ADVENT CONVERTIBLE & INCOME FUND - AVK
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | History | Added to | 1,780,142 | 23,319 | 0.01% | 0.01% | 1 | +181,443 | 11.35% | Q2 2026 | Aug 14, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Reduced | 1,421,316 | 18,619 | 0.35% | 0.48% | 2 | -712,460 | -33.39% | Q2 2026 | Aug 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 881,999 | 11,554 | 0.0% | 0.0% | 3 | +21,935 | 2.55% | Q2 2026 | Aug 14, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 801,115 | 10,494 | 0.07% | 0.06% | 4 | +58,052 | 7.81% | Q2 2026 | Aug 12, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 777,357 | 10,183 | 0.16% | 0.13% | 5 | +86,808 | 12.57% | Q2 2026 | Aug 13, 2026 |
| Penserra Capital Management LLC | History | Added to | 684,338 | 8,964 | 0.07% | 0.09% | 6 | +26,123 | 3.97% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | Reduced | 528,821 | 6,927 | 0.0% | 0.0% | 7 | -7,484 | -1.4% | Q2 2026 | Aug 07, 2026 |
| MORGAN STANLEY | History | Reduced | 516,337 | 6,764 | 0.0% | 0.0% | 8 | -26,774 | -4.93% | Q2 2026 | Aug 13, 2026 |
| Koshinski Asset Management, Inc. | History | Added to | 481,591 | 6,308 | 0.34% | 0.33% | 9 | +8,774 | 1.86% | Q2 2026 | Jul 27, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 361,758 | 4,739 | 0.04% | 0.02% | 10 | +208,760 | 136.45% | Q2 2026 | Aug 10, 2026 |
| Arete Wealth Advisors, LLC | History | Added to | 319,601 | 4,186 | 0.28% | 0.27% | 11 | +1,913 | 0.6% | Q2 2026 | Aug 12, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 285,983 | 3,746 | 0.01% | 0.0% | 12 | -794 | -0.28% | Q2 2026 | Aug 12, 2026 |
| FCA CORP /TX | History | Added to | 254,832 | 3,338 | 0.82% | 0.75% | 13 | +15,752 | 6.59% | Q2 2026 | Aug 11, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 248,369 | 3,253 | 0.02% | 0.01% | 14 | +21,557 | 9.5% | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 190,980 | 2,501 | 0.0% | 0.0% | 15 | +183,096 | 2322.37% | Q2 2026 | Aug 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 159,498 | 2,089 | 0.0% | 0.0% | 16 | -4,626 | -2.82% | Q2 2026 | Jul 29, 2026 |
| Cyndeo Wealth Partners, LLC | History | No change | 153,126 | 2,005 | 0.09% | 0.09% | 17 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Creative Planning | History | Reduced | 140,156 | 1,836 | 0.0% | 0.0% | 18 | -808 | -0.57% | Q2 2026 | Aug 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 117,641 | 1,541 | 0.0% | 0.0% | 19 | +17,549 | 17.53% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Added to | 109,792 | 1,438 | 0.0% | 0.0% | 20 | +5,492 | 5.27% | Q2 2026 | Aug 13, 2026 |
| NewEdge Advisors, LLC | History | Added to | 96,524 | 1,264 | 0.0% | 0.0% | 21 | +29,770 | 44.6% | Q2 2026 | Aug 12, 2026 |
| &PARTNERS | History | Reduced | 71,383 | 933 | 0.0% | 0.0% | 22 | -1,663 | -2.28% | Q2 2026 | Aug 14, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Added to | 68,584 | 898 | 0.09% | 0.09% | 23 | +193 | 0.28% | Q2 2026 | Jul 21, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 67,558 | 885 | 0.0% | 0.0% | 24 | +1,293 | 1.95% | Q2 2026 | Aug 13, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 67,113 | 879 | 0.08% | 0.09% | 25 | -1,974 | -2.86% | Q2 2026 | Jul 29, 2026 |
| Stolper Co | History | Added to | 65,745 | 861 | 0.22% | 0.2% | 26 | +2,719 | 4.31% | Q2 2026 | Jul 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 65,016 | 851 | 0.0% | 0.0% | 27 | +4,558 | 7.54% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 63,232 | 828 | 0.0% | 0.0% | 28 | +6,963 | 12.37% | Q2 2026 | Aug 12, 2026 |
| Formidable Asset Management, LLC | History | Reduced | 73,901 | 824 | 0.13% | 0.15% | 29 | -1,303 | -1.73% | Q2 2026 | Jul 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 56,077 | 735 | 0.0% | 0.0% | 30 | -9,251 | -14.16% | Q2 2026 | Jul 27, 2026 |
| Modern Wealth Management, LLC | History | Added to | 54,307 | 711 | 0.01% | 0.01% | 31 | +72 | 0.13% | Q2 2026 | Aug 13, 2026 |
| PFG Investments, LLC | History | Reduced | 50,298 | 658 | 0.03% | 0.03% | 32 | -6,285 | -11.11% | Q2 2026 | Jul 23, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 47,636 | 621 | 0.04% | 0.04% | 33 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Waverly Advisors, LLC | History | Reduced | 46,333 | 606 | 0.0% | 0.0% | 34 | -3,446 | -6.92% | Q2 2026 | Aug 14, 2026 |
| Quarry LP | History | Added to | 44,322 | 580 | 0.05% | 0.08% | 35 | +1,988 | 4.7% | Q2 2026 | Aug 14, 2026 |
| Heron Bay Capital Management | History | No change | 42,823 | 560 | 0.05% | 0.04% | 36 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cetera Investment Advisers | History | Added to | 42,060 | 550 | 0.0% | 0.0% | 37 | +2,940 | 7.52% | Q2 2026 | Aug 12, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 39,784 | 521 | 0.0% | 0.0% | 38 | -1,090 | -2.67% | Q2 2026 | Jul 27, 2026 |
| Ameritas Advisory Services, LLC | History | Added to | 39,309 | 514 | 0.01% | 0.01% | 39 | +6,063 | 18.24% | Q2 2026 | Aug 14, 2026 |
| PMG Family Office LLC | History | Added to | 39,171 | 513 | 0.47% | 0.41% | 40 | +6,022 | 18.17% | Q2 2026 | Jul 16, 2026 |
| Calamos Advisors LLC | History | Added to | 38,189 | 500 | 0.0% | 0.0% | 41 | +25,767 | 207.43% | Q2 2026 | Jul 31, 2026 |
| WCG Wealth Advisors LLC | History | No change | 36,752 | 481 | 0.01% | 0.01% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sage Capital Management, LLC | History | No change | 36,200 | 474 | 0.19% | 0.19% | 43 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Twelve Points Wealth Management LLC | History | Added to | 34,785 | 455 | 0.09% | 0.09% | 44 | +1 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 34,396 | 450 | 0.0% | 0.0% | 45 | -3,766 | -9.87% | Q2 2026 | Sep 08, 2026 |
| XTX Topco Ltd | History | New | 33,273 | 435 | 0.01% | — | 46 | +33,273 | New | Q2 2026 | Aug 14, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 33,153 | 434 | 0.0% | 0.0% | 47 | +6,722 | 25.43% | Q2 2026 | Jul 28, 2026 |
| Centurion Wealth Management LLC | History | Added to | 32,815 | 429 | 0.1% | 0.08% | 48 | +25 | 0.08% | Q2 2026 | Jul 09, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 29,979 | 392 | 0.12% | 0.14% | 49 | -6,451 | -17.71% | Q2 2026 | Jul 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 28,815 | 376 | 0.0% | 0.0% | 51 | +67 | 0.23% | Q2 2026 | Jul 15, 2026 |
| Moors & Cabot, Inc. | History | No change | 28,750 | 376 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | New | 22,185 | 290 | 0.02% | — | 52 | +22,185 | New | Q2 2026 | Aug 11, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 21,749 | 284 | 0.02% | 0.02% | 53 | +583 | 2.75% | Q2 2026 | Jul 28, 2026 |
| CoreCap Advisors, LLC | History | Added to | 21,193 | 277 | 0.01% | 0.0% | 54 | +19,693 | 1312.87% | Q2 2026 | Jul 06, 2026 |
| Compound Planning, Inc. | History | No change | 21,156 | 277 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Vanguard Capital Wealth Advisors | History | Added to | 20,374 | 266 | 0.18% | 0.21% | 56 | +29 | 0.14% | Q2 2026 | Jul 23, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 20,255 | 265 | 0.0% | 0.0% | 57 | +1,385 | 7.34% | Q2 2026 | Jul 24, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 19,544 | 256 | 0.0% | 0.0% | 58 | +602 | 3.18% | Q2 2026 | Aug 05, 2026 |
| TRUIST FINANCIAL CORP | History | No change | 19,451 | 254 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 19,293 | 252 | 0.0% | 0.0% | 60 | +925 | 5.04% | Q2 2026 | Aug 03, 2026 |
| Equitable Holdings, Inc. | History | New | 18,536 | 242 | 0.0% | — | 61 | +18,536 | New | Q2 2026 | Aug 17, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | New | 16,000 | 209 | 0.0% | — | 62 | +16,000 | New | Q2 2026 | Jul 15, 2026 |
| Logan Stone Capital, LLC | History | Added to | 15,892 | 208 | 0.04% | 0.04% | 63 | +2,337 | 17.24% | Q2 2026 | Aug 14, 2026 |
| Beacon Pointe Advisors, LLC | History | Added to | 15,591 | 204 | 0.0% | 0.0% | 64 | +4,791 | 44.36% | Q2 2026 | Aug 18, 2026 |
| Oxbow Advisors, LLC | History | Added to | 15,540 | 203 | 0.02% | 0.01% | 65 | +414 | 2.74% | Q2 2026 | Aug 07, 2026 |
| Windsor Capital Management, LLC | History | Reduced | 14,712 | 192 | 0.05% | 0.06% | 66 | -4,056 | -21.61% | Q2 2026 | Jul 08, 2026 |
| Encompass More Asset Management | History | Added to | 14,547 | 190 | 0.03% | 0.03% | 67 | +53 | 0.37% | Q2 2026 | Jul 14, 2026 |
| Tactive Advisors, LLC | History | Added to | 14,172 | 185 | 0.05% | 0.04% | 68 | +172 | 1.23% | Q2 2026 | Jul 08, 2026 |
| High Net Worth Advisory Group LLC | History | Added to | 13,911 | 182 | 0.04% | 0.04% | 69 | +116 | 0.84% | Q2 2026 | Jul 29, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 13,802 | 180 | 0.1% | 0.09% | 70 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Reduced | 13,165 | 172 | 0.01% | 0.05% | 72 | -93,208 | -87.62% | Q2 2026 | Aug 14, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 13,139 | 172 | 0.0% | 0.0% | 71 | +37 | 0.28% | Q2 2026 | Aug 10, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 12,181 | 159 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | No change | 12,181 | 159 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 11,992 | 157 | 0.0% | 0.0% | 75 | -41,478 | -77.57% | Q2 2026 | Aug 14, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 11,519 | 150 | 0.0% | 0.0% | 76 | +2 | 0.02% | Q2 2026 | Aug 03, 2026 |
| Ellevest, Inc. | History | Reduced | 11,014 | 144 | 0.02% | 0.02% | 77 | -373 | -3.28% | Q2 2026 | Aug 10, 2026 |
| IMC-Chicago, LLC | History | New | 10,715 | 140 | 0.0% | — | 78 | +10,715 | New | Q2 2026 | Aug 06, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 10,125 | 132 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 8,161 | 106 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 4,700 | 61 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MeadowBrook Investment Advisors LLC | History | No change | 4,705 | 61 | 0.05% | 0.05% | 82 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Clear Street Group Inc. | History | New | 3,247 | 42 | 0.0% | — | 83 | +3,247 | New | Q2 2026 | Aug 12, 2026 |
| Institute for Wealth Management, LLC. | History | New | 3,052 | 39 | 0.0% | — | 84 | +3,052 | New | Q2 2026 | Jul 28, 2026 |
| LFA - Lugano Financial Advisors SA | History | No change | 2,759 | 36 | 0.02% | 0.02% | 85 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | New | 2,448 | 32 | 0.0% | — | 86 | +2,448 | New | Q2 2026 | Aug 05, 2026 |
| CWM, LLC | History | No change | 2,766 | 30 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Axiom Investment Management LLC | History | Added to | 2,016 | 26 | 0.02% | 0.02% | 88 | +96 | 5.0% | Q2 2026 | Jul 30, 2026 |
| Colonial Trust Co / SC | History | No change | 1,973 | 25 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| US BANCORP \DE\ | History | No change | 1,474 | 19 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GHP Investment Advisors, Inc. | History | No change | 1,300 | 17 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 1,095 | 14 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Triumph Capital Management | History | No change | 1,026 | 13 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Golden State Wealth Management, LLC | History | No change | 1,026 | 13 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 1,000 | 13 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| McIlrath & Eck, LLC | History | No change | 805 | 8 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q1 2026 | May 19, 2026 |
| Fortis Group Advisors, LLC | History | No change | 544 | 7 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Gen-Wealth Partners Inc | History | No change | 495 | 6 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| JPMORGAN CHASE & CO | History | No change | 400 | 5 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| North Star Investment Management Corp. | History | No change | 420 | 5 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Allworth Financial LP | History | No change | 400 | 5 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 279 | 3 | 0.0% | 0.0% | 102 | -432 | -60.76% | Q2 2026 | Aug 07, 2026 |
| BOK Financial Private Wealth, Inc. | History | New | 304 | 3 | 0.0% | — | 105 | +304 | New | Q2 2026 | Aug 07, 2026 |
| BESSEMER GROUP INC | History | New | 195 | 3 | 0.0% | — | 104 | +195 | New | Q2 2026 | Aug 12, 2026 |
| ASSETMARK, INC | History | No change | 262 | 3 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 220 | 2 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 72 | 1 | 0.0% | 0.0% | 107 | -41,882 | -99.83% | Q2 2026 | Aug 14, 2026 |
| IFP Advisors, Inc | History | No change | 98 | 1 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Geneos Wealth Management Inc. | History | No change | 99 | 1 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -25,975 | -100.0% | Q2 2026 | Aug 14, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -25,714 | -100.0% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,001 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -17,092 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Merit Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,827 | -100.0% | Q2 2026 | Jul 20, 2026 |
| Ballew Advisors, Inc | History | Closed out | 0 | 0 | — | 0.07% | — | -10,375 | -100.0% | Q2 2026 | Jul 07, 2026 |
| Patriot Financial Group Insurance Agency, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,198 | -100.0% | Q2 2026 | Jul 16, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,400 | -100.0% | Q2 2026 | Jul 20, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -480 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -363 | -100.0% | Q2 2026 | Aug 12, 2026 |