Principal Exchange-Traded Funds - USMC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | History | Added to | 32,298,980 | 2,393,585 | 1.18% | 1.04% | 1 | +2,145,416 | 7.11% | Q2 2026 | Aug 04, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 4,823,521 | 357,551 | 4.31% | 4.47% | 2 | +86,567 | 1.83% | Q2 2026 | Aug 04, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 4,575,742 | 339,184 | 0.08% | 0.08% | 3 | +91,195 | 2.03% | Q2 2026 | Sep 23, 2026 |
| LPL Financial LLC | History | Reduced | 1,069,720 | 79,294 | 0.02% | 0.02% | 4 | -6,281 | -0.58% | Q2 2026 | Aug 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 1,028,455 | 76,236 | 0.01% | 0.01% | 5 | +41,928 | 4.25% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | Added to | 691,776 | 51,279 | 0.0% | 0.0% | 6 | +11,685 | 1.72% | Q2 2026 | Aug 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 635,412 | 47,101 | 0.01% | 0.01% | 7 | +280 | 0.04% | Q2 2026 | Aug 14, 2026 |
| Oasis Advisors, LLC | History | Reduced | 270,674 | 20,064 | 13.02% | 3.75% | 8 | -6,844,222 | -96.2% | Q2 2026 | Jul 30, 2026 |
| Segment Wealth Management, LLC | History | Added to | 267,031 | 19,794 | 1.03% | 0.96% | 9 | +12,138 | 4.76% | Q2 2026 | Jul 16, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 252,839 | 18,742 | 0.12% | 0.13% | 10 | -5,551 | -2.15% | Q2 2026 | Sep 08, 2026 |
| Symphony Financial Services, Inc. | History | Added to | 249,857 | 18,521 | 8.32% | 8.01% | 11 | +7,238 | 2.98% | Q2 2026 | Jul 22, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 213,613 | 15,834 | 1.44% | 1.47% | 12 | +3,910 | 1.86% | Q2 2026 | Jul 22, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 210,429 | 15,601 | 0.02% | 0.01% | 13 | +90,238 | 75.08% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 199,956 | 14,822 | 0.04% | 0.07% | 14 | -100,871 | -33.53% | Q2 2026 | Aug 12, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 185,788 | 13,771 | 0.02% | 0.02% | 15 | -6,096 | -3.18% | Q2 2026 | Aug 19, 2026 |
| EP Wealth Advisors, LLC | History | Added to | 130,890 | 9,702 | 0.04% | 0.04% | 16 | +1,783 | 1.38% | Q2 2026 | Aug 11, 2026 |
| Ameritas Advisory Services, LLC | History | New | 91,983 | 6,818 | 0.14% | — | 17 | +91,983 | New | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 83,874 | 6,192 | 0.0% | 0.0% | 18 | +4,080 | 5.11% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 75,946 | 5,630 | 0.0% | 0.0% | 19 | -41,428 | -35.3% | Q2 2026 | Aug 14, 2026 |
| US BANCORP \DE\ | History | Added to | 60,915 | 4,516 | 0.0% | 0.0% | 20 | +7,200 | 13.4% | Q2 2026 | Aug 12, 2026 |
| &PARTNERS | History | Added to | 60,528 | 4,485 | 0.02% | 0.02% | 21 | +1,239 | 2.09% | Q2 2026 | Aug 14, 2026 |
| MCDONALD PARTNERS LLC | History | Added to | 59,997 | 4,447 | 1.08% | 0.42% | 22 | +32,088 | 114.97% | Q2 2026 | Jul 28, 2026 |
| Wealth Advisors of Iowa, LLC | History | Reduced | 56,564 | 4,192 | 1.14% | 1.23% | 23 | -5,095 | -8.26% | Q2 2026 | Jul 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 56,399 | 4,180 | 0.01% | 0.01% | 24 | -68,480 | -54.84% | Q2 2026 | Jul 29, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 53,134 | 3,938 | 0.24% | 0.25% | 25 | +319 | 0.6% | Q2 2026 | Jul 23, 2026 |
| Smartleaf Asset Management LLC | History | No change | 46,610 | 3,441 | 0.11% | 0.11% | 26 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GREENWOOD CAPITAL ASSOCIATES LLC | History | Added to | 43,879 | 3,252 | 0.32% | 0.25% | 27 | +8,669 | 24.62% | Q2 2026 | Jul 28, 2026 |
| Cetera Investment Advisers | History | Added to | 42,953 | 3,183 | 0.0% | 0.0% | 28 | +5,023 | 13.24% | Q2 2026 | Aug 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 41,439 | 3,072 | 0.01% | 0.01% | 29 | +1,602 | 4.02% | Q2 2026 | Jul 27, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 36,761 | 2,724 | 0.06% | 0.05% | 30 | +298 | 0.82% | Q2 2026 | Aug 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 36,317 | 2,692 | 0.01% | 0.01% | 31 | +784 | 2.21% | Q2 2026 | Aug 07, 2026 |
| PMG Wealth Management, Inc. | History | Added to | 33,505 | 2,478 | 1.53% | 1.52% | 32 | +574 | 1.74% | Q2 2026 | Aug 05, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 28,128 | 2,085 | 0.0% | 0.0% | 33 | +11,078 | 64.97% | Q2 2026 | Aug 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 24,337 | 1,804 | 0.0% | 0.0% | 34 | -4,427 | -15.39% | Q2 2026 | Aug 12, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 23,845 | 1,779 | 0.0% | 0.0% | 35 | +2 | 0.01% | Q2 2026 | Jul 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 23,121 | 1,713 | 0.0% | 0.0% | 36 | +10,876 | 88.82% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 21,997 | 1,630 | 0.0% | 0.0% | 37 | -28 | -0.13% | Q2 2026 | Aug 12, 2026 |
| Private Advisor Group, LLC | History | Added to | 21,234 | 1,573 | 0.01% | 0.0% | 38 | +16,279 | 328.54% | Q2 2026 | Jul 27, 2026 |
| UBS Group AG | History | Reduced | 19,843 | 1,470 | 0.0% | 0.0% | 39 | -1,961 | -8.99% | Q2 2026 | Aug 13, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 19,269 | 1,428 | 0.0% | 0.0% | 40 | -723 | -3.62% | Q2 2026 | Jul 28, 2026 |
| Qube Research & Technologies Ltd | History | New | 16,989 | 1,259 | 0.0% | — | 41 | +16,989 | New | Q2 2026 | Aug 14, 2026 |
| Prospera Financial Services Inc | History | Added to | 16,938 | 1,255 | 0.02% | 0.02% | 42 | +10 | 0.06% | Q2 2026 | Jul 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 16,730 | 1,240 | 0.0% | — | 43 | +16,730 | New | Q2 2026 | Aug 14, 2026 |
| CITIZENS FINANCIAL GROUP INC/RI | History | Added to | 16,370 | 1,213 | 0.01% | 0.01% | 44 | +172 | 1.06% | Q2 2026 | Aug 07, 2026 |
| Richmond Investment Services, LLC | History | Reduced | 15,765 | 1,168 | 0.37% | 0.33% | 45 | -16,112 | -50.54% | Q2 2026 | Jul 27, 2026 |
| GTS SECURITIES LLC | History | Reduced | 13,248 | 982 | 0.02% | 0.06% | 46 | -13,263 | -50.03% | Q2 2026 | Aug 14, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | No change | 12,516 | 927 | 0.02% | 0.02% | 47 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 11,275 | 835 | 0.0% | 0.0% | 48 | +284 | 2.58% | Q2 2026 | Aug 13, 2026 |
| Cannon Wealth Management Services, LLC | History | Added to | 9,373 | 694 | 0.38% | 0.41% | 49 | +1 | 0.01% | Q2 2026 | Aug 11, 2026 |
| Kraft, Davis & Associates, LLC | History | No change | 9,241 | 682 | 0.14% | 0.14% | 50 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Gotham Asset Management, LLC | History | Reduced | 8,145 | 603 | 0.0% | 0.0% | 51 | -1,046 | -11.38% | Q2 2026 | Aug 14, 2026 |
| Arax Advisory Partners | History | New | 8,002 | 593 | 0.0% | — | 52 | +8,002 | New | Q2 2026 | Aug 10, 2026 |
| BLAIR WILLIAM & CO/IL | History | Added to | 7,068 | 523 | 0.0% | 0.0% | 53 | +263 | 3.86% | Q2 2026 | Aug 11, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | No change | 8,002 | 514 | 0.01% | 0.01% | 54 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Advisory Services Network, LLC | History | Added to | 6,740 | 499 | 0.01% | 0.01% | 55 | +232 | 3.56% | Q2 2026 | Aug 12, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 6,681 | 495 | 0.0% | 0.02% | 56 | -36,591 | -84.56% | Q2 2026 | Aug 14, 2026 |
| BASSO CAPITAL MANAGEMENT, L.P. | History | New | 6,617 | 490 | 0.1% | — | 57 | +6,617 | New | Q2 2026 | Jul 27, 2026 |
| Cornerstone Wealth Management, LLC | History | Reduced | 6,329 | 469 | 0.02% | 0.02% | 58 | -149 | -2.3% | Q2 2026 | Jul 22, 2026 |
| Stillwater Wealth Management Group | History | No change | 6,788 | 436 | 0.27% | 0.27% | 59 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Jackson Wealth Management, LLC | History | Reduced | 5,780 | 428 | 0.25% | 0.28% | 61 | -36,819 | -86.43% | Q2 2026 | Aug 20, 2026 |
| HighTower Advisors, LLC | History | Added to | 5,779 | 428 | 0.0% | 0.0% | 60 | +860 | 17.48% | Q2 2026 | Aug 05, 2026 |
| Simplicity Wealth,LLC | History | Added to | 5,056 | 374 | 0.01% | 0.02% | 62 | +425 | 9.18% | Q2 2026 | Aug 06, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 4,948 | 367 | 0.0% | 0.0% | 63 | +22 | 0.45% | Q2 2026 | Aug 05, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 4,318 | 320 | 0.0% | 0.0% | 64 | -321 | -6.92% | Q2 2026 | Aug 12, 2026 |
| Perennial Investment Advisors, LLC | History | No change | 4,249 | 314 | 0.02% | 0.02% | 65 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cornerstone Planning Group LLC | History | Reduced | 4,203 | 312 | 0.04% | 0.04% | 66 | -48 | -1.13% | Q2 2026 | Jul 29, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 4,113 | 304 | 0.0% | 0.0% | 67 | -549 | -11.78% | Q2 2026 | Aug 17, 2026 |
| ASSETMARK, INC | History | Added to | 3,837 | 284 | 0.0% | 0.0% | 68 | +631 | 19.68% | Q2 2026 | Jul 30, 2026 |
| D. E. Shaw & Co., Inc. | History | New | 3,390 | 251 | 0.0% | — | 69 | +3,390 | New | Q2 2026 | Aug 14, 2026 |
| MARSHALL WACE, LLP | History | Reduced | 2,741 | 203 | 0.0% | 0.0% | 70 | -3,164 | -53.58% | Q2 2026 | Aug 13, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 2,716 | 201 | 0.0% | 0.0% | 71 | -9,523 | -77.81% | Q2 2026 | Aug 14, 2026 |
| Concorde Asset Management, LLC | History | New | 2,700 | 200 | 0.12% | — | 72 | +2,700 | New | Q2 2026 | Aug 18, 2026 |
| Cape Investment Advisory, Inc. | History | New | 2,412 | 178 | 0.05% | — | 73 | +2,412 | New | Q2 2026 | Jul 23, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | Added to | 1,370 | 101 | 0.04% | 0.04% | 74 | +143 | 11.65% | Q2 2026 | Aug 14, 2026 |
| FIFTH THIRD BANCORP | History | No change | 1,244 | 92 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| FMR LLC | History | Added to | 1,155 | 85 | 0.0% | 0.0% | 76 | +906 | 363.86% | Q2 2026 | Aug 13, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | New | 1,084 | 82 | 0.01% | — | 77 | +1,084 | New | Q2 2026 | Aug 12, 2026 |
| Regatta Research & Money Management | History | New | 609 | 45 | 0.04% | — | 78 | +609 | New | Q2 2026 | Aug 11, 2026 |
| Farther Finance Advisors, LLC | History | New | 544 | 40 | 0.0% | — | 79 | +544 | New | Q2 2026 | Jul 17, 2026 |
| CoreCap Advisors, LLC | History | No change | 500 | 37 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Jul 06, 2026 |
| ABOUND FINANCIAL, LLC | History | No change | 418 | 30 | 0.01% | 0.01% | 81 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITIGROUP INC | History | New | 367 | 27 | 0.0% | — | 82 | +367 | New | Q2 2026 | Aug 03, 2026 |
| Pinnacle Bancorp, Inc. | History | Reduced | 215 | 15 | 0.0% | 0.0% | 83 | -6 | -2.71% | Q2 2026 | Jul 28, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 98 | 7 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 54 | 4 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 44 | 3 | 0.0% | 0.0% | 86 | -119 | -73.01% | Q2 2026 | Aug 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 27 | 2 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Legacy CG, LLC | History | Closed out | 0 | 0 | — | 1.11% | — | -62,166 | -100.0% | Q2 2026 | Jul 22, 2026 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -48,218 | -100.0% | Q2 2026 | Aug 03, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,054 | -100.0% | Q2 2026 | Sep 02, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -7,327 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Centennial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.59% | — | -7,218 | -100.0% | Q2 2026 | Jul 27, 2026 |
| Independent Advisor Alliance | History | Closed out | 0 | 0 | — | 0.0% | — | -3,319 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Lloyd Advisory Services, LLC. | History | Closed out | 0 | 0 | — | 0.04% | — | -2,034 | -100.0% | Q2 2026 | Aug 07, 2026 |
| Kingdom Financial Group LLC. | History | Closed out | 0 | 0 | — | 0.04% | — | -2,034 | -100.0% | Q2 2026 | Aug 07, 2026 |
| Versant Capital Management, Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -1,200 | -100.0% | Q2 2026 | Jul 02, 2026 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -412 | -100.0% | Q2 2026 | Aug 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -147 | -100.0% | Q2 2026 | Aug 07, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -18 | -100.0% | Q2 2026 | Aug 14, 2026 |