Principal Exchange-Traded Funds - USMC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | History | Reduced | 30,153,564 | 1,939,979 | 1.04% | 1.09% | 1 | -1,148,280 | -3.67% | Q1 2026 | May 04, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 4,736,954 | 304,643 | 4.47% | 4.72% | 2 | +266,347 | 5.96% | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 4,484,547 | 288,410 | 0.08% | 0.09% | 3 | +212,879 | 4.98% | Q1 2026 | May 04, 2026 |
| LPL Financial LLC | History | Reduced | 1,076,001 | 69,199 | 0.02% | 0.03% | 4 | -328,126 | -23.37% | Q1 2026 | May 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 986,527 | 63,445 | 0.01% | 0.01% | 5 | +346,390 | 54.11% | Q1 2026 | May 11, 2026 |
| O'Brien Wealth Partners LLC | History | No change | 893,720 | 61,175 | 8.09% | 8.09% | 6 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| MORGAN STANLEY | History | Reduced | 680,091 | 43,738 | 0.0% | 0.0% | 7 | -15,242 | -2.19% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 635,132 | 40,846 | 0.01% | 0.02% | 8 | -109,651 | -14.72% | Q1 2026 | May 14, 2026 |
| Oasis Advisors, LLC | History | Added to | 7,114,896 | 19,052 | 3.75% | 10.82% | 9 | +6,816,579 | 2285.01% | Q1 2026 | May 04, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 258,390 | 16,617 | 0.13% | 0.2% | 10 | +16,738 | 6.93% | Q1 2026 | May 15, 2026 |
| Segment Wealth Management, LLC | History | Reduced | 254,893 | 16,392 | 0.96% | 1.02% | 11 | -1,413 | -0.55% | Q1 2026 | Apr 20, 2026 |
| Symphony Financial Services, Inc. | History | Added to | 242,619 | 15,603 | 8.01% | 8.03% | 12 | +13,925 | 6.09% | Q1 2026 | May 07, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 209,703 | 13,486 | 1.47% | 1.5% | 13 | +1,740 | 0.84% | Q1 2026 | Apr 28, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 100,514 | 12,983 | 0.6% | 0.08% | 14 | -213,026 | -67.94% | Q1 2026 | May 15, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 191,884 | 12,340 | 0.02% | 0.09% | 15 | -701,726 | -78.53% | Q1 2026 | May 15, 2026 |
| EP Wealth Advisors, LLC | History | Reduced | 129,107 | 8,303 | 0.04% | 0.05% | 16 | -4,369 | -3.27% | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 124,879 | 8,031 | 0.01% | 0.01% | 17 | +9,597 | 8.32% | Q1 2026 | Apr 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 120,191 | 7,729 | 0.01% | 0.01% | 18 | -23,242 | -16.2% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 117,374 | 7,549 | 0.0% | 0.0% | 19 | +30,690 | 35.4% | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 79,794 | 4,989 | 0.0% | 0.0% | 20 | +17,099 | 27.27% | Q1 2026 | May 13, 2026 |
| Legacy CG, LLC | History | Reduced | 62,166 | 3,998 | 1.11% | 5.68% | 21 | -234,029 | -79.01% | Q1 2026 | May 05, 2026 |
| Wealth Advisors of Iowa, LLC | History | Reduced | 61,659 | 3,965 | 1.23% | 4.61% | 22 | -143,403 | -69.93% | Q1 2026 | May 13, 2026 |
| &PARTNERS | History | Added to | 59,289 | 3,812 | 0.02% | 0.02% | 23 | +2,012 | 3.51% | Q1 2026 | May 15, 2026 |
| US BANCORP \DE\ | History | Added to | 53,715 | 3,454 | 0.0% | 0.0% | 24 | +7,226 | 15.54% | Q1 2026 | May 14, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 52,815 | 3,396 | 0.25% | 0.26% | 25 | -219 | -0.41% | Q1 2026 | May 05, 2026 |
| AE Wealth Management LLC | History | New | 48,218 | 3,101 | 0.02% | — | 26 | +48,218 | New | Q1 2026 | May 13, 2026 |
| Smartleaf Asset Management LLC | History | Reduced | 46,610 | 2,914 | 0.11% | 0.14% | 27 | -5,421 | -10.42% | Q1 2026 | May 15, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 43,272 | 2,782 | 0.02% | 0.15% | 28 | -263,096 | -85.88% | Q1 2026 | May 13, 2026 |
| Jackson Wealth Management, LLC | History | Reduced | 42,599 | 2,740 | 0.28% | 0.3% | 29 | -1,819 | -4.1% | Q1 2026 | May 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 39,837 | 2,562 | 0.01% | 0.01% | 30 | -1,701 | -4.1% | Q1 2026 | Apr 30, 2026 |
| Cetera Investment Advisers | History | Reduced | 37,930 | 2,439 | 0.0% | 0.01% | 31 | -48,221 | -55.97% | Q1 2026 | May 13, 2026 |
| CreativeOne Wealth, LLC | History | Reduced | 36,463 | 2,345 | 0.05% | 0.07% | 32 | -3,137 | -7.92% | Q1 2026 | May 15, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 35,533 | 2,285 | 0.01% | 0.01% | 33 | -22,819 | -39.11% | Q1 2026 | May 04, 2026 |
| GREENWOOD CAPITAL ASSOCIATES LLC | History | Added to | 35,210 | 2,264 | 0.25% | 0.23% | 34 | +4,552 | 14.85% | Q1 2026 | Apr 29, 2026 |
| PMG Wealth Management, Inc. | History | Reduced | 32,931 | 2,113 | 1.52% | 1.68% | 35 | -507 | -1.52% | Q1 2026 | Apr 17, 2026 |
| Richmond Investment Services, LLC | History | Reduced | 31,877 | 2,049 | 0.33% | 0.38% | 36 | -270 | -0.84% | Q1 2026 | Apr 29, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 28,764 | 1,849 | 0.0% | 0.0% | 37 | -2,633 | -8.39% | Q1 2026 | May 07, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 28,054 | 1,804 | 0.0% | 0.0% | 38 | +6,854 | 32.33% | Q1 2026 | May 15, 2026 |
| MCDONALD PARTNERS LLC | History | Added to | 27,909 | 1,794 | 0.42% | 0.14% | 39 | +21,403 | 328.97% | Q1 2026 | May 15, 2026 |
| GTS SECURITIES LLC | History | Added to | 26,511 | 1,704 | 0.06% | 0.04% | 40 | +8,988 | 51.29% | Q1 2026 | May 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 23,843 | 1,537 | 0.0% | 0.0% | 41 | -6,513 | -21.46% | Q1 2026 | Apr 08, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 22,025 | 1,416 | 0.0% | 0.0% | 42 | -1,393 | -5.95% | Q1 2026 | May 12, 2026 |
| UBS Group AG | History | Reduced | 21,804 | 1,402 | 0.0% | 0.0% | 43 | -349 | -1.58% | Q1 2026 | May 05, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 19,992 | 1,285 | 0.0% | 0.01% | 44 | -169 | -0.84% | Q1 2026 | Apr 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 17,050 | 1,096 | 0.0% | — | 45 | +17,050 | New | Q1 2026 | May 15, 2026 |
| Prospera Financial Services Inc | History | Added to | 16,928 | 1,088 | 0.02% | 0.02% | 46 | +250 | 1.5% | Q1 2026 | Apr 14, 2026 |
| CITIZENS FINANCIAL GROUP INC/RI | History | Added to | 16,198 | 1,041 | 0.01% | 0.01% | 47 | +464 | 2.95% | Q1 2026 | May 01, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | No change | 12,516 | 804 | 0.02% | 0.02% | 48 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| JANE STREET GROUP, LLC | History | New | 12,239 | 787 | 0.0% | — | 50 | +12,239 | New | Q1 2026 | May 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 12,245 | 787 | 0.0% | 0.0% | 49 | +3,668 | 42.77% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 10,991 | 706 | 0.0% | 0.0% | 51 | +229 | 2.13% | Q1 2026 | May 08, 2026 |
| Kraft, Davis & Associates, LLC | History | No change | 9,241 | 651 | 0.14% | 0.14% | 52 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Cannon Wealth Management Services, LLC | History | Reduced | 9,372 | 602 | 0.41% | 0.46% | 53 | -139 | -1.46% | Q1 2026 | May 05, 2026 |
| Gotham Asset Management, LLC | History | Added to | 9,191 | 591 | 0.0% | 0.0% | 54 | +1,098 | 13.57% | Q1 2026 | May 15, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | No change | 8,002 | 514 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| HRT FINANCIAL LP | History | New | 7,327 | 471 | 0.0% | — | 56 | +7,327 | New | Q1 2026 | May 14, 2026 |
| Centennial Advisors, LLC | History | New | 7,218 | 464 | 0.59% | — | 57 | +7,218 | New | Q1 2026 | Apr 21, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 6,805 | 437 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Stillwater Wealth Management Group | History | Reduced | 6,788 | 436 | 0.27% | 0.34% | 59 | -564 | -7.67% | Q1 2026 | May 11, 2026 |
| Advisory Services Network, LLC | History | Reduced | 6,508 | 418 | 0.01% | 0.01% | 60 | -609 | -8.56% | Q1 2026 | May 15, 2026 |
| Cornerstone Wealth Management, LLC | History | Reduced | 6,478 | 416 | 0.02% | 0.02% | 61 | -207 | -3.1% | Q1 2026 | Apr 23, 2026 |
| MARSHALL WACE, LLP | History | New | 5,905 | 379 | 0.0% | — | 62 | +5,905 | New | Q1 2026 | May 14, 2026 |
| Equitable Holdings, Inc. | History | Added to | 4,662 | 319 | 0.0% | 0.0% | 63 | +186 | 4.16% | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Added to | 4,955 | 318 | 0.0% | 0.0% | 64 | +65 | 1.33% | Q1 2026 | Apr 24, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 4,926 | 317 | 0.0% | 0.0% | 65 | -14,278 | -74.35% | Q1 2026 | Apr 22, 2026 |
| HighTower Advisors, LLC | History | Reduced | 4,919 | 316 | 0.0% | 0.0% | 66 | -355 | -6.73% | Q1 2026 | May 05, 2026 |
| Cornerstone Planning Group LLC | History | Reduced | 4,251 | 301 | 0.04% | 0.08% | 67 | -3,764 | -46.96% | Q1 2026 | May 06, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 4,639 | 298 | 0.0% | 0.0% | 68 | -207 | -4.27% | Q1 2026 | May 14, 2026 |
| Simplicity Wealth,LLC | History | Added to | 4,631 | 297 | 0.02% | 0.02% | 69 | +30 | 0.65% | Q1 2026 | Apr 30, 2026 |
| Perennial Investment Advisors, LLC | History | No change | 4,249 | 273 | 0.02% | 0.02% | 70 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Independent Advisor Alliance | History | New | 3,319 | 213 | 0.0% | — | 71 | +3,319 | New | Q1 2026 | May 12, 2026 |
| ASSETMARK, INC | History | Added to | 3,206 | 206 | 0.0% | 0.0% | 72 | +42 | 1.33% | Q1 2026 | May 06, 2026 |
| Lloyd Advisory Services, LLC. | History | New | 2,034 | 130 | 0.04% | — | 73 | +2,034 | New | Q1 2026 | May 13, 2026 |
| Kingdom Financial Group LLC. | History | New | 2,034 | 130 | 0.04% | — | 74 | +2,034 | New | Q1 2026 | May 13, 2026 |
| COMERICA BANK | History | No change | 1,244 | 85 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 1,244 | 80 | 0.0% | — | 76 | +1,244 | New | Q1 2026 | May 01, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | New | 1,227 | 78 | 0.04% | — | 77 | +1,227 | New | Q1 2026 | May 08, 2026 |
| Versant Capital Management, Inc | History | No change | 1,200 | 77 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| CoreCap Advisors, LLC | History | No change | 500 | 32 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Parallel Advisors, LLC | History | New | 412 | 26 | 0.0% | — | 81 | +412 | New | Q1 2026 | May 07, 2026 |
| ABOUND FINANCIAL, LLC | History | No change | 418 | 26 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| FMR LLC | History | Added to | 249 | 16 | 0.0% | — | 82 | +240 | 2666.67% | Q1 2026 | May 15, 2026 |
| Pinnacle Bancorp, Inc. | History | Added to | 221 | 14 | 0.0% | 0.0% | 83 | +15 | 7.28% | Q1 2026 | Apr 22, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 163 | 10 | 0.0% | 0.0% | 84 | -543 | -76.91% | Q1 2026 | May 08, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 147 | 9 | 0.0% | — | 85 | +147 | New | Q1 2026 | May 08, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 98 | 6 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| SageView Advisory Group, LLC | History | No change | 62 | 4 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 54 | 3 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 27 | 1 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 18 | 1 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -141,000 | -100.0% | Q1 2026 | May 15, 2026 |
| Ethos Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.57% | — | -111,872 | -100.0% | Q1 2026 | May 05, 2026 |
| Elevation Capital Advisory, LLC | History | Closed out | 0 | 0 | — | 2.84% | — | -101,514 | -100.0% | Q1 2026 | May 08, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Closed out | 0 | 0 | — | 0.12% | — | -26,687 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -22,824 | -100.0% | Q1 2026 | May 14, 2026 |
| One Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -7,732 | -100.0% | Q1 2026 | May 12, 2026 |
| Hershey Financial Advisers, LLC | History | Closed out | 0 | 0 | — | 0.4% | — | -6,955 | -100.0% | Q1 2026 | May 06, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,920 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Cape Investment Advisory, Inc. | History | Closed out | 0 | 0 | — | 0.08% | — | -3,705 | -100.0% | Q1 2026 | May 15, 2026 |
| Sanctuary Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,018 | -100.0% | Q1 2026 | May 05, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,141 | -100.0% | Q1 2026 | Apr 28, 2026 |
| HUNTINGTON NATIONAL BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -367 | -100.0% | Q1 2026 | May 15, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -40 | -100.0% | Q1 2026 | May 15, 2026 |