E TRADE FINANCIAL CORP - 269246401
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Reduced | 23,864,844 | 1,194,435 | 0.04% | 0.04% | 1 | -791,911 | -3.21% | Q3 2020 | Nov 16, 2020 |
| PRIMECAP MANAGEMENT CO/CA/ | History | Reduced | 10,796,725 | 540,376 | 0.45% | 0.49% | 2 | -763,380 | -6.6% | Q3 2020 | Nov 13, 2020 |
| STATE STREET CORP | History | Reduced | 9,363,830 | 468,660 | 0.03% | 0.03% | 3 | -106,460 | -1.12% | Q3 2020 | Nov 10, 2020 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 6,411,597 | 320,900 | 0.09% | 0.1% | 4 | -138,665 | -2.12% | Q3 2020 | Nov 13, 2020 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 4,224,824 | 211,452 | 0.03% | 0.02% | 5 | +2,095,160 | 98.38% | Q3 2020 | Nov 13, 2020 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 3,721,827 | 185,908 | 0.04% | 0.04% | 6 | +17,604 | 0.48% | Q3 2020 | Nov 13, 2020 |
| Magnetar Financial LLC | History | Reduced | 2,925,441 | 146,418 | 2.59% | 4.46% | 7 | -117,375 | -3.86% | Q3 2020 | Nov 16, 2020 |
| FIRST TRUST ADVISORS LP | History | Reduced | 2,887,361 | 144,512 | 0.23% | 0.27% | 8 | -294,905 | -9.27% | Q3 2020 | Nov 05, 2020 |
| BANK OF NOVA SCOTIA | History | Added to | 2,597,003 | 129,980 | 0.35% | 0.42% | 9 | +122,753 | 4.96% | Q3 2020 | Nov 12, 2020 |
| D. E. Shaw & Co., Inc. | History | Reduced | 2,434,671 | 121,855 | 0.12% | 0.2% | 10 | -861,446 | -26.14% | Q3 2020 | Nov 16, 2020 |
| Bank of New York Mellon Corp | History | Added to | 2,284,355 | 114,332 | 53.89% | 87.51% | 11 | +37,338 | 1.66% | Q3 2020 | Oct 08, 2021 |
| NORTHERN TRUST CORP | History | Reduced | 2,190,507 | 109,635 | 0.02% | 0.04% | 12 | -1,522,766 | -41.01% | Q3 2020 | Nov 16, 2020 |
| NATIXIS | History | Added to | 1,983,912 | 99,295 | 0.73% | 0.64% | 13 | +328,644 | 19.85% | Q3 2020 | Nov 12, 2020 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 1,970,422 | 98,601 | 0.04% | 0.04% | 14 | -30,049 | -1.5% | Q3 2020 | Nov 12, 2020 |
| Artisan Partners Limited Partnership | History | Added to | 1,888,018 | 94,495 | 0.13% | 0.12% | 15 | +321,791 | 20.55% | Q3 2020 | Nov 12, 2020 |
| VICTORY CAPITAL MANAGEMENT INC | History | Reduced | 1,860,143 | 93,101 | 0.12% | 0.28% | 16 | -2,305,949 | -55.35% | Q3 2020 | Nov 09, 2020 |
| FMR LLC | History | Added to | 1,593,623 | 79,761 | 0.01% | 0.0% | 17 | +1,406,126 | 749.95% | Q3 2020 | Nov 13, 2020 |
| CITIGROUP INC | History | Reduced | 1,500,024 | 75,076 | 0.05% | 0.06% | 18 | -42,835 | -2.78% | Q3 2020 | Nov 12, 2020 |
| Legal & General Group Plc | History | Added to | 1,417,300 | 70,936 | 0.03% | 0.03% | 19 | +8,726 | 0.62% | Q3 2020 | Nov 13, 2020 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 1,353,952 | 67,765 | 0.08% | 0.12% | 20 | -356,900 | -20.86% | Q3 2020 | Nov 16, 2020 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Added to | 1,331,649 | 66,649 | 0.11% | 0.12% | 21 | +73,725 | 5.86% | Q3 2020 | Nov 12, 2020 |
| Pentwater Capital Management LP | History | Added to | 1,300,300 | 65,080 | 0.84% | 0.55% | 22 | +679,034 | 109.3% | Q3 2020 | Dec 09, 2020 |
| Invesco Ltd. | History | Reduced | 1,123,797 | 56,246 | 0.02% | 0.02% | 23 | -143,410 | -11.32% | Q3 2020 | Nov 16, 2020 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Added to | 1,018,669 | 50,984 | 0.02% | 0.02% | 24 | +14,293 | 1.42% | Q3 2020 | Nov 12, 2020 |
| CNH PARTNERS LLC | History | Reduced | 1,007,477 | 50,424 | 1.83% | 2.83% | 25 | -273,821 | -21.37% | Q3 2020 | Nov 16, 2020 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 967,635 | 48,431 | 0.01% | 0.01% | 26 | -105,250 | -9.81% | Q3 2020 | Nov 16, 2020 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 935,143 | 46,804 | 0.02% | 0.02% | 27 | -77,559 | -7.66% | Q3 2020 | Nov 13, 2020 |
| SOROS FUND MANAGEMENT LLC | History | Added to | 894,955 | 44,792 | 1.1% | 0.66% | 28 | +303,455 | 51.3% | Q3 2020 | Nov 13, 2020 |
| Sumitomo Mitsui Trust Holdings, Inc. | History | Reduced | 841,321 | 42,108 | 0.03% | 0.03% | 29 | -137,902 | -14.08% | Q3 2020 | Oct 30, 2020 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | History | Reduced | 837,415 | 41,913 | 0.31% | 0.85% | 30 | -1,298,831 | -60.8% | Q3 2020 | Mar 01, 2021 |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | History | Reduced | 811,905 | 40,636 | 0.1% | 0.1% | 31 | -8,000 | -0.98% | Q3 2020 | Nov 16, 2020 |
| UBS ASSET MANAGEMENT AMERICAS INC | History | Added to | 795,799 | 39,829 | 0.02% | 0.02% | 32 | +24,328 | 3.15% | Q3 2020 | Nov 13, 2020 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Reduced | 681,877 | 34,128 | 0.09% | 0.1% | 33 | -55,436 | -7.52% | Q3 2020 | Nov 16, 2020 |
| HSBC HOLDINGS PLC | History | Reduced | 648,819 | 32,542 | 0.05% | 0.08% | 34 | -225,585 | -25.8% | Q3 2020 | Nov 12, 2020 |
| ALLIANCEBERNSTEIN L.P. | History | Reduced | 621,845 | 31,123 | 0.02% | 0.02% | 35 | -158,819 | -20.34% | Q3 2020 | Nov 12, 2020 |
| TWO SIGMA ADVISERS, LP | History | Added to | 571,676 | 28,612 | 0.08% | 0.08% | 36 | +43,900 | 8.32% | Q3 2020 | Nov 16, 2020 |
| STRS OHIO | History | Added to | 561,742 | 28,115 | 0.12% | 0.02% | 37 | +453,445 | 418.71% | Q3 2020 | Dec 14, 2020 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Reduced | 512,558 | 25,654 | 0.02% | 0.03% | 38 | -2,191 | -0.43% | Q3 2020 | Nov 05, 2020 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 500,649 | 25,057 | 0.04% | 0.04% | 39 | +7,300 | 1.48% | Q3 2020 | Nov 17, 2020 |
| WELLS FARGO & COMPANY/MN | History | Added to | 461,039 | 23,075 | 0.01% | 0.0% | 40 | +308,901 | 203.04% | Q3 2020 | Nov 05, 2020 |
| NOMURA HOLDINGS INC | History | Added to | 442,847 | 22,190 | 0.05% | 0.05% | 41 | +133,178 | 43.01% | Q3 2020 | Nov 12, 2020 |
| BNP PARIBAS ARBITRAGE, SA | History | Added to | 264,064 | 20,693 | 0.03% | 0.03% | 42 | +56,599 | 27.28% | Q3 2020 | Oct 30, 2020 |
| APG Asset Management N.V. | History | Added to | 454,342 | 19,392 | 0.03% | 0.02% | 43 | +157,494 | 53.06% | Q3 2020 | Nov 12, 2020 |
| National Pension Service | History | No change | 385,502 | 19,314 | 0.05% | 0.05% | 44 | 0 | 0.0% | Q3 2020 | Nov 13, 2020 |
| RHUMBLINE ADVISERS | History | Reduced | 372,982 | 18,668 | 0.03% | 0.03% | 45 | -11,084 | -2.89% | Q3 2020 | Nov 12, 2020 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 370,818 | 18,560 | 0.01% | 0.01% | 46 | -90,814 | -19.67% | Q3 2020 | Nov 16, 2020 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 368,100 | 18,423 | 0.02% | 0.03% | 47 | -39,700 | -9.74% | Q3 2020 | Nov 05, 2020 |
| DEUTSCHE BANK AG\ | History | Reduced | 336,898 | 16,862 | 0.01% | 0.02% | 48 | -280,722 | -45.45% | Q3 2020 | Nov 12, 2020 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 328,985 | 16,466 | 0.04% | 0.04% | 49 | +57 | 0.02% | Q3 2020 | Nov 09, 2020 |
| PRINCIPAL FINANCIAL GROUP INC | History | Reduced | 327,664 | 16,399 | 0.01% | 2.27% | 50 | -15,973 | -4.65% | Q3 2020 | Nov 06, 2020 |
| Alberta Investment Management Corp | History | Added to | 327,300 | 16,381 | 0.18% | 0.14% | 51 | +97,100 | 42.18% | Q3 2020 | Oct 26, 2020 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Added to | 326,766 | 16,355 | 0.13% | 0.15% | 52 | +5,400 | 1.68% | Q3 2020 | Nov 13, 2020 |
| CAISSE DE DEPOT ET PLACEMENT DU QUEBEC | History | Added to | 300,427 | 15,036 | 0.04% | 0.0% | 53 | +280,151 | 1381.69% | Q3 2020 | Nov 13, 2020 |
| Neuberger Berman Group LLC | History | Reduced | 271,902 | 13,608 | 0.02% | 38.48% | 54 | -277,755 | -50.53% | Q3 2020 | Nov 12, 2020 |
| PICTON MAHONEY ASSET MANAGEMENT | History | Added to | 266,389 | 13,334 | 0.74% | 0.67% | 55 | +32,280 | 13.79% | Q3 2020 | Nov 02, 2020 |
| BALYASNY ASSET MANAGEMENT LLC | History | Reduced | 257,238 | 12,875 | 0.09% | 0.42% | 56 | -706,692 | -73.31% | Q3 2020 | Nov 16, 2020 |
| FIFTH THIRD BANCORP | History | Reduced | 252,169 | 12,621 | 0.07% | 0.09% | 57 | -54,115 | -17.67% | Q3 2020 | Nov 09, 2020 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 248,569 | 12,441 | 0.04% | 0.02% | 58 | +182,594 | 276.76% | Q3 2020 | Nov 16, 2020 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Reduced | 226,947 | 11,359 | 0.01% | 0.01% | 59 | -10,583 | -4.46% | Q3 2020 | Nov 09, 2020 |
| CITADEL ADVISORS LLC | History | Reduced | 214,504 | 10,736 | 0.0% | 0.01% | 60 | -379,695 | -63.9% | Q3 2020 | Nov 16, 2020 |
| Qube Research & Technologies Ltd | History | New | 213,847 | 10,703 | 0.15% | — | 61 | +213,847 | New | Q3 2020 | Nov 12, 2020 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Reduced | 204,650 | 10,243 | 0.02% | 0.02% | 62 | -53 | -0.03% | Q3 2020 | Nov 12, 2020 |
| Candriam Luxembourg S.C.A. | History | Reduced | 196,829 | 9,850 | 0.09% | 0.1% | 63 | -1,443 | -0.73% | Q3 2020 | Oct 19, 2020 |
| JPMORGAN CHASE & CO | History | Reduced | 200,914 | 9,832 | 0.0% | 0.01% | 64 | -472,380 | -70.16% | Q3 2020 | Nov 12, 2020 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | Reduced | 183,800 | 9,200 | 0.05% | 0.09% | 65 | -97,617 | -34.69% | Q3 2020 | Jun 21, 2021 |
| PRUDENTIAL FINANCIAL INC | History | Reduced | 172,946 | 8,656 | 18.69% | 27.05% | 66 | -4,190 | -2.37% | Q3 2020 | Jun 14, 2024 |
| UBS Group AG | History | Reduced | 168,187 | 8,418 | 0.0% | 0.01% | 67 | -244,558 | -59.25% | Q3 2020 | Nov 12, 2020 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Reduced | 167,026 | 8,359 | 0.0% | 0.0% | 68 | -104,349 | -38.45% | Q3 2020 | Nov 16, 2020 |
| Chevy Chase Trust Holdings, Inc. | History | Reduced | 164,070 | 8,212 | 0.03% | 0.04% | 69 | -13,930 | -7.83% | Q3 2020 | Nov 06, 2020 |
| Mitsubishi UFJ Trust & Banking Corp | History | Reduced | 163,842 | 8,201 | 0.02% | 0.02% | 70 | -9,769 | -5.63% | Q3 2020 | Nov 12, 2020 |
| Andra AP-fonden | History | Added to | 162,300 | 8,123 | 0.22% | 0.18% | 71 | +35,900 | 28.4% | Q3 2020 | Nov 12, 2020 |
| Russell Investments Group, Ltd. | History | Added to | 161,847 | 8,057 | 0.02% | 0.02% | 72 | +24,501 | 17.84% | Q3 2020 | Nov 09, 2020 |
| Man Group plc | History | Added to | 160,424 | 8,029 | 0.03% | 0.04% | 73 | +1,641 | 1.03% | Q3 2020 | Nov 16, 2020 |
| STIFEL FINANCIAL CORP | History | Reduced | 155,807 | 7,798 | 0.02% | 0.02% | 74 | -14,285 | -8.4% | Q3 2020 | Nov 16, 2020 |
| State of New Jersey Common Pension Fund D | History | Reduced | 143,729 | 7,194 | 0.03% | 0.03% | 75 | -3,660 | -2.48% | Q3 2020 | Oct 27, 2020 |
| BANK OF MONTREAL /CAN/ | History | Added to | 137,798 | 6,788 | 0.01% | 0.0% | 76 | +43,764 | 46.54% | Q3 2020 | Nov 12, 2020 |
| Edgestream Partners, L.P. | History | Added to | 129,918 | 6,502 | 0.42% | 0.05% | 77 | +109,632 | 540.43% | Q3 2020 | Nov 10, 2020 |
| Swiss Life Asset Management Ltd | History | Added to | 123,139 | 6,155 | 0.09% | 0.05% | 78 | +66,077 | 115.8% | Q3 2020 | Dec 29, 2025 |
| TORONTO DOMINION BANK | History | Reduced | 114,624 | 5,737 | 0.01% | 0.02% | 79 | -6,738 | -5.55% | Q3 2020 | Oct 30, 2020 |
| Asset Management One Co., Ltd. | History | Reduced | 112,348 | 5,621 | 0.03% | 0.03% | 80 | -3,920 | -3.37% | Q3 2020 | Nov 13, 2020 |
| OPPENHEIMER ASSET MANAGEMENT INC. | History | Reduced | 107,885 | 5,400 | 0.1% | 0.12% | 81 | -8,746 | -7.5% | Q3 2020 | Nov 13, 2020 |
| Calamos Advisors LLC | History | No change | 105,462 | 5,278 | 0.03% | 0.04% | 82 | 0 | 0.0% | Q3 2020 | Oct 26, 2020 |
| GABELLI FUNDS LLC | History | Added to | 104,034 | 5,207 | 0.04% | 0.03% | 83 | +33,500 | 47.49% | Q3 2020 | Nov 06, 2020 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Reduced | 99,651 | 4,987 | 0.01% | 0.01% | 84 | -2,477 | -2.43% | Q3 2020 | Nov 16, 2020 |
| MORGAN STANLEY | History | Reduced | 98,107 | 4,912 | 0.0% | 0.0% | 85 | -278,942 | -73.98% | Q3 2020 | Nov 13, 2020 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 97,807 | 4,898 | 0.01% | 0.01% | 86 | -13,887 | -12.43% | Q3 2020 | Nov 06, 2020 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Added to | 93,843 | 4,697 | 0.03% | 0.02% | 87 | +40,347 | 75.42% | Q3 2020 | Nov 06, 2020 |
| Squarepoint Ops LLC | History | Added to | 93,787 | 4,694 | 0.06% | 0.02% | 88 | +65,183 | 227.88% | Q3 2020 | Nov 16, 2020 |
| Brandywine Global Investment Management, LLC | History | Reduced | 90,180 | 4,514 | 0.04% | 0.05% | 89 | -3,359 | -3.59% | Q3 2020 | Nov 12, 2020 |
| Retirement Systems of Alabama | History | Reduced | 89,112 | 4,460 | 0.02% | 0.02% | 90 | -5,401 | -5.71% | Q3 2020 | Oct 20, 2020 |
| Rafferty Asset Management, LLC | History | Added to | 86,393 | 4,324 | 0.05% | 0.04% | 91 | +29,947 | 53.05% | Q3 2020 | Nov 13, 2020 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Added to | 86,180 | 4,313 | 0.02% | 0.02% | 92 | +3,258 | 3.93% | Q3 2020 | Nov 16, 2020 |
| ROYAL LONDON ASSET MANAGEMENT LTD | History | No change | 85,131 | 4,164 | 0.03% | 0.03% | 93 | 0 | 0.0% | Q3 2020 | Nov 04, 2020 |
| TD ASSET MANAGEMENT INC | History | Added to | 80,070 | 4,008 | 0.01% | 0.0% | 94 | +18,446 | 29.93% | Q3 2020 | Nov 10, 2020 |
| FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND | History | Added to | 78,785 | 3,943 | 0.04% | 0.05% | 95 | +4,400 | 5.92% | Q3 2020 | Nov 13, 2020 |
| FIL Ltd | History | Reduced | 78,707 | 3,939 | 0.0% | 0.02% | 96 | -290,846 | -78.7% | Q3 2020 | Nov 13, 2020 |
| CIBC WORLD MARKETS CORP | History | Added to | 77,665 | 3,887 | 0.04% | 0.04% | 97 | +7,594 | 10.84% | Q3 2020 | Nov 12, 2020 |
| Standard Life Aberdeen plc | History | Reduced | 74,423 | 3,725 | 0.01% | 0.01% | 98 | -10,804 | -12.68% | Q3 2020 | Oct 21, 2020 |
| AVIVA PLC | History | Reduced | 71,145 | 3,561 | 0.02% | 0.02% | 99 | -2,713 | -3.67% | Q3 2020 | Nov 12, 2020 |
| NORDEA INVESTMENT MANAGEMENT AB | History | Reduced | 71,678 | 3,560 | 0.01% | 0.01% | 100 | -70,270 | -49.5% | Q3 2020 | Nov 09, 2020 |
| Arizona State Retirement System | History | Added to | 67,260 | 3,366 | 0.03% | 0.04% | 101 | +15,742 | 30.56% | Q3 2020 | Nov 05, 2020 |
| Allianz Asset Management GmbH | History | Added to | 66,842 | 3,346 | 53.21% | 29.73% | 102 | +28,874 | 76.05% | Q3 2020 | May 23, 2024 |
| JANUS HENDERSON GROUP PLC | History | Reduced | 65,130 | 3,259 | 0.0% | 0.0% | 103 | -30,120 | -31.62% | Q3 2020 | Nov 16, 2020 |
| BROOKFIELD ASSET MANAGEMENT INC. | History | New | 60,000 | 3,003 | 5.52% | — | 104 | +60,000 | New | Q3 2020 | May 17, 2022 |
| Centiva Capital, LP | History | Added to | 59,990 | 3,002 | 0.2% | 0.04% | 105 | +46,060 | 330.65% | Q3 2020 | Nov 16, 2020 |
| Korea Investment CORP | History | Added to | 57,200 | 2,863 | 0.01% | 0.01% | 106 | +400 | 0.7% | Q3 2020 | Nov 12, 2020 |
| STATE OF MICHIGAN RETIREMENT SYSTEM | History | No change | 56,439 | 2,825 | 0.02% | 0.02% | 107 | 0 | 0.0% | Q3 2020 | Oct 26, 2020 |
| MetLife Investment Management, LLC | History | Reduced | 56,056 | 2,805 | 1.1% | 1.76% | 108 | -1,755 | -3.04% | Q3 2020 | May 24, 2024 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 55,951 | 2,801 | 0.02% | 0.02% | 109 | +214 | 0.38% | Q3 2020 | Nov 13, 2020 |
| Skandinaviska Enskilda Banken AB (publ) | History | Added to | 53,934 | 2,700 | 0.02% | 0.02% | 110 | +6,014 | 12.55% | Q3 2020 | Nov 12, 2020 |
| Hudson Bay Capital Management LP | History | No change | 50,000 | 2,503 | 0.04% | 0.04% | 111 | 0 | 0.0% | Q3 2020 | Nov 12, 2020 |
| ROYAL BANK OF CANADA | History | Reduced | 47,416 | 2,374 | 0.0% | 0.0% | 112 | -1,352 | -2.77% | Q3 2020 | Nov 16, 2020 |
| Robeco Institutional Asset Management B.V. | History | Reduced | 47,200 | 2,362 | 0.01% | 0.01% | 113 | -900 | -1.87% | Q3 2020 | Jan 19, 2021 |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | History | No change | 46,048 | 2,305 | 0.02% | 0.03% | 114 | 0 | 0.0% | Q3 2020 | Nov 10, 2020 |
| US BANCORP \DE\ | History | Reduced | 45,291 | 2,267 | 0.01% | 0.01% | 115 | -1,989 | -4.21% | Q3 2020 | Nov 10, 2020 |
| State of Tennessee, Treasury Department | History | Reduced | 44,646 | 2,235 | 0.01% | 0.01% | 116 | -803 | -1.77% | Q3 2020 | Nov 16, 2020 |
| Utah Retirement Systems | History | Added to | 42,403 | 2,122 | 0.04% | 0.04% | 118 | +300 | 0.71% | Q3 2020 | Nov 16, 2020 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Reduced | 42,389 | 2,122 | 216.31% | 229.21% | 117 | -52 | -0.12% | Q3 2020 | Nov 22, 2022 |
| COMERICA BANK | History | Reduced | 42,218 | 2,080 | 0.02% | 0.02% | 119 | -75 | -0.18% | Q3 2020 | Oct 30, 2020 |
| MARSHALL WACE, LLP | History | Reduced | 41,094 | 2,056 | 0.01% | 0.06% | 120 | -118,664 | -74.28% | Q3 2020 | Nov 16, 2020 |
| AustralianSuper Pty Ltd | History | New | 39,201 | 1,962 | 0.02% | — | 121 | +39,201 | New | Q3 2020 | Nov 16, 2020 |
| ProShare Advisors LLC | History | Reduced | 38,388 | 1,921 | 0.01% | 0.01% | 122 | -238 | -0.62% | Q3 2020 | Nov 13, 2020 |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp | History | Added to | 38,337 | 1,919 | 0.02% | 0.02% | 123 | +2,896 | 8.17% | Q3 2020 | Nov 10, 2020 |
| FORSTA AP-FONDEN | History | New | 36,200 | 1,812 | 0.04% | — | 124 | +36,200 | New | Q3 2020 | Feb 19, 2021 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 36,056 | 1,805 | 0.0% | 0.0% | 125 | -5,177 | -12.56% | Q3 2020 | Oct 09, 2020 |
| CIBC World Markets Inc. | History | Reduced | 29,093 | 1,456 | 0.01% | 0.01% | 126 | -364 | -1.24% | Q3 2020 | Nov 12, 2020 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Reduced | 28,807 | 1,442 | 0.02% | 0.02% | 127 | -1,487 | -4.91% | Q3 2020 | Nov 13, 2020 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Added to | 27,618 | 1,382 | 0.01% | 0.01% | 128 | +29 | 0.11% | Q3 2020 | Nov 12, 2020 |
| DnB Asset Management AS | History | Added to | 24,209 | 1,211 | 0.01% | 0.01% | 129 | +947 | 4.07% | Q3 2020 | Oct 14, 2020 |
| GAMCO INVESTORS, INC. ET AL | History | Added to | 23,600 | 1,181 | 0.01% | 0.0% | 130 | +14,900 | 171.26% | Q3 2020 | Nov 06, 2020 |
| NISSAY ASSET MANAGEMENT CORP /JAPAN/ /ADV | History | Added to | 22,042 | 1,103 | 0.02% | 0.02% | 131 | +567 | 2.64% | Q3 2020 | Oct 20, 2020 |
| MAVERICK CAPITAL LTD | History | Reduced | 21,836 | 1,093 | 0.02% | 0.06% | 132 | -32,523 | -59.83% | Q3 2020 | Nov 16, 2020 |
| PANAGORA ASSET MANAGEMENT INC | History | Reduced | 21,662 | 1,084 | 0.01% | 0.01% | 133 | -1,452 | -6.28% | Q3 2020 | Nov 13, 2020 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 21,158 | 1,058 | 0.01% | 0.0% | 134 | +20,497 | 3100.91% | Q3 2020 | Nov 13, 2020 |
| TCW GROUP INC | History | Reduced | 20,661 | 1,034 | 0.01% | 0.02% | 135 | -6,083 | -22.75% | Q3 2020 | Oct 30, 2020 |
| CIBC Asset Management Inc | History | Added to | 20,268 | 1,014 | 0.01% | 0.01% | 136 | +130 | 0.65% | Q3 2020 | Nov 05, 2020 |
| JANE STREET GROUP, LLC | History | Reduced | 19,956 | 999 | 0.0% | 0.0% | 137 | -111,093 | -84.77% | Q3 2020 | Nov 17, 2020 |
| ADVISOR GROUP HOLDINGS, INC. | History | Reduced | 19,858 | 994 | 0.0% | 0.0% | 138 | -2,323 | -10.47% | Q3 2020 | Nov 12, 2020 |
| Pacer Advisors, Inc. | History | Added to | 19,365 | 969 | 0.02% | 0.02% | 139 | +301 | 1.58% | Q3 2020 | Oct 19, 2020 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | History | Reduced | 17,892 | 895 | 0.01% | 0.01% | 140 | -2,186 | -10.89% | Q3 2020 | Nov 03, 2020 |
| FEDERATED HERMES, INC. | History | Added to | 17,500 | 876 | 0.0% | 0.0% | 141 | +3,129 | 21.77% | Q3 2020 | Nov 12, 2020 |
| Schonfeld Strategic Advisors LLC | History | New | 16,326 | 817 | 0.02% | — | 142 | +16,326 | New | Q3 2020 | Nov 19, 2020 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 16,200 | 811 | 0.01% | 0.01% | 143 | 0 | 0.0% | Q3 2020 | Oct 20, 2020 |
| Wealthfront Advisers LLC | History | Reduced | 16,084 | 805 | 0.01% | 0.01% | 144 | -718 | -4.27% | Q3 2020 | Nov 16, 2020 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Added to | 15,704 | 786 | 0.05% | 0.03% | 145 | +6,103 | 63.57% | Q3 2020 | Nov 16, 2020 |
| COMMERCE BANK | History | Reduced | 15,353 | 768 | 0.01% | 0.01% | 146 | -2,472 | -13.87% | Q3 2020 | Nov 06, 2020 |
| Crossmark Global Holdings, Inc. | History | Reduced | 14,696 | 736 | 0.02% | 0.02% | 147 | -820 | -5.28% | Q3 2020 | Oct 08, 2020 |
| Sumitomo Mitsui DS Asset Management Company, Ltd | History | Added to | 14,051 | 703 | 0.02% | 0.02% | 148 | +96 | 0.69% | Q3 2020 | Oct 29, 2020 |
| Kentucky Retirement Systems | History | Added to | 12,894 | 645 | 0.04% | 0.04% | 149 | +588 | 4.78% | Q3 2020 | Nov 12, 2020 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Added to | 12,673 | 634 | 0.0% | 0.0% | 150 | +5,401 | 74.27% | Q3 2020 | Nov 02, 2020 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Reduced | 12,631 | 632 | 0.01% | 0.01% | 151 | -9 | -0.07% | Q3 2020 | Nov 12, 2020 |
| MACKENZIE FINANCIAL CORP | History | Added to | 12,382 | 620 | 0.0% | 0.0% | 152 | +1,084 | 9.59% | Q3 2020 | Nov 13, 2020 |
| NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC | History | No change | 12,143 | 604 | 0.57% | 0.01% | 153 | 0 | 0.0% | Q3 2020 | Jun 20, 2024 |
| AMERICAN CENTURY COMPANIES INC | History | Reduced | 11,755 | 588 | 0.0% | 0.0% | 154 | -898 | -7.1% | Q3 2020 | Nov 13, 2020 |
| Louisiana State Employees Retirement System | History | Added to | 11,200 | 561 | 0.03% | 0.03% | 155 | +1,700 | 17.89% | Q3 2020 | Oct 19, 2020 |
| Dai-Ichi Life Insurance Company, Ltd | History | No change | 10,669 | 534 | 0.01% | 0.01% | 156 | 0 | 0.0% | Q3 2020 | Nov 12, 2020 |
| M&T BANK CORP | History | Reduced | 10,490 | 525 | 0.0% | 0.0% | 157 | -854 | -7.53% | Q3 2020 | Nov 06, 2020 |
| ExodusPoint Capital Management, LP | History | Reduced | 9,849 | 493 | 0.01% | 0.03% | 159 | -12,319 | -55.57% | Q3 2020 | Nov 16, 2020 |
| ALLSTATE CORP | History | Reduced | 9,856 | 493 | 0.02% | 0.02% | 158 | -3,320 | -25.2% | Q3 2020 | Nov 13, 2020 |
| Engineers Gate Manager LP | History | New | 9,565 | 479 | 0.02% | — | 160 | +9,565 | New | Q3 2020 | Nov 16, 2020 |
| Advisors Asset Management, Inc. | History | Reduced | 9,411 | 471 | 0.01% | 0.01% | 161 | -2,215 | -19.05% | Q3 2020 | Nov 16, 2020 |
| XPONANCE, INC. | History | Reduced | 8,995 | 450 | 0.01% | 0.01% | 162 | -70 | -0.77% | Q3 2020 | Oct 26, 2020 |
| TRUIST FINANCIAL CORP | History | Reduced | 8,940 | 447 | 0.0% | 0.0% | 163 | -251 | -2.73% | Q3 2020 | Nov 05, 2021 |
| Polar Asset Management Partners Inc. | History | New | 8,072 | 404 | 0.01% | — | 164 | +8,072 | New | Q3 2020 | Nov 16, 2020 |
| Creative Planning | History | New | 7,920 | 396 | 0.0% | — | 165 | +7,920 | New | Q3 2020 | Nov 05, 2020 |
| MACQUARIE GROUP LTD | History | Reduced | 7,609 | 381 | 0.0% | 0.01% | 166 | -154,218 | -95.3% | Q3 2020 | Nov 13, 2020 |
| SEI INVESTMENTS CO | History | Reduced | 7,554 | 378 | 0.0% | 0.0% | 168 | -4,784 | -38.77% | Q3 2020 | Dec 04, 2020 |
| BARINGS LLC | History | Reduced | 7,554 | 378 | 0.01% | 0.01% | 167 | -3,300 | -30.4% | Q3 2020 | Nov 12, 2020 |
| Tower Research Capital LLC (TRC) | History | Added to | 7,524 | 377 | 0.0% | 0.01% | 169 | +2,024 | 36.8% | Q3 2020 | Nov 16, 2020 |
| LPL Financial LLC | History | Added to | 7,511 | 376 | 0.0% | 0.0% | 170 | +2,599 | 52.91% | Q3 2020 | Nov 09, 2020 |
| Norinchukin Bank, The | History | Added to | 6,548 | 328 | 0.01% | 0.01% | 171 | +250 | 3.97% | Q3 2020 | Nov 12, 2020 |
| ONTARIO TEACHERS PENSION PLAN BOARD | History | Reduced | 6,469 | 324 | 0.0% | 0.02% | 172 | -13,085 | -66.92% | Q3 2020 | Nov 13, 2020 |
| Impax Asset Management Group plc | History | Added to | 6,106 | 306 | 0.0% | 0.0% | 173 | +73 | 1.21% | Q3 2020 | Nov 12, 2020 |
| Verition Fund Management LLC | History | New | 6,086 | 305 | 0.01% | — | 174 | +6,086 | New | Q3 2020 | Nov 16, 2020 |
| FRANKLIN RESOURCES INC | History | New | 5,597 | 280 | 0.0% | — | 175 | +5,597 | New | Q3 2020 | Nov 12, 2020 |
| Mirae Asset Global Investments Co., Ltd. | History | Reduced | 5,383 | 269 | 0.0% | 0.0% | 176 | -233 | -4.15% | Q3 2020 | Nov 12, 2020 |
| BANCO BILBAO VIZCAYA ARGENTARIA, S.A. | History | Reduced | 5,157 | 258 | 0.01% | 0.01% | 177 | -880 | -14.58% | Q3 2020 | Nov 12, 2020 |
| E. Ohman J:or Asset Management AB | History | No change | 5,100 | 255 | 0.01% | 0.01% | 178 | 0 | 0.0% | Q3 2020 | Apr 05, 2024 |
| CI INVESTMENTS INC. | History | Added to | 4,930 | 247 | 0.0% | 0.0% | 179 | +550 | 12.56% | Q3 2020 | Nov 09, 2020 |
| ING GROEP NV | History | New | 4,893 | 245 | 0.01% | — | 180 | +4,893 | New | Q3 2020 | Nov 12, 2020 |
| Ballentine Partners, LLC | History | Reduced | 4,578 | 229 | 0.01% | 0.01% | 181 | -98 | -2.1% | Q3 2020 | Oct 22, 2020 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 4,263 | 213 | 0.0% | 0.0% | 182 | -246 | -5.46% | Q3 2020 | Nov 13, 2020 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | No change | 3,916 | 193 | 0.0% | 0.0% | 183 | 0 | 0.0% | Q3 2020 | Nov 13, 2020 |
| CENTRAL TRUST Co | History | No change | 3,100 | 155 | 0.01% | 0.01% | 184 | 0 | 0.0% | Q3 2020 | Oct 22, 2020 |
| IFP Advisors, Inc | History | Added to | 2,635 | 132 | 0.01% | 0.01% | 185 | +1,074 | 68.8% | Q3 2020 | Oct 29, 2020 |
| EVOKE WEALTH, LLC | History | Added to | 2,259 | 113 | 0.01% | 0.01% | 186 | +6 | 0.27% | Q3 2020 | Nov 13, 2020 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 1,498 | 75 | 0.0% | 0.0% | 187 | -328 | -17.96% | Q3 2020 | Nov 13, 2020 |
| Advisory Services Network, LLC | History | New | 1,060 | 53 | 0.0% | — | 189 | +1,060 | New | Q3 2020 | Nov 16, 2020 |
| Valeo Financial Advisors, LLC | History | Reduced | 1,051 | 53 | 0.0% | 0.01% | 190 | -257 | -19.65% | Q3 2020 | Oct 28, 2020 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 1,071 | 53 | 0.0% | 0.0% | 188 | +170 | 18.87% | Q3 2020 | Nov 17, 2020 |
| SIGNATUREFD, LLC | History | No change | 848 | 42 | 0.0% | 0.0% | 191 | 0 | 0.0% | Q3 2020 | Nov 03, 2020 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 812 | 41 | 0.0% | 0.0% | 192 | +173 | 27.07% | Q3 2020 | Nov 12, 2020 |
| Altshuler Shaham Ltd | History | New | 750 | 38 | 0.0% | — | 193 | +750 | New | Q3 2020 | Nov 10, 2020 |
| Parallel Advisors, LLC | History | Reduced | 752 | 38 | 0.0% | 0.0% | 194 | -254 | -25.25% | Q3 2020 | Oct 27, 2020 |
| Steward Partners Investment Advisory, LLC | History | No change | 601 | 30 | 0.0% | 0.0% | 195 | 0 | 0.0% | Q3 2020 | Oct 30, 2020 |
| SIMPLEX TRADING, LLC | History | New | 500 | 25 | 0.0% | — | 196 | +500 | New | Q3 2020 | Oct 14, 2020 |
| Rockefeller Capital Management L.P. | History | Reduced | 366 | 18 | 0.0% | 0.0% | 197 | -453 | -55.31% | Q3 2020 | Nov 13, 2020 |
| GLENMEDE TRUST CO NA | History | Added to | 310 | 15 | 0.0% | 0.0% | 198 | +59 | 23.51% | Q3 2020 | Nov 16, 2020 |
| WHITTIER TRUST CO | History | No change | 265 | 13 | 0.0% | 0.0% | 199 | 0 | 0.0% | Q3 2020 | Oct 30, 2020 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | No change | 130 | 7 | 0.0% | 0.0% | 200 | 0 | 0.0% | Q3 2020 | Oct 19, 2020 |
| EARNEST PARTNERS LLC | History | No change | 111 | 6 | 0.0% | 0.0% | 201 | 0 | 0.0% | Q3 2020 | Nov 16, 2020 |
| Federation des caisses Desjardins du Quebec | History | No change | 136 | 6 | 0.0% | 0.0% | 202 | 0 | 0.0% | Q3 2020 | Aug 30, 2024 |
| Allworth Financial LP | History | No change | 100 | 5 | 0.0% | 0.0% | 203 | 0 | 0.0% | Q3 2020 | Nov 03, 2020 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 54 | 3 | 0.0% | 0.0% | 204 | 0 | 0.0% | Q3 2020 | Nov 16, 2020 |
| CULLEN/FROST BANKERS, INC. | History | New | 14 | 1 | 0.0% | — | 205 | +14 | New | Q3 2020 | Nov 05, 2020 |
| Gradient Investments LLC | History | No change | 18 | 1 | 0.0% | 0.0% | 206 | 0 | 0.0% | Q3 2020 | Oct 06, 2020 |
| Bank Julius Baer & Co. Ltd, Zurich | History | No change | 28 | 1 | 0.0% | 0.0% | 207 | 0 | 0.0% | Q3 2020 | Nov 10, 2020 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 6.85% | — | -10,529,509 | -100.0% | Q2 2020 | Sep 10, 2021 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 3.94% | — | -1,599,639 | -100.0% | Q2 2020 | Aug 14, 2020 |
| Interval Partners, LP | History | Closed out | 0 | 0 | — | 0.36% | — | -115,937 | -100.0% | Q2 2020 | Aug 14, 2020 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -64,000 | -100.0% | Q2 2020 | Aug 14, 2020 |
| RMB Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -29,998 | -100.0% | Q2 2020 | Aug 05, 2020 |
| Fiera Capital Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -8,419 | -100.0% | Q2 2020 | Aug 07, 2020 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,482 | -100.0% | Q2 2020 | Aug 17, 2020 |
| OSSIAM | History | Closed out | 0 | 0 | — | 0.01% | — | -1,603 | -100.0% | Q2 2020 | Aug 13, 2020 |
| HUNTINGTON NATIONAL BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -1,325 | -100.0% | Q2 2020 | Jul 30, 2020 |
| CITIZENS FINANCIAL GROUP INC/RI | History | Closed out | 0 | 0 | — | 0.0% | — | -583 | -100.0% | Q2 2020 | Aug 12, 2020 |
| LAZARD ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -501 | -100.0% | Q2 2020 | Aug 13, 2020 |