Principal Exchange-Traded Funds - YLD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | History | Added to | 3,336,359 | 63,257 | 0.93% | 0.84% | 1 | +464,300 | 16.17% | Q1 2026 | May 13, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Added to | 3,125,570 | 58,918 | 0.03% | 0.03% | 2 | +132,490 | 4.43% | Q1 2026 | May 04, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 2,888,222 | 54,760 | 0.01% | 0.01% | 3 | +576,698 | 24.95% | Q1 2026 | May 04, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 1,499,097 | 28,422 | 0.01% | 0.0% | 4 | +696,980 | 86.89% | Q1 2026 | May 11, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 1,499,016 | 28,418 | 0.01% | 0.01% | 5 | +17,785 | 1.2% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 1,340,035 | 25,407 | 0.01% | 0.01% | 6 | -24,556 | -1.8% | Q1 2026 | May 06, 2026 |
| Cyndeo Wealth Partners, LLC | History | Added to | 1,070,783 | 20,302 | 1.07% | 1.0% | 7 | +98,935 | 10.18% | Q1 2026 | Apr 13, 2026 |
| Ameritas Investment Partners, Inc. | History | Added to | 910,181 | 17,257 | 0.53% | 0.51% | 8 | +29,535 | 3.35% | Q1 2026 | May 13, 2026 |
| BALANCED WEALTH GROUP LLC | History | Added to | 823,074 | 15,605 | 5.58% | 5.04% | 9 | +110,770 | 15.55% | Q1 2026 | Apr 23, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 721,957 | 13,688 | 0.0% | 0.0% | 10 | +10,289 | 1.45% | Q1 2026 | May 14, 2026 |
| NICOLET BANKSHARES INC | History | Added to | 554,974 | 10,459 | 0.39% | 0.19% | 11 | +491,867 | 779.42% | Q1 2026 | May 14, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 520,676 | 9,871 | 0.01% | 0.01% | 12 | +215,414 | 70.57% | Q1 2026 | May 12, 2026 |
| NICOLET ADVISORY SERVICES, LLC | History | No change | 433,302 | 8,269 | 0.56% | 0.56% | 13 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 428,934 | 8,133 | 0.0% | 0.0% | 14 | +1,734 | 0.41% | Q1 2026 | May 15, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 349,575 | 6,627 | 0.05% | 0.09% | 15 | -70,176 | -16.72% | Q1 2026 | May 15, 2026 |
| BlueStem Wealth Partners, LLC | History | Added to | 297,854 | 5,647 | 0.63% | 0.59% | 16 | +17,661 | 6.3% | Q1 2026 | May 07, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 297,729 | 5,579 | 0.0% | 0.0% | 17 | -76,486 | -20.44% | Q1 2026 | May 13, 2026 |
| US BANCORP \DE\ | History | Added to | 274,526 | 5,205 | 0.01% | 0.01% | 18 | +16,265 | 6.3% | Q1 2026 | May 14, 2026 |
| McAdam, LLC | History | Added to | 221,169 | 4,193 | 0.19% | 0.17% | 19 | +24,565 | 12.49% | Q1 2026 | May 08, 2026 |
| Manske Wealth Management | History | Reduced | 177,732 | 3,369 | 0.94% | 1.0% | 20 | -599 | -0.34% | Q1 2026 | Apr 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 126,241 | 2,393 | 0.0% | 0.0% | 21 | +12,767 | 11.25% | Q1 2026 | Apr 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 108,485 | 2,056 | 0.0% | 0.0% | 22 | -29,571 | -21.42% | Q1 2026 | May 15, 2026 |
| FIFTH THIRD SECURITIES, INC. | History | Added to | 71,052 | 1,347 | 0.09% | 0.08% | 23 | +9,202 | 14.88% | Q1 2026 | Apr 15, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 69,557 | 1,318 | 0.03% | 0.0% | 24 | +59,514 | 592.59% | Q1 2026 | May 15, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 69,280 | 1,313 | 0.1% | 0.08% | 25 | +10,312 | 17.49% | Q1 2026 | May 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 66,577 | 1,262 | 0.01% | 0.0% | 26 | +36,577 | 121.92% | Q1 2026 | May 08, 2026 |
| Ameritas Advisory Services, LLC | History | Added to | 64,878 | 1,230 | 0.05% | 0.04% | 27 | +3,309 | 5.37% | Q1 2026 | May 12, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 48,882 | 916 | 0.03% | 0.03% | 28 | +8,965 | 22.46% | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Added to | 46,825 | 887 | 0.0% | 0.0% | 29 | +2,500 | 5.64% | Q1 2026 | Apr 24, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 44,150 | 837 | 0.0% | 0.0% | 30 | +5,651 | 14.68% | Q1 2026 | Apr 30, 2026 |
| Hobart Private Capital, LLC | History | Added to | 36,696 | 695 | 0.14% | 0.14% | 31 | +88 | 0.24% | Q1 2026 | Apr 07, 2026 |
| Greenline Wealth Management LLC | History | Reduced | 32,043 | 607 | 0.7% | 0.7% | 32 | -3,394 | -9.58% | Q1 2026 | May 14, 2026 |
| Atria Investments, Inc | History | Added to | 30,288 | 574 | 0.01% | 0.01% | 33 | +3,406 | 12.67% | Q1 2026 | May 05, 2026 |
| Transcendent Capital Group LLC | History | Added to | 30,244 | 573 | 0.26% | 0.12% | 34 | +16,825 | 125.38% | Q1 2026 | Apr 27, 2026 |
| Gallagher Fiduciary Advisors, LLC | History | Added to | 29,716 | 563 | 0.02% | 0.02% | 35 | +3,406 | 12.95% | Q1 2026 | May 15, 2026 |
| PFG Investments, LLC | History | Reduced | 28,537 | 541 | 0.03% | 0.03% | 36 | -102 | -0.36% | Q1 2026 | Apr 27, 2026 |
| Western Wealth Management, LLC | History | New | 27,963 | 530 | 0.02% | — | 37 | +27,963 | New | Q1 2026 | May 19, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 26,130 | 495 | 0.0% | 0.0% | 38 | -12,288 | -31.99% | Q1 2026 | May 15, 2026 |
| Independent Advisor Alliance | History | New | 22,802 | 432 | 0.0% | — | 39 | +22,802 | New | Q1 2026 | May 12, 2026 |
| IFP Advisors, Inc | History | Added to | 22,424 | 425 | 0.01% | 0.01% | 40 | +4,837 | 27.5% | Q1 2026 | Apr 13, 2026 |
| Milestones Private Investment Advisors LLC | History | Added to | 21,223 | 402 | 0.35% | 0.24% | 41 | +2,558 | 13.7% | Q1 2026 | May 04, 2026 |
| DAVENPORT & Co LLC | History | Reduced | 20,904 | 396 | 0.0% | 0.0% | 42 | -3,968 | -15.95% | Q1 2026 | Apr 15, 2026 |
| Mariner, LLC | History | New | 20,354 | 385 | 0.0% | — | 43 | +20,354 | New | Q1 2026 | May 13, 2026 |
| Cerity Partners LLC | History | Added to | 19,954 | 378 | 0.0% | 0.0% | 44 | +858 | 4.49% | Q1 2026 | May 15, 2026 |
| Stonebridge Financial Group, LLC / MO | History | Added to | 18,333 | 347 | 0.29% | 0.25% | 45 | +3,233 | 21.41% | Q1 2026 | Apr 17, 2026 |
| Prospera Financial Services Inc | History | Added to | 16,054 | 304 | 0.0% | 0.01% | 46 | +3 | 0.02% | Q1 2026 | Apr 14, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 14,823 | 281 | 0.0% | 0.0% | 47 | -150 | -1.0% | Q1 2026 | Apr 22, 2026 |
| Advisory Services Network, LLC | History | Reduced | 14,752 | 279 | 0.0% | 0.0% | 48 | -939 | -5.98% | Q1 2026 | May 15, 2026 |
| Belpointe Asset Management LLC | History | Added to | 13,083 | 248 | 0.01% | 0.01% | 49 | +308 | 2.41% | Q1 2026 | Apr 28, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 12,654 | 239 | 0.0% | 0.0% | 50 | -13,976 | -52.48% | Q1 2026 | May 04, 2026 |
| VERUS CAPITAL PARTNERS, LLC | History | Reduced | 11,676 | 221 | 0.02% | 0.02% | 51 | -4,842 | -29.31% | Q1 2026 | May 21, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 11,463 | 217 | 0.0% | 0.0% | 52 | -161 | -1.39% | Q1 2026 | Apr 27, 2026 |
| Cetera Investment Advisers | History | New | 10,070 | 190 | 0.0% | — | 53 | +10,070 | New | Q1 2026 | May 13, 2026 |
| Annis Gardner Whiting Capital Advisors, LLC | History | Added to | 8,370 | 158 | 0.03% | 0.03% | 54 | +1,267 | 17.84% | Q1 2026 | May 06, 2026 |
| Global Retirement Partners, LLC | History | No change | 5,169 | 98 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 3,844 | 72 | 0.0% | 0.0% | 56 | -330 | -7.91% | Q1 2026 | Apr 07, 2026 |
| FIFTH THIRD BANCORP | History | New | 3,248 | 61 | 0.0% | — | 57 | +3,248 | New | Q1 2026 | May 01, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 2,085 | 39 | 0.0% | — | 58 | +2,085 | New | Q1 2026 | May 01, 2026 |
| Basepoint Wealth LLC | History | New | 1,458 | 27 | 0.02% | — | 59 | +1,458 | New | Q1 2026 | May 07, 2026 |
| FIRST COMMUNITY TRUST NA | History | No change | 1,337 | 25 | 0.02% | 0.02% | 60 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| AE Wealth Management LLC | History | New | 1,243 | 23 | 0.0% | — | 62 | +1,243 | New | Q1 2026 | May 13, 2026 |
| COMERICA BANK | History | No change | 1,260 | 23 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| CoreCap Advisors, LLC | History | No change | 902 | 17 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| IAG Wealth Partners, LLC | History | New | 769 | 14 | 0.0% | — | 64 | +769 | New | Q1 2026 | Apr 29, 2026 |
| UBS Group AG | History | New | 264 | 5 | 0.0% | — | 65 | +264 | New | Q1 2026 | May 05, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 79 | 1 | 0.0% | 0.0% | 66 | -250 | -75.99% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | No change | 101 | 1 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -194,512 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Cedar Point Capital Partners, LLC | History | Closed out | 0 | 0 | — | 1.95% | — | -161,106 | -100.0% | Q1 2026 | May 06, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -157,285 | -100.0% | Q1 2026 | May 12, 2026 |
| ELEVATUS WELATH MANAGEMENT | History | Closed out | 0 | 0 | — | 0.56% | — | -107,017 | -100.0% | Q1 2026 | Apr 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -104,189 | -100.0% | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -91,635 | -100.0% | Q1 2026 | May 15, 2026 |
| AJ Advisors, LLC | History | Closed out | 0 | 0 | — | 0.52% | — | -74,021 | -100.0% | Q1 2026 | Apr 22, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,001 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Equitable Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -16,158 | -100.0% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,206 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Cape Investment Advisory, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -3,037 | -100.0% | Q1 2026 | May 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 7 | 0 | — | 0.0% | — | -147 | -95.45% | Q1 2026 | May 07, 2026 |
| FMR LLC | History | No change | 15 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 12, 2026 |