BlackRock Resources & Commodities Strategy Trust - BCX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | History | Reduced | 3,956,642 | 47,677 | 0.01% | 0.01% | 1 | -144,609 | -3.53% | Q1 2026 | May 11, 2026 |
| MORGAN STANLEY | History | Reduced | 3,755,015 | 45,247 | 0.0% | 0.0% | 2 | -237,492 | -5.95% | Q1 2026 | May 15, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | Reduced | 2,943,798 | 35,472 | 0.06% | 0.05% | 3 | -12,089 | -0.41% | Q1 2026 | May 15, 2026 |
| 180 WEALTH ADVISORS, LLC | History | Added to | 1,080,074 | 13,014 | 1.48% | 1.26% | 4 | +74,976 | 7.46% | Q1 2026 | May 01, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 795,204 | 9,582 | 0.0% | 0.0% | 5 | +95,977 | 13.73% | Q1 2026 | May 14, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 790,271 | 9,523 | 0.0% | 0.0% | 6 | +27,724 | 3.64% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 760,939 | 9,169 | 0.0% | 0.0% | 7 | +40,233 | 5.58% | Q1 2026 | May 06, 2026 |
| Invesco Ltd. | History | Reduced | 752,608 | 9,068 | 0.0% | 0.0% | 8 | -145,252 | -16.18% | Q1 2026 | May 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 739,951 | 8,895 | 0.0% | 0.0% | 9 | -21,067 | -2.77% | Q1 2026 | May 15, 2026 |
| Allspring Global Investments Holdings, LLC | History | Reduced | 661,046 | 7,965 | 0.01% | 0.02% | 10 | -293,065 | -30.72% | Q1 2026 | May 05, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 517,765 | 6,239 | 0.0% | 0.0% | 11 | -49,956 | -8.8% | Q1 2026 | May 15, 2026 |
| TTP Investments, Inc. | History | New | 487,460 | 5,873 | 2.45% | — | 12 | +487,460 | New | Q1 2026 | Apr 16, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 460,069 | 5,543 | 0.01% | 0.01% | 13 | -388 | -0.08% | Q1 2026 | Apr 27, 2026 |
| Intellectus Partners, LLC | History | Reduced | 323,238 | 3,895 | 0.8% | 0.77% | 14 | -41,037 | -11.27% | Q1 2026 | Apr 10, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 309,532 | 3,729 | 0.0% | 0.0% | 15 | -1,132 | -0.36% | Q1 2026 | May 12, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 284,489 | 3,428 | 0.04% | 0.02% | 16 | +175,188 | 160.28% | Q1 2026 | Apr 23, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 229,355 | 2,763 | 0.01% | 0.01% | 17 | +141,949 | 162.4% | Q1 2026 | May 08, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | New | 216,752 | 2,611 | 0.89% | — | 18 | +216,752 | New | Q1 2026 | May 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 213,401 | 2,571 | 0.0% | 0.0% | 19 | -17,708 | -7.66% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 209,517 | 2,524 | 0.0% | 0.0% | 20 | -45,350 | -17.79% | Q1 2026 | May 05, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 205,083 | 2,471 | 0.02% | — | 21 | +205,083 | New | Q1 2026 | May 04, 2026 |
| Canal Insurance CO | History | No change | 204,174 | 2,460 | 0.53% | 0.54% | 22 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 143,666 | 1,731 | 0.01% | 0.0% | 23 | +132,168 | 1149.49% | Q1 2026 | Apr 30, 2026 |
| Creative Planning | History | Added to | 129,119 | 1,555 | 0.0% | 0.0% | 24 | +3,829 | 3.06% | Q1 2026 | May 12, 2026 |
| 44 WEALTH MANAGEMENT LLC | History | Reduced | 120,337 | 1,450 | 0.51% | 0.45% | 25 | -2,013 | -1.65% | Q1 2026 | May 15, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 113,132 | 1,363 | 0.01% | 0.01% | 26 | +16,635 | 17.24% | Q1 2026 | May 15, 2026 |
| INGALLS & SNYDER LLC | History | Added to | 105,850 | 1,275 | 0.05% | 0.03% | 27 | +29,000 | 37.74% | Q1 2026 | May 13, 2026 |
| Z3 Capital Partners, LLC | History | Added to | 95,588 | 1,151 | 0.29% | 0.25% | 28 | +655 | 0.69% | Q1 2026 | May 07, 2026 |
| Cetera Investment Advisers | History | Added to | 83,934 | 1,011 | 0.0% | 0.0% | 29 | +6,240 | 8.03% | Q1 2026 | May 13, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 81,312 | 993 | 0.01% | 0.01% | 30 | -5,583 | -6.42% | Q1 2026 | Apr 07, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Reduced | 77,052 | 928 | 0.05% | 0.05% | 31 | -46 | -0.06% | Q1 2026 | Apr 16, 2026 |
| AlphaCore Capital LLC | History | Added to | 68,160 | 821 | 0.02% | 0.02% | 32 | +756 | 1.12% | Q1 2026 | May 15, 2026 |
| RB Capital Management, LLC | History | Added to | 67,533 | 813 | 0.17% | 0.14% | 33 | +5,347 | 8.6% | Q1 2026 | May 14, 2026 |
| NewEdge Advisors, LLC | History | Added to | 63,885 | 769 | 0.0% | 0.0% | 34 | +4,151 | 6.95% | Q1 2026 | Jun 02, 2026 |
| Mariner, LLC | History | Added to | 63,434 | 762 | 0.0% | 0.0% | 35 | +14,827 | 30.5% | Q1 2026 | May 13, 2026 |
| Private Advisor Group, LLC | History | Reduced | 61,269 | 738 | 0.0% | 0.0% | 36 | -25,555 | -29.43% | Q1 2026 | Apr 24, 2026 |
| FIRST TRUST ADVISORS LP | History | Reduced | 61,087 | 736 | 0.0% | 0.0% | 37 | -14 | -0.02% | Q1 2026 | May 13, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 58,246 | 701 | 0.04% | 0.03% | 38 | +1,027 | 1.79% | Q1 2026 | Apr 15, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 57,062 | 687 | 0.24% | 0.29% | 39 | -17,604 | -23.58% | Q1 2026 | Apr 22, 2026 |
| Stolper Co | History | Reduced | 18,786 | 683 | 0.19% | 0.23% | 40 | -51,405 | -73.24% | Q1 2026 | Apr 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 52,878 | 646 | 0.04% | 0.04% | 41 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| MONECO ADVISORS, LLC | History | Added to | 49,536 | 596 | 0.05% | 0.04% | 42 | +2,923 | 6.27% | Q1 2026 | May 07, 2026 |
| Waverly Advisors, LLC | History | Added to | 48,454 | 583 | 0.0% | 0.0% | 43 | +2,823 | 6.19% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 47,939 | 578 | 0.0% | 0.0% | 44 | -917 | -1.88% | Q1 2026 | Apr 30, 2026 |
| Abel Hall, LLC | History | No change | 48,000 | 578 | 0.12% | 0.12% | 45 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Pasadena Private Wealth, LLC | History | Reduced | 46,738 | 563 | 0.08% | 0.07% | 46 | -1,621 | -3.35% | Q1 2026 | Apr 22, 2026 |
| Triumph Capital Management | History | Reduced | 44,811 | 539 | 0.11% | 0.12% | 47 | -5,042 | -10.11% | Q1 2026 | May 13, 2026 |
| Navis Wealth Advisors, LLC | History | New | 40,683 | 490 | 0.25% | — | 48 | +40,683 | New | Q1 2026 | May 15, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | Reduced | 40,263 | 485 | 0.04% | 0.28% | 49 | -297,928 | -88.09% | Q1 2026 | May 15, 2026 |
| XTX Topco Ltd | History | New | 39,276 | 473 | 0.01% | — | 50 | +39,276 | New | Q1 2026 | May 15, 2026 |
| FIDUCIARY FINANCIAL GROUP, LLC | History | Added to | 35,538 | 428 | 0.06% | 0.05% | 51 | +1,817 | 5.39% | Q1 2026 | Apr 13, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 34,980 | 421 | 0.01% | 0.01% | 52 | -150 | -0.43% | Q1 2026 | May 15, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | Added to | 33,773 | 406 | 0.03% | 0.01% | 53 | +21,324 | 171.29% | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 33,509 | 403 | 0.0% | 0.0% | 54 | +8,254 | 32.68% | Q1 2026 | May 04, 2026 |
| HighTower Advisors, LLC | History | Reduced | 33,047 | 398 | 0.0% | 0.0% | 55 | -1,356 | -3.94% | Q1 2026 | May 05, 2026 |
| Huntleigh Advisors, Inc. | History | Added to | 32,797 | 395 | 0.07% | 0.05% | 56 | +5,535 | 20.3% | Q1 2026 | Apr 21, 2026 |
| &PARTNERS | History | Added to | 31,733 | 382 | 0.0% | 0.0% | 57 | +4,283 | 15.6% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 30,201 | 364 | 0.0% | 0.0% | 58 | -3,115 | -9.35% | Q1 2026 | Apr 22, 2026 |
| Investment Partners Asset Management, Inc. | History | Reduced | 29,738 | 358 | 0.22% | 0.25% | 59 | -7,175 | -19.44% | Q1 2026 | Apr 07, 2026 |
| PRINCIPAL SECURITIES, INC. | History | New | 26,997 | 325 | 0.0% | — | 60 | +26,997 | New | Q1 2026 | May 13, 2026 |
| DECISION INVESTMENTS, INC | History | Reduced | 26,126 | 314 | 0.36% | 0.31% | 61 | -100 | -0.38% | Q1 2026 | Apr 21, 2026 |
| Closed-End Fund Advisors, Inc. | History | No change | 25,802 | 310 | 0.32% | 0.17% | 62 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Jaffetilchin Investment Partners, LLC | History | Added to | 25,271 | 304 | 0.02% | 0.01% | 63 | +8,437 | 50.12% | Q1 2026 | May 13, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 24,008 | 289 | 0.01% | 0.01% | 64 | -5,883 | -19.68% | Q1 2026 | Apr 07, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 23,674 | 285 | 0.0% | 0.0% | 65 | +22,674 | 2267.4% | Q1 2026 | May 01, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 22,360 | 269 | 0.0% | 0.0% | 66 | -10,619 | -32.2% | Q1 2026 | May 12, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 21,681 | 261 | 0.01% | 0.01% | 68 | +2,125 | 10.87% | Q1 2026 | May 14, 2026 |
| CHOREO, LLC | History | Added to | 21,732 | 261 | 0.0% | 0.0% | 67 | +1,433 | 7.06% | Q1 2026 | May 12, 2026 |
| CITIZENS FINANCIAL GROUP INC/RI | History | No change | 20,989 | 252 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 20,441 | 251 | 0.0% | 0.0% | 70 | +4,299 | 26.63% | Q1 2026 | Apr 08, 2026 |
| Leisure Capital Management | History | No change | 20,000 | 241 | 0.08% | 0.07% | 71 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| STEPHENS INC /AR/ | History | Reduced | 18,516 | 223 | 0.0% | 0.0% | 72 | -9,653 | -34.27% | Q1 2026 | Apr 28, 2026 |
| CWM, LLC | History | Added to | 18,256 | 219 | 0.0% | 0.0% | 73 | +1,147 | 6.7% | Q1 2026 | May 14, 2026 |
| Global Retirement Partners, LLC | History | No change | 19,913 | 218 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| M&T BANK CORP | History | New | 18,000 | 216 | 0.0% | — | 75 | +18,000 | New | Q1 2026 | May 12, 2026 |
| Alessandra Capital Management, LLC | History | Added to | 17,200 | 207 | 0.18% | 0.16% | 76 | +1,000 | 6.17% | Q1 2026 | Apr 30, 2026 |
| PARK AVENUE SECURITIES LLC | History | New | 16,467 | 198 | 0.0% | — | 77 | +16,467 | New | Q1 2026 | Apr 07, 2026 |
| GWN SECURITIES INC. | History | No change | 16,169 | 194 | 0.04% | 0.04% | 78 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Merit Financial Group, LLC | History | Reduced | 15,551 | 187 | 0.0% | 0.0% | 79 | -3,900 | -20.05% | Q1 2026 | Apr 15, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | New | 14,900 | 179 | 0.0% | — | 81 | +14,900 | New | Q1 2026 | May 15, 2026 |
| Creekside Partners | History | Added to | 14,882 | 179 | 0.07% | 0.07% | 80 | +241 | 1.65% | Q1 2026 | Apr 21, 2026 |
| Concorde Asset Management, LLC | History | New | 14,700 | 177 | 0.09% | — | 82 | +14,700 | New | Q1 2026 | Jun 01, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 14,688 | 176 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| San Luis Wealth Advisors LLC | History | No change | 14,293 | 172 | 0.03% | 0.03% | 84 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 14,122 | 170 | 0.0% | 0.0% | 85 | -1,001 | -6.62% | Q1 2026 | Apr 20, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | New | 13,738 | 165 | 0.02% | — | 86 | +13,738 | New | Q1 2026 | May 05, 2026 |
| COMERICA BANK | History | No change | 14,878 | 163 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Stockman Wealth Management, Inc. | History | No change | 13,595 | 163 | 0.02% | 0.02% | 88 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 13,254 | 159 | 0.0% | 0.0% | 89 | -1,491 | -10.11% | Q1 2026 | Apr 28, 2026 |
| Cerity Partners LLC | History | New | 12,765 | 153 | 0.0% | — | 90 | +12,765 | New | Q1 2026 | May 15, 2026 |
| Live Oak Private Wealth LLC | History | No change | 11,709 | 141 | 0.02% | 0.02% | 91 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Octavia Wealth Advisors, LLC | History | No change | 11,399 | 137 | 0.01% | 0.01% | 92 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Post Resch Tallon Group Inc. | History | No change | 11,275 | 137 | 0.11% | 0.1% | 93 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Moors & Cabot, Inc. | History | No change | 10,205 | 122 | 0.01% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Strategic Advisors LLC | History | No change | 10,000 | 120 | 0.02% | 0.02% | 95 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| SUMMIT SECURITIES GROUP LLC | History | New | 9,875 | 118 | 0.01% | — | 96 | +9,875 | New | Q1 2026 | Apr 30, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Reduced | 7,045 | 84 | 0.01% | 0.02% | 97 | -5,951 | -45.79% | Q1 2026 | May 11, 2026 |
| Allworth Financial LP | History | Added to | 5,550 | 66 | 0.0% | 0.0% | 98 | +550 | 11.0% | Q1 2026 | May 14, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 4,885 | 58 | 0.01% | 0.01% | 99 | -731 | -13.02% | Q1 2026 | May 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 4,799 | 57 | 0.0% | 0.0% | 100 | +908 | 23.34% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 4,212 | 50 | 0.0% | 0.0% | 101 | +97 | 2.36% | Q1 2026 | May 14, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 3,748 | 45 | 0.0% | 0.0% | 102 | +61 | 1.65% | Q1 2026 | Apr 17, 2026 |
| MAI Capital Management | History | No change | 3,500 | 42 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Advocate Investing Services LLC | History | No change | 3,200 | 38 | 0.03% | 0.03% | 104 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 3,098 | 37 | 0.0% | 0.0% | 106 | -1,641 | -34.63% | Q1 2026 | Apr 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 3,149 | 37 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Farmers & Merchants Trust Co of Chambersburg PA | History | No change | 3,000 | 36 | 0.01% | 0.01% | 107 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| IFP Advisors, Inc | History | Added to | 2,816 | 33 | 0.0% | 0.0% | 108 | +39 | 1.4% | Q1 2026 | Apr 13, 2026 |
| US BANCORP \DE\ | History | No change | 2,722 | 32 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 2,532 | 30 | 0.0% | 0.0% | 111 | +948 | 59.85% | Q1 2026 | May 07, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 2,496 | 30 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| WPG Advisers, LLC | History | Reduced | 2,155 | 25 | 0.02% | 0.02% | 112 | -55 | -2.49% | Q1 2026 | Apr 29, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | New | 2,016 | 24 | 0.01% | — | 114 | +2,016 | New | Q1 2026 | May 13, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 2,249 | 24 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| SOA Wealth Advisors, LLC. | History | Added to | 1,894 | 22 | 0.0% | 0.0% | 115 | +31 | 1.66% | Q1 2026 | May 20, 2026 |
| Spire Wealth Management | History | Added to | 1,535 | 18 | 0.0% | 0.0% | 116 | +25 | 1.66% | Q1 2026 | Apr 22, 2026 |
| Advisory Services Network, LLC | History | New | 1,300 | 15 | 0.0% | — | 117 | +1,300 | New | Q1 2026 | May 15, 2026 |
| Aventura Private Wealth, LLC | History | No change | 1,170 | 14 | 0.01% | 0.0% | 118 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Osbon Capital Management LLC | History | New | 1,062 | 12 | 0.01% | — | 120 | +1,062 | New | Q1 2026 | May 15, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 1,000 | 12 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Bradley & Co. Private Wealth Management, LLC | History | No change | 848 | 10 | 0.01% | 0.0% | 121 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| BlackRock, Inc. | History | New | 781 | 9 | 0.0% | — | 122 | +781 | New | Q1 2026 | May 13, 2026 |
| Geneos Wealth Management Inc. | History | No change | 642 | 7 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | New | 497 | 6 | 0.0% | — | 124 | +497 | New | Q1 2026 | Apr 28, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 455 | 5 | 0.0% | 0.0% | 125 | -608 | -57.2% | Q1 2026 | May 15, 2026 |
| Western Wealth Management, LLC | History | New | 419 | 5 | 0.0% | — | 128 | +419 | New | Q1 2026 | May 19, 2026 |
| Sound Income Strategies, LLC | History | No change | 412 | 5 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Motiv8 Investments LLC | History | No change | 452 | 5 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Beaird Harris Wealth Management, LLC | History | New | 364 | 4 | 0.0% | — | 129 | +364 | New | Q1 2026 | May 14, 2026 |
| Root Financial Partners, LLC | History | New | 334 | 4 | 0.0% | — | 130 | +334 | New | Q1 2026 | Apr 24, 2026 |
| BAYBAN | History | No change | 264 | 3 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 211 | 2 | 0.0% | 0.0% | 132 | -44 | -17.25% | Q1 2026 | May 08, 2026 |
| ASSETMARK, INC | History | Reduced | 141 | 1 | 0.0% | 0.0% | 133 | -292 | -67.44% | Q1 2026 | May 06, 2026 |
| Bogart Wealth, LLC | History | Added to | 146 | 1 | 0.0% | 0.0% | 134 | +2 | 1.39% | Q1 2026 | Apr 28, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -618,455 | -100.0% | Q1 2026 | May 15, 2026 |
| TrueMark Investments, LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -129,755 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Independent Wealth Network Inc. | History | Closed out | 0 | 0 | — | 0.15% | — | -43,735 | -100.0% | Q1 2026 | Apr 20, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -39,361 | -100.0% | Q1 2026 | Apr 23, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -22,174 | -100.0% | Q1 2026 | May 14, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,779 | -100.0% | Q1 2026 | May 15, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2026 | May 14, 2026 |
| Lloyd Advisory Services, LLC. | History | Closed out | 0 | 0 | — | 0.01% | — | -2,014 | -100.0% | Q1 2026 | May 13, 2026 |
| Mountain Hill Investment Partners Corp. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,000 | -100.0% | Q1 2026 | May 01, 2026 |
| Tidemark, LLC | History | New | 64 | 0 | — | — | — | +64 | New | Q1 2026 | May 07, 2026 |
| Laurel Wealth Advisors LLC | History | Closed out | 0 | 0 | — | — | — | -28 | -100.0% | Q1 2026 | May 12, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 2 | 0 | — | — | — | -26 | -92.86% | Q1 2026 | May 15, 2026 |
| HighMark Wealth Management LLC | History | Added to | 52 | 0 | — | — | — | +1 | 1.96% | Q1 2026 | May 05, 2026 |
| Signature Resources Capital Management, LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 01, 2026 |
| Arax Advisory Partners | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |