Cnooc Limited - CEO
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 820,305 | 75,160 | 0.03% | 0.04% | 1 | -96,579 | -10.53% | Q4 2020 | Mar 08, 2021 |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | History | New | 710,417 | 65,110 | 0.14% | — | 2 | +710,417 | New | Q4 2020 | Feb 16, 2021 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 671,613 | 61,553 | 0.07% | 0.11% | 3 | -426,361 | -38.83% | Q4 2020 | Feb 10, 2021 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Reduced | 558,637 | 51,199 | 0.01% | 0.02% | 4 | -265,979 | -32.25% | Q4 2020 | Feb 12, 2021 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Added to | 497,116 | 45,561 | 0.06% | 0.03% | 5 | +285,020 | 134.38% | Q4 2020 | Feb 12, 2021 |
| JANE STREET GROUP, LLC | History | Added to | 218,265 | 20,004 | 0.01% | 0.01% | 6 | +111,577 | 104.58% | Q4 2020 | Feb 17, 2021 |
| LAZARD ASSET MANAGEMENT LLC | History | Reduced | 207,924 | 19,056 | 0.02% | 0.06% | 7 | -206,408 | -49.82% | Q4 2020 | Feb 11, 2021 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 188,487 | 17,275 | 0.0% | 0.0% | 8 | +112,569 | 148.28% | Q4 2020 | Mar 26, 2021 |
| TODD ASSET MANAGEMENT LLC | History | Added to | 178,007 | 16,314 | 0.42% | 0.5% | 9 | +3,663 | 2.1% | Q4 2020 | Feb 05, 2021 |
| CI INVESTMENTS INC. | History | Added to | 176,311 | 16,159 | 0.07% | 0.01% | 10 | +154,586 | 711.56% | Q4 2020 | Feb 09, 2021 |
| NORTHERN TRUST CORP | History | Reduced | 131,804 | 12,080 | 0.0% | 0.01% | 11 | -137,054 | -50.98% | Q4 2020 | Feb 11, 2021 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Added to | 111,577 | 10,226 | 0.06% | 0.04% | 12 | +41,322 | 58.82% | Q4 2020 | Feb 16, 2021 |
| MARSHALL WACE, LLP | History | Reduced | 103,160 | 9,455 | 0.05% | 0.07% | 13 | -2,735 | -2.58% | Q4 2020 | Feb 16, 2021 |
| CITADEL ADVISORS LLC | History | Added to | 83,968 | 7,696 | 0.0% | 0.0% | 14 | +57,542 | 217.75% | Q4 2020 | Feb 16, 2021 |
| CITIGROUP INC | History | Added to | 76,418 | 7,004 | 0.0% | 0.0% | 15 | +61,678 | 418.44% | Q4 2020 | Feb 11, 2021 |
| ROYAL BANK OF CANADA | History | Reduced | 67,527 | 6,189 | 0.0% | 0.01% | 16 | -176,334 | -72.31% | Q4 2020 | Feb 16, 2021 |
| Crossmark Global Holdings, Inc. | History | Reduced | 66,936 | 6,135 | 0.16% | 0.19% | 17 | -4,217 | -5.93% | Q4 2020 | Jan 14, 2021 |
| LMR Partners LLP | History | Added to | 62,980 | 5,833 | 0.09% | 0.01% | 18 | +58,880 | 1436.1% | Q4 2020 | Feb 16, 2021 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 43,457 | 3,983 | 0.0% | 0.0% | 19 | -12,807 | -22.76% | Q4 2020 | Feb 12, 2021 |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | History | New | 39,517 | 3,622 | 0.03% | — | 20 | +39,517 | New | Q4 2020 | Feb 16, 2021 |
| Schonfeld Strategic Advisors LLC | History | New | 37,700 | 3,456 | 0.05% | — | 21 | +37,700 | New | Q4 2020 | Feb 16, 2021 |
| MORGAN STANLEY | History | Reduced | 33,317 | 3,053 | 0.0% | 0.0% | 22 | -52,987 | -61.4% | Q4 2020 | Feb 16, 2021 |
| GROUP ONE TRADING, L.P. | History | Added to | 32,194 | 2,951 | 0.01% | 0.0% | 23 | +16,185 | 101.1% | Q4 2020 | Feb 10, 2021 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 29,996 | 2,731 | 0.0% | 0.0% | 24 | -3,500 | -10.45% | Q4 2020 | Feb 12, 2021 |
| COMERICA BANK | History | Added to | 24,127 | 2,356 | 0.01% | 0.02% | 25 | +1,130 | 4.91% | Q4 2020 | Jan 28, 2021 |
| Toroso Investments, LLC | History | New | 19,737 | 1,809 | 0.13% | — | 26 | +19,737 | New | Q4 2020 | Feb 16, 2021 |
| FIRST TRUST ADVISORS LP | History | Added to | 19,704 | 1,806 | 0.0% | 0.0% | 27 | +9,209 | 87.75% | Q4 2020 | Feb 02, 2021 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 16,991 | 1,557 | 0.0% | 0.0% | 28 | -16,876 | -49.83% | Q4 2020 | Feb 09, 2021 |
| Jump Financial, LLC | History | New | 16,077 | 1,474 | 0.25% | — | 29 | +16,077 | New | Q4 2020 | Feb 12, 2021 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Reduced | 15,927 | 1,460 | 0.04% | 0.06% | 30 | -4,678 | -22.7% | Q4 2020 | Feb 11, 2021 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Reduced | 15,700 | 1,439 | 0.0% | 0.02% | 31 | -80,100 | -83.61% | Q4 2020 | Feb 17, 2021 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 15,062 | 1,380 | 0.0% | 0.0% | 32 | -3,056 | -16.87% | Q4 2020 | Feb 16, 2021 |
| SIMPLEX TRADING, LLC | History | Added to | 14,464 | 1,325 | 0.0% | 0.0% | 33 | +9,172 | 173.32% | Q4 2020 | Feb 02, 2021 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 12,556 | 1,151 | 0.01% | 0.01% | 34 | -245 | -1.91% | Q4 2020 | Feb 16, 2021 |
| STIFEL FINANCIAL CORP | History | Reduced | 11,387 | 1,044 | 0.0% | 0.0% | 35 | -4,853 | -29.88% | Q4 2020 | Feb 12, 2021 |
| UBS Group AG | History | Added to | 11,205 | 1,027 | 0.0% | 0.0% | 36 | +3,854 | 52.43% | Q4 2020 | Feb 11, 2021 |
| Advisors Asset Management, Inc. | History | Reduced | 11,004 | 1,009 | 0.02% | 0.02% | 37 | -3,027 | -21.57% | Q4 2020 | Feb 12, 2021 |
| HORIZON KINETICS ASSET MANAGEMENT LLC | History | Added to | 10,365 | 950 | 0.03% | 0.03% | 38 | +1,510 | 17.05% | Q4 2020 | Feb 16, 2021 |
| ASSETMARK, INC | History | Reduced | 10,107 | 926 | 0.01% | 0.01% | 39 | -3,204 | -24.07% | Q4 2020 | Feb 10, 2021 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 9,969 | 914 | 0.0% | 0.0% | 40 | -12,609 | -55.85% | Q4 2020 | Feb 02, 2021 |
| BARCLAYS PLC | History | Added to | 9,879 | 906 | 0.0% | 0.0% | 41 | +8,258 | 509.44% | Q4 2020 | Feb 11, 2021 |
| MACQUARIE GROUP LTD | History | Reduced | 9,619 | 882 | 0.0% | 0.0% | 42 | -714 | -6.91% | Q4 2020 | Feb 16, 2021 |
| Invesco Ltd. | History | Added to | 9,194 | 843 | 0.0% | 0.0% | 43 | +206 | 2.29% | Q4 2020 | Feb 16, 2021 |
| Sumitomo Mitsui Trust Holdings, Inc. | History | Reduced | 7,413 | 679 | 0.0% | 0.0% | 44 | -814 | -9.89% | Q4 2020 | Feb 05, 2021 |
| Nikko Asset Management Americas, Inc. | History | Reduced | 7,413 | 679 | 0.0% | 0.01% | 45 | -814 | -9.89% | Q4 2020 | Feb 11, 2021 |
| MILLENNIUM MANAGEMENT LLC | History | New | 7,223 | 662 | 0.0% | — | 46 | +7,223 | New | Q4 2020 | Feb 16, 2021 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 7,082 | 650 | 0.0% | 0.0% | 47 | -248,989 | -97.23% | Q4 2020 | Feb 10, 2021 |
| Bank of New York Mellon Corp | History | Reduced | 6,721 | 616 | 0.24% | 2.53% | 48 | -49,181 | -87.98% | Q4 2020 | Oct 08, 2021 |
| ExodusPoint Capital Management, LP | History | Reduced | 6,483 | 594 | 0.01% | 0.02% | 49 | -1,500 | -18.79% | Q4 2020 | Feb 16, 2021 |
| Assenagon Asset Management S.A. | History | New | 5,448 | 499 | 0.0% | — | 50 | +5,448 | New | Q4 2020 | Feb 01, 2021 |
| WHITTIER TRUST CO | History | Added to | 4,631 | 424 | 0.01% | 0.01% | 51 | +32 | 0.7% | Q4 2020 | Jan 29, 2021 |
| EARNEST PARTNERS LLC | History | Reduced | 3,619 | 332 | 0.0% | 0.0% | 52 | -1,569 | -30.24% | Q4 2020 | Feb 16, 2021 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 3,627 | 332 | 0.0% | 0.0% | 53 | +690 | 23.49% | Q4 2020 | Feb 10, 2021 |
| FIFTH THIRD BANCORP | History | Reduced | 3,584 | 328 | 0.0% | 0.0% | 54 | -361 | -9.15% | Q4 2020 | Feb 16, 2021 |
| Y-Intercept (Hong Kong) Ltd | History | New | 3,418 | 311 | 0.13% | — | 55 | +3,418 | New | Q4 2020 | Feb 05, 2021 |
| Tower Research Capital LLC (TRC) | History | Added to | 3,116 | 286 | 0.01% | 0.0% | 56 | +1,199 | 62.55% | Q4 2020 | Feb 16, 2021 |
| Fisher Asset Management, LLC | History | Added to | 3,114 | 285 | 0.0% | 0.0% | 57 | +671 | 27.47% | Q4 2020 | Jan 29, 2021 |
| Phoenix Holdings Ltd. | History | New | 3,060 | 279 | 0.01% | — | 58 | +3,060 | New | Q4 2020 | Feb 11, 2021 |
| SEI INVESTMENTS CO | History | Reduced | 2,951 | 278 | 0.0% | 0.0% | 59 | -2,051 | -41.0% | Q4 2020 | Feb 08, 2021 |
| ADVISOR GROUP HOLDINGS, INC. | History | Reduced | 3,013 | 277 | 0.0% | 0.0% | 60 | -2,317 | -43.47% | Q4 2020 | Feb 10, 2021 |
| US BANCORP \DE\ | History | Reduced | 2,767 | 254 | 0.0% | 0.0% | 61 | -2,715 | -49.53% | Q4 2020 | Feb 04, 2021 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 2,747 | 252 | 0.0% | 0.0% | 62 | -1,658 | -37.64% | Q4 2020 | Feb 12, 2021 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 2,605 | 240 | 0.0% | 0.0% | 63 | -93 | -3.45% | Q4 2020 | Feb 12, 2021 |
| STATE STREET CORP | History | Reduced | 2,513 | 230 | 0.0% | 0.0% | 64 | -7,700 | -75.39% | Q4 2020 | Feb 16, 2021 |
| JOHNSON INVESTMENT COUNSEL INC | History | Reduced | 2,500 | 229 | 0.0% | 0.01% | 65 | -1,000 | -28.57% | Q4 2020 | Feb 12, 2021 |
| CASTLEARK MANAGEMENT LLC | History | No change | 1,260 | 115 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q4 2020 | Feb 17, 2021 |
| JPMORGAN CHASE & CO | History | Reduced | 831 | 76 | 0.0% | 0.0% | 67 | -3,607 | -81.28% | Q4 2020 | Feb 19, 2021 |
| Advisory Services Network, LLC | History | Added to | 750 | 69 | 0.0% | 0.0% | 68 | +505 | 206.12% | Q4 2020 | Feb 09, 2021 |
| Pacer Advisors, Inc. | History | Added to | 481 | 44 | 0.0% | 0.0% | 69 | +143 | 42.31% | Q4 2020 | Jan 20, 2021 |
| DEUTSCHE BANK AG\ | History | Reduced | 465 | 43 | 0.0% | 0.0% | 70 | -2,871 | -86.06% | Q4 2020 | Feb 16, 2021 |
| Caldwell Trust Co | History | Reduced | 400 | 36 | 0.01% | 0.01% | 71 | -530 | -56.99% | Q4 2020 | Oct 02, 2025 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 324 | 30 | 0.0% | 0.0% | 72 | -13 | -3.86% | Q4 2020 | Feb 12, 2021 |
| HUNTINGTON NATIONAL BANK | History | Reduced | 291 | 27 | 0.0% | 0.0% | 73 | -16 | -5.21% | Q4 2020 | Jan 11, 2021 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 250 | 23 | 0.0% | 0.0% | 74 | -100 | -28.57% | Q4 2020 | Feb 11, 2021 |
| BNP PARIBAS ARBITRAGE, SA | History | Reduced | 212 | 19 | 0.0% | 0.0% | 75 | -86 | -28.86% | Q4 2020 | Feb 10, 2021 |
| FMR LLC | History | Reduced | 129 | 12 | 0.0% | 0.01% | 76 | -787,982 | -99.98% | Q4 2020 | Feb 08, 2021 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 96 | 9 | 0.0% | 0.0% | 78 | -172 | -64.18% | Q4 2020 | Feb 16, 2021 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | Added to | 97 | 9 | 0.0% | 0.0% | 77 | +15 | 18.29% | Q4 2020 | Jan 20, 2021 |
| Arkadios Wealth Advisors | History | New | 92 | 8 | 0.0% | — | 80 | +92 | New | Q4 2020 | Feb 09, 2021 |
| Federation des caisses Desjardins du Quebec | History | New | 90 | 8 | 0.0% | — | 81 | +90 | New | Q4 2020 | Aug 30, 2024 |
| WHITTIER TRUST CO OF NEVADA INC | History | Added to | 87 | 8 | 0.0% | 0.0% | 79 | +31 | 55.36% | Q4 2020 | Jan 29, 2021 |
| Rockefeller Capital Management L.P. | History | Reduced | 81 | 7 | 0.0% | 0.02% | 82 | -18,669 | -99.57% | Q4 2020 | Feb 12, 2021 |
| 1832 Asset Management L.P. | History | No change | 40 | 4 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2020 | Feb 16, 2021 |
| EVOKE WEALTH, LLC | History | No change | 24 | 2 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q4 2020 | Feb 12, 2021 |
| HARDING LOEVNER LP | History | Closed out | 0 | 0 | — | 0.17% | — | -478,645 | -100.0% | Q3 2020 | Nov 16, 2020 |
| OAKTREE CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 262.88% | — | -321,925 | -100.0% | Q3 2020 | Mar 04, 2021 |
| Clark Capital Management Group, Inc. | History | Closed out | 0 | 0 | — | 0.46% | — | -252,634 | -100.0% | Q3 2020 | Nov 12, 2020 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.04% | — | -191,207 | -100.0% | Q3 2020 | Nov 09, 2020 |
| VICTORY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -114,091 | -100.0% | Q3 2020 | Nov 09, 2020 |
| CAPITAL FUND MANAGEMENT S.A. | History | Closed out | 0 | 0 | — | 0.04% | — | -29,688 | -100.0% | Q3 2020 | Nov 13, 2020 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -28,064 | -100.0% | Q3 2020 | Nov 16, 2020 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,364 | -100.0% | Q3 2020 | Nov 10, 2020 |
| AMERICAN CENTURY COMPANIES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,350 | -100.0% | Q3 2020 | Nov 13, 2020 |
| Freestone Capital Holdings, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -20,114 | -100.0% | Q3 2020 | Nov 06, 2020 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,436 | -100.0% | Q3 2020 | Nov 12, 2020 |
| DEPRINCE RACE & ZOLLO INC | History | Closed out | 0 | 0 | — | 0.06% | — | -15,397 | -100.0% | Q3 2020 | Nov 16, 2020 |
| TWO SIGMA ADVISERS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -12,700 | -100.0% | Q3 2020 | Nov 16, 2020 |
| Grantham, Mayo, Van Otterloo & Co. LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,300 | -100.0% | Q3 2020 | Nov 13, 2020 |
| Neuberger Berman Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,410 | -100.0% | Q3 2020 | Nov 12, 2020 |
| Brinker Capital Investments, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,775 | -100.0% | Q3 2020 | Dec 03, 2020 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,724 | -100.0% | Q3 2020 | Nov 16, 2020 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,327 | -100.0% | Q3 2020 | Nov 12, 2020 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,308 | -100.0% | Q3 2020 | Oct 19, 2020 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,447 | -100.0% | Q3 2020 | Nov 03, 2020 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -274 | -100.0% | Q3 2020 | Oct 27, 2020 |
| TORONTO DOMINION BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -116 | -100.0% | Q3 2020 | Oct 30, 2020 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -113 | -100.0% | Q3 2020 | Nov 16, 2020 |
| Advisory Alpha, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24 | -100.0% | Q3 2020 | Nov 16, 2020 |
| ASSOCIATED BANC-CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -13 | -100.0% | Q3 2020 | Nov 12, 2020 |
| Global Retirement Partners, LLC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q4 2020 | Jan 13, 2021 |