LIBERTY ALL STAR GROWTH FUND INC. - ASG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | History | Added to | 4,548,670 | 24,881 | 0.72% | 0.63% | 1 | +328,182 | 7.78% | Q2 2026 | Aug 14, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 1,527,646 | 8,356 | 2.62% | 3.04% | 2 | -306,161 | -16.7% | Q2 2026 | Jul 15, 2026 |
| 1607 Capital Partners, LLC | History | Reduced | 1,338,233 | 7,320 | 0.64% | 0.59% | 3 | -146,506 | -9.87% | Q2 2026 | Sep 02, 2026 |
| LPL Financial LLC | History | Reduced | 880,532 | 4,816 | 0.0% | 0.0% | 4 | -17,194 | -1.92% | Q2 2026 | Aug 07, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 619,677 | 3,389 | 0.03% | 0.02% | 5 | +78,089 | 14.42% | Q2 2026 | Aug 10, 2026 |
| RPO LLC | History | Added to | 571,839 | 3,127 | 10.29% | 5.46% | 6 | +200,185 | 53.86% | Q2 2026 | Aug 13, 2026 |
| Almitas Capital LLC | History | Added to | 466,560 | 2,552 | 0.61% | 0.15% | 7 | +328,575 | 238.12% | Q2 2026 | Aug 14, 2026 |
| Saba Capital Management, L.P. | History | New | 443,199 | 2,424 | 0.06% | — | 8 | +443,199 | New | Q2 2026 | Aug 14, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 433,579 | 2,371 | 0.3% | 0.23% | 9 | +103,635 | 31.41% | Q2 2026 | Aug 05, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 322,622 | 1,764 | 0.0% | 0.0% | 10 | -8,894 | -2.68% | Q2 2026 | Aug 14, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Added to | 285,920 | 1,563 | 0.02% | 0.01% | 11 | +100,093 | 53.86% | Q2 2026 | Aug 14, 2026 |
| PMG Family Office LLC | History | Added to | 197,854 | 1,082 | 1.0% | 1.05% | 12 | +166 | 0.08% | Q2 2026 | Jul 16, 2026 |
| Calamos Advisors LLC | History | Reduced | 184,608 | 1,009 | 0.0% | 0.0% | 13 | -44,096 | -19.28% | Q2 2026 | Jul 31, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 162,452 | 888 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 143,382 | 784 | 0.01% | 0.01% | 15 | -428 | -0.3% | Q2 2026 | Sep 08, 2026 |
| MORGAN STANLEY | History | Added to | 138,804 | 759 | 0.0% | 0.0% | 16 | +9,576 | 7.41% | Q2 2026 | Aug 13, 2026 |
| Logan Stone Capital, LLC | History | New | 137,932 | 754 | 0.16% | — | 17 | +137,932 | New | Q2 2026 | Aug 14, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 132,384 | 724 | 0.01% | 0.01% | 18 | -430 | -0.32% | Q2 2026 | Aug 13, 2026 |
| XTX Topco Ltd | History | Added to | 124,008 | 678 | 0.01% | 0.0% | 19 | +63,812 | 106.01% | Q2 2026 | Aug 14, 2026 |
| EP Wealth Advisors, LLC | History | New | 120,743 | 660 | 0.0% | — | 20 | +120,743 | New | Q2 2026 | Aug 11, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 113,212 | 619 | 0.0% | 0.0% | 21 | +2,335 | 2.11% | Q2 2026 | Aug 14, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Reduced | 112,316 | 614 | 0.06% | 0.09% | 22 | -57,254 | -33.76% | Q2 2026 | Jul 21, 2026 |
| Bulldog Investors, LLP | History | New | 104,407 | 571 | 0.13% | — | 23 | +104,407 | New | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 90,367 | 494 | 0.0% | 0.0% | 24 | +36,651 | 68.23% | Q2 2026 | Aug 14, 2026 |
| Dakota Wealth Management | History | Added to | 88,459 | 483 | 0.01% | 0.01% | 25 | +1,230 | 1.41% | Q2 2026 | Aug 07, 2026 |
| Invesco Ltd. | History | Added to | 79,815 | 436 | 0.0% | 0.0% | 26 | +4,979 | 6.65% | Q2 2026 | Aug 14, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 74,592 | 408 | 0.01% | 0.01% | 27 | +2,377 | 3.29% | Q2 2026 | Jul 28, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 71,295 | 389 | 0.0% | 0.0% | 28 | +6,125 | 9.4% | Q2 2026 | Aug 07, 2026 |
| Quarry LP | History | Reduced | 68,164 | 372 | 0.03% | 0.07% | 29 | -14,106 | -17.15% | Q2 2026 | Aug 14, 2026 |
| Advisory Advocates, LLC | History | Added to | 68,156 | 372 | 0.32% | 0.32% | 30 | +1,000 | 1.49% | Q2 2026 | Aug 10, 2026 |
| Quantedge Capital Pte Ltd | History | New | 62,600 | 342 | 0.26% | — | 31 | +62,600 | New | Q2 2026 | Aug 06, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 63,308 | 336 | 0.0% | 0.0% | 32 | -2,889 | -4.36% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 55,866 | 305 | 0.0% | 0.0% | 33 | +1,539 | 2.83% | Q2 2026 | Aug 14, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 52,830 | 288 | 0.01% | — | 35 | +52,830 | New | Q2 2026 | Aug 14, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 52,765 | 288 | 0.0% | 0.0% | 34 | -2,812 | -5.06% | Q2 2026 | Jul 28, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 51,777 | 283 | 0.0% | 0.0% | 36 | -7,153 | -12.14% | Q2 2026 | Aug 12, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 40,227 | 220 | 0.17% | 0.17% | 37 | -1,152 | -2.78% | Q2 2026 | Jul 14, 2026 |
| JANE STREET GROUP, LLC | History | New | 38,305 | 209 | 0.0% | — | 38 | +38,305 | New | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 30,266 | 165 | 0.0% | 0.0% | 39 | +185 | 0.62% | Q2 2026 | Aug 14, 2026 |
| HighTower Advisors, LLC | History | Added to | 29,569 | 161 | 0.0% | 0.0% | 40 | +12,559 | 73.83% | Q2 2026 | Aug 05, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 29,265 | 160 | 0.0% | 0.0% | 41 | +1,846 | 6.73% | Q2 2026 | Aug 19, 2026 |
| BURKE & HERBERT BANK & TRUST CO | History | No change | 28,164 | 154 | 0.04% | 0.04% | 42 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| CITADEL ADVISORS LLC | History | New | 26,459 | 144 | 0.0% | — | 43 | +26,459 | New | Q2 2026 | Sep 02, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 24,020 | 131 | 0.0% | 0.0% | 44 | +499 | 2.12% | Q2 2026 | Aug 03, 2026 |
| UBS Group AG | History | Reduced | 22,115 | 120 | 0.0% | 0.0% | 45 | -33,336 | -60.12% | Q2 2026 | Aug 13, 2026 |
| Baird Financial Group, Inc. | History | No change | 21,989 | 120 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NOMURA HOLDINGS INC | History | New | 20,000 | 109 | 0.0% | — | 47 | +20,000 | New | Q2 2026 | Aug 14, 2026 |
| US BANCORP \DE\ | History | Added to | 19,110 | 104 | 0.0% | 0.0% | 48 | +398 | 2.13% | Q2 2026 | Aug 12, 2026 |
| IHT Wealth Management, LLC | History | Added to | 18,574 | 101 | 0.0% | 0.0% | 49 | +382 | 2.1% | Q2 2026 | Aug 14, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 17,626 | 96 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| DECISION INVESTMENTS, INC | History | No change | 17,180 | 93 | 0.08% | 0.09% | 51 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 15,711 | 85 | 0.0% | 0.0% | 52 | +327 | 2.13% | Q2 2026 | Aug 13, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Reduced | 13,791 | 75 | 0.0% | 0.0% | 53 | -59 | -0.43% | Q2 2026 | Jul 31, 2026 |
| RMR Wealth Builders | History | New | 12,008 | 65 | 0.0% | — | 55 | +12,008 | New | Q2 2026 | Jul 24, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 11,908 | 65 | 0.0% | 0.0% | 54 | -1,985 | -14.29% | Q2 2026 | Jul 15, 2026 |
| Kovack Advisors, Inc. | History | New | 11,222 | 61 | 0.0% | — | 56 | +11,222 | New | Q2 2026 | Jul 28, 2026 |
| LVZ, Inc. | History | Reduced | 10,701 | 58 | 0.01% | 0.01% | 57 | -12,569 | -54.01% | Q2 2026 | Jul 09, 2026 |
| NWF Advisory Services Inc. | History | New | 10,104 | 55 | 0.01% | — | 60 | +10,104 | New | Q2 2026 | Jul 29, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 10,065 | 55 | 0.0% | — | 59 | +10,065 | New | Q2 2026 | Jul 27, 2026 |
| Iron Gate Global Advisors LLC | History | No change | 10,056 | 55 | 0.01% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Financial Perspectives, Inc | History | No change | 8,945 | 48 | 0.01% | 0.01% | 61 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| United Financial Planning Group LLC | History | New | 6,941 | 37 | 0.02% | — | 62 | +6,941 | New | Q2 2026 | Aug 06, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 4,901 | 26 | 0.0% | 0.0% | 63 | -7,535 | -60.59% | Q2 2026 | Jul 17, 2026 |
| Colonial Trust Co / SC | History | No change | 4,500 | 24 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 4,103 | 22 | 0.0% | 0.0% | 65 | -337 | -7.59% | Q2 2026 | Aug 14, 2026 |
| Community Financial Services Group, LLC | History | No change | 4,165 | 22 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Allworth Financial LP | History | No change | 2,968 | 16 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| LANARK FINANCIAL, INC. | History | Added to | 2,685 | 14 | 0.0% | 0.0% | 68 | +32 | 1.21% | Q2 2026 | Jul 21, 2026 |
| NewEdge Advisors, LLC | History | Added to | 2,046 | 11 | 0.0% | 0.0% | 69 | +42 | 2.1% | Q2 2026 | Aug 12, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | No change | 1,921 | 10 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 1,151 | 6 | 0.0% | 0.0% | 71 | +24 | 2.13% | Q2 2026 | Aug 10, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 1,000 | 5 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| ST GERMAIN D J CO INC | History | No change | 750 | 4 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Parallel Advisors, LLC | History | No change | 415 | 2 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -148,698 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Simplicity Wealth,LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -38,999 | -100.0% | Q2 2026 | Aug 06, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Closed out | 0 | 0 | — | 0.01% | — | -27,459 | -100.0% | Q2 2026 | Aug 07, 2026 |
| TrueMark Investments, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -14,292 | -100.0% | Q2 2026 | Jul 22, 2026 |
| Wealthcare Advisory Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,739 | -100.0% | Q2 2026 | Jul 09, 2026 |
| Quantum Private Wealth, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -13,000 | -100.0% | Q2 2026 | Jul 29, 2026 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,461 | -100.0% | Q2 2026 | Aug 03, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,444 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,034 | -100.0% | Q2 2026 | Aug 13, 2026 |
| JFS WEALTH ADVISORS, LLC | History | New | 107 | 0 | — | — | — | +107 | New | Q2 2026 | Jul 10, 2026 |
| Global Retirement Partners, LLC | History | New | 69 | 0 | — | — | — | +69 | New | Q2 2026 | Aug 06, 2026 |
| JPMORGAN CHASE & CO | History | New | 6 | 0 | — | — | — | +6 | New | Q2 2026 | Aug 12, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 81 | 0 | — | — | — | +1 | 1.25% | Q2 2026 | Aug 06, 2026 |
| CWM, LLC | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Hughes Financial Services, LLC | History | No change | 117 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Navigoe, LLC | History | No change | 35 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |