PIMCO ETF Trust - ZROZ
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Mirae Asset Global Investments Co., Ltd. | History | Reduced | 1,776,528 | 114,141 | 0.32% | 0.54% | 1 | -765,000 | -30.1% | Q4 2025 | Jan 26, 2026 |
| Annex Advisory Services, LLC | History | Added to | 943,470 | 60,617 | 1.16% | 1.07% | 2 | +204,732 | 27.71% | Q4 2025 | Jan 26, 2026 |
| LPL Financial LLC | History | Reduced | 654,802 | 42,071 | 0.01% | 0.02% | 3 | -142,149 | -17.84% | Q4 2025 | Feb 11, 2026 |
| RWA WEALTH PARTNERS, LLC | History | No change | 598,288 | 38,440 | 0.42% | 0.46% | 4 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| RiverFront Investment Group, LLC | History | Added to | 508,669 | 32,682 | 0.54% | 0.56% | 5 | +36,731 | 7.78% | Q4 2025 | Feb 05, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 486,155 | 31,235 | 0.01% | 0.01% | 6 | +4,507 | 0.94% | Q4 2025 | Feb 10, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 467,251 | 30,020 | 0.0% | 0.01% | 7 | -686,100 | -59.49% | Q4 2025 | Feb 17, 2026 |
| CPC Advisors, LLC | History | Added to | 403,421 | 25,919 | 2.62% | 2.53% | 8 | +50,867 | 14.43% | Q4 2025 | Jan 28, 2026 |
| Krilogy Financial LLC | History | Added to | 254,492 | 16,709 | 0.57% | 0.63% | 9 | +6,822 | 2.75% | Q4 2025 | Jan 27, 2026 |
| GenWealth Group, Inc. | History | Reduced | 253,170 | 16,240 | 2.77% | 4.12% | 10 | -72,823 | -22.34% | Q4 2025 | Jan 12, 2026 |
| MORGAN STANLEY | History | Reduced | 206,318 | 13,255 | 0.0% | 0.0% | 11 | -37,080 | -15.23% | Q4 2025 | Feb 13, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 205,063 | 13,175 | 0.0% | 0.0% | 12 | +64,592 | 45.98% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 190,943 | 12,268 | 0.0% | 0.0% | 13 | -10,515 | -5.22% | Q4 2025 | Feb 18, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 168,886 | 10,850 | 0.0% | 0.0% | 14 | +6,252 | 3.84% | Q4 2025 | Feb 12, 2026 |
| Paragon Advisors, LLC | History | Added to | 152,340 | 9,787 | 2.66% | 2.53% | 15 | +8,030 | 5.56% | Q4 2025 | Jan 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 123,655 | 7,944 | 0.0% | 0.0% | 16 | -115,064 | -48.2% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 115,780 | 7,438 | 0.01% | 0.01% | 17 | -25,884 | -18.27% | Q4 2025 | Feb 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 114,415 | 7,351 | 0.0% | 0.0% | 18 | +12,653 | 12.43% | Q4 2025 | Feb 10, 2026 |
| Mid-American Wealth Advisory Group, Inc. | History | Added to | 109,982 | 7,066 | 2.99% | 3.24% | 19 | +3,361 | 3.15% | Q4 2025 | Jan 23, 2026 |
| Cyndeo Wealth Partners, LLC | History | Added to | 107,951 | 6,935 | 0.37% | 0.39% | 20 | +3,849 | 3.7% | Q4 2025 | Jan 07, 2026 |
| Centurion Wealth Management LLC | History | Added to | 104,176 | 6,693 | 1.47% | 1.56% | 21 | +3,459 | 3.43% | Q4 2025 | Jan 14, 2026 |
| IHT Wealth Management, LLC | History | New | 98,426 | 6,323 | 0.15% | — | 22 | +98,426 | New | Q4 2025 | Feb 17, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 97,978 | 6,285 | 0.01% | 0.01% | 23 | -16,217 | -14.2% | Q4 2025 | Jan 08, 2026 |
| Retirement Management Systems Inc. | History | New | 91,826 | 5,899 | 1.51% | — | 24 | +91,826 | New | Q4 2025 | Feb 12, 2026 |
| ROYAL BANK OF CANADA | History | New | 90,263 | 5,800 | 0.0% | — | 25 | +90,263 | New | Q4 2025 | Feb 17, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 85,277 | 5,479 | 0.03% | 0.02% | 26 | +29,178 | 52.01% | Q4 2025 | Jan 29, 2026 |
| Western Wealth Management, LLC | History | New | 85,215 | 5,475 | 0.25% | — | 27 | +85,215 | New | Q4 2025 | Feb 05, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 83,499 | 5,364 | 0.0% | 0.0% | 28 | -4,318 | -4.92% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 79,052 | 5,079 | 0.01% | 0.01% | 29 | +5,080 | 6.87% | Q4 2025 | Feb 17, 2026 |
| CONSILIO WEALTH ADVISORS, LLC | History | New | 76,420 | 4,909 | 1.44% | — | 30 | +76,420 | New | Q4 2025 | Mar 19, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 75,000 | 4,818 | 0.0% | 0.0% | 31 | -25,000 | -25.0% | Q4 2025 | Feb 17, 2026 |
| Marex Group plc | History | Added to | 68,904 | 4,427 | 0.03% | 0.03% | 32 | +10,147 | 17.27% | Q4 2025 | Feb 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 57,847 | 3,725 | 0.0% | 0.0% | 33 | -27,726 | -32.4% | Q4 2025 | Feb 17, 2026 |
| SHEPHERD KAPLAN KROCHUK, LLC | History | Added to | 57,658 | 3,704 | 3.06% | 1.67% | 34 | +27,674 | 92.3% | Q4 2025 | Feb 13, 2026 |
| Quadrature Capital Ltd | History | New | 57,331 | 3,683 | 0.04% | — | 35 | +57,331 | New | Q4 2025 | Feb 17, 2026 |
| &PARTNERS | History | Added to | 55,904 | 3,591 | 0.02% | 0.02% | 36 | +6,188 | 12.45% | Q4 2025 | Feb 17, 2026 |
| Nearwater Capital Markets, Ltd | History | Reduced | 55,400 | 3,559 | 0.06% | 0.06% | 37 | -7,300 | -11.64% | Q4 2025 | Feb 17, 2026 |
| Arlington Capital Management, Inc. | History | Reduced | 50,675 | 3,255 | 2.0% | 2.7% | 38 | -11,451 | -18.43% | Q4 2025 | Jan 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 49,976 | 3,210 | 0.0% | 0.0% | 39 | -15,209 | -23.33% | Q4 2025 | Feb 13, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 43,781 | 2,813 | 0.01% | 0.01% | 40 | -1,267 | -2.81% | Q4 2025 | Feb 11, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 42,874 | 2,754 | 0.0% | 0.01% | 41 | +1,325 | 3.19% | Q4 2025 | Mar 16, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 41,560 | 2,670 | 0.06% | 0.17% | 42 | -51,540 | -55.36% | Q4 2025 | Feb 17, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 41,134 | 2,643 | 0.09% | — | 43 | +41,134 | New | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Added to | 40,421 | 2,597 | 0.0% | 0.0% | 44 | +10,946 | 37.14% | Q4 2025 | Jan 29, 2026 |
| AE Wealth Management LLC | History | Reduced | 38,353 | 2,464 | 0.01% | 0.02% | 45 | -450 | -1.16% | Q4 2025 | Jan 26, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 34,382 | 2,209 | 0.06% | 0.06% | 46 | +8,085 | 30.74% | Q4 2025 | Feb 12, 2026 |
| Mariner, LLC | History | Reduced | 34,346 | 2,206 | 0.0% | 0.0% | 47 | -2,794 | -7.52% | Q4 2025 | Feb 13, 2026 |
| Valtinson Bruner Financial Planning LLC | History | Reduced | 33,438 | 2,148 | 0.62% | 0.96% | 48 | -14,047 | -29.58% | Q4 2025 | Feb 09, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 32,036 | 2,058 | 0.0% | 0.0% | 49 | -38,042 | -54.29% | Q4 2025 | Feb 13, 2026 |
| Carrera Capital Advisors | History | Reduced | 31,452 | 2,048 | 0.34% | 0.56% | 50 | -14,122 | -30.99% | Q4 2025 | Jan 30, 2026 |
| Legacy Private Trust Co. | History | Reduced | 25,603 | 1,644 | 0.1% | 0.13% | 51 | -6,175 | -19.43% | Q4 2025 | Jan 08, 2026 |
| Prospera Financial Services Inc | History | Added to | 25,474 | 1,636 | 0.03% | 0.03% | 52 | +835 | 3.39% | Q4 2025 | Feb 09, 2026 |
| Provident Wealth Management, LLC | History | Reduced | 25,340 | 1,628 | 0.48% | 0.53% | 53 | -318 | -1.24% | Q4 2025 | Jan 28, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 25,017 | 1,607 | 0.0% | 0.0% | 54 | +2,912 | 13.17% | Q4 2025 | Feb 11, 2026 |
| Glaxis Capital Management, LLC | History | New | 25,000 | 1,606 | 2.75% | — | 55 | +25,000 | New | Q4 2025 | Feb 12, 2026 |
| Goodman Advisory Group, LLC | History | Added to | 24,109 | 1,549 | 0.38% | 0.34% | 56 | +3,778 | 18.58% | Q4 2025 | Feb 11, 2026 |
| Redwood Investment Management, LLC | History | New | 22,318 | 1,434 | 0.16% | — | 57 | +22,318 | New | Q4 2025 | Feb 17, 2026 |
| IFP Advisors, Inc | History | New | 21,510 | 1,382 | 0.03% | — | 58 | +21,510 | New | Q4 2025 | Feb 06, 2026 |
| HRT FINANCIAL LP | History | New | 21,238 | 1,364 | 0.0% | — | 59 | +21,238 | New | Q4 2025 | Feb 12, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 21,201 | 1,362 | 0.0% | 0.0% | 60 | -1,357 | -6.02% | Q4 2025 | Feb 02, 2026 |
| Williams & Novak, LLC | History | Added to | 20,960 | 1,346 | 1.01% | 1.03% | 61 | +1,345 | 6.86% | Q4 2025 | Feb 05, 2026 |
| BARCLAYS PLC | History | Added to | 17,420 | 1,119 | 0.0% | 0.0% | 62 | +15,920 | 1061.33% | Q4 2025 | Feb 13, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 16,512 | 1,060 | 0.0% | 0.0% | 63 | -420 | -2.48% | Q4 2025 | Feb 11, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 13,742 | 882 | 0.01% | 0.01% | 64 | +3,774 | 37.86% | Q4 2025 | Feb 13, 2026 |
| BlackRock, Inc. | History | Reduced | 12,911 | 829 | 0.0% | 0.0% | 65 | -19,940 | -60.7% | Q4 2025 | Feb 12, 2026 |
| FLP Wealth Management, LLC | History | Reduced | 1,092 | 819 | 1.93% | 2.38% | 66 | -11,337 | -91.21% | Q4 2025 | Jan 20, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Added to | 12,706 | 815 | 0.0% | 0.0% | 67 | +11,034 | 659.93% | Q4 2025 | Feb 17, 2026 |
| Delos Wealth Advisors, LLC | History | Added to | 12,155 | 780 | 0.51% | 0.4% | 68 | +3,457 | 39.74% | Q4 2025 | Feb 17, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 11,656 | 748 | 0.0% | 0.01% | 69 | -1,248 | -9.67% | Q4 2025 | Jan 29, 2026 |
| BLAIR WILLIAM & CO/IL | History | Added to | 10,836 | 696 | 0.0% | 0.0% | 70 | +2,333 | 27.44% | Q4 2025 | Feb 17, 2026 |
| WCG Wealth Advisors LLC | History | New | 10,733 | 689 | 0.02% | — | 71 | +10,733 | New | Q4 2025 | Feb 10, 2026 |
| Advisory Services Network, LLC | History | Reduced | 10,041 | 645 | 0.01% | 0.01% | 72 | -26 | -0.26% | Q4 2025 | Feb 17, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 9,693 | 622 | 0.01% | — | 73 | +9,693 | New | Q4 2025 | Feb 17, 2026 |
| Sankala Group LLC | History | New | 8,483 | 579 | 0.46% | — | 74 | +8,483 | New | Q4 2025 | Mar 02, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Added to | 9,007 | 578 | 0.08% | 0.07% | 75 | +2,284 | 33.97% | Q4 2025 | Feb 17, 2026 |
| Elevated Capital Advisors, LLC | History | Reduced | 8,634 | 554 | 0.13% | 0.15% | 76 | -143 | -1.63% | Q4 2025 | Jan 27, 2026 |
| Cetera Investment Advisers | History | Reduced | 8,448 | 542 | 0.0% | 0.0% | 77 | -22,599 | -72.79% | Q4 2025 | Feb 17, 2026 |
| North Ridge Wealth Advisors, Inc. | History | Added to | 7,843 | 503 | 0.28% | 0.25% | 78 | +1,399 | 21.71% | Q4 2025 | Feb 13, 2026 |
| Ballew Advisors, Inc | History | Reduced | 7,738 | 500 | 0.28% | 0.34% | 79 | -966 | -11.1% | Q4 2025 | Jan 14, 2026 |
| Golden Reserve Retirement LLC | History | New | 7,506 | 482 | 0.09% | — | 80 | +7,506 | New | Q4 2025 | Jan 29, 2026 |
| Colonial River Investments, LLC | History | Added to | 7,494 | 481 | 0.17% | 0.17% | 81 | +777 | 11.57% | Q4 2025 | Feb 04, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Added to | 7,369 | 473 | 0.01% | 0.01% | 82 | +664 | 9.9% | Q4 2025 | Feb 19, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | New | 7,200 | 462 | 0.03% | — | 83 | +7,200 | New | Q4 2025 | Feb 12, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 6,917 | 444 | 0.04% | 0.04% | 84 | +10 | 0.14% | Q4 2025 | Jan 26, 2026 |
| Simplicity Wealth,LLC | History | Added to | 6,733 | 432 | 0.03% | 0.03% | 85 | +371 | 5.83% | Q4 2025 | Jan 30, 2026 |
| BCWM, LLC | History | Reduced | 6,486 | 416 | 0.12% | 0.16% | 86 | -1,529 | -19.08% | Q4 2025 | Feb 11, 2026 |
| Mutual Advisors, LLC | History | Reduced | 6,475 | 416 | 0.01% | 0.01% | 87 | -86 | -1.31% | Q4 2025 | Feb 02, 2026 |
| Patriot Financial Group Insurance Agency, LLC | History | Reduced | 5,368 | 344 | 0.04% | 0.07% | 88 | -2,149 | -28.59% | Q4 2025 | Jan 26, 2026 |
| Creative Planning | History | New | 5,291 | 339 | 0.0% | — | 89 | +5,291 | New | Q4 2025 | Feb 17, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 5,200 | 334 | 0.0% | 0.0% | 90 | -36,700 | -87.59% | Q4 2025 | Feb 10, 2026 |
| Lloyd Advisory Services, LLC. | History | Added to | 5,182 | 332 | 0.13% | 0.1% | 91 | +1,988 | 62.24% | Q4 2025 | Feb 06, 2026 |
| Great Lakes Retirement, Inc. | History | Reduced | 4,825 | 314 | 0.03% | 0.04% | 92 | -380 | -7.3% | Q4 2025 | Feb 12, 2026 |
| Timber Creek Capital Management LLC | History | Added to | 4,774 | 306 | 0.07% | 0.06% | 93 | +1,089 | 29.55% | Q4 2025 | Jan 23, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 4,736 | 304 | 0.0% | 0.03% | 94 | -79,172 | -94.36% | Q4 2025 | Feb 12, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 4,672 | 300 | 0.0% | 0.01% | 95 | -511 | -9.86% | Q4 2025 | Jan 29, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Reduced | 4,473 | 287 | 0.01% | 0.02% | 96 | -405 | -8.3% | Q4 2025 | Feb 09, 2026 |
| Authentikos Wealth Advisory, LLC | History | Reduced | 4,279 | 274 | 0.18% | 1.52% | 97 | -29,489 | -87.33% | Q4 2025 | Feb 06, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 4,149 | 266 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 3,814 | 245 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Visionary Wealth Advisors | History | Reduced | 3,813 | 244 | 0.01% | 0.01% | 100 | -881 | -18.77% | Q4 2025 | Feb 13, 2026 |
| BYRNE FINANCIAL FREEDOM, LLC | History | Reduced | 3,178 | 204 | 0.09% | 0.14% | 101 | -907 | -22.2% | Q4 2025 | Feb 04, 2026 |
| Sowell Financial Services LLC | History | Reduced | 3,170 | 203 | 0.01% | 0.01% | 102 | -120 | -3.65% | Q4 2025 | Jan 21, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 2,590 | 166 | 0.01% | — | 103 | +2,590 | New | Q4 2025 | Feb 03, 2026 |
| COMERICA BANK | History | Reduced | 2,387 | 153 | 0.0% | 0.0% | 104 | -72 | -2.93% | Q4 2025 | Jan 29, 2026 |
| Farther Finance Advisors, LLC | History | No change | 2,363 | 151 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | Added to | 2,346 | 150 | 0.01% | 0.01% | 106 | +5 | 0.21% | Q4 2025 | Feb 12, 2026 |
| Parallel Advisors, LLC | History | No change | 1,700 | 109 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| CWM, LLC | History | Reduced | 1,431 | 92 | 0.0% | 0.0% | 108 | -2,361 | -62.26% | Q4 2025 | Jan 26, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | New | 1,261 | 81 | 0.02% | — | 109 | +1,261 | New | Q4 2025 | Feb 05, 2026 |
| Wealth Watch Advisors, INC | History | Reduced | 1,013 | 65 | 0.02% | 0.03% | 110 | -1 | -0.1% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | New | 953 | 61 | 0.0% | — | 111 | +953 | New | Q4 2025 | Feb 13, 2026 |
| Kingdom Financial Group LLC. | History | New | 855 | 54 | 0.02% | — | 112 | +855 | New | Q4 2025 | Feb 06, 2026 |
| Annis Gardner Whiting Capital Advisors, LLC | History | No change | 758 | 48 | 0.01% | 0.01% | 113 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Qube Research & Technologies Ltd | History | Added to | 651 | 41 | 0.0% | 0.0% | 114 | +589 | 950.0% | Q4 2025 | Feb 17, 2026 |
| Solstein Capital, LLC | History | New | 592 | 38 | 0.02% | — | 115 | +592 | New | Q4 2025 | Feb 13, 2026 |
| MAI Capital Management | History | Added to | 532 | 34 | 0.0% | — | 116 | +529 | 17633.33% | Q4 2025 | Feb 13, 2026 |
| BANK OF MONTREAL /CAN/ | History | New | 385 | 25 | 0.0% | — | 117 | +385 | New | Q4 2025 | Feb 12, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 350 | 22 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Networth Advisors, LLC | History | New | 310 | 19 | 0.01% | — | 119 | +310 | New | Q4 2025 | Jan 22, 2026 |
| West Branch Capital LLC | History | Added to | 209 | 13 | 0.0% | 0.0% | 120 | +2 | 0.97% | Q4 2025 | Jan 16, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 193 | 12 | 0.0% | 0.0% | 121 | -33 | -14.6% | Q4 2025 | Jan 28, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 144 | 9 | 0.0% | — | 123 | +144 | New | Q4 2025 | Jan 21, 2026 |
| TD PRIVATE CLIENT WEALTH LLC | History | No change | 152 | 9 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| NewEdge Advisors, LLC | History | Added to | 128 | 8 | 0.0% | 0.0% | 124 | +1 | 0.79% | Q4 2025 | Feb 18, 2026 |
| DecisionPoint Financial, LLC | History | New | 100 | 6 | 0.0% | — | 125 | +100 | New | Q4 2025 | Jan 29, 2026 |
| Clayton Financial Group LLC | History | New | 92 | 5 | 0.0% | — | 126 | +92 | New | Q4 2025 | Jan 21, 2026 |
| AlphaCore Capital LLC | History | New | 54 | 3 | 0.0% | — | 127 | +54 | New | Q4 2025 | Feb 05, 2026 |
| Bogart Wealth, LLC | History | No change | 51 | 3 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Spire Wealth Management | History | No change | 52 | 3 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Reduced | 40 | 2 | 0.0% | 0.0% | 132 | -6 | -13.04% | Q4 2025 | Jan 29, 2026 |
| ORG Partners LLC | History | No change | 45 | 2 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 41 | 2 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -138,669 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 2 | 0 | — | 0.56% | — | -123,340 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -68,542 | -100.0% | Q3 2025 | Nov 12, 2025 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.06% | — | -67,330 | -100.0% | Q3 2025 | Nov 06, 2025 |
| OneDigital Investment Advisors LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -34,552 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Tidal Investments LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,417 | -100.0% | Q3 2025 | Nov 14, 2025 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -12,444 | -100.0% | Q3 2025 | Nov 14, 2025 |
| ALLIUM FINANCIAL ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.5% | — | -8,883 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,122 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Formidable Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -6,455 | -100.0% | Q3 2025 | Oct 29, 2025 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,259 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Kovitz Investment Group Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,500 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,498 | -100.0% | Q3 2025 | Nov 13, 2025 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,989 | -100.0% | Q3 2025 | Nov 05, 2025 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,230 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Pinnacle Bancorp, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -992 | -100.0% | Q3 2025 | Oct 24, 2025 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q3 2025 | Nov 13, 2025 |
| GROUP ONE TRADING LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q3 2025 | Nov 12, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -251 | -100.0% | Q3 2025 | Nov 12, 2025 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q3 2025 | Oct 09, 2025 |
| Pacifica Partners Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q3 2025 | Oct 09, 2025 |
| Atlantic Union Bankshares Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -75 | -100.0% | Q3 2025 | Nov 04, 2025 |
| CIBC Private Wealth Group LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Nov 24, 2025 |