Global X Funds - 37950E473

Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.

Shareholders (13F)

Quarter: Q1 2020 · Compare: Q4 2019
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
UBS Group AG History Added to 15,200,311 47,881 0.02% 0.03% 1 +3,545,801 30.42% Q1 2020 May 01, 2020
MORGAN STANLEY History Added to 9,395,887 29,597 0.01% 0.02% 2 +592,055 6.72% Q1 2020 May 26, 2020
BANK OF AMERICA CORP /DE/ History Reduced 4,765,407 15,011 0.0% 0.01% 3 -1,452,377 -23.36% Q1 2020 May 15, 2020
EVERGREEN CAPITAL MANAGEMENT LLC History Reduced 4,308,406 13,571 1.27% 4.28% 4 -2,206,556 -33.87% Q1 2020 May 15, 2020
ENVESTNET ASSET MANAGEMENT INC History Added to 3,656,344 11,517 0.01% 0.03% 5 +202,873 5.87% Q1 2020 Apr 23, 2020
WELLS FARGO & COMPANY/MN History Reduced 2,713,186 8,547 0.0% 0.02% 6 -6,136,646 -69.34% Q1 2020 May 14, 2020
ROYAL BANK OF CANADA History Reduced 1,900,995 5,989 0.0% 0.01% 7 -1,082,800 -36.29% Q1 2020 Jun 16, 2020
Gradient Investments LLC History Added to 919,144 2,895 0.16% 0.3% 8 +58,825 6.84% Q1 2020 Apr 07, 2020
SUSQUEHANNA INTERNATIONAL GROUP, LLP History New 336,636 1,060 0.0% 10 +336,636 New Q1 2020 May 15, 2020
Bank of New York Mellon Corp History New 336,471 1,060 4.68% 9 +336,471 New Q1 2020 Oct 08, 2021
Apollon Wealth Management, LLC History New 308,407 971 1.0% 11 +308,407 New Q1 2020 May 08, 2020
Creative Planning History Added to 290,887 916 0.0% 0.0% 12 +231,658 391.12% Q1 2020 May 05, 2020
LPL Financial LLC History Reduced 254,033 800 0.0% 0.01% 13 -148,714 -36.92% Q1 2020 May 14, 2020
STIFEL FINANCIAL CORP History Added to 164,579 512 0.0% 0.0% 14 +64,585 64.59% Q1 2020 May 14, 2020
Cresset Asset Management, LLC History Reduced 150,600 474 0.01% 0.04% 15 -58,920 -28.12% Q1 2020 May 15, 2020
AMERIPRISE FINANCIAL INC History Reduced 145,101 435 0.0% 0.0% 16 -230,357 -61.35% Q1 2020 May 15, 2020
JANE STREET GROUP, LLC History Added to 132,850 418 0.0% 0.0% 17 +10,058 8.19% Q1 2020 May 15, 2020
Trexquant Investment LP History New 130,492 411 0.03% 18 +130,492 New Q1 2020 May 08, 2020
Lido Advisors, LLC History Added to 122,637 386 0.05% 0.11% 19 +11,204 10.05% Q1 2020 Nov 12, 2021
RFG Advisory, LLC History Added to 118,052 372 0.07% 0.04% 20 +91,288 341.09% Q1 2020 Apr 17, 2020
Advisor Group Holdings, Inc. History New 115,878 365 0.0% 21 +115,878 New Q1 2020 May 18, 2020
FIFTH THIRD BANCORP History New 107,473 339 0.0% 22 +107,473 New Q1 2020 May 05, 2020
MACKENZIE FINANCIAL CORP History Added to 101,049 318 3.35% 0.71% 23 +5,800 6.09% Q1 2020 May 15, 2020
BENJAMIN EDWARDS INC History New 93,207 294 0.31% 24 +93,207 New Q1 2020 May 07, 2020
RENAISSANCE TECHNOLOGIES LLC History New 90,580 285 0.0% 25 +90,580 New Q1 2020 May 14, 2020
Prospera Financial Services Inc History Reduced 80,061 252 0.03% 0.05% 26 -848 -1.05% Q1 2020 May 15, 2020
CLS Investments, LLC History Added to 75,349 237 0.01% 0.01% 27 +56,023 289.88% Q1 2020 May 13, 2020
AE Wealth Management LLC History Added to 67,877 214 0.0% 0.01% 28 +1,450 2.18% Q1 2020 May 07, 2020
COMERICA BANK History Added to 46,246 195 0.0% 0.0% 29 +3,725 8.76% Q1 2020 May 01, 2020
D.A. DAVIDSON & CO. History Reduced 61,182 193 0.0% 0.01% 30 -53,605 -46.7% Q1 2020 May 05, 2020
MML INVESTORS SERVICES, LLC History Reduced 51,555 162 0.0% 0.01% 31 -9,082 -14.98% Q1 2020 May 14, 2020
STEPHENS INC /AR/ History Added to 49,145 155 0.0% 0.01% 32 +9,895 25.21% Q1 2020 May 14, 2020
Baird Financial Group, Inc. History Added to 33,425 105 0.0% 0.0% 33 +2,500 8.08% Q1 2020 May 14, 2020
COMMONWEALTH EQUITY SERVICES, LLC History Reduced 25,505 80 0.0% 0.01% 34 -316,854 -92.55% Q1 2020 May 11, 2020
Steward Partners Investment Advisory, LLC History Added to 20,826 65 0.0% 0.0% 35 +6,599 46.38% Q1 2020 Apr 29, 2020
ASSETMARK, INC History Reduced 18,758 59 0.0% 0.03% 36 -546,636 -96.68% Q1 2020 May 12, 2020
Tower Research Capital LLC (TRC) History Added to 18,417 58 0.0% 0.0% 37 +18,016 4492.77% Q1 2020 May 15, 2020
TRUIST FINANCIAL CORP History New 16,113 51 0.0% 38 +16,113 New Q1 2020 Nov 05, 2021
BNP PARIBAS ARBITRAGE, SA History Reduced 11,459 36 0.0% 0.0% 39 -428 -3.6% Q1 2020 May 13, 2020
Rockefeller Capital Management L.P. History Added to 9,675 30 0.0% 0.0% 40 +56 0.58% Q1 2020 May 12, 2020
FMR LLC History New 4,800 15 0.0% 41 +4,800 New Q1 2020 May 14, 2020
BLAIR WILLIAM & CO/IL History Reduced 2,250 7 0.0% 0.0% 42 -200 -8.16% Q1 2020 May 11, 2020
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO History Added to 2,002 6 0.0% 0.0% 43 +1,834 1091.67% Q1 2020 May 08, 2020
Ancora Advisors, LLC History No change 1,800 6 0.0% 0.0% 44 0 0.0% Q1 2020 Nov 12, 2021
SIMPLEX TRADING, LLC History New 1,862 5 0.0% 46 +1,862 New Q1 2020 Apr 29, 2020
GLENMEDE TRUST CO NA History No change 742 5 0.0% 0.0% 45 0 0.0% Q1 2020 May 20, 2020
Parallel Advisors, LLC History No change 1,177 3 0.0% 0.0% 47 0 0.0% Q1 2020 Apr 27, 2020
IFP Advisors, Inc History New 778 2 0.0% 49 +778 New Q1 2020 May 12, 2020
PNC FINANCIAL SERVICES GROUP, INC. History No change 532 2 0.0% 0.0% 48 0 0.0% Q1 2020 May 08, 2020
Wealthcare Advisory Partners LLC History No change 677 2 0.0% 0.0% 50 0 0.0% Q1 2020 Apr 29, 2020
Advisors Asset Management, Inc. History No change 206 1 0.0% 0.0% 51 0 0.0% Q1 2020 May 15, 2020
MERCER GLOBAL ADVISORS INC /ADV History Closed out 0 0 0.17% -1,106,652 -100.0% Q4 2019 Feb 13, 2020
HighTower Advisors, LLC History Closed out 0 0 0.03% -746,004 -100.0% Q4 2019 Feb 14, 2020
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC History Closed out 0 0 0.22% -348,713 -100.0% Q4 2019 Jan 29, 2020
CITADEL ADVISORS LLC History Closed out 0 0 0.0% -148,173 -100.0% Q4 2019 Feb 14, 2020
Americana Partners, LLC History Closed out 0 0 0.46% -105,399 -100.0% Q4 2019 Feb 13, 2020
PINNACLE ASSOCIATES LTD History Closed out 0 0 0.02% -90,745 -100.0% Q4 2019 Feb 03, 2020
Equitable Holdings, Inc. History Closed out 0 0 0.02% -80,317 -100.0% Q4 2019 May 28, 2020
CAPTRUST FINANCIAL ADVISORS History Closed out 0 0 0.01% -47,100 -100.0% Q4 2019 Feb 14, 2020
FIL Ltd History Closed out 0 0 0.0% -18,843 -100.0% Q4 2019 Feb 07, 2020
MANUFACTURERS LIFE INSURANCE COMPANY, THE History Closed out 0 0 0.0% -17,194 -100.0% Q4 2019 Feb 14, 2020
GWM Advisors LLC History Closed out 0 0 0.01% -16,270 -100.0% Q4 2019 Jan 31, 2020
DEUTSCHE BANK AG\ History Closed out 0 0 0.0% -7,635 -100.0% Q4 2019 Feb 14, 2020
US BANCORP \DE\ History Reduced 140 0 0.0% -6,197 -97.79% Q1 2020 May 13, 2020
Arkadios Wealth Advisors History Closed out 0 0 0.02% -4,920 -100.0% Q4 2019 Feb 14, 2020
WestEnd Advisors, LLC History Closed out 0 0 0.0% -3,739 -100.0% Q4 2019 Feb 12, 2020
Global Retirement Partners, LLC History Closed out 0 0 0.0% -928 -100.0% Q4 2019 Jan 23, 2020
CITIGROUP INC History No change 102 0 0.0% 0 0.0% Q1 2020 May 12, 2020