Principal Exchange-Traded Funds - USMC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | History | Reduced | 31,301,844 | 2,141,904 | 1.09% | 1.29% | 1 | -6,147,175 | -16.41% | Q4 2025 | Feb 02, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 4,470,607 | 306,013 | 4.72% | 4.92% | 2 | +91,106 | 2.08% | Q4 2025 | Feb 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 4,271,668 | 292,395 | 0.09% | 0.08% | 3 | +95,527 | 2.29% | Q4 2025 | Feb 10, 2026 |
| LPL Financial LLC | History | Added to | 1,404,127 | 96,112 | 0.03% | 0.03% | 4 | +87,122 | 6.62% | Q4 2025 | Feb 11, 2026 |
| O'Brien Wealth Partners LLC | History | Reduced | 893,720 | 61,175 | 8.09% | 8.37% | 5 | -12,417 | -1.37% | Q4 2025 | Jan 22, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 893,610 | 61,167 | 0.09% | 0.1% | 6 | -11,326 | -1.25% | Q4 2025 | Feb 18, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 744,783 | 50,980 | 0.02% | 0.02% | 7 | -17,078 | -2.24% | Q4 2025 | Feb 18, 2026 |
| MORGAN STANLEY | History | Added to | 695,333 | 47,595 | 0.0% | 0.0% | 8 | +43,161 | 6.62% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 640,137 | 43,817 | 0.01% | 0.01% | 9 | +43,635 | 7.32% | Q4 2025 | Feb 13, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 313,540 | 21,461 | 0.08% | 0.14% | 10 | -145,733 | -31.73% | Q4 2025 | Feb 18, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 306,368 | 20,970 | 0.15% | 0.15% | 11 | +13,878 | 4.74% | Q4 2025 | Feb 12, 2026 |
| Legacy CG, LLC | History | Reduced | 296,195 | 20,274 | 5.68% | 5.93% | 12 | -12,495 | -4.05% | Q4 2025 | Jan 26, 2026 |
| Segment Wealth Management, LLC | History | Reduced | 256,306 | 17,544 | 1.02% | 1.05% | 13 | -809 | -0.31% | Q4 2025 | Jan 29, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 241,652 | 16,541 | 0.2% | 0.09% | 14 | +86,056 | 55.31% | Q4 2025 | Feb 13, 2026 |
| Symphony Financial Services, Inc. | History | Added to | 228,694 | 15,654 | 8.03% | 7.87% | 15 | +14,174 | 6.61% | Q4 2025 | Feb 12, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 207,963 | 14,235 | 1.5% | 1.49% | 16 | +9,587 | 4.83% | Q4 2025 | Feb 13, 2026 |
| Wealth Advisors of Iowa, LLC | History | Reduced | 205,062 | 14,036 | 4.61% | 4.82% | 17 | -2,600 | -1.25% | Q4 2025 | Feb 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 143,433 | 9,821 | 0.01% | 0.01% | 18 | +76,789 | 115.22% | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 141,000 | 9,651 | 0.01% | 0.01% | 19 | +24,600 | 21.13% | Q4 2025 | Feb 17, 2026 |
| EP Wealth Advisors, LLC | History | New | 133,476 | 9,136 | 0.05% | — | 20 | +133,476 | New | Q4 2025 | Feb 18, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 115,282 | 7,891 | 0.01% | 0.01% | 21 | +4,583 | 4.14% | Q4 2025 | Feb 12, 2026 |
| Ethos Financial Group, LLC | History | New | 111,872 | 7,657 | 0.57% | — | 22 | +111,872 | New | Q4 2025 | Jan 20, 2026 |
| Elevation Capital Advisory, LLC | History | Reduced | 101,514 | 6,948 | 2.84% | 3.49% | 23 | -26,608 | -20.77% | Q4 2025 | Jan 26, 2026 |
| ROYAL BANK OF CANADA | History | New | 86,684 | 5,934 | 0.0% | — | 24 | +86,684 | New | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Added to | 86,151 | 5,897 | 0.01% | 0.0% | 25 | +28,741 | 50.06% | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 62,695 | 4,291 | 0.0% | 0.0% | 26 | +14,470 | 30.01% | Q4 2025 | Feb 11, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 58,352 | 3,994 | 0.01% | 0.01% | 27 | +665 | 1.15% | Q4 2025 | Feb 13, 2026 |
| &PARTNERS | History | Added to | 57,277 | 3,919 | 0.02% | 0.02% | 28 | +1,653 | 2.97% | Q4 2025 | Feb 17, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 53,034 | 3,630 | 0.26% | 0.27% | 29 | +2,609 | 5.17% | Q4 2025 | Jan 21, 2026 |
| Smartleaf Asset Management LLC | History | Reduced | 52,031 | 3,584 | 0.14% | 0.22% | 30 | -764 | -1.45% | Q4 2025 | Feb 13, 2026 |
| US BANCORP \DE\ | History | Added to | 46,489 | 3,182 | 0.0% | 0.0% | 31 | +2,171 | 4.9% | Q4 2025 | Jan 30, 2026 |
| Jackson Wealth Management, LLC | History | Added to | 44,418 | 3,040 | 0.3% | 0.3% | 32 | +973 | 2.24% | Q4 2025 | Jan 20, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 41,538 | 2,843 | 0.01% | 0.01% | 33 | +1,680 | 4.21% | Q4 2025 | Feb 05, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 39,600 | 2,710 | 0.07% | 0.07% | 34 | +72 | 0.18% | Q4 2025 | Feb 13, 2026 |
| PMG Wealth Management, Inc. | History | Added to | 33,438 | 2,288 | 1.68% | 1.7% | 35 | +431 | 1.31% | Q4 2025 | Jan 23, 2026 |
| Richmond Investment Services, LLC | History | Added to | 32,147 | 2,200 | 0.38% | 0.38% | 36 | +1,944 | 6.44% | Q4 2025 | Feb 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 31,397 | 2,149 | 0.0% | 0.0% | 37 | +12,803 | 68.86% | Q4 2025 | Feb 10, 2026 |
| GREENWOOD CAPITAL ASSOCIATES LLC | History | Added to | 30,658 | 2,098 | 0.23% | 0.16% | 38 | +10,298 | 50.58% | Q4 2025 | Jan 26, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 30,356 | 2,079 | 0.0% | 0.0% | 39 | +3,783 | 14.24% | Q4 2025 | Jan 08, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Reduced | 26,687 | 1,838 | 0.12% | 0.16% | 40 | -4,974 | -15.71% | Q4 2025 | Jan 15, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 23,418 | 1,602 | 0.0% | 0.0% | 41 | +184 | 0.79% | Q4 2025 | Feb 13, 2026 |
| Virtu Financial LLC | History | Added to | 22,824 | 1,562 | 0.06% | 0.01% | 42 | +19,079 | 509.45% | Q4 2025 | Feb 23, 2026 |
| UBS Group AG | History | Reduced | 22,153 | 1,516 | 0.0% | 0.0% | 43 | -37,383 | -62.79% | Q4 2025 | Jan 29, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 21,200 | 1,451 | 0.0% | 0.0% | 44 | -4,477 | -17.44% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 20,161 | 1,380 | 0.01% | 0.0% | 45 | +5,480 | 37.33% | Q4 2025 | Feb 13, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 19,204 | 1,315 | 0.0% | 0.0% | 46 | +9 | 0.05% | Q4 2025 | Feb 11, 2026 |
| GTS SECURITIES LLC | History | Added to | 17,523 | 1,199 | 0.04% | 0.02% | 47 | +10,035 | 134.01% | Q4 2025 | Feb 13, 2026 |
| Prospera Financial Services Inc | History | Added to | 16,678 | 1,141 | 0.02% | 0.01% | 48 | +3,889 | 30.41% | Q4 2025 | Feb 09, 2026 |
| CITIZENS FINANCIAL GROUP INC/RI | History | Reduced | 15,734 | 1,077 | 0.01% | 0.02% | 49 | -344 | -2.14% | Q4 2025 | Jan 30, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | Reduced | 12,516 | 856 | 0.02% | 0.02% | 50 | -584 | -4.46% | Q4 2025 | Feb 09, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 10,762 | 736 | 0.0% | 0.0% | 51 | -526 | -4.66% | Q4 2025 | Feb 12, 2026 |
| Cannon Wealth Management Services, LLC | History | Reduced | 9,511 | 651 | 0.46% | 0.5% | 52 | -148 | -1.53% | Q4 2025 | Jan 27, 2026 |
| Kraft, Davis & Associates, LLC | History | No change | 9,241 | 633 | 0.14% | 0.15% | 53 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 8,577 | 587 | 0.0% | 0.0% | 54 | -2,264 | -20.88% | Q4 2025 | Feb 17, 2026 |
| Gotham Asset Management, LLC | History | Reduced | 8,093 | 553 | 0.0% | 0.01% | 55 | -10,612 | -56.73% | Q4 2025 | Feb 17, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | No change | 8,002 | 547 | 0.01% | 0.01% | 56 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Cornerstone Planning Group LLC | History | New | 8,015 | 544 | 0.08% | — | 57 | +8,015 | New | Q4 2025 | Feb 02, 2026 |
| One Capital Management, LLC | History | No change | 7,732 | 529 | 0.02% | 0.02% | 58 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Stillwater Wealth Management Group | History | Reduced | 7,352 | 503 | 0.34% | 0.42% | 59 | -1,395 | -15.95% | Q4 2025 | Jan 27, 2026 |
| Advisory Services Network, LLC | History | Added to | 7,117 | 487 | 0.01% | 0.01% | 60 | +212 | 3.07% | Q4 2025 | Feb 17, 2026 |
| Hershey Financial Advisers, LLC | History | New | 6,955 | 476 | 0.4% | — | 61 | +6,955 | New | Q4 2025 | Feb 18, 2026 |
| BLAIR WILLIAM & CO/IL | History | Added to | 6,805 | 465 | 0.0% | 0.0% | 62 | +1,454 | 27.17% | Q4 2025 | Feb 17, 2026 |
| Cornerstone Wealth Management, LLC | History | Reduced | 6,685 | 457 | 0.02% | 0.03% | 63 | -399 | -5.63% | Q4 2025 | Feb 05, 2026 |
| MCDONALD PARTNERS LLC | History | New | 6,506 | 445 | 0.14% | — | 64 | +6,506 | New | Q4 2025 | Feb 02, 2026 |
| HighTower Advisors, LLC | History | Added to | 5,274 | 361 | 0.0% | 0.0% | 65 | +455 | 9.44% | Q4 2025 | Feb 06, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 4,920 | 336 | 0.0% | 0.0% | 66 | +306 | 6.63% | Q4 2025 | Feb 06, 2026 |
| Private Advisor Group, LLC | History | Reduced | 4,890 | 334 | 0.0% | 0.0% | 67 | -102 | -2.04% | Q4 2025 | Feb 17, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 4,846 | 331 | 0.0% | 0.0% | 68 | -9 | -0.19% | Q4 2025 | Feb 13, 2026 |
| Simplicity Wealth,LLC | History | New | 4,601 | 314 | 0.02% | — | 69 | +4,601 | New | Q4 2025 | Jan 30, 2026 |
| Equitable Holdings, Inc. | History | Added to | 4,476 | 306 | 0.0% | 0.0% | 70 | +234 | 5.52% | Q4 2025 | Feb 17, 2026 |
| Perennial Investment Advisors, LLC | History | No change | 4,249 | 290 | 0.02% | 0.02% | 71 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Cape Investment Advisory, Inc. | History | New | 3,705 | 253 | 0.08% | — | 72 | +3,705 | New | Q4 2025 | Feb 17, 2026 |
| ASSETMARK, INC | History | Added to | 3,164 | 216 | 0.0% | 0.0% | 73 | +499 | 18.72% | Q4 2025 | Jan 23, 2026 |
| Sanctuary Advisors, LLC | History | New | 3,018 | 206 | 0.0% | — | 74 | +3,018 | New | Q4 2025 | Jan 29, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 2,141 | 146 | 0.01% | — | 75 | +2,141 | New | Q4 2025 | Jan 21, 2026 |
| COMERICA BANK | History | No change | 1,244 | 85 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Versant Capital Management, Inc | History | New | 1,200 | 82 | 0.01% | — | 77 | +1,200 | New | Q4 2025 | Jan 08, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 706 | 48 | 0.0% | 0.0% | 78 | -141 | -16.65% | Q4 2025 | Feb 17, 2026 |
| CoreCap Advisors, LLC | History | Added to | 500 | 34 | 0.0% | 0.0% | 79 | +140 | 38.89% | Q4 2025 | Jan 13, 2026 |
| ABOUND FINANCIAL, LLC | History | New | 418 | 28 | 0.01% | — | 80 | +418 | New | Q4 2025 | Feb 17, 2026 |
| HUNTINGTON NATIONAL BANK | History | New | 367 | 25 | 0.0% | — | 81 | +367 | New | Q4 2025 | Feb 09, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 206 | 14 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 98 | 6 | 0.0% | — | 83 | +95 | 3166.67% | Q4 2025 | Mar 16, 2026 |
| SageView Advisory Group, LLC | History | New | 62 | 4 | 0.0% | — | 84 | +62 | New | Q4 2025 | Feb 17, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 40 | 2 | 0.0% | — | 85 | +40 | New | Q4 2025 | Feb 17, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | New | 18 | 1 | 0.0% | — | 87 | +18 | New | Q4 2025 | Feb 19, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 27 | 1 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -57,159 | -100.0% | Q3 2025 | Nov 03, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -28,800 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FLP Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.64% | — | -3,355 | -100.0% | Q3 2025 | Oct 24, 2025 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,126 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Grey Fox Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,100 | -100.0% | Q3 2025 | Oct 29, 2025 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -98 | -100.0% | Q3 2025 | Oct 21, 2025 |
| FMR LLC | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |