Innovator ETFs Trust - UOCT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Brookstone Capital Management | History | Added to | 1,681,168 | 64,287 | 0.73% | 0.75% | 1 | +12,013 | 0.72% | Q1 2026 | Apr 16, 2026 |
| Talon Private Wealth, LLC | History | New | 943,203 | 36,068 | 4.79% | — | 2 | +943,203 | New | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 383,727 | 14,673 | 0.02% | 0.02% | 3 | -3,908 | -1.01% | Q1 2026 | Apr 27, 2026 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | History | Added to | 149,978 | 5,735 | 0.33% | 0.33% | 4 | +9,931 | 7.09% | Q1 2026 | Apr 09, 2026 |
| CWM, LLC | History | Added to | 125,368 | 4,794 | 0.01% | 0.01% | 5 | +2,949 | 2.41% | Q1 2026 | May 14, 2026 |
| KFG WEALTH MANAGEMENT, LLC | History | Reduced | 124,403 | 4,757 | 0.61% | 0.72% | 6 | -12,721 | -9.28% | Q1 2026 | Apr 20, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 104,299 | 3,988 | 0.02% | 0.01% | 7 | +13,260 | 14.57% | Q1 2026 | Apr 30, 2026 |
| Advisory Services Network, LLC | History | Reduced | 90,285 | 3,452 | 0.05% | 0.05% | 8 | -399 | -0.44% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 84,906 | 3,246 | 0.0% | 0.0% | 9 | +13,582 | 19.04% | Q1 2026 | May 15, 2026 |
| Spire Wealth Management | History | Reduced | 82,198 | 3,143 | 0.11% | 0.11% | 10 | -4,670 | -5.38% | Q1 2026 | Apr 22, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 75,972 | 2,905 | 0.0% | 0.0% | 11 | +2,596 | 3.54% | Q1 2026 | May 04, 2026 |
| IMG Wealth Management, Inc. | History | Reduced | 65,876 | 2,519 | 1.61% | 1.65% | 12 | -805 | -1.21% | Q1 2026 | May 15, 2026 |
| CENTRAL VALLEY ADVISORS, LLC | History | Reduced | 60,918 | 2,329 | 0.64% | 0.72% | 13 | -1,228 | -1.98% | Q1 2026 | Apr 09, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 59,576 | 2,278 | 0.02% | 0.02% | 14 | +5,520 | 10.21% | Q1 2026 | May 13, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 56,222 | 2,149 | 0.03% | 0.03% | 15 | +3,221 | 6.08% | Q1 2026 | May 11, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 55,621 | 2,126 | 0.0% | 0.01% | 16 | -51,754 | -48.2% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 53,840 | 2,058 | 0.0% | 0.0% | 17 | -82 | -0.15% | Q1 2026 | May 06, 2026 |
| SageView Advisory Group, LLC | History | No change | 48,460 | 1,891 | 0.06% | 0.06% | 18 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Creative Planning | History | New | 49,328 | 1,886 | 0.0% | — | 19 | +49,328 | New | Q1 2026 | May 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 48,824 | 1,867 | 0.0% | 0.0% | 20 | -1,420 | -2.83% | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | Reduced | 46,740 | 1,787 | 0.0% | 0.0% | 21 | -144 | -0.31% | Q1 2026 | May 13, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 43,624 | 1,668 | 0.0% | 0.0% | 22 | -227 | -0.52% | Q1 2026 | Apr 27, 2026 |
| Wood Tarver Financial Group, LLC | History | Reduced | 40,576 | 1,551 | 0.43% | 0.45% | 23 | -751 | -1.82% | Q1 2026 | May 12, 2026 |
| Sonoma Allocations LLC | History | Reduced | 38,374 | 1,477 | 0.51% | 0.51% | 24 | -729 | -1.86% | Q1 2026 | May 19, 2026 |
| Bedel Financial Consulting, Inc. | History | No change | 36,171 | 1,383 | 0.16% | 0.15% | 25 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 35,264 | 1,348 | 0.0% | 0.0% | 26 | +14,771 | 72.08% | Q1 2026 | May 15, 2026 |
| Berger Financial Group, Inc | History | No change | 34,116 | 1,304 | 0.07% | 0.08% | 27 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Trek Financial, LLC | History | Reduced | 30,076 | 1,150 | 0.06% | 0.07% | 28 | -1,303 | -4.15% | Q1 2026 | May 13, 2026 |
| OLD MISSION CAPITAL LLC | History | Added to | 29,906 | 1,143 | 0.02% | 0.01% | 29 | +20,661 | 223.48% | Q1 2026 | May 15, 2026 |
| AE Wealth Management LLC | History | Reduced | 25,022 | 956 | 0.01% | 0.01% | 30 | -2,040 | -7.54% | Q1 2026 | May 13, 2026 |
| Allworth Financial LP | History | No change | 23,438 | 896 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Triad Wealth Partners, LLC | History | Added to | 22,733 | 869 | 0.07% | 0.06% | 32 | +7,541 | 49.64% | Q1 2026 | Apr 16, 2026 |
| Compass Advisory Group LLC | History | Reduced | 20,885 | 798 | 0.21% | 0.22% | 33 | -441 | -2.07% | Q1 2026 | Apr 21, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 19,570 | 748 | 0.02% | 0.02% | 34 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 17,265 | 660 | 0.0% | 0.0% | 35 | -21,011 | -54.89% | Q1 2026 | May 04, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Reduced | 17,253 | 660 | 0.03% | 0.03% | 36 | -1,148 | -6.24% | Q1 2026 | May 18, 2026 |
| Vantage Point Financial LLC | History | No change | 16,273 | 622 | 0.22% | 0.23% | 37 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| GTS SECURITIES LLC | History | Added to | 14,353 | 548 | 0.02% | 0.02% | 38 | +400 | 2.87% | Q1 2026 | May 14, 2026 |
| Arkadios Wealth Advisors | History | Added to | 14,148 | 541 | 0.01% | 0.01% | 39 | +1,358 | 10.62% | Q1 2026 | May 18, 2026 |
| IHT Wealth Management, LLC | History | No change | 13,731 | 525 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Cornerstone Wealth Group, LLC | History | No change | 12,844 | 512 | 0.03% | 0.03% | 41 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Meridian Wealth Management, LLC | History | No change | 12,478 | 477 | 0.02% | 0.02% | 42 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| WEALTHGARDEN F.S. LLC | History | No change | 12,383 | 473 | 0.32% | 0.32% | 43 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Long Island Wealth Management, Inc. | History | No change | 12,046 | 460 | 0.21% | 0.22% | 44 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| RFG Advisory, LLC | History | Reduced | 12,020 | 459 | 0.01% | 0.01% | 45 | -178 | -1.46% | Q1 2026 | Apr 17, 2026 |
| Atria Investments, Inc | History | Added to | 11,779 | 450 | 0.01% | 0.0% | 46 | +568 | 5.07% | Q1 2026 | May 05, 2026 |
| CITADEL ADVISORS LLC | History | New | 11,643 | 445 | 0.0% | — | 47 | +11,643 | New | Q1 2026 | May 15, 2026 |
| AssuredPartners Investment Advisors, LLC | History | Reduced | 11,423 | 440 | 0.05% | 0.09% | 48 | -3,761 | -24.77% | Q1 2026 | Apr 10, 2026 |
| Kellett Wealth Advisors, LLC | History | Reduced | 11,459 | 438 | 0.24% | 0.5% | 49 | -10,833 | -48.6% | Q1 2026 | May 04, 2026 |
| WorthPointe, LLC | History | Reduced | 11,238 | 429 | 0.12% | 0.13% | 50 | -1,416 | -11.19% | Q1 2026 | May 12, 2026 |
| NewCorp Financial Services, Inc. | History | No change | 10,922 | 417 | 0.36% | 0.38% | 51 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Janney Montgomery Scott LLC | History | No change | 10,785 | 412 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 10,614 | 406 | 0.0% | 0.0% | 53 | -45 | -0.42% | Q1 2026 | Apr 30, 2026 |
| Simplicity Wealth,LLC | History | Reduced | 10,614 | 405 | 0.02% | 0.03% | 54 | -786 | -6.89% | Q1 2026 | Apr 30, 2026 |
| Strategic Blueprint, LLC | History | No change | 9,189 | 351 | 0.02% | 0.02% | 55 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 8,760 | 334 | 0.0% | 0.0% | 56 | +429 | 5.15% | Q1 2026 | Apr 20, 2026 |
| Chris Bulman Inc | History | Reduced | 8,559 | 327 | 0.14% | 0.16% | 57 | -443 | -4.92% | Q1 2026 | Apr 13, 2026 |
| Encompass More Asset Management | History | Added to | 8,498 | 324 | 0.05% | 0.06% | 58 | +775 | 10.03% | Q1 2026 | Apr 28, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | Reduced | 8,102 | 309 | 0.02% | 0.03% | 59 | -4,619 | -36.31% | Q1 2026 | Apr 30, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 7,873 | 301 | 0.02% | 0.02% | 60 | -455 | -5.46% | Q1 2026 | May 05, 2026 |
| Integrity Advisory Solutions, LLC | History | No change | 7,709 | 294 | 0.04% | 0.04% | 61 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| BFI Wealth Solutions, LLC | History | No change | 7,375 | 284 | 0.27% | 0.27% | 62 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Madison Wealth Partners, Inc | History | New | 7,261 | 277 | 0.04% | — | 63 | +7,261 | New | Q1 2026 | Apr 30, 2026 |
| HighTower Advisors, LLC | History | No change | 6,909 | 264 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Beacon Financial Advisory LLC | History | No change | 6,736 | 257 | 0.06% | 0.06% | 65 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 6,293 | 240 | 0.08% | 0.08% | 66 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 6,174 | 236 | 0.0% | 0.02% | 67 | -17,750 | -74.19% | Q1 2026 | May 15, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 6,100 | 233 | 0.01% | 0.01% | 68 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| ATX Financial Planning, LLC | History | Reduced | 5,903 | 225 | 0.17% | 0.32% | 69 | -4,878 | -45.25% | Q1 2026 | Apr 30, 2026 |
| Lantz Financial LLC | History | Reduced | 5,740 | 219 | 0.05% | 0.05% | 70 | -164 | -2.78% | Q1 2026 | Apr 09, 2026 |
| Retirement Planning Group, LLC | History | No change | 5,587 | 213 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 5,500 | 210 | 0.01% | 0.01% | 72 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Financial Network Wealth Advisors LLC | History | Added to | 5,364 | 205 | 0.21% | 0.21% | 74 | +155 | 2.98% | Q1 2026 | May 14, 2026 |
| Tradition Wealth Management, LLC | History | No change | 5,377 | 205 | 0.01% | 0.02% | 73 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Ausdal Financial Partners, Inc. | History | Reduced | 5,323 | 203 | 0.01% | 0.01% | 75 | -188 | -3.41% | Q1 2026 | May 12, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 3,666 | 140 | 0.0% | 0.01% | 76 | -25 | -0.68% | Q1 2026 | Apr 07, 2026 |
| GUARDIAN WEALTH ADVISORS, LLC / NC | History | New | 3,250 | 124 | 0.01% | — | 78 | +3,250 | New | Q1 2026 | May 15, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 3,250 | 124 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Farther Finance Advisors, LLC | History | No change | 2,189 | 84 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| TopTier Wealth Management, LLC | History | New | 1,423 | 54 | 0.03% | — | 80 | +1,423 | New | Q1 2026 | May 05, 2026 |
| WealthShield Partners, LLC | History | Reduced | 1,284 | 49 | 0.01% | 0.01% | 81 | -19 | -1.46% | Q1 2026 | May 01, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 1,200 | 45 | 0.01% | 0.01% | 82 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Ashton Thomas Private Wealth, LLC | History | New | 1,020 | 39 | 0.0% | — | 83 | +1,020 | New | Q1 2026 | May 11, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 982 | 37 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| MORGAN STANLEY | History | No change | 962 | 36 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Archer Investment Corp | History | No change | 955 | 36 | 0.01% | 0.01% | 86 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| ROYAL BANK OF CANADA | History | No change | 500 | 19 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | Added to | 445 | 17 | 0.0% | 0.0% | 88 | +51 | 12.94% | Q1 2026 | May 06, 2026 |
| Triumph Capital Management | History | Reduced | 330 | 12 | 0.0% | 0.01% | 89 | -700 | -67.96% | Q1 2026 | May 13, 2026 |
| UBS Group AG | History | New | 299 | 11 | 0.0% | — | 90 | +299 | New | Q1 2026 | May 05, 2026 |
| JPMORGAN CHASE & CO | History | No change | 144 | 5 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| JOURNEY RETIREMENT PLANNING & INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -15,368 | -100.0% | Q1 2026 | May 15, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,167 | -100.0% | Q1 2026 | Apr 29, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,203 | -100.0% | Q1 2026 | Apr 08, 2026 |
| Arete Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -6,865 | -100.0% | Q1 2026 | May 20, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,224 | -100.0% | Q1 2026 | May 15, 2026 |
| BENJAMIN EDWARDS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,204 | -100.0% | Q1 2026 | May 12, 2026 |
| First Heartland Consultants, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -5,170 | -100.0% | Q1 2026 | Apr 08, 2026 |
| OPTIMA CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -805 | -100.0% | Q1 2026 | May 04, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2026 | May 11, 2026 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q1 2026 | May 14, 2026 |