LIBERTY ALL STAR GROWTH FUND INC. - ASG
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | History | Added to | 3,517,079 | 18,640 | 0.57% | 0.59% | 1 | +164,641 | 4.91% | Q4 2025 | Feb 17, 2026 |
| Shaker Financial Services, LLC | History | Added to | 1,547,675 | 8,353 | 2.65% | 2.5% | 2 | +232,946 | 17.72% | Q4 2025 | Jan 26, 2026 |
| 1607 Capital Partners, LLC | History | Added to | 1,300,216 | 6,891 | 0.47% | 0.46% | 3 | +211,617 | 19.44% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Reduced | 985,023 | 5,220 | 0.0% | 0.0% | 4 | -6,980 | -0.7% | Q4 2025 | Feb 11, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 585,920 | 3,105 | 0.02% | 0.01% | 5 | +326,868 | 126.18% | Q4 2025 | Feb 02, 2026 |
| Cornerstone Advisors, LLC | History | Reduced | 576,494 | 3,055 | 0.1% | 0.14% | 6 | -209,681 | -26.67% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 396,679 | 2,102 | 0.0% | 0.0% | 7 | -29,743 | -6.98% | Q4 2025 | Feb 13, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 206,965 | 1,096 | 0.0% | 0.0% | 8 | -43,602 | -17.4% | Q4 2025 | Feb 17, 2026 |
| Calamos Advisors LLC | History | Added to | 201,479 | 1,067 | 0.0% | 0.0% | 9 | +84,884 | 72.8% | Q4 2025 | Jan 29, 2026 |
| PMG Family Office LLC | History | Reduced | 180,566 | 978 | 1.13% | 1.42% | 10 | -48,050 | -21.02% | Q4 2025 | Jan 28, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | New | 169,570 | 928 | 0.11% | — | 11 | +169,570 | New | Q4 2025 | Jan 28, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 155,365 | 823 | 0.01% | 0.01% | 12 | -4,488 | -2.81% | Q4 2025 | Feb 13, 2026 |
| Polar Asset Management Partners Inc. | History | New | 151,651 | 803 | 0.01% | — | 13 | +151,651 | New | Q4 2025 | Feb 17, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 133,519 | 707 | 0.01% | 0.01% | 14 | +5,090 | 3.96% | Q4 2025 | Feb 12, 2026 |
| RPO LLC | History | New | 128,609 | 681 | 0.07% | — | 15 | +128,609 | New | Q4 2025 | Feb 17, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 128,160 | 679 | 0.1% | 0.05% | 16 | +65,056 | 103.09% | Q4 2025 | Feb 09, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | Reduced | 124,484 | 659 | 0.05% | 0.11% | 17 | -149,876 | -54.63% | Q4 2025 | Feb 13, 2026 |
| Almitas Capital LLC | History | New | 110,481 | 585 | 0.13% | — | 18 | +110,481 | New | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Added to | 104,834 | 555 | 0.0% | 0.0% | 19 | +42,928 | 69.34% | Q4 2025 | Feb 13, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 96,870 | 513 | 0.0% | 0.0% | 20 | +42,283 | 77.46% | Q4 2025 | Feb 17, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 90,961 | 482 | 0.0% | 0.0% | 21 | -8,993 | -9.0% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 87,629 | 464 | 0.0% | 0.0% | 22 | -6,916 | -7.32% | Q4 2025 | Feb 17, 2026 |
| Quarry LP | History | New | 82,270 | 436 | 0.07% | — | 23 | +82,270 | New | Q4 2025 | Feb 13, 2026 |
| Dakota Wealth Management | History | Added to | 79,859 | 423 | 0.01% | 0.01% | 24 | +6,025 | 8.16% | Q4 2025 | Jan 13, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 67,875 | 360 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| JANE STREET GROUP, LLC | History | New | 65,128 | 345 | 0.0% | — | 26 | +65,128 | New | Q4 2025 | Feb 12, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | New | 64,304 | 340 | 0.01% | — | 27 | +64,304 | New | Q4 2025 | Feb 17, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 63,134 | 334 | 0.0% | 0.0% | 28 | +21,863 | 52.97% | Q4 2025 | Feb 17, 2026 |
| Invesco Ltd. | History | New | 59,949 | 317 | 0.0% | — | 29 | +59,949 | New | Q4 2025 | Feb 19, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 55,850 | 296 | 0.0% | 0.0% | 30 | +12,003 | 27.37% | Q4 2025 | Feb 06, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | No change | 53,773 | 284 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 52,079 | 276 | 0.0% | 0.0% | 32 | -3,992 | -7.12% | Q4 2025 | Feb 18, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 41,879 | 221 | 0.18% | 0.2% | 33 | -384 | -0.91% | Q4 2025 | Feb 19, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 40,229 | 213 | 0.0% | 0.0% | 34 | -782 | -1.91% | Q4 2025 | Feb 17, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 39,650 | 210 | 0.0% | 0.0% | 35 | +333 | 0.85% | Q4 2025 | Feb 18, 2026 |
| Simplicity Wealth,LLC | History | New | 38,999 | 206 | 0.01% | — | 36 | +38,999 | New | Q4 2025 | Jan 30, 2026 |
| UBS Group AG | History | Reduced | 33,307 | 176 | 0.0% | 0.0% | 37 | -18,381 | -35.56% | Q4 2025 | Jan 29, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | New | 29,167 | 154 | 0.01% | — | 38 | +29,167 | New | Q4 2025 | Feb 13, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 28,308 | 151 | 0.01% | 0.01% | 39 | +14,924 | 111.51% | Q4 2025 | Jan 15, 2026 |
| BURKE & HERBERT BANK & TRUST CO | History | New | 28,164 | 149 | 0.04% | — | 40 | +28,164 | New | Q4 2025 | Feb 12, 2026 |
| LVZ, Inc. | History | Reduced | 23,270 | 123 | 0.01% | 0.02% | 41 | -6,585 | -22.06% | Q4 2025 | Feb 10, 2026 |
| OPPENHEIMER & CO INC | History | No change | 22,484 | 119 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Baird Financial Group, Inc. | History | Added to | 21,907 | 116 | 0.0% | 0.0% | 43 | +277 | 1.28% | Q4 2025 | Feb 13, 2026 |
| HighTower Advisors, LLC | History | No change | 20,394 | 108 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Kapstone Financial Advisors LLC | History | No change | 18,763 | 99 | 0.05% | 0.05% | 45 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| US BANCORP \DE\ | History | No change | 18,298 | 96 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 17,626 | 93 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Waverly Advisors, LLC | History | No change | 17,629 | 93 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| NOMURA HOLDINGS INC | History | New | 17,500 | 92 | 0.0% | — | 49 | +17,500 | New | Q4 2025 | Feb 17, 2026 |
| DECISION INVESTMENTS, INC | History | New | 17,280 | 91 | 0.1% | — | 50 | +17,280 | New | Q4 2025 | Feb 17, 2026 |
| NewEdge Advisors, LLC | History | Added to | 15,117 | 80 | 0.0% | 0.0% | 51 | +490 | 3.35% | Q4 2025 | Feb 18, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 14,498 | 78 | 0.0% | 0.0% | 52 | -21,193 | -59.38% | Q4 2025 | Jan 08, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 14,704 | 77 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Wealthcare Advisory Partners LLC | History | No change | 14,374 | 76 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| URS Advisory LLC | History | New | 14,032 | 74 | 0.06% | — | 55 | +14,032 | New | Q4 2025 | Feb 17, 2026 |
| XTX Topco Ltd | History | New | 13,498 | 71 | 0.0% | — | 58 | +13,498 | New | Q4 2025 | Feb 17, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 13,376 | 71 | 0.0% | 0.0% | 56 | -32 | -0.24% | Q4 2025 | Feb 11, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | No change | 13,474 | 71 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| AE Wealth Management LLC | History | Reduced | 13,321 | 70 | 0.0% | 0.0% | 59 | -553 | -3.99% | Q4 2025 | Jan 26, 2026 |
| Quantum Private Wealth, LLC | History | Reduced | 13,000 | 68 | 0.02% | 0.04% | 60 | -10,000 | -43.48% | Q4 2025 | Feb 06, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 12,436 | 65 | 0.0% | 0.0% | 61 | +8,835 | 245.35% | Q4 2025 | Jan 23, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 11,408 | 60 | 0.0% | 0.0% | 62 | -2,442 | -17.63% | Q4 2025 | Feb 05, 2026 |
| IHT Wealth Management, LLC | History | No change | 11,324 | 60 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Financial Perspectives, Inc | History | No change | 8,945 | 47 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| GAMMA Investing LLC | History | No change | 4,911 | 26 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| Allworth Financial LP | History | New | 2,968 | 15 | 0.0% | — | 67 | +2,968 | New | Q4 2025 | Feb 05, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 2,873 | 15 | 0.0% | 0.0% | 66 | -2,892 | -50.16% | Q4 2025 | Jan 29, 2026 |
| ROYAL BANK OF CANADA | History | New | 2,433 | 13 | 0.0% | — | 68 | +2,433 | New | Q4 2025 | Feb 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 2,043 | 10 | 0.0% | — | 69 | +2,035 | 25437.5% | Q4 2025 | Feb 10, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | No change | 1,921 | 10 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| 1620 INVESTMENT ADVISORS, INC. | History | Reduced | 1,880 | 9 | 0.01% | 0.01% | 71 | -1,800 | -48.91% | Q4 2025 | Feb 05, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 1,077 | 5 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 1,000 | 5 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| ST GERMAIN D J CO INC | History | No change | 750 | 3 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Parallel Advisors, LLC | History | No change | 415 | 2 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -36,566 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -24,328 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,289 | -100.0% | Q3 2025 | Nov 14, 2025 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,431 | -100.0% | Q3 2025 | Oct 22, 2025 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -17,920 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Archer Investment Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -5,786 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,755 | -100.0% | Q3 2025 | Nov 06, 2025 |
| CWM, LLC | History | New | 28 | 0 | — | — | — | +28 | New | Q4 2025 | Jan 26, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 78 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Global Retirement Partners, LLC | History | No change | 66 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Hughes Financial Services, LLC | History | No change | 117 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Navigoe, LLC | History | No change | 35 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |