ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC - AWF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 5,145,506 | 52,998 | 0.0% | 0.0% | 1 | +1,137,742 | 28.39% | Q2 2026 | Aug 13, 2026 |
| McGowan Group Asset Management, Inc. | History | Reduced | 3,721,718 | 38,333 | 4.66% | 4.85% | 2 | -19,769 | -0.53% | Q2 2026 | Aug 12, 2026 |
| Pathstone Holdings, LLC | History | Added to | 1,581,917 | 16,293 | 0.05% | 0.04% | 3 | +503,560 | 46.7% | Q2 2026 | Aug 13, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 1,407,410 | 14,496 | 0.0% | 0.0% | 4 | +155,986 | 12.46% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | Reduced | 1,068,995 | 11,010 | 0.0% | 0.0% | 5 | -26,016 | -2.38% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 792,742 | 8,165 | 0.0% | 0.0% | 6 | -19,296 | -2.38% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Reduced | 742,640 | 7,649 | 0.0% | 0.0% | 7 | -56,148 | -7.03% | Q2 2026 | Aug 07, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 685,500 | 7,060 | 0.0% | 0.0% | 8 | +117,517 | 20.69% | Q2 2026 | Aug 14, 2026 |
| Logan Stone Capital, LLC | History | Added to | 657,204 | 6,769 | 1.43% | 0.66% | 9 | +425,170 | 183.24% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 591,659 | 6,094 | 0.0% | 0.0% | 10 | -102,628 | -14.78% | Q2 2026 | Aug 14, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 386,580 | 3,981 | 3.13% | 3.44% | 11 | -7,517 | -1.91% | Q2 2026 | Jul 14, 2026 |
| Uncommon Cents Investing LLC | History | Added to | 375,870 | 3,871 | 0.84% | 0.86% | 12 | +12,335 | 3.39% | Q2 2026 | Jul 20, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 370,695 | 3,781 | 0.0% | 0.0% | 13 | +37,776 | 11.35% | Q2 2026 | Aug 14, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Added to | 331,248 | 3,411 | 0.13% | 0.02% | 14 | +296,798 | 861.53% | Q2 2026 | Jul 22, 2026 |
| Shaker Financial Services, LLC | History | Added to | 286,994 | 2,956 | 0.93% | 0.72% | 15 | +83,846 | 41.27% | Q2 2026 | Jul 15, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 280,831 | 2,892 | 0.03% | 0.03% | 16 | -22,457 | -7.4% | Q2 2026 | Aug 10, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 238,168 | 2,454 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | New | 233,019 | 2,400 | 0.16% | — | 18 | +233,019 | New | Q2 2026 | Aug 11, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 210,755 | 2,170 | 0.06% | 0.07% | 19 | +9,074 | 4.5% | Q2 2026 | Jul 08, 2026 |
| Fiera Capital Corp | History | Added to | 194,368 | 2,001 | 0.01% | 0.01% | 20 | +6,332 | 3.37% | Q2 2026 | Aug 07, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 181,258 | 1,866 | 0.03% | 0.04% | 21 | -9,789 | -5.12% | Q2 2026 | Jul 15, 2026 |
| Cetera Investment Advisers | History | Added to | 165,467 | 1,704 | 0.0% | 0.0% | 22 | +12,414 | 8.11% | Q2 2026 | Aug 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 154,791 | 1,594 | 0.0% | 0.0% | 23 | +8,979 | 6.16% | Q2 2026 | Jul 29, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 153,427 | 1,580 | 0.0% | 0.0% | 24 | +15,604 | 11.32% | Q2 2026 | Aug 14, 2026 |
| Independent Wealth Network Inc. | History | Added to | 152,398 | 1,569 | 0.4% | 0.44% | 25 | +5,007 | 3.4% | Q2 2026 | Jul 20, 2026 |
| Tidal Investments LLC | History | No change | 112,817 | 1,162 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Abundance Wealth Counselors | History | Added to | 112,712 | 1,160 | 0.08% | 0.07% | 27 | +63,781 | 130.35% | Q2 2026 | Jul 23, 2026 |
| HOURGLASS CAPITAL, LLC | History | Reduced | 108,380 | 1,116 | 0.22% | 0.23% | 28 | -1,000 | -0.91% | Q2 2026 | Jul 30, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 102,023 | 1,050 | 0.01% | 0.0% | 29 | +69,819 | 216.8% | Q2 2026 | Aug 12, 2026 |
| Investment Research Partners LLC | History | Reduced | 100,660 | 1,036 | 0.35% | 0.43% | 30 | -4,368 | -4.16% | Q2 2026 | Aug 04, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 98,780 | 1,017 | 0.01% | 0.02% | 31 | -3,998 | -3.89% | Q2 2026 | Aug 06, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | Reduced | 91,225 | 939 | 0.05% | 0.05% | 32 | -797 | -0.87% | Q2 2026 | Jul 31, 2026 |
| FCA CORP /TX | History | New | 88,747 | 914 | 0.23% | — | 33 | +88,747 | New | Q2 2026 | Aug 11, 2026 |
| Anchor Capital Management Group Inc | History | No change | 80,000 | 824 | 0.57% | 0.57% | 34 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Sowa Financial Group, Inc. | History | Reduced | 79,212 | 816 | 0.38% | 0.53% | 35 | -25,379 | -24.26% | Q2 2026 | Jul 28, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 76,813 | 791 | 0.0% | 0.0% | 36 | -3,319 | -4.14% | Q2 2026 | Aug 14, 2026 |
| Quad-Cities Investment Group, LLC | History | Reduced | 75,916 | 781 | 0.28% | 0.31% | 37 | -7 | -0.01% | Q2 2026 | Jul 07, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Reduced | 73,990 | 759 | 0.0% | 0.0% | 38 | -2,500 | -3.27% | Q2 2026 | Aug 10, 2026 |
| UBS Group AG | History | Reduced | 70,736 | 728 | 0.0% | 0.0% | 39 | -25,656 | -26.62% | Q2 2026 | Aug 13, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Reduced | 68,986 | 710 | 0.03% | 0.04% | 40 | -17,999 | -20.69% | Q2 2026 | Aug 14, 2026 |
| 1607 Capital Partners, LLC | History | New | 67,619 | 696 | 0.06% | — | 41 | +67,619 | New | Q2 2026 | Sep 02, 2026 |
| SHUFRO ROSE & CO LLC | History | Reduced | 66,350 | 683 | 0.04% | 0.05% | 42 | -1,500 | -2.21% | Q2 2026 | Aug 12, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 65,479 | 674 | 0.03% | 0.04% | 43 | +8,327 | 14.57% | Q2 2026 | Jul 24, 2026 |
| Boreal Capital Management LLC | History | Closed out | 0 | 655 | 0.49% | 0.54% | 44 | -1 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Maridea Wealth Management LLC | History | Added to | 61,489 | 633 | 0.07% | 0.08% | 45 | +4,919 | 8.7% | Q2 2026 | Aug 06, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 59,546 | 613 | 0.01% | 0.01% | 46 | -188 | -0.31% | Q2 2026 | Aug 03, 2026 |
| Everstar Asset Management, LLC | History | Added to | 57,988 | 597 | 0.29% | 0.23% | 47 | +16,275 | 39.02% | Q2 2026 | Aug 03, 2026 |
| XTX Topco Ltd | History | Added to | 54,289 | 559 | 0.01% | 0.01% | 48 | +17,950 | 49.4% | Q2 2026 | Aug 14, 2026 |
| Kaizen Financial Strategies | History | Added to | 53,431 | 550 | 0.18% | 0.21% | 49 | +5,881 | 12.37% | Q2 2026 | Jul 30, 2026 |
| Avail Investment Partners, LLC | History | Added to | 51,873 | 534 | 0.41% | 0.47% | 50 | +8,734 | 20.25% | Q2 2026 | Jul 31, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Reduced | 49,812 | 513 | 0.02% | 0.07% | 51 | -93,662 | -65.28% | Q2 2026 | Aug 14, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 49,361 | 508 | 0.0% | 0.0% | 52 | +100 | 0.2% | Q2 2026 | Sep 08, 2026 |
| INVESTED ADVISORS | History | Reduced | 48,787 | 502 | 0.44% | 0.64% | 53 | -13,102 | -21.17% | Q2 2026 | Aug 04, 2026 |
| SAX WEALTH ADVISORS, LLC | History | Added to | 49,338 | 501 | 0.02% | 0.03% | 54 | +108 | 0.22% | Q2 2026 | Jul 09, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 47,254 | 486 | 0.0% | 0.01% | 55 | +1,273 | 2.77% | Q2 2026 | Jul 27, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Reduced | 47,082 | 484 | 0.05% | 0.17% | 56 | -96,462 | -67.2% | Q2 2026 | Jul 21, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 45,774 | 471 | 0.0% | 0.0% | 57 | +3,874 | 9.25% | Q2 2026 | Aug 14, 2026 |
| Marex Group Ltd | History | New | 44,934 | 462 | 0.0% | — | 58 | +44,934 | New | Q2 2026 | Aug 14, 2026 |
| Beacon Pointe Advisors, LLC | History | New | 43,577 | 448 | 0.0% | — | 59 | +43,577 | New | Q2 2026 | Aug 18, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 42,019 | 432 | 0.0% | 0.0% | 60 | -9 | -0.02% | Q2 2026 | Jul 28, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 41,661 | 429 | 0.0% | 0.0% | 61 | -10,872 | -20.7% | Q2 2026 | Jul 27, 2026 |
| HighTower Advisors, LLC | History | New | 40,232 | 414 | 0.0% | — | 62 | +40,232 | New | Q2 2026 | Aug 05, 2026 |
| Vanguard Capital Wealth Advisors | History | No change | 40,000 | 412 | 0.28% | 0.38% | 63 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Global Retirement Partners, LLC | History | New | 38,645 | 398 | 0.01% | — | 64 | +38,645 | New | Q2 2026 | Aug 06, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 38,206 | 393 | 0.0% | 0.0% | 65 | +11 | 0.03% | Q2 2026 | Jul 17, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Added to | 37,195 | 381 | 0.02% | 0.02% | 66 | +117 | 0.32% | Q2 2026 | Jul 14, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 34,276 | 353 | 0.0% | 0.0% | 67 | -20,841 | -37.81% | Q2 2026 | Aug 14, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 33,330 | 343 | 0.02% | 0.02% | 68 | -5,265 | -13.64% | Q2 2026 | Jul 20, 2026 |
| WEALTHGARDEN F.S. LLC | History | No change | 33,033 | 340 | 0.19% | 0.23% | 69 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Procyon Advisors, LLC | History | No change | 32,970 | 339 | 0.01% | 0.02% | 70 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Quarry LP | History | Reduced | 27,939 | 287 | 0.02% | 0.1% | 71 | -28,497 | -50.49% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 27,162 | 280 | 0.0% | 0.0% | 72 | -1,686 | -5.84% | Q2 2026 | Aug 05, 2026 |
| NWAM LLC | History | Reduced | 26,832 | 276 | 0.01% | 0.02% | 73 | -1,720 | -6.02% | Q2 2026 | Jul 23, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 26,470 | 272 | 0.0% | 0.0% | 74 | +50 | 0.19% | Q2 2026 | Aug 07, 2026 |
| Brick & Kyle, Associates | History | No change | 26,450 | 268 | 0.09% | 0.09% | 75 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| CHOREO, LLC | History | Reduced | 25,964 | 267 | 0.0% | 0.0% | 76 | -358 | -1.36% | Q2 2026 | Aug 04, 2026 |
| NOMURA HOLDINGS INC | History | Added to | 25,000 | 257 | 0.0% | 0.0% | 77 | +15,000 | 150.0% | Q2 2026 | Aug 14, 2026 |
| SMH CAPITAL ADVISORS INC | History | Added to | 24,789 | 255 | 1.0% | 0.7% | 78 | +263 | 1.07% | Q2 2026 | Aug 13, 2026 |
| Clear Street Group Inc. | History | New | 22,361 | 230 | 0.0% | — | 79 | +22,361 | New | Q2 2026 | Aug 12, 2026 |
| King Wealth Management Group | History | No change | 21,000 | 216 | 0.02% | 0.03% | 80 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 20,870 | 214 | 0.04% | 0.04% | 81 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 20,743 | 213 | 0.0% | 0.0% | 82 | -2,364 | -10.23% | Q2 2026 | Aug 12, 2026 |
| Kovack Advisors, Inc. | History | No change | 20,073 | 206 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Indivisible Partners | History | Reduced | 19,611 | 201 | 0.01% | 0.03% | 84 | -14,942 | -43.24% | Q2 2026 | Aug 04, 2026 |
| NorthStar Asset Management LLC /NJ/ | History | Added to | 19,198 | 197 | 0.08% | 0.08% | 85 | +1,818 | 10.46% | Q2 2026 | Aug 05, 2026 |
| Private Advisor Group, LLC | History | Added to | 18,234 | 187 | 0.0% | 0.0% | 86 | +4,517 | 32.93% | Q2 2026 | Jul 27, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 18,237 | 186 | 0.0% | 0.0% | 87 | +342 | 1.91% | Q2 2026 | Jul 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 18,021 | 185 | 0.0% | 0.0% | 88 | -72 | -0.4% | Q2 2026 | Aug 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 16,787 | 172 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Southland Equity Partners LLC | History | No change | 16,514 | 170 | 0.03% | 0.03% | 90 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 16,447 | 169 | 0.0% | 0.0% | 91 | -5,196 | -24.01% | Q2 2026 | Aug 19, 2026 |
| Composition Wealth, LLC | History | Added to | 16,264 | 167 | 0.0% | 0.0% | 92 | +306 | 1.92% | Q2 2026 | Jul 22, 2026 |
| Argyle Capital Partners, LLC | History | Reduced | 16,157 | 166 | 0.1% | 0.12% | 93 | -200 | -1.22% | Q2 2026 | Aug 07, 2026 |
| Integris Wealth Management, LLC | History | No change | 15,000 | 154 | 0.03% | 0.04% | 94 | 0 | 0.0% | Q2 2026 | Jul 10, 2026 |
| Nemes Rush Group LLC | History | No change | 14,097 | 145 | 0.01% | 0.01% | 95 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mariner, LLC | History | Added to | 13,538 | 139 | 0.0% | 0.0% | 96 | +2,305 | 20.52% | Q2 2026 | Aug 13, 2026 |
| Clearstead Advisors, LLC | History | New | 13,202 | 135 | 0.0% | — | 97 | +13,202 | New | Q2 2026 | Aug 06, 2026 |
| CULLEN/FROST BANKERS, INC. | History | No change | 13,000 | 133 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Abacus Planning Group, Inc. | History | No change | 13,000 | 133 | 0.02% | 0.02% | 99 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| HRT FINANCIAL LP | History | New | 12,907 | 132 | 0.0% | — | 101 | +12,907 | New | Q2 2026 | Aug 14, 2026 |
| Sowell Financial Services LLC | History | Reduced | 12,877 | 132 | 0.0% | 0.0% | 100 | -194 | -1.48% | Q2 2026 | Jul 17, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 12,711 | 131 | 0.0% | 0.0% | 102 | +819 | 6.89% | Q2 2026 | Jul 20, 2026 |
| Merit Financial Group, LLC | History | Added to | 12,681 | 130 | 0.0% | 0.0% | 103 | +2,453 | 23.98% | Q2 2026 | Jul 20, 2026 |
| J.W. COLE ADVISORS, INC. | History | New | 12,455 | 128 | 0.0% | — | 105 | +12,455 | New | Q2 2026 | Jul 21, 2026 |
| Gilman Hill Asset Management, LLC | History | No change | 12,500 | 128 | 0.02% | 0.02% | 104 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Forum Financial Management, LP | History | No change | 12,058 | 124 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| CWS Financial Advisors, LLC | History | No change | 11,955 | 123 | 0.03% | 0.03% | 107 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| MAI Capital Management | History | Added to | 11,077 | 114 | 0.0% | 0.0% | 108 | +1,500 | 15.66% | Q2 2026 | Aug 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 10,971 | 113 | 0.0% | 0.0% | 109 | -1,260 | -10.3% | Q2 2026 | Aug 07, 2026 |
| ACCREDITED INVESTOR SERVICES, LLC | History | New | 10,767 | 110 | 0.06% | — | 110 | +10,767 | New | Q2 2026 | Aug 05, 2026 |
| PFG Investments, LLC | History | Reduced | 10,384 | 106 | 0.0% | 0.01% | 111 | -14,154 | -57.68% | Q2 2026 | Jul 23, 2026 |
| PW Nova Financial Services LLC | History | No change | 10,315 | 106 | 0.02% | 0.03% | 112 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| PKS Advisory Services, LLC | History | New | 10,115 | 104 | 0.02% | — | 114 | +10,115 | New | Q2 2026 | Aug 04, 2026 |
| Stonebridge Financial Group, LLC/CA | History | New | 10,105 | 104 | 0.01% | — | 115 | +10,105 | New | Q2 2026 | Aug 13, 2026 |
| US BANCORP \DE\ | History | No change | 10,127 | 104 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 8,185 | 84 | 0.0% | 0.0% | 116 | +1,345 | 19.66% | Q2 2026 | Aug 13, 2026 |
| IFP Advisors, Inc | History | No change | 7,610 | 78 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Added to | 6,316 | 65 | 0.01% | 0.01% | 118 | +593 | 10.36% | Q2 2026 | Aug 07, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 4,653 | 47 | 0.0% | 0.0% | 119 | +38 | 0.82% | Q2 2026 | Aug 12, 2026 |
| CWM, LLC | History | No change | 4,432 | 45 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 2,727 | 28 | 0.0% | 0.0% | 121 | +272 | 11.08% | Q2 2026 | Aug 05, 2026 |
| WPG Advisers, LLC | History | Added to | 2,530 | 26 | 0.02% | 0.02% | 122 | +273 | 12.1% | Q2 2026 | Aug 05, 2026 |
| Larson Financial Group LLC | History | No change | 2,076 | 21 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 2,046 | 21 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 1,400 | 14 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | New | 1,253 | 12 | 0.0% | — | 126 | +1,253 | New | Q2 2026 | Aug 12, 2026 |
| TRUST CO OF VERMONT | History | New | 1,000 | 10 | 0.0% | — | 129 | +1,000 | New | Q2 2026 | Aug 07, 2026 |
| SHP Wealth Management | History | New | 1,000 | 10 | 0.0% | — | 130 | +1,000 | New | Q2 2026 | Aug 11, 2026 |
| Luken Investment Analytics, LLC | History | No change | 1,000 | 10 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Robbins Farley | History | No change | 1,000 | 10 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Financial Gravity Companies, Inc. | History | New | 840 | 8 | 0.0% | — | 133 | +840 | New | Q2 2026 | Aug 05, 2026 |
| Financial Gravity Asset Management, Inc. | History | No change | 840 | 8 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Spire Wealth Management | History | No change | 800 | 8 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Arax Advisory Partners | History | New | 583 | 6 | 0.0% | — | 134 | +583 | New | Q2 2026 | Aug 10, 2026 |
| PRIVATE TRUST CO NA | History | No change | 549 | 5 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Daytona Street Capital LLC | History | No change | 400 | 4 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| BOYD WATTERSON ASSET MANAGEMENT LLC/OH | History | No change | 350 | 3 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| TSFG, LLC | History | No change | 171 | 2 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 270 | 2 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| JFS WEALTH ADVISORS, LLC | History | New | 188 | 1 | 0.0% | — | 142 | +188 | New | Q2 2026 | Jul 10, 2026 |
| TOUNJIAN ADVISORY PARTNERS, LLC | History | New | 120 | 1 | 0.0% | — | 143 | +120 | New | Q2 2026 | Aug 07, 2026 |
| NBT BANK, N.A. | History | No change | 175 | 1 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 144 | 1 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Buska Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -18,407 | -100.0% | Q2 2026 | Jul 10, 2026 |
| COMMERCE BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -18,217 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Belpointe Asset Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,858 | -100.0% | Q2 2026 | Jul 31, 2026 |
| Focus Partners Wealth | History | Closed out | 0 | 0 | — | 0.0% | — | -14,500 | -100.0% | Q2 2026 | Aug 12, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -13,780 | -100.0% | Q2 2026 | Aug 14, 2026 |
| SMITH SHELLNUT WILSON LLC /ADV | History | Closed out | 0 | 0 | — | 0.05% | — | -10,522 | -100.0% | Q2 2026 | Aug 03, 2026 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -10,270 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Financial Management Professionals, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,561 | -100.0% | Q2 2026 | Jul 09, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,075 | -100.0% | Q2 2026 | Jul 30, 2026 |
| Ascentis Independent Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -800 | -100.0% | Q2 2026 | Aug 04, 2026 |
| HUNTINGTON NATIONAL BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -702 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Allworth Financial LP | History | Reduced | 4 | 0 | — | 0.0% | — | -287 | -98.63% | Q2 2026 | Aug 11, 2026 |
| JPMORGAN CHASE & CO | History | New | 13 | 0 | — | — | — | +13 | New | Q2 2026 | Aug 12, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | — | — | -11 | -100.0% | Q2 2026 | Aug 11, 2026 |
| ASSETMARK, INC | History | No change | 44 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Fourth Dimension Wealth, LLC | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |