ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC - AWF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Uncommon Cents Investing LLC | History | Added to | 363,535 | 3,697 | 0.86% | 0.89% | 1 | +19,695 | 5.73% | Q1 2026 | Apr 15, 2026 |
| Independent Wealth Network Inc. | History | Reduced | 147,391 | 1,498 | 0.44% | 0.48% | 2 | -639 | -0.43% | Q1 2026 | Apr 20, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | New | 143,544 | 1,459 | 0.17% | — | 3 | +143,544 | New | Q1 2026 | Apr 22, 2026 |
| Sowa Financial Group, Inc. | History | Reduced | 104,591 | 1,064 | 0.53% | 0.61% | 4 | -5,184 | -4.72% | Q1 2026 | Apr 15, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 102,778 | 1,045 | 0.02% | 0.02% | 5 | -8,413 | -7.57% | Q1 2026 | Apr 17, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | Reduced | 92,022 | 954 | 0.05% | 0.06% | 6 | -2,413 | -2.56% | Q1 2026 | Apr 17, 2026 |
| Quad-Cities Investment Group, LLC | History | Reduced | 75,923 | 772 | 0.31% | 0.35% | 7 | -3,820 | -4.79% | Q1 2026 | Apr 21, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 59,734 | 607 | 0.01% | 0.01% | 8 | -2,356 | -3.79% | Q1 2026 | Apr 23, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 57,152 | 581 | 0.04% | 0.2% | 9 | +25,153 | 78.61% | Q1 2026 | Apr 16, 2026 |
| Maridea Wealth Management LLC | History | Added to | 56,570 | 575 | 0.08% | 0.09% | 10 | +1,477 | 2.68% | Q1 2026 | Apr 21, 2026 |
| SAX WEALTH ADVISORS, LLC | History | No change | 49,230 | 526 | 0.03% | 0.02% | 11 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Abundance Wealth Counselors | History | Added to | 48,931 | 497 | 0.07% | 0.08% | 12 | +3,549 | 7.82% | Q1 2026 | Apr 22, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 45,981 | 467 | 0.01% | 0.01% | 13 | -3,200 | -6.51% | Q1 2026 | Apr 20, 2026 |
| Everstar Asset Management, LLC | History | Added to | 41,713 | 424 | 0.23% | 0.19% | 14 | +7,763 | 22.87% | Q1 2026 | Apr 16, 2026 |
| Vanguard Capital Wealth Advisors | History | Reduced | 40,000 | 406 | 0.38% | 0.38% | 15 | -5,000 | -11.11% | Q1 2026 | Apr 21, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 38,195 | 387 | 0.0% | 0.0% | 16 | -1,136 | -2.89% | Q1 2026 | Apr 07, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 28,848 | 293 | 0.0% | 0.0% | 17 | -794 | -2.68% | Q1 2026 | Apr 22, 2026 |
| SMH CAPITAL ADVISORS INC | History | Reduced | 249 | 249 | 0.76% | 0.53% | 18 | -23,896 | -98.97% | Q1 2026 | Apr 10, 2026 |
| Buska Wealth Management, LLC | History | Reduced | 18,407 | 187 | 0.08% | 0.08% | 19 | -704 | -3.68% | Q1 2026 | Apr 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 17,895 | 179 | 0.0% | 0.0% | 20 | -6,115 | -25.47% | Q1 2026 | Apr 08, 2026 |
| Southland Equity Partners LLC | History | No change | 16,514 | 167 | 0.03% | 0.03% | 21 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Composition Wealth, LLC | History | Added to | 15,958 | 162 | 0.0% | 0.0% | 22 | +296 | 1.89% | Q1 2026 | Apr 08, 2026 |
| Integris Wealth Management, LLC | History | No change | 15,000 | 160 | 0.04% | 0.04% | 23 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Nemes Rush Group LLC | History | No change | 14,097 | 143 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Sowell Financial Services LLC | History | Added to | 13,071 | 132 | 0.0% | 0.01% | 26 | +57 | 0.44% | Q1 2026 | Apr 20, 2026 |
| Abacus Planning Group, Inc. | History | No change | 13,000 | 132 | 0.02% | 0.02% | 25 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Gilman Hill Asset Management, LLC | History | No change | 12,500 | 127 | 0.02% | 0.02% | 27 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Forum Financial Management, LP | History | No change | 12,058 | 122 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| PARK AVENUE SECURITIES LLC | History | New | 11,892 | 121 | 0.0% | — | 29 | +11,892 | New | Q1 2026 | Apr 07, 2026 |
| PW Nova Financial Services LLC | History | New | 10,315 | 104 | 0.03% | — | 31 | +10,315 | New | Q1 2026 | Apr 15, 2026 |
| Merit Financial Group, LLC | History | New | 10,228 | 104 | 0.0% | — | 30 | +10,228 | New | Q1 2026 | Apr 15, 2026 |
| IFP Advisors, Inc | History | No change | 7,610 | 77 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Financial Management Professionals, Inc. | History | Added to | 2,561 | 26 | 0.0% | 0.0% | 33 | +36 | 1.43% | Q1 2026 | Apr 15, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 2,046 | 20 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Robbins Farley | History | No change | 1,000 | 10 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Spire Wealth Management | History | No change | 800 | 8 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Daytona Street Capital LLC | History | No change | 400 | 4 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 270 | 2 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -3,912,885 | -100.0% | Q4 2025 | Feb 13, 2026 |
| McGowan Group Asset Management, Inc. | History | Closed out | 0 | 0 | — | 4.93% | — | -3,718,331 | -100.0% | Q4 2025 | Jan 29, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -1,240,242 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,031,213 | -100.0% | Q4 2025 | Feb 19, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -980,946 | -100.0% | Q4 2025 | Feb 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -823,921 | -100.0% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -744,893 | -100.0% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -569,857 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Smith Asset Management Co., LLC | History | Closed out | 0 | 0 | — | 3.55% | — | -402,102 | -100.0% | Q4 2025 | Feb 19, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -299,441 | -100.0% | Q4 2025 | Feb 17, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.0% | — | -228,008 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.73% | — | -214,193 | -100.0% | Q4 2025 | Jan 26, 2026 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.4% | — | -207,247 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Fiera Capital Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -196,885 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -154,617 | -100.0% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -144,634 | -100.0% | Q4 2025 | Feb 12, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -141,274 | -100.0% | Q4 2025 | Feb 02, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -135,955 | -100.0% | Q4 2025 | Jan 14, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Closed out | 0 | 0 | — | 0.0% | — | -110,790 | -100.0% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -110,533 | -100.0% | Q4 2025 | Feb 12, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.05% | — | -106,973 | -100.0% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -106,617 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Investment Research Partners LLC | History | Closed out | 0 | 0 | — | 0.48% | — | -103,887 | -100.0% | Q4 2025 | Feb 12, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -91,560 | -100.0% | Q4 2025 | Jan 29, 2026 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -75,003 | -100.0% | Q4 2025 | Feb 17, 2026 |
| SHUFRO ROSE & CO LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -67,850 | -100.0% | Q4 2025 | Feb 09, 2026 |
| INVESTED ADVISORS | History | Closed out | 0 | 0 | — | 0.68% | — | -61,201 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -51,911 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -49,091 | -100.0% | Q4 2025 | Jan 21, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -47,405 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Integrated Wealth Concepts LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -42,889 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Kaizen Financial Strategies | History | Closed out | 0 | 0 | — | 0.2% | — | -42,337 | -100.0% | Q4 2025 | Jan 21, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -40,175 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Gryphon Financial Partners LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -39,841 | -100.0% | Q4 2025 | Jan 08, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -37,369 | -100.0% | Q4 2025 | Feb 17, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -34,450 | -100.0% | Q4 2025 | Jan 21, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.02% | — | -34,229 | -100.0% | Q4 2025 | Feb 13, 2026 |
| WEALTHGARDEN F.S. LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -33,033 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -31,416 | -100.0% | Q4 2025 | Feb 06, 2026 |
| NWAM LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -29,205 | -100.0% | Q4 2025 | Feb 04, 2026 |
| Indivisible Partners | History | Closed out | 0 | 0 | — | 0.03% | — | -27,788 | -100.0% | Q4 2025 | Feb 03, 2026 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,066 | -100.0% | Q4 2025 | Feb 13, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,671 | -100.0% | Q4 2025 | Feb 18, 2026 |
| PFG Investments, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -24,256 | -100.0% | Q4 2025 | Jan 26, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -22,509 | -100.0% | Q4 2025 | Feb 18, 2026 |
| King Wealth Management Group | History | Closed out | 0 | 0 | — | 0.03% | — | -21,000 | -100.0% | Q4 2025 | Feb 09, 2026 |
| SOA Wealth Advisors, LLC. | History | Closed out | 0 | 0 | — | 0.04% | — | -20,870 | -100.0% | Q4 2025 | Jan 20, 2026 |
| Kovack Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -19,313 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Orion Porfolio Solutions, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,504 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,166 | -100.0% | Q4 2025 | Feb 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -17,369 | -100.0% | Q4 2025 | Feb 10, 2026 |
| NorthStar Asset Management LLC /NJ/ | History | Closed out | 0 | 0 | — | 0.08% | — | -17,206 | -100.0% | Q4 2025 | Feb 10, 2026 |
| CHOREO, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,816 | -100.0% | Q4 2025 | Jan 23, 2026 |
| Belpointe Asset Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,850 | -100.0% | Q4 2025 | Jan 27, 2026 |
| Argyle Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -15,357 | -100.0% | Q4 2025 | Feb 17, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -15,293 | -100.0% | Q4 2025 | Feb 17, 2026 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,625 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Focus Partners Wealth | History | Closed out | 0 | 0 | — | 0.0% | — | -14,500 | -100.0% | Q4 2025 | Feb 13, 2026 |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -14,216 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,618 | -100.0% | Q4 2025 | Feb 17, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -13,474 | -100.0% | Q4 2025 | Feb 11, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,017 | -100.0% | Q4 2025 | Feb 17, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -13,000 | -100.0% | Q4 2025 | Feb 06, 2026 |
| First Bank & Trust | History | Closed out | 0 | 0 | — | 0.02% | — | -12,287 | -100.0% | Q4 2025 | Jan 12, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -12,231 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,032 | -100.0% | Q4 2025 | Feb 13, 2026 |
| CWS Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -11,955 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Clearstead Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,419 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -10,493 | -100.0% | Q4 2025 | Feb 17, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,363 | -100.0% | Q4 2025 | Feb 17, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,249 | -100.0% | Q4 2025 | Jan 29, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -10,127 | -100.0% | Q4 2025 | Jan 30, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,840 | -100.0% | Q4 2025 | Mar 16, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -6,577 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Strategic Advocates LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,327 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -4,705 | -100.0% | Q4 2025 | Feb 13, 2026 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -4,436 | -100.0% | Q4 2025 | Jan 29, 2026 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,429 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,182 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,076 | -100.0% | Q4 2025 | Feb 06, 2026 |
| WPG Advisers, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,770 | -100.0% | Q4 2025 | Jan 28, 2026 |
| Atlantic Union Bankshares Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -1,400 | -100.0% | Q4 2025 | Feb 04, 2026 |
| Indiana Trust & Investment Management Co | History | Closed out | 0 | 0 | — | 0.0% | — | -1,355 | -100.0% | Q4 2025 | Jan 21, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,056 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Luken Investment Analytics, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q4 2025 | Feb 03, 2026 |
| Financial Gravity Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -840 | -100.0% | Q4 2025 | Feb 13, 2026 |
| ORG Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -800 | -100.0% | Q4 2025 | Jan 14, 2026 |
| Costello Asset Management, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -624 | -100.0% | Q4 2025 | Feb 03, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -582 | -100.0% | Q4 2025 | Feb 09, 2026 |
| PRIVATE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -549 | -100.0% | Q4 2025 | Jan 26, 2026 |
| BOYD WATTERSON ASSET MANAGEMENT LLC/OH | History | Closed out | 0 | 0 | — | 0.0% | — | -350 | -100.0% | Q4 2025 | Feb 04, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q4 2025 | Feb 13, 2026 |
| TSFG, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -171 | -100.0% | Q4 2025 | Feb 04, 2026 |
| N.E.W. Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -144 | -100.0% | Q4 2025 | Jan 28, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | — | — | -44 | -100.0% | Q4 2025 | Jan 23, 2026 |
| Fourth Dimension Wealth, LLC | History | Closed out | 0 | 0 | — | — | — | -17 | -100.0% | Q4 2025 | Feb 04, 2026 |
| NBT BANK N A /NY | History | Closed out | 0 | 0 | — | 0.0% | — | -11 | -100.0% | Q4 2025 | Jan 23, 2026 |
| Olistico Wealth, LLC | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q4 2025 | Jan 13, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |