ADVENT CONVERTIBLE & INCOME FUND - AVK
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | Reduced | 2,133,776 | 23,813 | 0.48% | 0.61% | 1 | -303,896 | -12.47% | Q1 2026 | May 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 1,598,699 | 17,841 | 0.01% | 0.01% | 2 | +64,378 | 4.2% | Q1 2026 | May 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 860,064 | 9,598 | 0.0% | 0.0% | 3 | +60,691 | 7.59% | Q1 2026 | May 11, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 743,063 | 8,292 | 0.06% | 0.07% | 4 | -41,975 | -5.35% | Q1 2026 | May 15, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 690,549 | 7,706 | 0.13% | 0.17% | 5 | -98,198 | -12.45% | Q1 2026 | May 15, 2026 |
| Penserra Capital Management LLC | History | Reduced | 658,215 | 7,345 | 0.09% | 0.19% | 6 | -645,399 | -49.51% | Q1 2026 | May 11, 2026 |
| MORGAN STANLEY | History | Added to | 543,111 | 6,061 | 0.0% | 0.0% | 7 | +56,834 | 11.69% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 536,305 | 5,985 | 0.0% | 0.0% | 8 | -30,700 | -5.41% | Q1 2026 | May 06, 2026 |
| Koshinski Asset Management, Inc. | History | Added to | 472,817 | 5,276 | 0.33% | 0.38% | 9 | +7,659 | 1.65% | Q1 2026 | Apr 27, 2026 |
| Arete Wealth Advisors, LLC | History | Added to | 317,688 | 3,551 | 0.27% | 0.24% | 10 | +9,640 | 3.13% | Q1 2026 | May 20, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 286,777 | 3,200 | 0.0% | 0.01% | 11 | -13,384 | -4.46% | Q1 2026 | May 14, 2026 |
| FCA CORP /TX | History | Added to | 239,080 | 2,668 | 0.75% | 0.82% | 12 | +7,855 | 3.4% | Q1 2026 | May 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 226,812 | 2,531 | 0.01% | 0.01% | 13 | +8,953 | 4.11% | Q1 2026 | May 08, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 164,124 | 1,831 | 0.0% | 0.0% | 14 | +767 | 0.47% | Q1 2026 | Apr 27, 2026 |
| Cyndeo Wealth Partners, LLC | History | Added to | 153,126 | 1,708 | 0.09% | 0.09% | 15 | +14,981 | 10.84% | Q1 2026 | Apr 13, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 152,998 | 1,707 | 0.02% | — | 16 | +152,998 | New | Q1 2026 | May 04, 2026 |
| Creative Planning | History | Added to | 140,964 | 1,573 | 0.0% | 0.0% | 17 | +284 | 0.2% | Q1 2026 | May 12, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 106,373 | 1,187 | 0.05% | — | 18 | +106,373 | New | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 104,300 | 1,163 | 0.0% | 0.0% | 19 | -553 | -0.53% | Q1 2026 | May 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 100,092 | 1,117 | 0.0% | 0.0% | 20 | -17,586 | -14.94% | Q1 2026 | May 15, 2026 |
| Formidable Asset Management, LLC | History | Reduced | 75,204 | 943 | 0.15% | 0.17% | 21 | -14,112 | -15.8% | Q1 2026 | Apr 22, 2026 |
| &PARTNERS | History | Reduced | 73,046 | 815 | 0.0% | 0.01% | 22 | -8,575 | -10.51% | Q1 2026 | May 15, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 69,087 | 771 | 0.09% | 0.1% | 23 | -1,806 | -2.55% | Q1 2026 | May 04, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Added to | 68,391 | 763 | 0.09% | 0.09% | 24 | +9,389 | 15.91% | Q1 2026 | Apr 22, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 66,754 | 744 | 0.0% | 0.0% | 25 | -3,021 | -4.33% | Q1 2026 | Jun 02, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 66,265 | 739 | 0.0% | 0.0% | 26 | -1,028 | -1.53% | Q1 2026 | May 05, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 65,328 | 729 | 0.0% | 0.0% | 27 | -3,124 | -4.56% | Q1 2026 | Apr 30, 2026 |
| Stolper Co | History | Added to | 63,026 | 703 | 0.2% | 0.23% | 28 | +1,107 | 1.79% | Q1 2026 | Apr 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 60,458 | 674 | 0.0% | 0.0% | 29 | -9,484 | -13.56% | Q1 2026 | May 15, 2026 |
| PFG Investments, LLC | History | Added to | 56,583 | 631 | 0.03% | 0.03% | 30 | +283 | 0.5% | Q1 2026 | Apr 27, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 56,269 | 627 | 0.0% | 0.0% | 31 | +5,645 | 11.15% | Q1 2026 | May 12, 2026 |
| Modern Wealth Management, LLC | History | Reduced | 54,235 | 616 | 0.01% | 0.01% | 32 | -7,596 | -12.29% | Q1 2026 | May 14, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | New | 53,470 | 596 | 0.0% | — | 33 | +53,470 | New | Q1 2026 | May 15, 2026 |
| GREENBERG FINANCIAL GROUP | History | No change | 47,510 | 595 | 0.24% | 0.24% | 34 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Waverly Advisors, LLC | History | Reduced | 49,779 | 555 | 0.0% | 0.01% | 35 | -4,491 | -8.28% | Q1 2026 | May 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 47,636 | 541 | 0.04% | 0.04% | 36 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Heron Bay Capital Management | History | No change | 42,823 | 477 | 0.04% | 0.1% | 37 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Quarry LP | History | Added to | 42,334 | 472 | 0.08% | 0.08% | 38 | +3,911 | 10.18% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 41,954 | 469 | 0.0% | 0.0% | 39 | -757 | -1.77% | Q1 2026 | May 15, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 40,874 | 456 | 0.0% | 0.01% | 40 | +2,835 | 7.45% | Q1 2026 | Apr 20, 2026 |
| Cetera Investment Advisers | History | Reduced | 39,120 | 436 | 0.0% | 0.0% | 41 | -1,581 | -3.88% | Q1 2026 | May 13, 2026 |
| Integrated Wealth Concepts LLC | History | New | 38,162 | 425 | 0.0% | — | 42 | +38,162 | New | Q1 2026 | May 15, 2026 |
| WCG Wealth Advisors LLC | History | No change | 36,752 | 410 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Shaker Financial Services, LLC | History | Added to | 36,430 | 406 | 0.14% | 0.08% | 44 | +15,496 | 74.02% | Q1 2026 | May 12, 2026 |
| Sage Capital Management, LLC | History | Added to | 36,200 | 403 | 0.19% | 0.19% | 45 | +3,000 | 9.04% | Q1 2026 | Apr 15, 2026 |
| Twelve Points Wealth Management LLC | History | Added to | 34,784 | 388 | 0.09% | 0.1% | 46 | +1 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 33,246 | 371 | 0.01% | 0.02% | 47 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| PMG Family Office LLC | History | Added to | 33,149 | 369 | 0.41% | 0.43% | 48 | +3,218 | 10.75% | Q1 2026 | Apr 17, 2026 |
| Centurion Wealth Management LLC | History | Added to | 32,790 | 365 | 0.08% | 0.09% | 49 | +17 | 0.05% | Q1 2026 | Apr 10, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 28,748 | 331 | 0.0% | 0.0% | 50 | -27,072 | -48.5% | Q1 2026 | Apr 08, 2026 |
| Moors & Cabot, Inc. | History | Reduced | 28,750 | 320 | 0.01% | 0.02% | 51 | -750 | -2.54% | Q1 2026 | May 08, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 26,431 | 294 | 0.0% | 0.0% | 52 | +16,940 | 178.48% | Q1 2026 | Apr 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 25,975 | 289 | 0.0% | — | 53 | +25,975 | New | Q1 2026 | May 15, 2026 |
| HRT FINANCIAL LP | History | New | 25,714 | 286 | 0.0% | — | 54 | +25,714 | New | Q1 2026 | May 14, 2026 |
| JANE STREET GROUP, LLC | History | New | 25,001 | 279 | 0.0% | — | 55 | +25,001 | New | Q1 2026 | May 12, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 21,166 | 236 | 0.02% | 0.02% | 56 | +608 | 2.96% | Q1 2026 | Apr 30, 2026 |
| Compound Planning, Inc. | History | No change | 21,156 | 236 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| COMERICA BANK | History | No change | 18,721 | 234 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Vanguard Capital Wealth Advisors | History | Added to | 20,345 | 227 | 0.21% | 0.2% | 59 | +30 | 0.15% | Q1 2026 | Apr 21, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 19,451 | 217 | 0.0% | 0.0% | 60 | -500 | -2.51% | Q1 2026 | Apr 27, 2026 |
| FIFTH THIRD BANCORP | History | New | 18,942 | 211 | 0.0% | — | 61 | +18,942 | New | Q1 2026 | May 01, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 18,870 | 210 | 0.0% | 0.0% | 62 | -223 | -1.17% | Q1 2026 | May 12, 2026 |
| Windsor Capital Management, LLC | History | Reduced | 18,768 | 209 | 0.06% | 0.07% | 63 | -1,785 | -8.68% | Q1 2026 | Apr 10, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 18,368 | 204 | 0.0% | 0.0% | 64 | -731 | -3.83% | Q1 2026 | May 04, 2026 |
| Invesco Ltd. | History | Reduced | 17,092 | 190 | 0.0% | 0.0% | 65 | -11,830 | -40.9% | Q1 2026 | May 12, 2026 |
| Oxbow Advisors, LLC | History | Added to | 15,126 | 168 | 0.01% | 0.02% | 66 | +430 | 2.93% | Q1 2026 | Apr 27, 2026 |
| Encompass More Asset Management | History | Added to | 14,494 | 161 | 0.03% | 0.03% | 67 | +72 | 0.5% | Q1 2026 | Apr 28, 2026 |
| Tactive Advisors, LLC | History | Reduced | 14,000 | 156 | 0.04% | 0.05% | 68 | -455 | -3.15% | Q1 2026 | Apr 16, 2026 |
| Merit Financial Group, LLC | History | Reduced | 13,827 | 154 | 0.0% | 0.0% | 69 | -498 | -3.48% | Q1 2026 | Apr 15, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 13,802 | 154 | 0.09% | 0.1% | 70 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| High Net Worth Advisory Group LLC | History | New | 13,795 | 153 | 0.04% | — | 71 | +13,795 | New | Q1 2026 | Apr 17, 2026 |
| Logan Stone Capital, LLC | History | New | 13,555 | 151 | 0.04% | — | 72 | +13,555 | New | Q1 2026 | May 15, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 13,102 | 146 | 0.0% | 0.01% | 73 | +8 | 0.06% | Q1 2026 | May 14, 2026 |
| Calamos Advisors LLC | History | New | 12,422 | 138 | 0.0% | — | 74 | +12,422 | New | Q1 2026 | May 04, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 12,181 | 135 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | No change | 12,181 | 135 | 0.0% | 0.01% | 76 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 11,517 | 128 | 0.0% | 0.0% | 77 | +6 | 0.05% | Q1 2026 | Apr 23, 2026 |
| Ellevest, Inc. | History | Added to | 11,387 | 127 | 0.02% | 0.02% | 78 | +326 | 2.95% | Q1 2026 | May 11, 2026 |
| Ballew Advisors, Inc | History | Added to | 10,375 | 126 | 0.07% | 0.07% | 79 | +298 | 2.96% | Q1 2026 | Apr 10, 2026 |
| Beacon Pointe Advisors, LLC | History | Reduced | 10,800 | 120 | 0.0% | 0.0% | 80 | -12,628 | -53.9% | Q1 2026 | May 15, 2026 |
| Patriot Financial Group Insurance Agency, LLC | History | New | 10,198 | 113 | 0.01% | — | 81 | +10,198 | New | Q1 2026 | Apr 22, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 10,125 | 112 | 0.01% | 0.02% | 82 | -2,273 | -18.33% | Q1 2026 | May 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 8,161 | 91 | 0.0% | 0.0% | 83 | -1,850 | -18.48% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 7,884 | 87 | 0.0% | 0.0% | 84 | +2,957 | 60.02% | Q1 2026 | May 14, 2026 |
| MeadowBrook Investment Advisors LLC | History | New | 4,705 | 52 | 0.05% | — | 86 | +4,705 | New | Q1 2026 | Apr 22, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 4,700 | 52 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| CWM, LLC | History | Added to | 2,766 | 30 | 0.0% | 0.0% | 87 | +2,022 | 271.77% | Q1 2026 | May 14, 2026 |
| LFA - Lugano Financial Advisors SA | History | No change | 2,759 | 30 | 0.02% | 0.02% | 88 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 2,059 | 25 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Colonial Trust Co / SC | History | New | 1,973 | 21 | 0.0% | — | 91 | +1,973 | New | Q1 2026 | May 12, 2026 |
| Axiom Investment Management LLC | History | New | 1,920 | 21 | 0.02% | — | 90 | +1,920 | New | Q1 2026 | May 26, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 1,500 | 16 | 0.0% | 0.01% | 93 | -21,765 | -93.55% | Q1 2026 | Apr 07, 2026 |
| US BANCORP \DE\ | History | No change | 1,474 | 16 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Sound Income Strategies, LLC | History | No change | 1,400 | 15 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| GHP Investment Advisors, Inc. | History | No change | 1,300 | 14 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 1,095 | 12 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Triumph Capital Management | History | No change | 1,026 | 11 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Golden State Wealth Management, LLC | History | No change | 1,026 | 11 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 1,000 | 11 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| McIlrath & Eck, LLC | History | No change | 805 | 8 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | May 19, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 711 | 7 | 0.0% | 0.0% | 101 | +432 | 154.84% | Q1 2026 | May 08, 2026 |
| Fortis Group Advisors, LLC | History | No change | 544 | 6 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 480 | 5 | 0.0% | — | 104 | +480 | New | Q1 2026 | May 15, 2026 |
| Gen-Wealth Partners Inc | History | No change | 495 | 5 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Advisory Services Network, LLC | History | New | 363 | 4 | 0.0% | — | 108 | +363 | New | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | No change | 400 | 4 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| North Star Investment Management Corp. | History | No change | 420 | 4 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Allworth Financial LP | History | No change | 400 | 4 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| ASSETMARK, INC | History | No change | 262 | 2 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 220 | 2 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| Western Wealth Management, LLC | History | New | 136 | 1 | 0.0% | — | 113 | +136 | New | Q1 2026 | May 19, 2026 |
| IFP Advisors, Inc | History | No change | 98 | 1 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Geneos Wealth Management Inc. | History | No change | 99 | 1 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,700 | -100.0% | Q1 2026 | Apr 20, 2026 |
| CALTON & ASSOCIATES, INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -10,856 | -100.0% | Q1 2026 | May 13, 2026 |
| ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,010 | -100.0% | Q1 2026 | May 08, 2026 |