ADVENT CONVERTIBLE & INCOME FUND - AVK
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | History | No change | 1,780,142 | 23,319 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | No change | 1,421,316 | 18,619 | 0.35% | 0.35% | 2 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 881,999 | 11,554 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GUGGENHEIM CAPITAL LLC | History | No change | 801,115 | 10,494 | 0.07% | 0.07% | 4 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Advisors Asset Management, Inc. | History | No change | 777,357 | 10,183 | 0.16% | 0.16% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Penserra Capital Management LLC | History | No change | 684,338 | 8,964 | 0.07% | 0.07% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | No change | 528,821 | 6,927 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MORGAN STANLEY | History | No change | 516,337 | 6,764 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Koshinski Asset Management, Inc. | History | Reduced | 481,011 | 5,512 | 0.29% | 0.34% | 9 | -580 | -0.12% | Q3 2026 | Oct 29, 2026 |
| Arete Wealth Advisors, LLC | History | No change | 319,601 | 4,186 | 0.28% | 0.28% | 10 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Baird Financial Group, Inc. | History | No change | 285,983 | 3,746 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 319,646 | 3,663 | 0.02% | 0.04% | 12 | -42,112 | -11.64% | Q3 2026 | Nov 02, 2026 |
| FCA CORP /TX | History | No change | 254,832 | 3,338 | 0.82% | 0.82% | 13 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 248,369 | 3,253 | 0.02% | 0.02% | 14 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Added to | 248,033 | 2,842 | 0.26% | 0.09% | 15 | +179,449 | 261.65% | Q3 2026 | Oct 21, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 190,980 | 2,501 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 159,941 | 1,832 | 0.0% | 0.0% | 17 | +443 | 0.28% | Q3 2026 | Nov 02, 2026 |
| Cyndeo Wealth Partners, LLC | History | No change | 153,126 | 1,754 | 0.08% | 0.09% | 18 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Creative Planning | History | Reduced | 136,405 | 1,563 | 0.0% | 0.0% | 19 | -3,751 | -2.68% | Q3 2026 | Nov 02, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 117,641 | 1,541 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 109,792 | 1,438 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NewEdge Advisors, LLC | History | No change | 96,524 | 1,264 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Formidable Asset Management, LLC | History | Reduced | 72,251 | 946 | 0.14% | 0.13% | 23 | -1,650 | -2.23% | Q3 2026 | Nov 03, 2026 |
| &PARTNERS | History | No change | 71,383 | 933 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sanctuary Advisors, LLC | History | No change | 67,558 | 885 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 65,016 | 851 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 63,232 | 828 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NWF Advisory Services Inc. | History | No change | 67,113 | 769 | 0.07% | 0.08% | 28 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Stolper Co | History | Reduced | 64,463 | 739 | 0.19% | 0.22% | 29 | -1,282 | -1.95% | Q3 2026 | Oct 13, 2026 |
| Modern Wealth Management, LLC | History | No change | 54,307 | 711 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PFG Investments, LLC | History | No change | 50,298 | 658 | 0.03% | 0.03% | 31 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 53,006 | 607 | 0.0% | 0.0% | 32 | -3,071 | -5.48% | Q3 2026 | Nov 02, 2026 |
| Waverly Advisors, LLC | History | No change | 46,333 | 606 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quarry LP | History | No change | 44,322 | 580 | 0.05% | 0.05% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 50,056 | 576 | 0.0% | 0.0% | 35 | +21,241 | 73.72% | Q3 2026 | Oct 13, 2026 |
| Heron Bay Capital Management | History | No change | 42,823 | 560 | 0.05% | 0.05% | 36 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cetera Investment Advisers | History | No change | 42,060 | 550 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 47,636 | 539 | 0.03% | 0.04% | 38 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 39,309 | 514 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Shaker Financial Services, LLC | History | Added to | 44,505 | 510 | 0.17% | 0.12% | 40 | +14,526 | 48.45% | Q3 2026 | Oct 14, 2026 |
| WCG Wealth Advisors LLC | History | No change | 36,752 | 481 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Calamos Advisors LLC | History | Added to | 40,736 | 466 | 0.0% | 0.0% | 42 | +2,547 | 6.67% | Q3 2026 | Nov 02, 2026 |
| PMG Family Office LLC | History | Added to | 39,793 | 456 | 0.42% | 0.47% | 43 | +622 | 1.59% | Q3 2026 | Oct 19, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 39,684 | 454 | 0.0% | 0.0% | 44 | -100 | -0.25% | Q3 2026 | Oct 16, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 34,396 | 450 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| XTX Topco Ltd | History | No change | 33,273 | 435 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sage Capital Management, LLC | History | No change | 36,200 | 414 | 0.16% | 0.19% | 47 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 35,442 | 406 | 0.0% | 0.0% | 48 | +2,289 | 6.9% | Q3 2026 | Nov 02, 2026 |
| Twelve Points Wealth Management LLC | History | Reduced | 34,634 | 378 | 0.07% | 0.09% | 49 | -151 | -0.43% | Q3 2026 | Nov 03, 2026 |
| Moors & Cabot, Inc. | History | No change | 28,750 | 376 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Centurion Wealth Management LLC | History | Reduced | 31,086 | 356 | 0.09% | 0.1% | 51 | -1,729 | -5.27% | Q3 2026 | Oct 13, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | No change | 22,185 | 290 | 0.02% | 0.02% | 52 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 20,255 | 265 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 22,384 | 256 | 0.02% | 0.02% | 54 | +635 | 2.92% | Q3 2026 | Oct 20, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 19,293 | 252 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Equitable Holdings, Inc. | History | No change | 18,536 | 242 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Compound Planning, Inc. | History | No change | 21,156 | 242 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 20,251 | 232 | 0.0% | 0.0% | 58 | +800 | 4.11% | Q3 2026 | Oct 30, 2026 |
| Vanguard Capital Wealth Advisors | History | Reduced | 20,005 | 229 | 0.16% | 0.18% | 59 | -369 | -1.81% | Q3 2026 | Oct 15, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 19,903 | 228 | 0.01% | 0.01% | 60 | -1,290 | -6.09% | Q3 2026 | Oct 08, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 19,496 | 223 | 0.0% | 0.0% | 61 | -48 | -0.25% | Q3 2026 | Nov 05, 2026 |
| Logan Stone Capital, LLC | History | No change | 15,892 | 208 | 0.04% | 0.04% | 62 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 15,591 | 204 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Oxbow Advisors, LLC | History | No change | 15,540 | 203 | 0.02% | 0.02% | 64 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Tactive Advisors, LLC | History | Added to | 16,135 | 184 | 0.04% | 0.05% | 65 | +1,963 | 13.85% | Q3 2026 | Oct 08, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | No change | 16,000 | 183 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 13,802 | 180 | 0.1% | 0.1% | 67 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | No change | 13,139 | 172 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | No change | 13,165 | 172 | 0.01% | 0.01% | 69 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Windsor Capital Management, LLC | History | Added to | 14,958 | 171 | 0.04% | 0.05% | 70 | +246 | 1.67% | Q3 2026 | Oct 13, 2026 |
| Encompass More Asset Management | History | Added to | 14,606 | 167 | 0.02% | 0.03% | 71 | +59 | 0.41% | Q3 2026 | Oct 16, 2026 |
| High Net Worth Advisory Group LLC | History | Added to | 14,036 | 160 | 0.03% | 0.04% | 72 | +125 | 0.9% | Q3 2026 | Oct 26, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 12,181 | 159 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 11,992 | 157 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ellevest, Inc. | History | No change | 11,014 | 144 | 0.02% | 0.02% | 75 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | No change | 12,181 | 139 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 11,623 | 133 | 0.0% | 0.0% | 77 | +104 | 0.9% | Q3 2026 | Oct 26, 2026 |
| Trust Investment Advisors | History | New | 11,420 | 130 | 0.06% | — | 78 | +11,420 | New | Q3 2026 | Oct 20, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Added to | 10,350 | 118 | 0.01% | 0.01% | 79 | +225 | 2.22% | Q3 2026 | Oct 27, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 8,161 | 106 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 4,700 | 61 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 5,197 | 59 | 0.01% | 0.0% | 82 | +2,749 | 112.3% | Q3 2026 | Oct 29, 2026 |
| MeadowBrook Investment Advisors LLC | History | Reduced | 4,655 | 51 | 0.04% | 0.05% | 83 | -50 | -1.06% | Q3 2026 | Oct 29, 2026 |
| Clear Street Group Inc. | History | No change | 3,247 | 42 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 3,052 | 39 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| McCarley & Cook Financial Planners | History | No change | 2,804 | 32 | 0.02% | 0.03% | 86 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Colonial Trust Co / SC | History | No change | 1,973 | 25 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| US BANCORP \DE\ | History | No change | 1,474 | 16 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| GHP Investment Advisors, Inc. | History | No change | 1,300 | 14 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 1,095 | 14 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 1,000 | 13 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Triumph Capital Management | History | No change | 1,026 | 11 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Golden State Wealth Management, LLC | History | No change | 1,026 | 11 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Fortis Group Advisors, LLC | History | No change | 544 | 7 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| JPMORGAN CHASE & CO | History | No change | 400 | 5 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Allworth Financial LP | History | No change | 400 | 5 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| North Star Investment Management Corp. | History | No change | 420 | 4 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 279 | 3 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BESSEMER GROUP INC | History | No change | 195 | 3 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BOK Financial Private Wealth, Inc. | History | No change | 304 | 3 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| ASSETMARK, INC | History | No change | 262 | 3 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 220 | 2 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| WPG Advisers, LLC | History | New | 115 | 1 | 0.0% | — | 107 | +115 | New | Q3 2026 | Oct 27, 2026 |
| ROYAL BANK OF CANADA | History | No change | 72 | 1 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IFP Advisors, Inc | History | No change | 98 | 1 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Geneos Wealth Management Inc. | History | No change | 99 | 1 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| BFC Planning, Inc. | History | No change | 131 | 1 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| IMC-Chicago, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,715 | -100.0% | Q3 2026 | Nov 05, 2026 |
| LFA - Lugano Financial Advisors SA | History | Closed out | 0 | 0 | — | 0.02% | — | -2,759 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Axiom Investment Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,016 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Gen-Wealth Partners Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -495 | -100.0% | Q3 2026 | Nov 04, 2026 |