Nuveen S&P 500 BuyWrite Income Fund - BXMX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Prosperity Wealth Management, Inc. | History | No change | 126,381 | 1,857 | 0.62% | 0.62% | 1 | 0 | 0.0% | Q4 2025 | Mar 27, 2026 |
| COMERICA BANK | History | No change | 92,980 | 1,366 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| PUFF WEALTH MANAGEMENT, LLC | History | No change | 72,819 | 1,069 | 1.38% | 1.38% | 3 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| IFP Advisors, Inc | History | Reduced | 18,947 | 284 | 0.01% | 0.01% | 4 | -10,000 | -34.55% | Q1 2026 | Apr 13, 2026 |
| Global Retirement Partners, LLC | History | No change | 4,645 | 68 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| PRIVATE TRUST CO NA | History | No change | 2,000 | 26 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| CoreFirst Bank & Trust | History | No change | 930 | 12 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q1 2026 | Jun 03, 2026 |
| Triumph Capital Management | History | Closed out | 0 | 4 | 0.0% | 0.06% | 8 | -18,132 | -100.0% | Q1 2026 | May 13, 2026 |
| Ameliora Wealth Management Ltd. | History | No change | 200 | 2 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -12,037,265 | -100.0% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,722,466 | -100.0% | Q1 2026 | May 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -1,707,328 | -100.0% | Q1 2026 | Jul 08, 2026 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,445,343 | -100.0% | Q1 2026 | May 12, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -1,433,452 | -100.0% | Q1 2026 | May 05, 2026 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.32% | — | -1,307,509 | -100.0% | Q1 2026 | May 15, 2026 |
| Allspring Global Investments Holdings, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,057,645 | -100.0% | Q1 2026 | May 05, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,051,368 | -100.0% | Q1 2026 | May 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -864,351 | -100.0% | Q1 2026 | May 15, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -688,353 | -100.0% | Q1 2026 | May 05, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -584,818 | -100.0% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -532,098 | -100.0% | Q1 2026 | Apr 30, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -461,647 | -100.0% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -451,649 | -100.0% | Q1 2026 | May 15, 2026 |
| Twelve Points Wealth Management LLC | History | Closed out | 0 | 0 | — | 1.22% | — | -366,510 | -100.0% | Q1 2026 | Apr 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -349,963 | -100.0% | Q1 2026 | Jul 17, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -326,600 | -100.0% | Q1 2026 | May 12, 2026 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -277,034 | -100.0% | Q1 2026 | Apr 22, 2026 |
| MONECO ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -246,917 | -100.0% | Q1 2026 | May 07, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -245,449 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Sage Capital Management, LLC | History | Closed out | 0 | 0 | — | 1.63% | — | -239,661 | -100.0% | Q1 2026 | Apr 15, 2026 |
| &PARTNERS | History | Closed out | 0 | 0 | — | 0.02% | — | -201,587 | -100.0% | Q1 2026 | May 15, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.09% | — | -176,905 | -100.0% | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -176,287 | -100.0% | Q1 2026 | May 04, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -175,873 | -100.0% | Q1 2026 | May 13, 2026 |
| Focus Partners Wealth | History | Closed out | 0 | 0 | — | 0.0% | — | -138,187 | -100.0% | Q1 2026 | May 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -135,519 | -100.0% | Q1 2026 | May 15, 2026 |
| LIGHTHOUSE FINANCIAL SERVICES INC /ADV | History | Closed out | 0 | 0 | — | 0.45% | — | -133,174 | -100.0% | Q1 2026 | Apr 15, 2026 |
| PARK AVENUE SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -127,179 | -100.0% | Q1 2026 | Apr 07, 2026 |
| AQR Arbitrage LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -125,210 | -100.0% | Q1 2026 | May 15, 2026 |
| NCP Inc. | History | Closed out | 0 | 0 | — | 1.48% | — | -124,716 | -100.0% | Q1 2026 | May 08, 2026 |
| TPG Advisors LLC | History | Closed out | 0 | 0 | — | 1.12% | — | -122,371 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.57% | — | -121,640 | -100.0% | Q1 2026 | May 12, 2026 |
| Richmond Investment Services, LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -113,259 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Prospera Financial Services Inc | History | Closed out | 0 | 0 | — | 0.03% | — | -106,029 | -100.0% | Q1 2026 | Apr 14, 2026 |
| Compound Planning, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -95,651 | -100.0% | Q1 2026 | May 14, 2026 |
| Shulman DeMeo Asset Management LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -94,573 | -100.0% | Q1 2026 | Apr 09, 2026 |
| ISLAY CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.77% | — | -89,516 | -100.0% | Q1 2026 | May 14, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -89,051 | -100.0% | Q1 2026 | Jun 02, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -83,340 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Moors & Cabot, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -76,618 | -100.0% | Q1 2026 | May 08, 2026 |
| Blake Schutter Theil Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.83% | — | -69,078 | -100.0% | Q1 2026 | May 04, 2026 |
| Patten Group, Inc. | History | Closed out | 0 | 0 | — | 0.18% | — | -67,086 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Advisory Advocates, LLC | History | Closed out | 0 | 0 | — | 0.9% | — | -61,900 | -100.0% | Q1 2026 | May 05, 2026 |
| SIMS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.31% | — | -60,100 | -100.0% | Q1 2026 | Apr 21, 2026 |
| Logan Stone Capital, LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -58,669 | -100.0% | Q1 2026 | May 15, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -56,216 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -52,707 | -100.0% | Q1 2026 | May 08, 2026 |
| UMB Bank, n.a. | History | Closed out | 0 | 0 | — | 0.01% | — | -51,793 | -100.0% | Q1 2026 | May 11, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -51,758 | -100.0% | Q1 2026 | May 01, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -50,737 | -100.0% | Q1 2026 | May 08, 2026 |
| Alteri Wealth LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -50,108 | -100.0% | Q1 2026 | May 06, 2026 |
| Venture Visionary Partners LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -49,679 | -100.0% | Q1 2026 | May 14, 2026 |
| GatePass Capital, LLC | History | Closed out | 0 | 0 | — | 0.35% | — | -46,000 | -100.0% | Q1 2026 | May 06, 2026 |
| D.A. DAVIDSON & CO. | History | Closed out | 0 | 0 | — | 0.0% | — | -44,517 | -100.0% | Q1 2026 | May 05, 2026 |
| FORTERIS WEALTH MANAGEMENT INC. | History | Closed out | 0 | 0 | — | 0.63% | — | -43,883 | -100.0% | Q1 2026 | Apr 21, 2026 |
| Ionic Capital Management LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -42,861 | -100.0% | Q1 2026 | May 15, 2026 |
| Focused Wealth Management, Inc | History | Closed out | 0 | 0 | — | 0.06% | — | -42,074 | -100.0% | Q1 2026 | Apr 20, 2026 |
| TRUIST FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -41,887 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Cornerstone Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -41,504 | -100.0% | Q1 2026 | May 08, 2026 |
| Spire Wealth Management | History | Closed out | 0 | 0 | — | 0.02% | — | -41,243 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -39,680 | -100.0% | Q1 2026 | May 14, 2026 |
| High Point Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.54% | — | -39,066 | -100.0% | Q1 2026 | Apr 08, 2026 |
| Pflug Koory, LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -38,938 | -100.0% | Q1 2026 | Apr 21, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -37,873 | -100.0% | Q1 2026 | May 14, 2026 |
| PMG Family Office LLC | History | Closed out | 0 | 0 | — | 0.63% | — | -37,052 | -100.0% | Q1 2026 | Apr 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -36,892 | -100.0% | Q1 2026 | May 07, 2026 |
| Investment Partners Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.34% | — | -36,709 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Leo Wealth, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -34,991 | -100.0% | Q1 2026 | May 05, 2026 |
| MARCO INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -34,300 | -100.0% | Q1 2026 | May 08, 2026 |
| WORLD EQUITY GROUP, INC. | History | Closed out | 0 | 0 | — | 0.14% | — | -33,534 | -100.0% | Q1 2026 | May 06, 2026 |
| Hilltop Holdings Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -33,370 | -100.0% | Q1 2026 | May 14, 2026 |
| Jackson, Grant Investment Advisers, Inc. | History | Closed out | 0 | 0 | — | 0.15% | — | -32,004 | -100.0% | Q1 2026 | May 08, 2026 |
| Baird Financial Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -31,681 | -100.0% | Q1 2026 | May 14, 2026 |
| Sanctuary Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,019 | -100.0% | Q1 2026 | May 05, 2026 |
| NBC SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.03% | — | -28,864 | -100.0% | Q1 2026 | Apr 14, 2026 |
| Patriot Financial Group Insurance Agency, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -27,978 | -100.0% | Q1 2026 | Apr 22, 2026 |
| INTEGRATED CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.27% | — | -27,738 | -100.0% | Q1 2026 | May 07, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,191 | -100.0% | Q1 2026 | May 04, 2026 |
| World Investment Advisors | History | Closed out | 0 | 0 | — | 0.01% | — | -26,885 | -100.0% | Q1 2026 | Apr 27, 2026 |
| INSTRUMENTAL WEALTH, LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -26,833 | -100.0% | Q1 2026 | Apr 21, 2026 |
| Tyche Wealth Partners LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -23,400 | -100.0% | Q1 2026 | May 06, 2026 |
| Summit Financial, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,988 | -100.0% | Q1 2026 | May 15, 2026 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,627 | -100.0% | Q1 2026 | May 04, 2026 |
| Pasadena Private Wealth, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -21,548 | -100.0% | Q1 2026 | Apr 22, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Closed out | 0 | 0 | — | 0.02% | — | -21,377 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Palogic Value Management, L.P. | History | Closed out | 0 | 0 | — | 0.13% | — | -21,371 | -100.0% | Q1 2026 | May 15, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -21,063 | -100.0% | Q1 2026 | May 11, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,867 | -100.0% | Q1 2026 | May 13, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.02% | — | -20,625 | -100.0% | Q1 2026 | May 12, 2026 |
| CoreCap Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -20,565 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Armor Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -19,673 | -100.0% | Q1 2026 | Apr 29, 2026 |
| COMMONS CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -19,363 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Maltin Wealth Management, Inc. | History | Closed out | 0 | 0 | — | 0.11% | — | -19,177 | -100.0% | Q1 2026 | Apr 21, 2026 |
| Apriem Advisors | History | Closed out | 0 | 0 | — | 0.02% | — | -17,968 | -100.0% | Q1 2026 | May 14, 2026 |
| Pathstone Holdings, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,537 | -100.0% | Q1 2026 | May 11, 2026 |
| Kovack Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -17,278 | -100.0% | Q1 2026 | May 12, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -17,174 | -100.0% | Q1 2026 | May 14, 2026 |
| DECISION INVESTMENTS, INC | History | Closed out | 0 | 0 | — | 0.27% | — | -16,936 | -100.0% | Q1 2026 | Apr 21, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -16,662 | -100.0% | Q1 2026 | May 14, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,283 | -100.0% | Q1 2026 | May 12, 2026 |
| Bay Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -15,950 | -100.0% | Q1 2026 | Apr 22, 2026 |
| COMMERCE BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -15,819 | -100.0% | Q1 2026 | May 11, 2026 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -15,633 | -100.0% | Q1 2026 | May 12, 2026 |
| Apella Capital, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,035 | -100.0% | Q1 2026 | Apr 20, 2026 |
| ENCOMPASS WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -14,207 | -100.0% | Q1 2026 | Apr 21, 2026 |
| Pointe Capital Management LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -14,155 | -100.0% | Q1 2026 | May 15, 2026 |
| Concurrent Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,101 | -100.0% | Q1 2026 | Apr 20, 2026 |
| DAVENPORT & Co LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,927 | -100.0% | Q1 2026 | Apr 15, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,923 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Quantedge Capital Pte Ltd | History | Closed out | 0 | 0 | — | 0.1% | — | -13,900 | -100.0% | Q1 2026 | May 12, 2026 |
| CHOREO, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,790 | -100.0% | Q1 2026 | May 12, 2026 |
| Laird Norton Wetherby Trust Company, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,768 | -100.0% | Q1 2026 | May 15, 2026 |
| Founders Financial Alliance, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -13,225 | -100.0% | Q1 2026 | May 11, 2026 |
| Centurion Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -12,318 | -100.0% | Q1 2026 | Apr 10, 2026 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.03% | — | -11,723 | -100.0% | Q1 2026 | May 15, 2026 |
| KLCM Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -11,694 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Horizon Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -11,660 | -100.0% | Q1 2026 | Apr 24, 2026 |
| ARQ WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -10,976 | -100.0% | Q1 2026 | May 01, 2026 |
| Glen Eagle Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -10,738 | -100.0% | Q1 2026 | May 15, 2026 |
| Closed-End Fund Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.09% | — | -10,353 | -100.0% | Q1 2026 | May 11, 2026 |
| Snowden Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,339 | -100.0% | Q1 2026 | May 14, 2026 |
| Almitas Capital LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -10,320 | -100.0% | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,748 | -100.0% | Q1 2026 | May 14, 2026 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -9,321 | -100.0% | Q1 2026 | Apr 20, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | Closed out | 0 | 0 | — | 0.0% | — | -8,609 | -100.0% | Q1 2026 | May 07, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -8,273 | -100.0% | Q1 2026 | May 15, 2026 |
| Cornerstone Financial Management LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -8,000 | -100.0% | Q1 2026 | Aug 28, 2026 |
| Wealth Preservation Advisors, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -7,655 | -100.0% | Q1 2026 | May 15, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | Closed out | 0 | 0 | — | 0.04% | — | -7,594 | -100.0% | Q1 2026 | May 14, 2026 |
| Farther Finance Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,179 | -100.0% | Q1 2026 | Apr 07, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -5,000 | -100.0% | Q1 2026 | May 14, 2026 |
| BAYBAN | History | Closed out | 0 | 0 | — | 0.06% | — | -5,000 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Smallwood Wealth Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -4,100 | -100.0% | Q1 2026 | Apr 22, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,450 | -100.0% | Q1 2026 | May 11, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,400 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Annis Gardner Whiting Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,000 | -100.0% | Q1 2026 | May 06, 2026 |
| HUNTINGTON NATIONAL BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -2,534 | -100.0% | Q1 2026 | May 15, 2026 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,511 | -100.0% | Q1 2026 | Apr 07, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -2,428 | -100.0% | Q1 2026 | May 13, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -2,250 | -100.0% | Q1 2026 | May 13, 2026 |
| EASTERN BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -2,199 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,027 | -100.0% | Q1 2026 | May 11, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,875 | -100.0% | Q1 2026 | Apr 27, 2026 |
| DELTA ASSET MANAGEMENT LLC/TN | History | Closed out | 0 | 0 | — | 0.0% | — | -1,800 | -100.0% | Q1 2026 | May 11, 2026 |
| Bangor Savings Bank | History | Closed out | 0 | 0 | — | 0.0% | — | -1,057 | -100.0% | Q1 2026 | Apr 01, 2026 |
| Kilter Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -975 | -100.0% | Q1 2026 | May 14, 2026 |
| Hoese & Co LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -875 | -100.0% | Q1 2026 | Apr 22, 2026 |
| SageView Advisory Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -811 | -100.0% | Q1 2026 | Aug 10, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -693 | -100.0% | Q1 2026 | May 07, 2026 |
| Imprint Wealth LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -630 | -100.0% | Q1 2026 | May 15, 2026 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -564 | -100.0% | Q1 2026 | May 04, 2026 |
| WPG Advisers, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -562 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Wilmington Savings Fund Society, FSB | History | Closed out | 0 | 0 | — | 0.0% | — | -504 | -100.0% | Q1 2026 | Apr 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2026 | May 15, 2026 |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -465 | -100.0% | Q1 2026 | May 14, 2026 |
| BOK Financial Private Wealth, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -435 | -100.0% | Q1 2026 | May 12, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -406 | -100.0% | Q1 2026 | Aug 27, 2026 |
| Glass Jacobson Investment Advisors llc | History | Closed out | 0 | 0 | — | 0.0% | — | -256 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Colonial Trust Co / SC | History | Closed out | 0 | 0 | — | 0.0% | — | -254 | -100.0% | Q1 2026 | May 12, 2026 |
| Fortis Group Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q1 2026 | May 08, 2026 |
| Lodestone Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -228 | -100.0% | Q1 2026 | May 01, 2026 |
| ST GERMAIN D J CO INC | History | Closed out | 0 | 0 | — | 0.0% | — | -187 | -100.0% | Q1 2026 | Apr 13, 2026 |
| Pinnacle Bancorp, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -115 | -100.0% | Q1 2026 | Apr 22, 2026 |
| SHP Wealth Management | History | Closed out | 0 | 0 | — | 0.0% | — | -110 | -100.0% | Q1 2026 | May 08, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -109 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Costello Asset Management, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Key FInancial Inc | History | Closed out | 0 | 0 | — | — | — | -37 | -100.0% | Q1 2026 | Apr 24, 2026 |