | 0.01% | 0.07% | 40 | -58,956 | -81.11% | Q4 2025 | Feb 17, 2026 |
| Cornerstone Wealth Group, LLC | History | New | 12,844 | 501 | 0.03% | — | 41 | +12,844 | New | Q4 2025 | Jan 26, 2026 |
| Arkadios Wealth Advisors | History | New | 12,790 | 499 | 0.01% | — | 42 | +12,790 | New | Q4 2025 | Feb 13, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | Added to | 12,721 | 496 | 0.03% | 0.03% | 43 | +487 | 3.98% | Q4 2025 | Feb 04, 2026 |
| WorthPointe, LLC | History | Reduced | 12,654 | 494 | 0.13% | 0.23% | 44 | -3,446 | -21.4% | Q4 2025 | Jan 26, 2026 |
| Meridian Wealth Management, LLC | History | New | 12,478 | 487 | 0.02% | — | 45 | +12,478 | New | Q4 2025 | Feb 04, 2026 |
| WEALTHGARDEN F.S. LLC | History | No change | 12,383 | 487 | 0.32% | 0.34% | 46 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| RFG Advisory, LLC | History | Reduced | 12,198 | 476 | 0.01% | 0.01% | 47 | -958 | -7.28% | Q4 2025 | Feb 03, 2026 |
| Long Island Wealth Management, Inc. | History | No change | 12,046 | 470 | 0.22% | 0.22% | 48 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Simplicity Wealth,LLC | History | Added to | 11,400 | 445 | 0.03% | 0.02% | 49 | +786 | 7.41% | Q4 2025 | Jan 30, 2026 |
| Atria Investments, Inc | History | Added to | 11,211 | 437 | 0.0% | 0.0% | 50 | +597 | 5.62% | Q4 2025 | Feb 05, 2026 |
| NewCorp Financial Services, Inc. | History | New | 10,922 | 426 | 0.38% | — | 51 | +10,922 | New | Q4 2025 | Feb 10, 2026 |
| Janney Montgomery Scott LLC | History | No change | 10,785 | 421 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| ATX Financial Planning, LLC | History | New | 10,781 | 420 | 0.32% | — | 53 | +10,781 | New | Q4 2025 | Feb 19, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 10,659 | 416 | 0.0% | 0.0% | 54 | +3,991 | 59.85% | Q4 2025 | Feb 05, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 9,245 | 360 | 0.01% | — | 55 | +9,245 | New | Q4 2025 | Feb 17, 2026 |
| Strategic Blueprint, LLC | History | Reduced | 9,189 | 358 | 0.02% | 0.02% | 56 | -3,909 | -29.84% | Q4 2025 | Jan 30, 2026 |
| Chris Bulman Inc | History | New | 9,002 | 351 | 0.16% | — | 57 | +9,002 | New | Q4 2025 | Jan 14, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 8,331 | 325 | 0.0% | — | 59 | +8,331 | New | Q4 2025 | Jan 29, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 8,328 | 325 | 0.02% | 0.03% | 58 | -260 | -3.03% | Q4 2025 | Jan 21, 2026 |
| Encompass More Asset Management | History | Added to | 7,723 | 301 | 0.06% | 0.05% | 60 | +1,237 | 19.07% | Q4 2025 | Feb 03, 2026 |
| Integrity Advisory Solutions, LLC | History | New | 7,709 | 300 | 0.04% | — | 61 | +7,709 | New | Q4 2025 | Feb 09, 2026 |
| BFI Wealth Solutions, LLC | History | New | 7,375 | 287 | 0.27% | — | 62 | +7,375 | New | Q4 2025 | Feb 19, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | No change | 7,203 | 282 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| HighTower Advisors, LLC | History | New | 6,909 | 269 | 0.0% | — | 64 | +6,909 | New | Q4 2025 | Feb 06, 2026 |
| Arete Wealth Advisors, LLC | History | Added to | 6,865 | 268 | 0.02% | 0.01% | 65 | +835 | 13.85% | Q4 2025 | Feb 13, 2026 |
| Beacon Financial Advisory LLC | History | Added to | 6,736 | 262 | 0.06% | 0.05% | 66 | +960 | 16.62% | Q4 2025 | Feb 17, 2026 |
| DHJJ Financial Advisors, Ltd. | History | New | 6,293 | 245 | 0.08% | — | 67 | +6,293 | New | Q4 2025 | Jan 23, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 6,100 | 238 | 0.01% | 0.02% | 68 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Lantz Financial LLC | History | New | 5,904 | 230 | 0.05% | — | 69 | +5,904 | New | Q4 2025 | Jan 14, 2026 |
| Retirement Planning Group, LLC | History | No change | 5,587 | 218 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Ausdal Financial Partners, Inc. | History | New | 5,511 | 215 | 0.01% | — | 71 | +5,511 | New | Q4 2025 | Feb 13, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Reduced | 5,500 | 214 | 0.01% | 0.01% | 72 | -555 | -9.17% | Q4 2025 | Feb 10, 2026 |
| Tradition Wealth Management, LLC | History | New | 5,377 | 209 | 0.02% | — | 73 | +5,377 | New | Q4 2025 | Feb 11, 2026 |
| NewEdge Advisors, LLC | History | New | 5,224 | 203 | 0.0% | — | 75 | +5,224 | New | Q4 2025 | Feb 18, 2026 |
| BENJAMIN EDWARDS INC | History | New | 5,204 | 203 | 0.0% | — | 74 | +5,204 | New | Q4 2025 | Feb 02, 2026 |
| Financial Network Wealth Advisors LLC | History | Added to | 5,209 | 203 | 0.21% | 0.21% | 76 | +118 | 2.32% | Q4 2025 | Feb 13, 2026 |
| First Heartland Consultants, Inc. | History | New | 5,170 | 201 | 0.02% | — | 77 | +5,170 | New | Q4 2025 | Jan 09, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 3,691 | 144 | 0.01% | 0.01% | 78 | -430 | -10.43% | Q4 2025 | Jan 13, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 3,250 | 126 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 2,189 | 85 | 0.0% | 0.0% | 80 | +549 | 33.48% | Q4 2025 | Jan 23, 2026 |
| WealthShield Partners, LLC | History | Added to | 1,303 | 50 | 0.01% | 0.0% | 81 | +415 | 46.73% | Q4 2025 | Feb 03, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 1,200 | 46 | 0.01% | — | 82 | +1,200 | New | Q4 2025 | Feb 09, 2026 |
| Triumph Capital Management | History | New | 1,030 | 40 | 0.01% | — | 83 | +1,030 | New | Q4 2025 | Feb 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 982 | 38 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| MORGAN STANLEY | History | New | 962 | 37 | 0.0% | — | 85 | +962 | New | Q4 2025 | Feb 13, 2026 |
| Archer Investment Corp | History | New | 955 | 37 | 0.01% | — | 86 | +955 | New | Q4 2025 | Jan 30, 2026 |
| OPTIMA CAPITAL LLC | History | New | 805 | 31 | 0.01% | — | 87 | +805 | New | Q4 2025 | Jan 23, 2026 |
| ROYAL BANK OF CANADA | History | New | 500 | 20 | 0.0% | — | 88 | +500 | New | Q4 2025 | Feb 17, 2026 |
| ASSETMARK, INC | History | New | 394 | 15 | 0.0% | — | 89 | +394 | New | Q4 2025 | Jan 23, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 144 | 5 | 0.0% | 0.0% | 90 | -2,563 | -94.68% | Q4 2025 | Feb 11, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 100 | 3 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,811 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Betterment LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,411 | -100.0% | Q3 2025 | Nov 13, 2025 |
| CONTINUUM WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -5,747 | -100.0% | Q3 2025 | Oct 24, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,881 | -100.0% | Q3 2025 | Nov 12, 2025 |
| BARCLAYS PLC | History | New | 2 | 0 | — | — | — | +2 | New | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Nov 13, 2025 |