BlackRock Resources & Commodities Strategy Trust - BCX
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 27 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | History | Added to | 4,101,251 | 45,031 | 0.01% | 0.01% | 1 | +87,072 | 2.17% | Q4 2025 | Feb 13, 2026 |
| MORGAN STANLEY | History | Added to | 3,992,507 | 43,837 | 0.0% | 0.0% | 2 | +800,982 | 25.1% | Q4 2025 | Feb 13, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | Added to | 2,955,887 | 32,455 | 0.05% | 0.03% | 3 | +474,942 | 19.14% | Q4 2025 | Feb 17, 2026 |
| 180 WEALTH ADVISORS, LLC | History | Added to | 1,005,098 | 11,035 | 1.26% | 1.08% | 4 | +130,100 | 14.87% | Q4 2025 | Jan 09, 2026 |
| Allspring Global Investments Holdings, LLC | History | Added to | 954,111 | 10,476 | 0.02% | 0.01% | 5 | +193,587 | 25.45% | Q4 2025 | Jan 15, 2026 |
| Invesco Ltd. | History | Reduced | 897,860 | 9,858 | 0.0% | 0.0% | 6 | -204,790 | -18.57% | Q4 2025 | Feb 19, 2026 |
| ROYAL BANK OF CANADA | History | New | 762,547 | 8,373 | 0.0% | — | 7 | +762,547 | New | Q4 2025 | Feb 17, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 761,018 | 8,355 | 0.0% | 0.0% | 8 | +229,715 | 43.24% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 720,706 | 7,913 | 0.0% | 0.0% | 9 | +34,172 | 4.98% | Q4 2025 | Feb 11, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 699,227 | 7,677 | 0.0% | 0.0% | 10 | -8,831 | -1.25% | Q4 2025 | Feb 18, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Reduced | 618,455 | 6,790 | 0.32% | 0.46% | 11 | -177,355 | -22.29% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 567,721 | 6,233 | 0.0% | 0.0% | 12 | -50,855 | -8.22% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 460,457 | 5,055 | 0.01% | 0.01% | 13 | -15,106 | -3.18% | Q4 2025 | Feb 12, 2026 |
| Intellectus Partners, LLC | History | Added to | 364,275 | 3,999 | 0.77% | 0.7% | 14 | +7,800 | 2.19% | Q4 2025 | Feb 10, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | Reduced | 338,191 | 3,713 | 0.28% | 0.28% | 15 | -33,704 | -9.06% | Q4 2025 | Feb 13, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 310,664 | 3,411 | 0.0% | 0.0% | 16 | -13,962 | -4.3% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Added to | 254,867 | 2,798 | 0.0% | 0.0% | 17 | +50,706 | 24.84% | Q4 2025 | Jan 29, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 231,109 | 2,537 | 0.0% | 0.0% | 18 | +2,505 | 1.1% | Q4 2025 | Feb 17, 2026 |
| Canal Insurance CO | History | No change | 204,174 | 2,242 | 0.54% | 0.44% | 19 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| TrueMark Investments, LLC | History | Added to | 129,755 | 1,424 | 0.27% | 0.22% | 20 | +3,190 | 2.52% | Q4 2025 | Jan 14, 2026 |
| Creative Planning | History | Added to | 125,290 | 1,375 | 0.0% | 0.0% | 21 | +12,846 | 11.42% | Q4 2025 | Feb 17, 2026 |
| 44 WEALTH MANAGEMENT LLC | History | No change | 122,350 | 1,343 | 0.45% | 0.42% | 22 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 109,301 | 1,200 | 0.02% | 0.01% | 23 | +12,617 | 13.05% | Q4 2025 | Feb 02, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 96,497 | 1,059 | 0.01% | 0.01% | 24 | +21,334 | 28.38% | Q4 2025 | Feb 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 87,406 | 959 | 0.01% | 0.0% | 25 | +2,224 | 2.61% | Q4 2025 | Feb 12, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 86,895 | 954 | 0.01% | 0.01% | 26 | +1,883 | 2.21% | Q4 2025 | Jan 23, 2026 |
| Private Advisor Group, LLC | History | Added to | 86,824 | 953 | 0.0% | 0.0% | 27 | +20,525 | 30.96% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Added to | 77,694 | 853 | 0.0% | 0.0% | 28 | +1,592 | 2.09% | Q4 2025 | Feb 17, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | New | 77,098 | 846 | 0.05% | — | 29 | +77,098 | New | Q4 2025 | Feb 17, 2026 |
| INGALLS & SNYDER LLC | History | No change | 76,850 | 844 | 0.03% | 0.03% | 30 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Samalin Investment Counsel, LLC | History | Added to | 74,666 | 819 | 0.29% | 0.23% | 31 | +7,519 | 11.2% | Q4 2025 | Jan 30, 2026 |
| Stolper Co | History | Added to | 70,191 | 771 | 0.23% | 0.21% | 32 | +840 | 1.21% | Q4 2025 | Jan 12, 2026 |
| AlphaCore Capital LLC | History | Added to | 67,404 | 740 | 0.02% | 0.02% | 33 | +15,811 | 30.65% | Q4 2025 | Feb 05, 2026 |
| RB Capital Management, LLC | History | Reduced | 62,186 | 682 | 0.14% | 0.13% | 34 | -105 | -0.17% | Q4 2025 | Feb 03, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 61,101 | 670 | 0.0% | 0.0% | 35 | +4,185 | 7.35% | Q4 2025 | Feb 13, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 59,734 | 655 | 0.0% | 0.0% | 36 | -1,252 | -2.05% | Q4 2025 | Feb 18, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 57,219 | 628 | 0.03% | 0.04% | 37 | -5,541 | -8.83% | Q4 2025 | Jan 26, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 52,878 | 580 | 0.04% | 0.04% | 38 | -1,071 | -1.99% | Q4 2025 | Feb 03, 2026 |
| Triumph Capital Management | History | Reduced | 49,853 | 547 | 0.12% | 0.22% | 39 | -31,120 | -38.43% | Q4 2025 | Feb 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 48,856 | 536 | 0.0% | 0.0% | 40 | -4,027 | -7.61% | Q4 2025 | Feb 05, 2026 |
| Mariner, LLC | History | Added to | 48,607 | 533 | 0.0% | 0.0% | 41 | +6,924 | 16.61% | Q4 2025 | Feb 13, 2026 |
| Pasadena Private Wealth, LLC | History | Added to | 48,359 | 530 | 0.07% | 0.06% | 42 | +4,049 | 9.14% | Q4 2025 | Feb 10, 2026 |
| Abel Hall, LLC | History | No change | 48,000 | 527 | 0.12% | 0.2% | 43 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| MONECO ADVISORS, LLC | History | Reduced | 46,613 | 511 | 0.04% | 0.04% | 44 | -3,394 | -6.79% | Q4 2025 | Feb 04, 2026 |
| Waverly Advisors, LLC | History | Reduced | 45,631 | 501 | 0.0% | 0.0% | 45 | -422 | -0.92% | Q4 2025 | Feb 17, 2026 |
| Independent Wealth Network Inc. | History | Added to | 43,735 | 480 | 0.15% | 0.13% | 46 | +3,618 | 9.02% | Q4 2025 | Jan 26, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 39,361 | 432 | 0.01% | 0.01% | 47 | +200 | 0.51% | Q4 2025 | Feb 11, 2026 |
| Investment Partners Asset Management, Inc. | History | Reduced | 36,913 | 405 | 0.25% | 0.25% | 48 | -10 | -0.03% | Q4 2025 | Jan 15, 2026 |
| HighTower Advisors, LLC | History | Added to | 34,403 | 377 | 0.0% | 0.0% | 49 | +10,000 | 40.98% | Q4 2025 | Feb 06, 2026 |
| FIDUCIARY FINANCIAL GROUP, LLC | History | Reduced | 33,721 | 370 | 0.05% | 0.05% | 50 | -71 | -0.21% | Q4 2025 | Jan 12, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 33,316 | 366 | 0.0% | 0.0% | 51 | +6,701 | 25.18% | Q4 2025 | Feb 11, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 32,979 | 362 | 0.0% | 0.0% | 52 | -28,518 | -46.37% | Q4 2025 | Feb 12, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 29,891 | 328 | 0.01% | 0.01% | 53 | -2,010 | -6.3% | Q4 2025 | Jan 13, 2026 |
| STEPHENS INC /AR/ | History | Reduced | 28,169 | 309 | 0.0% | 0.0% | 54 | -4,707 | -14.32% | Q4 2025 | Feb 05, 2026 |
| &PARTNERS | History | Added to | 27,450 | 301 | 0.0% | 0.0% | 55 | +15,638 | 132.39% | Q4 2025 | Feb 17, 2026 |
| Huntleigh Advisors, Inc. | History | Added to | 27,262 | 299 | 0.05% | 0.05% | 56 | +42 | 0.15% | Q4 2025 | Jan 29, 2026 |
| DECISION INVESTMENTS, INC | History | New | 26,226 | 287 | 0.31% | — | 57 | +26,226 | New | Q4 2025 | Feb 17, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 25,802 | 283 | 0.17% | — | 58 | +25,802 | New | Q4 2025 | Feb 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 25,255 | 277 | 0.0% | 0.0% | 59 | -195 | -0.77% | Q4 2025 | Feb 10, 2026 |
| HRT FINANCIAL LP | History | New | 22,174 | 243 | 0.0% | — | 60 | +22,174 | New | Q4 2025 | Feb 12, 2026 |
| CITIZENS FINANCIAL GROUP INC/RI | History | No change | 20,989 | 230 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| CHOREO, LLC | History | Added to | 20,299 | 225 | 0.0% | 0.0% | 62 | +2,112 | 11.61% | Q4 2025 | Jan 23, 2026 |
| Leisure Capital Management | History | No change | 20,000 | 219 | 0.07% | 0.07% | 63 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Global Retirement Partners, LLC | History | Added to | 19,913 | 218 | 0.0% | 0.0% | 64 | +17,598 | 760.17% | Q4 2025 | Feb 06, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 19,556 | 214 | 0.01% | 0.01% | 65 | +4,448 | 29.44% | Q4 2025 | Feb 13, 2026 |
| Merit Financial Group, LLC | History | Added to | 19,451 | 213 | 0.0% | 0.0% | 66 | +7,910 | 68.54% | Q4 2025 | Jan 26, 2026 |
| CWM, LLC | History | Added to | 17,109 | 188 | 0.0% | 0.0% | 67 | +11,782 | 221.18% | Q4 2025 | Jan 26, 2026 |
| Jaffetilchin Investment Partners, LLC | History | New | 16,834 | 184 | 0.01% | — | 68 | +16,834 | New | Q4 2025 | Jan 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 16,142 | 184 | 0.0% | 0.0% | 69 | +3,228 | 25.0% | Q4 2025 | Jan 08, 2026 |
| GWN SECURITIES INC. | History | No change | 16,169 | 177 | 0.04% | 0.04% | 70 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | No change | 15,123 | 166 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| COMERICA BANK | History | Reduced | 14,878 | 163 | 0.0% | 0.0% | 72 | -9,147 | -38.07% | Q4 2025 | Jan 29, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 14,745 | 161 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 14,688 | 161 | 0.01% | 0.01% | 74 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Creekside Partners | History | Added to | 14,641 | 160 | 0.07% | 0.06% | 75 | +292 | 2.03% | Q4 2025 | Feb 13, 2026 |
| San Luis Wealth Advisors LLC | History | No change | 14,293 | 156 | 0.03% | 0.03% | 76 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Stockman Wealth Management, Inc. | History | No change | 13,595 | 149 | 0.02% | 0.02% | 77 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Reduced | 12,996 | 142 | 0.02% | 0.02% | 78 | -2,880 | -18.14% | Q4 2025 | Feb 09, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 12,779 | 140 | 0.0% | 0.0% | 79 | -13,430 | -51.24% | Q4 2025 | Feb 17, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | New | 12,449 | 136 | 0.01% | — | 80 | +12,449 | New | Q4 2025 | Jan 23, 2026 |
| Live Oak Private Wealth LLC | History | No change | 11,709 | 128 | 0.02% | 0.02% | 81 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 11,498 | 126 | 0.0% | 0.0% | 82 | +60 | 0.52% | Q4 2025 | Feb 13, 2026 |
| Octavia Wealth Advisors, LLC | History | No change | 11,399 | 125 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Post Resch Tallon Group Inc. | History | Reduced | 11,275 | 123 | 0.1% | 0.12% | 84 | -2,250 | -16.64% | Q4 2025 | Jan 09, 2026 |
| Moors & Cabot, Inc. | History | Reduced | 10,205 | 112 | 0.0% | 0.01% | 85 | -1,195 | -10.48% | Q4 2025 | Feb 10, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | New | 10,000 | 109 | 0.0% | — | 86 | +10,000 | New | Q4 2025 | Feb 17, 2026 |
| Strategic Advisors LLC | History | No change | 10,000 | 109 | 0.02% | 0.02% | 87 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 5,616 | 61 | 0.01% | — | 88 | +5,616 | New | Q4 2025 | Feb 13, 2026 |
| Allworth Financial LP | History | New | 5,000 | 54 | 0.0% | — | 89 | +5,000 | New | Q4 2025 | Feb 05, 2026 |
| NBC SECURITIES, INC. | History | Added to | 4,739 | 52 | 0.0% | 0.0% | 90 | +28 | 0.59% | Q4 2025 | Jan 29, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 4,115 | 45 | 0.0% | 0.0% | 91 | -4,647 | -53.04% | Q4 2025 | Mar 16, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 3,891 | 42 | 0.0% | — | 92 | +3,891 | New | Q4 2025 | Feb 09, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 3,687 | 40 | 0.0% | 0.0% | 93 | +1,059 | 40.3% | Q4 2025 | Jan 20, 2026 |
| MAI Capital Management | History | No change | 3,500 | 38 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Advocate Investing Services LLC | History | New | 3,200 | 35 | 0.03% | — | 95 | +3,200 | New | Q4 2025 | Feb 12, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 3,149 | 34 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Farmers & Merchants Trust Co of Chambersburg PA | History | No change | 3,000 | 33 | 0.01% | 0.01% | 97 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| IFP Advisors, Inc | History | New | 2,777 | 30 | 0.0% | — | 98 | +2,777 | New | Q4 2025 | Feb 06, 2026 |
| US BANCORP \DE\ | History | New | 2,722 | 29 | 0.0% | — | 99 | +2,722 | New | Q4 2025 | Jan 30, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 2,496 | 27 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| WPG Advisers, LLC | History | Added to | 2,210 | 24 | 0.02% | 0.01% | 102 | +349 | 18.75% | Q4 2025 | Jan 28, 2026 |
| CIBC Private Wealth Group LLC | History | Added to | 2,249 | 24 | 0.0% | 0.0% | 101 | +39 | 1.76% | Q4 2025 | Feb 12, 2026 |
| Lloyd Advisory Services, LLC. | History | New | 2,014 | 22 | 0.01% | — | 103 | +2,014 | New | Q4 2025 | Feb 06, 2026 |
| SOA Wealth Advisors, LLC. | History | Added to | 1,863 | 20 | 0.0% | 0.0% | 104 | +37 | 2.03% | Q4 2025 | Jan 20, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 1,584 | 17 | 0.0% | 0.0% | 105 | +84 | 5.6% | Q4 2025 | Feb 10, 2026 |
| Spire Wealth Management | History | Added to | 1,510 | 16 | 0.0% | 0.0% | 106 | +30 | 2.03% | Q4 2025 | Jan 14, 2026 |
| Aventura Private Wealth, LLC | History | No change | 1,170 | 12 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 1,063 | 11 | 0.0% | — | 108 | +1,063 | New | Q4 2025 | Feb 17, 2026 |
| FIFTH THIRD BANCORP | History | No change | 1,000 | 10 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 1,000 | 10 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Mountain Hill Investment Partners Corp. | History | No change | 1,000 | 10 | 0.01% | 0.01% | 111 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Bradley & Co. Private Wealth Management, LLC | History | No change | 848 | 9 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Geneos Wealth Management Inc. | History | No change | 642 | 7 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Motiv8 Investments LLC | History | New | 452 | 5 | 0.0% | — | 114 | +452 | New | Q4 2025 | Feb 13, 2026 |
| ASSETMARK, INC | History | No change | 433 | 4 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Sound Income Strategies, LLC | History | No change | 412 | 4 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| BAYBAN | History | New | 264 | 2 | 0.0% | — | 118 | +264 | New | Q4 2025 | Mar 05, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 255 | 2 | 0.0% | 0.0% | 117 | -245 | -49.0% | Q4 2025 | Feb 17, 2026 |
| Bogart Wealth, LLC | History | Added to | 144 | 1 | 0.0% | 0.0% | 119 | +3 | 2.13% | Q4 2025 | Jan 30, 2026 |
| Saba Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.35% | — | -1,260,680 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SIT INVESTMENT ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.11% | — | -528,897 | -100.0% | Q3 2025 | Nov 13, 2025 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -147,166 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -20,648 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -18,310 | -100.0% | Q3 2025 | Nov 14, 2025 |
| PARK AVENUE SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,220 | -100.0% | Q3 2025 | Oct 23, 2025 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,827 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Sanctuary Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,318 | -100.0% | Q3 2025 | Jan 13, 2026 |
| NWF Advisory Services Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -11,577 | -100.0% | Q3 2025 | Oct 31, 2025 |
| FourThought Financial Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,435 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Arlington Trust Co LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -10,341 | -100.0% | Q3 2025 | Oct 28, 2025 |
| Wealthspire Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,538 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CURIO WEALTH, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,532 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,300 | -100.0% | Q3 2025 | Nov 18, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -304 | -100.0% | Q3 2025 | Nov 03, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -170 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Tower Research Capital LLC (TRC) | History | New | 28 | 0 | — | — | — | +28 | New | Q4 2025 | Feb 17, 2026 |
| Laurel Wealth Advisors LLC | History | New | 28 | 0 | — | — | — | +28 | New | Q4 2025 | Jan 30, 2026 |
| HighMark Wealth Management LLC | History | Added to | 51 | 0 | — | — | — | +1 | 2.0% | Q4 2025 | Feb 05, 2026 |
| Arax Advisory Partners | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |