Innovator ETFs Trust - UOCT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 366,149 | 15,052 | 0.02% | 0.02% | 1 | -17,578 | -4.58% | Q2 2026 | Jul 29, 2026 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | History | Added to | 158,706 | 6,524 | 0.32% | 0.33% | 2 | +8,728 | 5.82% | Q2 2026 | Jul 20, 2026 |
| CWM, LLC | History | No change | 125,368 | 4,794 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Advisory Services Network, LLC | History | Reduced | 89,915 | 3,696 | 0.04% | 0.05% | 4 | -370 | -0.41% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 88,006 | 3,617 | 0.0% | 0.0% | 5 | +3,100 | 3.65% | Q2 2026 | Aug 14, 2026 |
| Brookstone Capital Management | History | Reduced | 86,949 | 3,574 | 0.04% | 0.73% | 6 | -1,594,219 | -94.83% | Q2 2026 | Jul 15, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 81,311 | 3,342 | 0.01% | 0.02% | 7 | -22,988 | -22.04% | Q2 2026 | Jul 28, 2026 |
| KFG WEALTH MANAGEMENT, LLC | History | Reduced | 79,797 | 3,280 | 0.37% | 0.61% | 8 | -44,606 | -35.86% | Q2 2026 | Jul 22, 2026 |
| Spire Wealth Management | History | Reduced | 78,766 | 3,238 | 0.1% | 0.11% | 9 | -3,432 | -4.18% | Q2 2026 | Jul 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 69,414 | 2,853 | 0.0% | 0.0% | 10 | -6,558 | -8.63% | Q2 2026 | Sep 23, 2026 |
| IMG Wealth Management, Inc. | History | Added to | 66,598 | 2,737 | 1.52% | 1.61% | 11 | +722 | 1.1% | Q2 2026 | Aug 07, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 65,507 | 2,692 | 0.02% | 0.02% | 12 | +5,931 | 9.96% | Q2 2026 | Aug 14, 2026 |
| CENTRAL VALLEY ADVISORS, LLC | History | Reduced | 58,130 | 2,389 | 0.61% | 0.64% | 13 | -2,788 | -4.58% | Q2 2026 | Jul 21, 2026 |
| LPL Financial LLC | History | Added to | 57,574 | 2,366 | 0.0% | 0.0% | 14 | +3,734 | 6.94% | Q2 2026 | Aug 07, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 57,041 | 2,344 | 0.02% | 0.03% | 15 | +819 | 1.46% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 55,406 | 2,277 | 0.0% | 0.0% | 16 | +6,582 | 13.48% | Q2 2026 | Aug 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 50,862 | 2,090 | 0.0% | 0.0% | 17 | -4,759 | -8.56% | Q2 2026 | Aug 19, 2026 |
| Cetera Investment Advisers | History | No change | 46,740 | 1,921 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 43,407 | 1,784 | 0.0% | 0.0% | 19 | -217 | -0.5% | Q2 2026 | Jul 28, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 40,035 | 1,645 | 0.0% | 0.0% | 20 | +4,771 | 13.53% | Q2 2026 | Aug 14, 2026 |
| Triad Wealth Partners, LLC | History | Added to | 37,611 | 1,566 | 0.09% | 0.07% | 21 | +14,878 | 65.45% | Q2 2026 | Aug 10, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 37,312 | 1,533 | 0.0% | 0.0% | 22 | +20,047 | 116.11% | Q2 2026 | Aug 07, 2026 |
| Sonoma Allocations LLC | History | Reduced | 36,803 | 1,516 | 0.47% | 0.51% | 23 | -1,571 | -4.09% | Q2 2026 | Jul 08, 2026 |
| Bedel Financial Consulting, Inc. | History | No change | 36,171 | 1,486 | 0.14% | 0.16% | 24 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Wood Tarver Financial Group, LLC | History | Reduced | 35,672 | 1,466 | 0.35% | 0.43% | 25 | -4,904 | -12.09% | Q2 2026 | Aug 13, 2026 |
| Berger Financial Group, Inc | History | No change | 34,116 | 1,402 | 0.07% | 0.07% | 26 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Trek Financial, LLC | History | No change | 30,076 | 1,236 | 0.06% | 0.06% | 27 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AE Wealth Management LLC | History | Reduced | 24,802 | 1,019 | 0.0% | 0.01% | 28 | -220 | -0.88% | Q2 2026 | Aug 03, 2026 |
| Allworth Financial LP | History | Added to | 23,865 | 981 | 0.0% | 0.0% | 29 | +427 | 1.82% | Q2 2026 | Aug 11, 2026 |
| Compass Advisory Group LLC | History | Reduced | 20,704 | 851 | 0.2% | 0.21% | 30 | -181 | -0.87% | Q2 2026 | Aug 11, 2026 |
| SteelPeak Wealth, LLC | History | New | 20,458 | 841 | 0.02% | — | 31 | +20,458 | New | Q2 2026 | Jul 13, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 19,570 | 805 | 0.02% | 0.02% | 32 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 19,444 | 799 | 0.0% | 0.0% | 33 | +7,801 | 67.0% | Q2 2026 | Sep 02, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Reduced | 17,041 | 701 | 0.03% | 0.03% | 34 | -212 | -1.23% | Q2 2026 | Aug 17, 2026 |
| MTM FINANCIAL GROUP, LLC | History | No change | 15,383 | 632 | 0.27% | 0.28% | 35 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | New | 15,167 | 623 | 0.01% | — | 36 | +15,167 | New | Q2 2026 | Jul 28, 2026 |
| Vantage Point Financial LLC | History | Reduced | 15,154 | 622 | 0.19% | 0.22% | 37 | -1,119 | -6.88% | Q2 2026 | Aug 14, 2026 |
| Simplicity Wealth,LLC | History | Added to | 14,328 | 589 | 0.02% | 0.02% | 38 | +3,714 | 34.99% | Q2 2026 | Aug 06, 2026 |
| IHT Wealth Management, LLC | History | No change | 13,731 | 564 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cornerstone Wealth Group, LLC | History | No change | 12,844 | 528 | 0.03% | 0.03% | 40 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Meridian Wealth Management, LLC | History | No change | 12,478 | 512 | 0.02% | 0.02% | 41 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| WEALTHGARDEN F.S. LLC | History | No change | 12,383 | 509 | 0.29% | 0.32% | 42 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Long Island Wealth Management, Inc. | History | No change | 12,046 | 495 | 0.2% | 0.21% | 43 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Atria Investments, Inc | History | Added to | 11,866 | 487 | 0.0% | 0.01% | 44 | +87 | 0.74% | Q2 2026 | Jul 28, 2026 |
| Kellett Wealth Advisors, LLC | History | Added to | 11,496 | 472 | 0.22% | 0.24% | 45 | +37 | 0.32% | Q2 2026 | Jul 23, 2026 |
| AssuredPartners Investment Advisors, LLC | History | No change | 11,423 | 469 | 0.05% | 0.05% | 46 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| WorthPointe, LLC | History | No change | 11,238 | 461 | 0.12% | 0.12% | 47 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| RFG Advisory, LLC | History | Reduced | 11,204 | 460 | 0.01% | 0.01% | 48 | -816 | -6.79% | Q2 2026 | Jul 15, 2026 |
| NewCorp Financial Services, Inc. | History | No change | 10,922 | 449 | 0.34% | 0.36% | 49 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 10,635 | 437 | 0.0% | 0.0% | 50 | -150 | -1.39% | Q2 2026 | Aug 05, 2026 |
| Encompass More Asset Management | History | Added to | 10,495 | 431 | 0.06% | 0.05% | 51 | +1,997 | 23.5% | Q2 2026 | Jul 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 9,898 | 407 | 0.0% | 0.0% | 52 | -716 | -6.75% | Q2 2026 | Jul 27, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 9,799 | 402 | 0.0% | 0.0% | 53 | +1,039 | 11.86% | Q2 2026 | Jul 27, 2026 |
| Strategic Blueprint, LLC | History | No change | 9,189 | 377 | 0.02% | 0.02% | 54 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| OLD MISSION CAPITAL LLC | History | Reduced | 8,471 | 348 | 0.01% | 0.02% | 55 | -21,435 | -71.67% | Q2 2026 | Aug 14, 2026 |
| Ameritas Advisory Services, LLC | History | New | 8,038 | 330 | 0.01% | — | 56 | +8,038 | New | Q2 2026 | Aug 14, 2026 |
| Capital Investment Advisory Services, LLC | History | No change | 7,873 | 323 | 0.02% | 0.02% | 57 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | Reduced | 7,481 | 307 | 0.01% | 0.02% | 58 | -621 | -7.66% | Q2 2026 | Aug 04, 2026 |
| BFI Wealth Solutions, LLC | History | No change | 7,375 | 303 | 0.22% | 0.27% | 59 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| HighTower Advisors, LLC | History | No change | 6,909 | 284 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Beacon Financial Advisory LLC | History | No change | 6,736 | 276 | 0.05% | 0.06% | 61 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| PRINCIPAL SECURITIES, INC. | History | New | 6,475 | 266 | 0.0% | — | 62 | +6,475 | New | Q2 2026 | Aug 04, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 6,293 | 258 | 0.07% | 0.08% | 63 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Creative Planning | History | Reduced | 6,270 | 257 | 0.0% | 0.0% | 64 | -43,058 | -87.29% | Q2 2026 | Aug 13, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 6,100 | 250 | 0.01% | 0.01% | 65 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| SageView Advisory Group, LLC | History | Reduced | 6,057 | 249 | 0.01% | 0.07% | 66 | -42,403 | -87.5% | Q2 2026 | Aug 10, 2026 |
| JOURNEY RETIREMENT PLANNING & INVESTMENT MANAGEMENT LLC | History | New | 5,840 | 240 | 0.19% | — | 67 | +5,840 | New | Q2 2026 | Jul 24, 2026 |
| Lantz Financial LLC | History | Reduced | 5,679 | 233 | 0.04% | 0.05% | 68 | -61 | -1.06% | Q2 2026 | Jul 09, 2026 |
| Retirement Planning Group, LLC | History | No change | 5,587 | 229 | 0.01% | 0.01% | 69 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| ATX Financial Planning, LLC | History | Reduced | 5,520 | 226 | 0.15% | 0.17% | 71 | -383 | -6.49% | Q2 2026 | Aug 20, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 5,500 | 226 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Tradition Wealth Management, LLC | History | Reduced | 5,373 | 220 | 0.01% | 0.01% | 72 | -4 | -0.07% | Q2 2026 | Aug 11, 2026 |
| Financial Network Wealth Advisors LLC | History | Reduced | 5,339 | 219 | 0.22% | 0.21% | 74 | -25 | -0.47% | Q2 2026 | Jul 29, 2026 |
| Ausdal Financial Partners, Inc. | History | Added to | 5,344 | 219 | 0.01% | 0.01% | 73 | +21 | 0.39% | Q2 2026 | Aug 14, 2026 |
| Hiley Hunt Wealth Management | History | New | 5,118 | 210 | 0.08% | — | 75 | +5,118 | New | Q2 2026 | Jul 07, 2026 |
| Galvin, Gaustad & Stein, LLC | History | New | 5,017 | 206 | 0.02% | — | 76 | +5,017 | New | Q2 2026 | Jul 29, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 4,961 | 203 | 0.0% | 0.0% | 77 | -1,213 | -19.65% | Q2 2026 | Aug 12, 2026 |
| NewEdge Advisors, LLC | History | New | 4,924 | 202 | 0.0% | — | 78 | +4,924 | New | Q2 2026 | Aug 12, 2026 |
| CoreCap Advisors, LLC | History | Added to | 4,164 | 171 | 0.01% | 0.0% | 79 | +498 | 13.58% | Q2 2026 | Jul 06, 2026 |
| Continuum Advisory, LLC | History | New | 3,573 | 146 | 0.01% | — | 80 | +3,573 | New | Q2 2026 | Aug 06, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 3,250 | 133 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 2,205 | 90 | 0.0% | 0.0% | 82 | +16 | 0.73% | Q2 2026 | Jul 17, 2026 |
| IFP Advisors, Inc | History | New | 1,403 | 57 | 0.0% | — | 83 | +1,403 | New | Q2 2026 | Jul 20, 2026 |
| Talon Private Wealth, LLC | History | Reduced | 1,320 | 54 | 0.01% | 4.79% | 84 | -941,883 | -99.86% | Q2 2026 | Sep 11, 2026 |
| Bullseye Investment Management, LLC | History | New | 1,200 | 49 | 0.02% | — | 86 | +1,200 | New | Q2 2026 | Sep 11, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 1,200 | 49 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Archer Investment Corp | History | Added to | 1,063 | 43 | 0.01% | 0.01% | 87 | +108 | 11.31% | Q2 2026 | Aug 03, 2026 |
| MORGAN STANLEY | History | No change | 962 | 39 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WealthShield Partners, LLC | History | Reduced | 911 | 37 | 0.01% | 0.01% | 89 | -373 | -29.05% | Q2 2026 | Aug 12, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Reduced | 716 | 29 | 0.0% | 0.0% | 90 | -304 | -29.8% | Q2 2026 | Jul 29, 2026 |
| ROYAL BANK OF CANADA | History | No change | 500 | 21 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ASSETMARK, INC | History | No change | 445 | 18 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 400 | 16 | 0.0% | 0.0% | 93 | -582 | -59.27% | Q2 2026 | Aug 13, 2026 |
| Triumph Capital Management | History | No change | 330 | 13 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Bullock Wealth Management Group | History | No change | 173 | 7 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | New | 123 | 5 | 0.0% | — | 97 | +123 | New | Q2 2026 | Aug 12, 2026 |
| JPMORGAN CHASE & CO | History | No change | 144 | 5 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -14,353 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Arkadios Wealth Advisors | History | Closed out | 0 | 0 | — | 0.01% | — | -14,148 | -100.0% | Q2 2026 | Aug 10, 2026 |
| Chris Bulman Inc | History | Closed out | 0 | 0 | — | 0.14% | — | -8,559 | -100.0% | Q2 2026 | Jul 22, 2026 |
| Integrity Advisory Solutions, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -7,709 | -100.0% | Q2 2026 | Jul 31, 2026 |
| Madison Wealth Partners, Inc | History | Closed out | 0 | 0 | — | 0.04% | — | -7,261 | -100.0% | Q2 2026 | Aug 12, 2026 |
| GUARDIAN WEALTH ADVISORS, LLC / NC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,250 | -100.0% | Q2 2026 | Aug 14, 2026 |
| TopTier Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,423 | -100.0% | Q2 2026 | Jul 14, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -299 | -100.0% | Q2 2026 | Aug 13, 2026 |