ADVENT CONVERTIBLE & INCOME FUND - AVK
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cyndeo Wealth Partners, LLC | History | Added to | 153,126 | 1,708 | 0.09% | 0.09% | 1 | +14,981 | 10.84% | Q1 2026 | Apr 13, 2026 |
| Formidable Asset Management, LLC | History | Reduced | 75,204 | 943 | 0.15% | 0.17% | 2 | -14,112 | -15.8% | Q1 2026 | Apr 22, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Added to | 68,391 | 763 | 0.09% | 0.09% | 3 | +9,389 | 15.91% | Q1 2026 | Apr 22, 2026 |
| Stolper Co | History | Added to | 63,026 | 703 | 0.2% | 0.23% | 4 | +1,107 | 1.79% | Q1 2026 | Apr 13, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 40,874 | 456 | 0.0% | 0.01% | 5 | +2,835 | 7.45% | Q1 2026 | Apr 20, 2026 |
| Sage Capital Management, LLC | History | Added to | 36,200 | 403 | 0.19% | 0.19% | 6 | +3,000 | 9.04% | Q1 2026 | Apr 15, 2026 |
| Twelve Points Wealth Management LLC | History | Added to | 34,784 | 388 | 0.09% | 0.1% | 7 | +1 | 0.0% | Q1 2026 | Apr 14, 2026 |
| PMG Family Office LLC | History | Added to | 33,149 | 369 | 0.41% | 0.43% | 8 | +3,218 | 10.75% | Q1 2026 | Apr 17, 2026 |
| Centurion Wealth Management LLC | History | Added to | 32,790 | 365 | 0.08% | 0.09% | 9 | +17 | 0.05% | Q1 2026 | Apr 10, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 28,748 | 331 | 0.0% | 0.0% | 10 | -27,072 | -48.5% | Q1 2026 | Apr 08, 2026 |
| Vanguard Capital Wealth Advisors | History | Added to | 20,345 | 227 | 0.21% | 0.2% | 11 | +30 | 0.15% | Q1 2026 | Apr 21, 2026 |
| Windsor Capital Management, LLC | History | Reduced | 18,768 | 209 | 0.06% | 0.07% | 12 | -1,785 | -8.68% | Q1 2026 | Apr 10, 2026 |
| Tactive Advisors, LLC | History | Reduced | 14,000 | 156 | 0.04% | 0.05% | 13 | -455 | -3.15% | Q1 2026 | Apr 16, 2026 |
| Merit Financial Group, LLC | History | Reduced | 13,827 | 154 | 0.0% | 0.0% | 14 | -498 | -3.48% | Q1 2026 | Apr 15, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 13,802 | 154 | 0.09% | 0.1% | 15 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| High Net Worth Advisory Group LLC | History | New | 13,795 | 153 | 0.04% | — | 16 | +13,795 | New | Q1 2026 | Apr 17, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 11,517 | 128 | 0.0% | 0.0% | 17 | +6 | 0.05% | Q1 2026 | Apr 23, 2026 |
| Ballew Advisors, Inc | History | Added to | 10,375 | 126 | 0.07% | 0.07% | 18 | +298 | 2.96% | Q1 2026 | Apr 10, 2026 |
| Patriot Financial Group Insurance Agency, LLC | History | New | 10,198 | 113 | 0.01% | — | 19 | +10,198 | New | Q1 2026 | Apr 22, 2026 |
| MeadowBrook Investment Advisors LLC | History | New | 4,705 | 52 | 0.05% | — | 20 | +4,705 | New | Q1 2026 | Apr 22, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 1,500 | 16 | 0.0% | 0.01% | 21 | -21,765 | -93.55% | Q1 2026 | Apr 07, 2026 |
| GHP Investment Advisors, Inc. | History | No change | 1,300 | 14 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| North Star Investment Management Corp. | History | No change | 420 | 4 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 220 | 2 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| IFP Advisors, Inc | History | No change | 98 | 1 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Closed out | 0 | 0 | — | 37.49% | — | -2,437,672 | -100.0% | Q4 2025 | Feb 25, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,534,321 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Penserra Capital Management LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -1,303,614 | -100.0% | Q4 2025 | Feb 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -799,373 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.17% | — | -788,747 | -100.0% | Q4 2025 | Feb 12, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -785,038 | -100.0% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -567,005 | -100.0% | Q4 2025 | Feb 11, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -486,277 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Koshinski Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.38% | — | -465,158 | -100.0% | Q4 2025 | Feb 03, 2026 |
| Arete Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -308,048 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Baird Financial Group, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -300,161 | -100.0% | Q4 2025 | Feb 13, 2026 |
| FCA CORP /TX | History | Closed out | 0 | 0 | — | 0.82% | — | -231,225 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -217,859 | -100.0% | Q4 2025 | Feb 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -163,357 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -140,680 | -100.0% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -117,678 | -100.0% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -104,853 | -100.0% | Q4 2025 | Jan 29, 2026 |
| &PARTNERS | History | Closed out | 0 | 0 | — | 0.01% | — | -81,621 | -100.0% | Q4 2025 | Feb 17, 2026 |
| NWF Advisory Services Inc. | History | Closed out | 0 | 0 | — | 0.1% | — | -70,893 | -100.0% | Q4 2025 | Mar 03, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -69,942 | -100.0% | Q4 2025 | Feb 17, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -69,775 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -68,452 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Sanctuary Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -67,293 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Modern Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -61,831 | -100.0% | Q4 2025 | Feb 17, 2026 |
| PFG Investments, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -56,300 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Waverly Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -54,270 | -100.0% | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -50,624 | -100.0% | Q4 2025 | Feb 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -47,636 | -100.0% | Q4 2025 | Feb 03, 2026 |
| GREENBERG FINANCIAL GROUP | History | Closed out | 0 | 0 | — | 0.24% | — | -47,510 | -100.0% | Q4 2025 | Jan 22, 2026 |
| Heron Bay Capital Management | History | Closed out | 0 | 0 | — | 0.1% | — | -42,823 | -100.0% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -42,711 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -40,701 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.08% | — | -38,423 | -100.0% | Q4 2025 | Feb 13, 2026 |
| WCG Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -36,752 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -33,246 | -100.0% | Q4 2025 | Feb 04, 2026 |
| Moors & Cabot, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -29,500 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -28,922 | -100.0% | Q4 2025 | Feb 19, 2026 |
| Beacon Pointe Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,428 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Compound Planning, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -21,156 | -100.0% | Q4 2025 | Feb 19, 2026 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -20,934 | -100.0% | Q4 2025 | Jan 26, 2026 |
| PRIVATE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.02% | — | -20,558 | -100.0% | Q4 2025 | Jan 26, 2026 |
| TRUIST FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -19,951 | -100.0% | Q4 2025 | Feb 02, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,700 | -100.0% | Q4 2025 | Jan 29, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,099 | -100.0% | Q4 2025 | Feb 10, 2026 |
| BENJAMIN EDWARDS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,093 | -100.0% | Q4 2025 | Feb 02, 2026 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -18,721 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Oxbow Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -14,696 | -100.0% | Q4 2025 | Feb 04, 2026 |
| Encompass More Asset Management | History | Closed out | 0 | 0 | — | 0.03% | — | -14,422 | -100.0% | Q4 2025 | Feb 03, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,094 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -12,398 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -12,181 | -100.0% | Q4 2025 | Feb 06, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,181 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Ellevest, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -11,061 | -100.0% | Q4 2025 | Feb 10, 2026 |
| CALTON & ASSOCIATES, INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -10,856 | -100.0% | Q4 2025 | Feb 10, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,011 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,491 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,927 | -100.0% | Q4 2025 | Mar 16, 2026 |
| Atlantic Union Bankshares Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -4,700 | -100.0% | Q4 2025 | Feb 04, 2026 |
| LFA - Lugano Financial Advisors SA | History | Closed out | 0 | 0 | — | 0.02% | — | -2,759 | -100.0% | Q4 2025 | Jan 29, 2026 |
| CIBC Private Wealth Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,059 | -100.0% | Q4 2025 | Feb 12, 2026 |
| ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,010 | -100.0% | Q4 2025 | Feb 11, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,474 | -100.0% | Q4 2025 | Jan 30, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,400 | -100.0% | Q4 2025 | Jan 21, 2026 |
| Keating Financial Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,095 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Triumph Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -1,026 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Golden State Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,026 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Federation des caisses Desjardins du Quebec | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q4 2025 | Feb 12, 2026 |
| McIlrath & Eck, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -805 | -100.0% | Q4 2025 | Feb 03, 2026 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -744 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Fortis Group Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -544 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Gen-Wealth Partners Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -495 | -100.0% | Q4 2025 | Feb 13, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q4 2025 | Feb 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -279 | -100.0% | Q4 2025 | Feb 06, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -262 | -100.0% | Q4 2025 | Jan 23, 2026 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -99 | -100.0% | Q4 2025 | Jan 28, 2026 |