LIBERTY ALL STAR GROWTH FUND INC. - ASG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | History | Added to | 4,220,488 | 20,047 | 0.63% | 0.57% | 1 | +703,409 | 20.0% | Q1 2026 | May 14, 2026 |
| Shaker Financial Services, LLC | History | Added to | 1,833,807 | 8,710 | 3.04% | 2.65% | 2 | +286,132 | 18.49% | Q1 2026 | May 12, 2026 |
| 1607 Capital Partners, LLC | History | Added to | 1,484,739 | 8,240 | 0.59% | 0.47% | 3 | +184,523 | 14.19% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 897,726 | 4,264 | 0.0% | 0.0% | 4 | -87,297 | -8.86% | Q1 2026 | May 06, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 541,588 | 2,572 | 0.02% | 0.02% | 5 | -44,332 | -7.57% | Q1 2026 | May 04, 2026 |
| RPO LLC | History | Added to | 371,654 | 1,765 | 5.46% | 0.07% | 6 | +243,045 | 188.98% | Q1 2026 | May 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 331,516 | 1,574 | 0.0% | 0.0% | 7 | -65,163 | -16.43% | Q1 2026 | May 11, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 329,944 | 1,567 | 0.23% | 0.1% | 8 | +201,784 | 157.45% | Q1 2026 | May 11, 2026 |
| Calamos Advisors LLC | History | Added to | 228,704 | 1,086 | 0.0% | 0.0% | 9 | +27,225 | 13.51% | Q1 2026 | May 04, 2026 |
| PMG Family Office LLC | History | Added to | 197,688 | 939 | 1.05% | 1.13% | 10 | +17,122 | 9.48% | Q1 2026 | Apr 17, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Added to | 185,827 | 882 | 0.01% | 0.01% | 11 | +121,523 | 188.98% | Q1 2026 | May 15, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | No change | 169,570 | 805 | 0.09% | 0.11% | 12 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 162,452 | 771 | 0.0% | 0.0% | 13 | -44,513 | -21.51% | Q1 2026 | May 15, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | New | 148,698 | 706 | 0.04% | — | 14 | +148,698 | New | Q1 2026 | May 15, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 143,810 | 683 | 0.01% | 0.01% | 15 | -11,555 | -7.44% | Q1 2026 | May 15, 2026 |
| Almitas Capital LLC | History | Added to | 137,985 | 655 | 0.15% | 0.13% | 16 | +27,504 | 24.89% | Q1 2026 | May 15, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 132,814 | 630 | 0.01% | 0.01% | 17 | -705 | -0.53% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Added to | 129,228 | 613 | 0.0% | 0.0% | 18 | +24,394 | 23.27% | Q1 2026 | May 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 110,877 | 526 | 0.0% | 0.0% | 19 | +19,916 | 21.9% | Q1 2026 | May 15, 2026 |
| Dakota Wealth Management | History | Added to | 87,229 | 414 | 0.01% | 0.01% | 20 | +7,370 | 9.23% | Q1 2026 | May 07, 2026 |
| Quarry LP | History | No change | 82,270 | 390 | 0.07% | 0.07% | 21 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Invesco Ltd. | History | Added to | 74,836 | 355 | 0.0% | 0.0% | 22 | +14,887 | 24.83% | Q1 2026 | May 12, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 72,215 | 343 | 0.01% | 0.01% | 23 | +4,340 | 6.39% | Q1 2026 | Apr 21, 2026 |
| Advisory Advocates, LLC | History | Added to | 67,156 | 318 | 0.32% | 0.33% | 24 | +4,500 | 7.18% | Q1 2026 | May 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 65,170 | 309 | 0.0% | 0.0% | 25 | +9,320 | 16.69% | Q1 2026 | May 08, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 66,197 | 307 | 0.0% | 0.0% | 26 | +3,063 | 4.85% | Q1 2026 | May 15, 2026 |
| XTX Topco Ltd | History | Added to | 60,196 | 285 | 0.0% | 0.0% | 27 | +46,698 | 345.96% | Q1 2026 | May 15, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 58,930 | 279 | 0.0% | 0.0% | 28 | -37,940 | -39.17% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 55,451 | 263 | 0.0% | 0.0% | 29 | +22,144 | 66.48% | Q1 2026 | May 05, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 55,577 | 263 | 0.0% | 0.0% | 30 | +1,804 | 3.35% | Q1 2026 | Apr 20, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 54,327 | 258 | 0.0% | 0.0% | 31 | +2,248 | 4.32% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 53,716 | 255 | 0.0% | 0.0% | 32 | -33,913 | -38.7% | Q1 2026 | May 15, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 41,379 | 196 | 0.17% | 0.18% | 33 | -500 | -1.19% | Q1 2026 | May 14, 2026 |
| Simplicity Wealth,LLC | History | No change | 38,999 | 185 | 0.01% | 0.01% | 34 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 30,081 | 142 | 0.0% | 0.0% | 35 | -10,148 | -25.23% | Q1 2026 | May 15, 2026 |
| BURKE & HERBERT BANK & TRUST CO | History | No change | 28,164 | 133 | 0.04% | 0.04% | 36 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 27,419 | 130 | 0.0% | 0.0% | 37 | -12,231 | -30.85% | Q1 2026 | May 15, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Reduced | 27,459 | 130 | 0.01% | 0.01% | 38 | -849 | -3.0% | Q1 2026 | Apr 20, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 23,521 | 111 | 0.0% | 0.0% | 39 | +1,037 | 4.61% | Q1 2026 | Apr 23, 2026 |
| LVZ, Inc. | History | No change | 23,270 | 110 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Baird Financial Group, Inc. | History | Added to | 21,989 | 104 | 0.0% | 0.0% | 41 | +82 | 0.37% | Q1 2026 | May 14, 2026 |
| US BANCORP \DE\ | History | Added to | 18,712 | 88 | 0.0% | 0.0% | 42 | +414 | 2.26% | Q1 2026 | May 14, 2026 |
| IHT Wealth Management, LLC | History | Added to | 18,192 | 86 | 0.0% | 0.0% | 43 | +6,868 | 60.65% | Q1 2026 | May 15, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 17,626 | 83 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| DECISION INVESTMENTS, INC | History | Reduced | 17,180 | 81 | 0.09% | 0.1% | 45 | -100 | -0.58% | Q1 2026 | Apr 21, 2026 |
| HighTower Advisors, LLC | History | Reduced | 17,010 | 80 | 0.0% | 0.0% | 46 | -3,384 | -16.59% | Q1 2026 | May 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 15,384 | 73 | 0.0% | 0.0% | 47 | +680 | 4.62% | Q1 2026 | May 08, 2026 |
| TrueMark Investments, LLC | History | New | 14,292 | 67 | 0.01% | — | 48 | +14,292 | New | Q1 2026 | Apr 20, 2026 |
| Wealthcare Advisory Partners LLC | History | Reduced | 13,739 | 65 | 0.0% | 0.0% | 51 | -635 | -4.42% | Q1 2026 | Apr 14, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Added to | 13,850 | 65 | 0.0% | 0.0% | 50 | +376 | 2.79% | Q1 2026 | May 11, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 13,893 | 65 | 0.0% | 0.0% | 49 | -254 | -1.8% | Q1 2026 | May 15, 2026 |
| Quantum Private Wealth, LLC | History | No change | 13,000 | 61 | 0.02% | 0.02% | 52 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| AE Wealth Management LLC | History | Reduced | 12,461 | 59 | 0.0% | 0.0% | 53 | -860 | -6.46% | Q1 2026 | May 13, 2026 |
| Farther Finance Advisors, LLC | History | No change | 12,436 | 59 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 11,444 | 54 | 0.0% | — | 55 | +11,444 | New | Q1 2026 | May 15, 2026 |
| Virtu Financial LLC | History | New | 11,034 | 52 | 0.0% | — | 56 | +11,034 | New | Q1 2026 | May 14, 2026 |
| Iron Gate Global Advisors LLC | History | New | 10,056 | 47 | 0.0% | — | 57 | +10,056 | New | Q1 2026 | May 15, 2026 |
| Financial Perspectives, Inc | History | No change | 8,945 | 42 | 0.01% | 0.01% | 58 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 4,440 | 21 | 0.0% | 0.0% | 59 | +2,007 | 82.49% | Q1 2026 | May 15, 2026 |
| Colonial Trust Co / SC | History | New | 4,500 | 20 | 0.0% | — | 61 | +4,500 | New | Q1 2026 | May 12, 2026 |
| Community Financial Services Group, LLC | History | New | 4,165 | 20 | 0.0% | — | 60 | +4,165 | New | Q1 2026 | Apr 08, 2026 |
| Allworth Financial LP | History | No change | 2,968 | 14 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 2,653 | 12 | 0.0% | 0.0% | 63 | -220 | -7.66% | Q1 2026 | Apr 14, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | No change | 1,921 | 9 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 1,127 | 5 | 0.0% | 0.0% | 65 | +50 | 4.64% | Q1 2026 | May 12, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 1,000 | 4 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| ST GERMAIN D J CO INC | History | No change | 750 | 3 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Parallel Advisors, LLC | History | No change | 415 | 1 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Cornerstone Advisors, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -576,494 | -100.0% | Q1 2026 | May 08, 2026 |
| Polar Asset Management Partners Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -151,651 | -100.0% | Q1 2026 | May 15, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | Closed out | 0 | 0 | — | 0.05% | — | -124,484 | -100.0% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -65,128 | -100.0% | Q1 2026 | May 12, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.01% | — | -29,167 | -100.0% | Q1 2026 | May 12, 2026 |
| Kapstone Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -18,763 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Waverly Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,629 | -100.0% | Q1 2026 | May 15, 2026 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,500 | -100.0% | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,117 | -100.0% | Q1 2026 | May 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,498 | -100.0% | Q1 2026 | Apr 08, 2026 |
| URS Advisory LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -14,032 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,376 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -11,408 | -100.0% | Q1 2026 | Apr 30, 2026 |
| GAMMA Investing LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,911 | -100.0% | Q1 2026 | Apr 06, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -2,043 | -100.0% | Q1 2026 | May 07, 2026 |
| 1620 INVESTMENT ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,880 | -100.0% | Q1 2026 | May 13, 2026 |
| CWM, LLC | History | Reduced | 12 | 0 | — | — | — | -16 | -57.14% | Q1 2026 | May 14, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 80 | 0 | — | — | — | +2 | 2.56% | Q1 2026 | May 07, 2026 |
| Global Retirement Partners, LLC | History | No change | 66 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Hughes Financial Services, LLC | History | No change | 117 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Navigoe, LLC | History | No change | 35 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 01, 2026 |