Karuna Therapeutics, Inc. - 48576A100
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NORGES BANK | History | No change | 328,067 | 103,836 | 0.02% | 0.02% | 1 | 0 | 0.0% | Q4 2023 | Feb 09, 2024 |
| D. E. Shaw & Co., Inc. | History | No change | 120,531 | 38,149 | 0.03% | 0.03% | 2 | 0 | 0.0% | Q4 2023 | Feb 14, 2024 |
| IFP Advisors, Inc | History | Reduced | 817 | 269 | 0.01% | 0.01% | 3 | -3 | -0.37% | Q1 2024 | Jul 30, 2024 |
| Capital International Investors | History | Closed out | 0 | 0 | — | 0.3% | — | -4,227,102 | -100.0% | Q1 2024 | May 14, 2024 |
| VANGUARD GROUP INC | History | Closed out | 0 | 0 | — | 0.02% | — | -3,224,786 | -100.0% | Q1 2024 | May 10, 2024 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -2,865,994 | -100.0% | Q1 2024 | May 13, 2024 |
| Pentwater Capital Management LP | History | Closed out | 0 | 0 | — | 4.85% | — | -1,366,200 | -100.0% | Q1 2024 | May 15, 2024 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Closed out | 0 | 0 | — | 0.07% | — | -1,134,046 | -100.0% | Q1 2024 | May 15, 2024 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -974,643 | -100.0% | Q1 2024 | May 15, 2024 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -569,722 | -100.0% | Q1 2024 | May 13, 2024 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.04% | — | -432,578 | -100.0% | Q1 2024 | May 13, 2024 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.02% | — | -412,418 | -100.0% | Q1 2024 | May 07, 2024 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.05% | — | -377,155 | -100.0% | Q1 2024 | May 14, 2024 |
| Woodline Partners LP | History | Closed out | 0 | 0 | — | 1.23% | — | -357,473 | -100.0% | Q1 2024 | May 15, 2024 |
| BROWN ADVISORY INC | History | Closed out | 0 | 0 | — | 0.15% | — | -333,144 | -100.0% | Q1 2024 | Apr 24, 2024 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.02% | — | -319,136 | -100.0% | Q1 2024 | May 14, 2024 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.19% | — | -315,892 | -100.0% | Q1 2024 | May 13, 2024 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -254,412 | -100.0% | Q1 2024 | May 15, 2024 |
| Fiera Capital Corp | History | Closed out | 0 | 0 | — | 0.23% | — | -237,656 | -100.0% | Q1 2024 | Aug 22, 2024 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.02% | — | -225,060 | -100.0% | Q1 2024 | May 09, 2024 |
| Magnetar Financial LLC | History | Closed out | 0 | 0 | — | 1.62% | — | -202,165 | -100.0% | Q1 2024 | May 15, 2024 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -201,828 | -100.0% | Q1 2024 | Apr 25, 2024 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -201,270 | -100.0% | Q1 2024 | May 15, 2024 |
| EVENTIDE ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.98% | — | -190,000 | -100.0% | Q1 2024 | May 15, 2024 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.06% | — | -189,340 | -100.0% | Q1 2024 | May 08, 2024 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.04% | — | -181,738 | -100.0% | Q1 2024 | May 10, 2024 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -173,391 | -100.0% | Q1 2024 | May 15, 2024 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -159,328 | -100.0% | Q1 2024 | May 14, 2024 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -156,041 | -100.0% | Q1 2024 | May 15, 2024 |
| AQR Arbitrage LLC | History | Closed out | 0 | 0 | — | 1.88% | — | -147,256 | -100.0% | Q1 2024 | May 15, 2024 |
| Ensign Peak Advisors, Inc | History | Closed out | 0 | 0 | — | 0.09% | — | -146,467 | -100.0% | Q1 2024 | May 14, 2024 |
| UBS ASSET MANAGEMENT AMERICAS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -140,675 | -100.0% | Q1 2024 | May 15, 2024 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.02% | — | -125,488 | -100.0% | Q1 2024 | May 13, 2024 |
| Avoro Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.55% | — | -125,000 | -100.0% | Q1 2024 | May 15, 2024 |
| BANK OF NOVA SCOTIA | History | Closed out | 0 | 0 | — | 0.07% | — | -119,810 | -100.0% | Q1 2024 | May 15, 2024 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -118,074 | -100.0% | Q1 2024 | Mar 24, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -110,962 | -100.0% | Q1 2024 | May 15, 2024 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -105,780 | -100.0% | Q1 2024 | May 13, 2024 |
| Caption Management, LLC | History | Closed out | 0 | 0 | — | 0.44% | — | -102,100 | -100.0% | Q1 2024 | May 15, 2024 |
| Allspring Global Investments Holdings, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -102,086 | -100.0% | Q1 2024 | Apr 29, 2024 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.09% | — | -100,000 | -100.0% | Q1 2024 | May 15, 2024 |
| DRIEHAUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.37% | — | -96,424 | -100.0% | Q1 2024 | May 15, 2024 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.04% | — | -93,089 | -100.0% | Q1 2024 | Oct 08, 2025 |
| Corient Private Wealth LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -68,504 | -100.0% | Q1 2024 | May 09, 2024 |
| Point72 Asset Management, L.P. | History | Closed out | 0 | 0 | — | 0.05% | — | -64,630 | -100.0% | Q1 2024 | May 15, 2024 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.02% | — | -64,557 | -100.0% | Q1 2024 | May 15, 2024 |
| Skandinaviska Enskilda Banken AB (publ) | History | Closed out | 0 | 0 | — | 0.12% | — | -64,273 | -100.0% | Q1 2024 | May 13, 2024 |
| Swiss National Bank | History | Closed out | 0 | 0 | — | 0.01% | — | -63,100 | -100.0% | Q1 2024 | May 07, 2024 |
| FIL Ltd | History | Closed out | 0 | 0 | — | 0.02% | — | -59,885 | -100.0% | Q1 2024 | May 13, 2024 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -58,632 | -100.0% | Q1 2024 | Jun 02, 2025 |
| Neuberger Berman Group LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -58,503 | -100.0% | Q1 2024 | Nov 14, 2024 |
| Candriam S.C.A. | History | Closed out | 0 | 0 | — | 0.12% | — | -57,201 | -100.0% | Q1 2024 | May 06, 2024 |
| PICTON MAHONEY ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.47% | — | -55,000 | -100.0% | Q1 2024 | May 09, 2024 |
| DIMENSIONAL FUND ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -51,891 | -100.0% | Q1 2024 | May 10, 2024 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -50,696 | -100.0% | Q1 2024 | Apr 30, 2024 |
| SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.63% | — | -47,910 | -100.0% | Q1 2024 | May 15, 2024 |
| RHUMBLINE ADVISERS | History | Closed out | 0 | 0 | — | 0.02% | — | -47,175 | -100.0% | Q1 2024 | May 09, 2024 |
| AMERICAN CENTURY COMPANIES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -45,064 | -100.0% | Q1 2024 | May 14, 2024 |
| Rafferty Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -43,693 | -100.0% | Q1 2024 | May 13, 2024 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.03% | — | -42,548 | -100.0% | Q1 2024 | May 08, 2024 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.06% | — | -42,289 | -100.0% | Q1 2024 | May 09, 2024 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -42,221 | -100.0% | Q1 2024 | May 15, 2024 |
| GABELLI FUNDS LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -42,000 | -100.0% | Q1 2024 | May 14, 2024 |
| NATIXIS | History | Closed out | 0 | 0 | — | 0.1% | — | -41,737 | -100.0% | Q1 2024 | May 13, 2024 |
| Hudson Bay Capital Management LP | History | Closed out | 0 | 0 | — | 0.08% | — | -40,000 | -100.0% | Q1 2024 | May 15, 2024 |
| HUNTINGTON NATIONAL BANK | History | Closed out | 0 | 0 | — | 0.11% | — | -38,411 | -100.0% | Q1 2024 | May 03, 2024 |
| WCM INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -37,686 | -100.0% | Q1 2024 | Apr 25, 2024 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.01% | — | -36,755 | -100.0% | Q1 2024 | May 14, 2024 |
| Centiva Capital, LP | History | Closed out | 0 | 0 | — | 0.26% | — | -35,236 | -100.0% | Q1 2024 | May 15, 2024 |
| Man Group plc | History | Closed out | 0 | 0 | — | 0.03% | — | -35,000 | -100.0% | Q1 2024 | May 15, 2024 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.02% | — | -34,434 | -100.0% | Q1 2024 | May 16, 2024 |
| Legal & General Group Plc | History | Closed out | 0 | 0 | — | 0.0% | — | -32,839 | -100.0% | Q1 2024 | May 29, 2025 |
| abrdn plc | History | Closed out | 0 | 0 | — | 0.02% | — | -32,217 | -100.0% | Q1 2024 | May 09, 2024 |
| Capital Group Private Client Services, Inc. | History | Closed out | 0 | 0 | — | 0.1% | — | -32,009 | -100.0% | Q1 2024 | May 14, 2024 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -30,552 | -100.0% | Q1 2024 | May 10, 2024 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -29,693 | -100.0% | Q1 2024 | Nov 05, 2024 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -28,214 | -100.0% | Q1 2024 | May 10, 2024 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.01% | — | -26,843 | -100.0% | Q1 2024 | May 14, 2024 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.02% | — | -26,356 | -100.0% | Q1 2024 | May 14, 2024 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,447 | -100.0% | Q1 2024 | May 13, 2024 |
| LMR Partners LLP | History | Closed out | 0 | 0 | — | 0.09% | — | -23,878 | -100.0% | Q1 2024 | May 15, 2024 |
| Allianz Asset Management GmbH | History | Closed out | 0 | 0 | — | 0.01% | — | -22,300 | -100.0% | Q1 2024 | May 14, 2024 |
| FRED ALGER MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -21,776 | -100.0% | Q1 2024 | May 15, 2024 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -20,783 | -100.0% | Q1 2024 | Feb 07, 2025 |
| State of New Jersey Common Pension Fund D | History | Closed out | 0 | 0 | — | 0.02% | — | -20,720 | -100.0% | Q1 2024 | May 02, 2024 |
| Capital International Sarl | History | Closed out | 0 | 0 | — | 0.23% | — | -19,624 | -100.0% | Q1 2024 | May 14, 2024 |
| Schonfeld Strategic Advisors LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -18,762 | -100.0% | Q1 2024 | May 15, 2024 |
| JANUS HENDERSON GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,332 | -100.0% | Q1 2024 | May 15, 2024 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.02% | — | -14,891 | -100.0% | Q1 2024 | May 15, 2024 |
| Erste Asset Management GmbH | History | Closed out | 0 | 0 | — | 0.07% | — | -14,470 | -100.0% | Q1 2024 | Nov 26, 2024 |
| ALGERT GLOBAL LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -14,176 | -100.0% | Q1 2024 | Aug 10, 2026 |
| Capital International, Inc./CA/ | History | Closed out | 0 | 0 | — | 0.07% | — | -13,632 | -100.0% | Q1 2024 | May 14, 2024 |
| BNP PARIBAS FINANCIAL MARKETS | History | Closed out | 0 | 0 | — | 0.0% | — | -13,611 | -100.0% | Q1 2024 | May 01, 2024 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,244 | -100.0% | Q1 2024 | May 14, 2024 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -12,800 | -100.0% | Q1 2024 | May 15, 2024 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -12,665 | -100.0% | Q1 2024 | May 14, 2024 |
| GAMCO INVESTORS, INC. ET AL | History | Closed out | 0 | 0 | — | 0.04% | — | -12,540 | -100.0% | Q1 2024 | May 14, 2024 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -11,359 | -100.0% | Q1 2024 | May 15, 2024 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -10,883 | -100.0% | Q1 2024 | May 13, 2024 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,020 | -100.0% | Q1 2024 | May 13, 2024 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.03% | — | -10,000 | -100.0% | Q1 2024 | May 15, 2024 |
| Arizona State Retirement System | History | Closed out | 0 | 0 | — | 0.02% | — | -8,951 | -100.0% | Q1 2024 | May 07, 2024 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -8,507 | -100.0% | Q1 2024 | May 14, 2024 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,910 | -100.0% | Q1 2024 | Apr 29, 2024 |
| GILDER GAGNON HOWE & CO LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -7,657 | -100.0% | Q1 2024 | May 15, 2024 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Closed out | 0 | 0 | — | 0.02% | — | -7,402 | -100.0% | Q1 2024 | May 06, 2024 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -7,311 | -100.0% | Q1 2024 | May 02, 2024 |
| Orion Porfolio Solutions, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -6,848 | -100.0% | Q1 2024 | Jul 31, 2025 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -6,495 | -100.0% | Q1 2024 | May 14, 2024 |
| Bellevue Group AG | History | Closed out | 0 | 0 | — | 0.03% | — | -6,100 | -100.0% | Q1 2024 | May 15, 2024 |
| SEI INVESTMENTS CO | History | Closed out | 0 | 0 | — | 0.0% | — | -6,097 | -100.0% | Q1 2024 | May 07, 2024 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Closed out | 0 | 0 | — | 0.01% | — | -5,770 | -100.0% | Q1 2024 | Apr 25, 2024 |
| ExodusPoint Capital Management, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -5,443 | -100.0% | Q1 2024 | May 14, 2024 |
| MOORE CAPITAL MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.03% | — | -5,000 | -100.0% | Q1 2024 | May 15, 2024 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,574 | -100.0% | Q1 2024 | Apr 25, 2024 |
| XPONANCE, INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -4,432 | -100.0% | Q1 2024 | May 13, 2024 |
| VICTORY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,338 | -100.0% | Q1 2024 | May 03, 2024 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,332 | -100.0% | Q1 2024 | May 07, 2024 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,328 | -100.0% | Q1 2024 | May 15, 2024 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -4,128 | -100.0% | Q1 2024 | May 14, 2024 |
| J. Goldman & Co LP | History | Closed out | 0 | 0 | — | 0.05% | — | -4,100 | -100.0% | Q1 2024 | May 15, 2024 |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,033 | -100.0% | Q1 2024 | May 06, 2024 |
| B. Metzler seel. Sohn & Co. AG | History | Closed out | 0 | 0 | — | 0.02% | — | -4,014 | -100.0% | Q1 2024 | May 15, 2024 |
| Pictet Asset Management Holding SA | History | Closed out | 0 | 0 | — | 0.0% | — | -3,740 | -100.0% | Q1 2024 | May 14, 2024 |
| AIA Group Ltd | History | Closed out | 0 | 0 | — | 0.05% | — | -3,630 | -100.0% | Q1 2024 | May 06, 2024 |
| Y-Intercept (Hong Kong) Ltd | History | Closed out | 0 | 0 | — | 0.1% | — | -3,540 | -100.0% | Q1 2024 | May 10, 2024 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,456 | -100.0% | Q1 2024 | May 16, 2024 |
| Jefferies Financial Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -3,436 | -100.0% | Q1 2024 | May 13, 2024 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,406 | -100.0% | Q1 2024 | May 08, 2024 |
| Polar Asset Management Partners Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -3,100 | -100.0% | Q1 2024 | May 15, 2024 |
| OPPENHEIMER ASSET MANAGEMENT INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -2,845 | -100.0% | Q1 2024 | May 07, 2024 |
| Maryland State Retirement & Pension System | History | Closed out | 0 | 0 | — | 0.02% | — | -2,810 | -100.0% | Q1 2024 | Apr 19, 2024 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,644 | -100.0% | Q1 2024 | May 10, 2024 |
| Walleye Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,500 | -100.0% | Q1 2024 | May 15, 2024 |
| Snowden Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -2,231 | -100.0% | Q1 2024 | May 15, 2024 |
| Blackstone Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,207 | -100.0% | Q1 2024 | May 15, 2024 |
| MetLife Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q1 2024 | May 14, 2024 |
| Utah Retirement Systems | History | Closed out | 0 | 0 | — | 0.01% | — | -2,000 | -100.0% | Q1 2024 | May 15, 2024 |
| Vanguard Personalized Indexing Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,946 | -100.0% | Q1 2024 | May 09, 2024 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,902 | -100.0% | Q1 2024 | May 15, 2024 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,618 | -100.0% | Q1 2024 | May 10, 2024 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,328 | -100.0% | Q1 2024 | May 15, 2024 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,268 | -100.0% | Q1 2024 | Apr 15, 2024 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -1,251 | -100.0% | Q1 2024 | May 13, 2024 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,211 | -100.0% | Q1 2024 | May 10, 2024 |
| Jump Financial, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,170 | -100.0% | Q1 2024 | May 13, 2024 |
| OneDigital Investment Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,110 | -100.0% | Q1 2024 | May 10, 2024 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,065 | -100.0% | Q1 2024 | May 07, 2024 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -1,037 | -100.0% | Q1 2024 | May 24, 2024 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -830 | -100.0% | Q1 2024 | May 08, 2024 |
| Integrated Wealth Concepts LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -829 | -100.0% | Q1 2024 | May 15, 2024 |
| CIBC Asset Management Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -801 | -100.0% | Q1 2024 | May 09, 2024 |
| Prospera Financial Services Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -780 | -100.0% | Q1 2024 | Aug 13, 2024 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -708 | -100.0% | Q1 2024 | May 14, 2024 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.05% | — | -702 | -100.0% | Q1 2024 | May 13, 2024 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -691 | -100.0% | Q1 2024 | May 13, 2024 |
| Parallax Volatility Advisers, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -648 | -100.0% | Q1 2024 | May 15, 2024 |
| JOHNSON INVESTMENT COUNSEL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -634 | -100.0% | Q1 2024 | May 09, 2024 |
| CI INVESTMENTS INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -548 | -100.0% | Q1 2024 | May 13, 2024 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -488 | -100.0% | Q1 2024 | May 16, 2024 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -487 | -100.0% | Q1 2024 | May 03, 2024 |
| UMB Bank, n.a. | History | Closed out | 0 | 0 | — | 0.0% | — | -475 | -100.0% | Q1 2024 | Apr 26, 2024 |
| EXCHANGE TRADED CONCEPTS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -461 | -100.0% | Q1 2024 | Apr 15, 2024 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q1 2024 | May 13, 2024 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -334 | -100.0% | Q1 2024 | May 15, 2024 |
| NISA INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -275 | -100.0% | Q1 2024 | May 02, 2024 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -238 | -100.0% | Q1 2024 | May 06, 2024 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -202 | -100.0% | Q1 2024 | May 10, 2024 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -127 | -100.0% | Q1 2024 | May 08, 2024 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -119 | -100.0% | Q1 2024 | May 06, 2024 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -93 | -100.0% | Q1 2024 | May 14, 2024 |
| CENTRAL TRUST Co | History | Closed out | 0 | 0 | — | 0.0% | — | -75 | -100.0% | Q1 2024 | Apr 24, 2024 |
| Mitsubishi UFJ Asset Management Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -44 | -100.0% | Q1 2024 | May 09, 2024 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -37 | -100.0% | Q1 2024 | Apr 23, 2024 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -26 | -100.0% | Q1 2024 | May 15, 2024 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -26 | -100.0% | Q1 2024 | Apr 25, 2024 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -12 | -100.0% | Q1 2024 | May 10, 2024 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -12 | -100.0% | Q1 2024 | May 01, 2024 |
| MASSMUTUAL TRUST CO FSB/ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -9 | -100.0% | Q1 2024 | Apr 09, 2024 |
| Farther Finance Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5 | -100.0% | Q1 2024 | May 14, 2024 |
| WHITTIER TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -4 | -100.0% | Q1 2024 | May 02, 2024 |
| BOKF, NA | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2024 | May 15, 2024 |