CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - CHI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | History | Added to | 2,883,914 | 38,759 | 0.0% | 0.0% | 1 | +254,277 | 9.67% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Added to | 2,574,530 | 34,601 | 0.0% | 0.0% | 2 | +196,134 | 8.25% | Q2 2026 | Aug 13, 2026 |
| MORGAN STANLEY | History | Added to | 1,551,031 | 20,845 | 0.0% | 0.0% | 3 | +137,555 | 9.73% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 1,362,840 | 18,316 | 0.0% | 0.0% | 4 | +4,247 | 0.31% | Q2 2026 | Aug 14, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 1,105,418 | 14,856 | 0.08% | 0.07% | 5 | +8,168 | 0.74% | Q2 2026 | Jul 24, 2026 |
| LPL Financial LLC | History | Added to | 700,766 | 9,418 | 0.0% | 0.0% | 6 | +27,068 | 4.02% | Q2 2026 | Aug 07, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 643,309 | 8,646 | 0.05% | 0.05% | 7 | +33,833 | 5.55% | Q2 2026 | Aug 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 640,127 | 8,593 | 0.0% | 0.0% | 8 | -3,194 | -0.5% | Q2 2026 | Aug 14, 2026 |
| Baird Financial Group, Inc. | History | Added to | 613,861 | 8,250 | 0.01% | 0.01% | 9 | +22,625 | 3.83% | Q2 2026 | Aug 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 563,686 | 7,575 | 0.01% | 0.01% | 10 | -1,373 | -0.24% | Q2 2026 | Jul 29, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 533,895 | 7,175 | 0.11% | 0.06% | 11 | +202,941 | 61.32% | Q2 2026 | Aug 13, 2026 |
| Marathon Strategic Advisors, LLC | History | Added to | 293,821 | 3,948 | 2.23% | 2.23% | 12 | +5,494 | 1.91% | Q2 2026 | Jul 16, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 288,924 | 3,883 | 0.0% | 0.0% | 13 | -12,756 | -4.23% | Q2 2026 | Aug 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 273,702 | 3,678 | 0.05% | 0.05% | 14 | -1,759 | -0.64% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 259,047 | 3,481 | 0.0% | 0.0% | 15 | +34,536 | 15.38% | Q2 2026 | Aug 14, 2026 |
| Creekside Partners | History | Added to | 237,856 | 3,196 | 1.16% | 1.01% | 16 | +8,666 | 3.78% | Q2 2026 | Jul 30, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 237,341 | 3,189 | 0.03% | 0.03% | 17 | +11,028 | 4.87% | Q2 2026 | Aug 03, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 222,047 | 2,984 | 0.0% | 0.0% | 18 | +2,248 | 1.02% | Q2 2026 | Aug 14, 2026 |
| Samalin Investment Counsel, LLC | History | Added to | 206,445 | 2,774 | 0.87% | 0.56% | 19 | +60,096 | 41.06% | Q2 2026 | Jul 27, 2026 |
| Cetera Investment Advisers | History | Reduced | 183,537 | 2,466 | 0.0% | 0.0% | 20 | -3,033 | -1.63% | Q2 2026 | Aug 12, 2026 |
| NewEdge Advisors, LLC | History | Added to | 168,723 | 2,267 | 0.01% | 0.0% | 21 | +50,322 | 42.5% | Q2 2026 | Aug 12, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 154,322 | 2,074 | 0.0% | 0.0% | 22 | -1,258 | -0.81% | Q2 2026 | Aug 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 148,918 | 2,001 | 0.0% | 0.01% | 23 | -38,365 | -20.49% | Q2 2026 | Jul 27, 2026 |
| Grange Capital, LLC | History | Reduced | 146,012 | 1,962 | 1.81% | 3.15% | 24 | -148,404 | -50.41% | Q2 2026 | Jul 28, 2026 |
| Focus Partners Wealth | History | Reduced | 141,775 | 1,905 | 0.0% | 0.0% | 25 | -1,450 | -1.01% | Q2 2026 | Aug 12, 2026 |
| Everstar Asset Management, LLC | History | No change | 111,723 | 1,501 | 0.72% | 0.64% | 26 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| PMG Family Office LLC | History | Added to | 100,303 | 1,348 | 1.24% | 1.19% | 27 | +1,251 | 1.26% | Q2 2026 | Jul 16, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 99,903 | 1,342 | 0.0% | 0.0% | 28 | +20,666 | 26.08% | Q2 2026 | Aug 12, 2026 |
| Advisory Solutions Group, LLC | History | New | 82,718 | 1,111 | 0.38% | — | 29 | +82,718 | New | Q2 2026 | Jul 29, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 79,989 | 1,075 | 0.0% | 0.0% | 30 | +4,335 | 5.73% | Q2 2026 | Aug 05, 2026 |
| Total Wealth Planning & Management, Inc. | History | Added to | 77,082 | 1,035 | 0.7% | 0.57% | 31 | +5,646 | 7.9% | Q2 2026 | Jul 28, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 76,357 | 1,026 | 0.0% | 0.0% | 32 | -8,475 | -9.99% | Q2 2026 | Aug 05, 2026 |
| COHEN & STEERS, INC. | History | Added to | 75,000 | 1,008 | 0.0% | 0.0% | 33 | +20,000 | 36.36% | Q2 2026 | Aug 14, 2026 |
| IHT Wealth Management, LLC | History | No change | 71,052 | 954 | 0.02% | 0.02% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Boreal Capital Management LLC | History | Closed out | 0 | 856 | 0.64% | 0.56% | 35 | -1 | -100.0% | Q2 2026 | Aug 13, 2026 |
| SEI INVESTMENTS CO | History | Reduced | 62,801 | 844 | 0.0% | 0.0% | 36 | -2,868 | -4.37% | Q2 2026 | Aug 14, 2026 |
| Mutual Advisors, LLC | History | Added to | 60,670 | 815 | 0.02% | 0.01% | 37 | +9,093 | 17.63% | Q2 2026 | Aug 14, 2026 |
| Legacy Wealth Management, LLC / MS | History | Added to | 55,109 | 740 | 0.19% | 0.17% | 38 | +171 | 0.31% | Q2 2026 | Jul 08, 2026 |
| SAM Advisors, LLC | History | Reduced | 53,676 | 721 | 0.2% | 0.18% | 39 | -625 | -1.15% | Q2 2026 | Aug 13, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 50,598 | 680 | 0.0% | 0.0% | 40 | -4,700 | -8.5% | Q2 2026 | Aug 13, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 46,782 | 628 | 0.0% | 0.0% | 41 | -6,846 | -12.77% | Q2 2026 | Aug 13, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 45,333 | 609 | 0.01% | 0.01% | 42 | +2,000 | 4.62% | Q2 2026 | Jul 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 38,867 | 521 | 0.0% | 0.0% | 43 | +2,950 | 8.21% | Q2 2026 | Jul 15, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 37,474 | 503 | 0.01% | 0.01% | 44 | -1,400 | -3.6% | Q2 2026 | Aug 06, 2026 |
| &PARTNERS | History | Added to | 37,395 | 502 | 0.0% | 0.0% | 45 | +400 | 1.08% | Q2 2026 | Aug 14, 2026 |
| KFA Private Wealth Group, LLC | History | Reduced | 37,169 | 499 | 0.12% | 0.25% | 46 | -60,563 | -61.97% | Q2 2026 | Jul 28, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 36,927 | 496 | 0.01% | 0.01% | 47 | -937 | -2.47% | Q2 2026 | Jul 22, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 36,684 | 493 | 0.0% | 0.0% | 49 | +3,233 | 9.66% | Q2 2026 | Jul 28, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 36,688 | 493 | 0.01% | 0.01% | 48 | +2,400 | 7.0% | Q2 2026 | Aug 13, 2026 |
| E&G Advisors, LLC | History | No change | 34,902 | 469 | 0.09% | 0.08% | 50 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| NorthRock Partners, LLC | History | Reduced | 34,855 | 468 | 0.01% | 0.01% | 51 | -417 | -1.18% | Q2 2026 | Aug 11, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 33,863 | 455 | 0.0% | 0.0% | 52 | -200 | -0.59% | Q2 2026 | Jul 24, 2026 |
| CENTRAL TRUST Co | History | Reduced | 32,975 | 443 | 0.01% | 0.01% | 53 | -425 | -1.27% | Q2 2026 | Jul 31, 2026 |
| Arax Advisory Partners | History | Added to | 32,098 | 431 | 0.0% | 0.01% | 54 | +287 | 0.9% | Q2 2026 | Aug 10, 2026 |
| Sigma Planning Corp | History | Added to | 31,247 | 419 | 0.01% | 0.01% | 55 | +611 | 1.99% | Q2 2026 | Aug 07, 2026 |
| Private Advisor Group, LLC | History | Added to | 30,479 | 409 | 0.0% | 0.0% | 56 | +258 | 0.85% | Q2 2026 | Jul 27, 2026 |
| PFG Investments, LLC | History | Added to | 29,804 | 400 | 0.02% | 0.01% | 57 | +38 | 0.13% | Q2 2026 | Jul 23, 2026 |
| DF DENT & CO INC | History | No change | 29,418 | 395 | 0.01% | 0.01% | 58 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 29,306 | 393 | 0.0% | 0.0% | 60 | -64 | -0.22% | Q2 2026 | Aug 13, 2026 |
| Patten Group, Inc. | History | No change | 29,246 | 393 | 0.06% | 0.05% | 59 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Game Plan Financial Advisors, LLC | History | Added to | 28,250 | 379 | 0.14% | 0.12% | 61 | +3,250 | 13.0% | Q2 2026 | Aug 07, 2026 |
| Mariner, LLC | History | Added to | 28,092 | 377 | 0.0% | 0.0% | 62 | +4,690 | 20.04% | Q2 2026 | Aug 13, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Added to | 28,015 | 376 | 0.01% | 0.01% | 63 | +529 | 1.92% | Q2 2026 | Jul 22, 2026 |
| Founders Financial Alliance, LLC | History | Reduced | 27,970 | 375 | 0.05% | 0.06% | 64 | -525 | -1.84% | Q2 2026 | Aug 04, 2026 |
| STEPHENS INC /AR/ | History | No change | 27,569 | 370 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 26,590 | 357 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| XTX Topco Ltd | History | New | 25,761 | 346 | 0.0% | — | 67 | +25,761 | New | Q2 2026 | Aug 14, 2026 |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC | History | No change | 24,961 | 335 | 0.08% | 0.07% | 68 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 24,293 | 326 | 0.02% | 0.01% | 69 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HighTower Advisors, LLC | History | Added to | 23,811 | 320 | 0.0% | 0.0% | 70 | +1,000 | 4.38% | Q2 2026 | Aug 05, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 23,617 | 312 | 0.02% | 0.02% | 71 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 22,456 | 301 | 0.0% | 0.0% | 72 | +150 | 0.67% | Q2 2026 | Jul 27, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 21,654 | 291 | 0.0% | 0.0% | 73 | +197 | 0.92% | Q2 2026 | Aug 07, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 19,976 | 268 | 0.0% | 0.0% | 74 | +4,583 | 29.77% | Q2 2026 | Aug 03, 2026 |
| EP Wealth Advisors, LLC | History | Reduced | 18,682 | 251 | 0.0% | 0.0% | 75 | -9,818 | -34.45% | Q2 2026 | Aug 11, 2026 |
| WEALTH EFFECTS LLC | History | Added to | 18,472 | 248 | 0.07% | 0.07% | 76 | +67 | 0.36% | Q2 2026 | Aug 06, 2026 |
| Hilltop Partners LLC | History | No change | 18,305 | 246 | 0.06% | 0.05% | 77 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Sunpointe, LLC | History | No change | 17,745 | 238 | 0.07% | 0.06% | 78 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 17,050 | 229 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | History | Reduced | 16,550 | 222 | 0.01% | 0.01% | 80 | -3,500 | -17.46% | Q2 2026 | Jul 21, 2026 |
| NOVEM GROUP | History | No change | 16,592 | 222 | 0.02% | 0.02% | 81 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Clear Trail Advisors, LLC | History | Reduced | 16,199 | 217 | 0.03% | 0.03% | 82 | -46 | -0.28% | Q2 2026 | Jul 21, 2026 |
| Cerity Partners LLC | History | New | 15,728 | 211 | 0.0% | — | 84 | +15,728 | New | Q2 2026 | Aug 14, 2026 |
| CoreCap Advisors, LLC | History | Added to | 15,750 | 211 | 0.01% | 0.0% | 83 | +6,000 | 61.54% | Q2 2026 | Jul 06, 2026 |
| PINNACLE ASSOCIATES LTD | History | Reduced | 14,940 | 200 | 0.0% | 0.0% | 85 | -1,493 | -9.09% | Q2 2026 | Aug 03, 2026 |
| Brookstone Capital Management | History | Reduced | 14,138 | 190 | 0.0% | 0.0% | 86 | -1,736 | -10.94% | Q2 2026 | Jul 15, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | No change | 13,799 | 185 | 0.01% | 0.01% | 87 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 13,640 | 183 | 0.0% | 0.0% | 88 | +8,300 | 155.43% | Q2 2026 | Jul 17, 2026 |
| Beacon Pointe Advisors, LLC | History | Reduced | 13,610 | 182 | 0.0% | 0.0% | 89 | -13,676 | -50.12% | Q2 2026 | Aug 18, 2026 |
| San Luis Wealth Advisors LLC | History | No change | 13,555 | 182 | 0.03% | 0.02% | 90 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| Kovack Advisors, Inc. | History | Added to | 13,272 | 175 | 0.01% | 0.01% | 91 | +121 | 0.92% | Q2 2026 | Jul 28, 2026 |
| Clearwave Capital, LLC | History | No change | 13,060 | 175 | 0.1% | 0.1% | 92 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Carrera Capital Advisors | History | New | 13,000 | 174 | 0.03% | — | 93 | +13,000 | New | Q2 2026 | Aug 03, 2026 |
| NWAM LLC | History | No change | 12,911 | 173 | 0.01% | 0.01% | 94 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| one8zero8, LLC | History | Reduced | 12,550 | 168 | 0.03% | 0.03% | 95 | -800 | -5.99% | Q2 2026 | Aug 10, 2026 |
| Palogic Value Management, L.P. | History | No change | 12,000 | 161 | 0.05% | 0.05% | 96 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ProCore Advisors, LLC | History | Reduced | 11,932 | 160 | 0.2% | 0.2% | 98 | -204 | -1.68% | Q2 2026 | Jul 27, 2026 |
| Modern Wealth Management, LLC | History | No change | 11,915 | 160 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 11,819 | 158 | 0.09% | 0.07% | 99 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| MGO ONE SEVEN LLC | History | New | 10,807 | 145 | 0.0% | — | 100 | +10,807 | New | Q2 2026 | Jul 31, 2026 |
| Continuum Advisory, LLC | History | New | 10,713 | 143 | 0.01% | — | 101 | +10,713 | New | Q2 2026 | Aug 06, 2026 |
| Clearstead Advisors, LLC | History | Reduced | 10,424 | 140 | 0.0% | 0.0% | 102 | -528 | -4.82% | Q2 2026 | Aug 06, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 9,466 | 127 | 0.0% | 0.0% | 103 | +7,269 | 330.86% | Q2 2026 | Aug 12, 2026 |
| Allworth Financial LP | History | No change | 8,935 | 120 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 8,824 | 118 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 8,400 | 109 | 0.0% | — | 106 | +8,400 | New | Q2 2026 | Aug 14, 2026 |
| BARRETT & COMPANY, INC. | History | No change | 7,750 | 104 | 0.03% | 0.03% | 107 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Global Retirement Partners, LLC | History | New | 7,513 | 100 | 0.0% | — | 109 | +7,513 | New | Q2 2026 | Aug 06, 2026 |
| MONETARY MANAGEMENT GROUP INC | History | No change | 7,500 | 100 | 0.02% | 0.02% | 108 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 4,413 | 59 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Clark Wealth Partners | History | No change | 4,300 | 57 | 0.03% | 0.03% | 111 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| CWM, LLC | History | No change | 5,179 | 55 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 4,000 | 53 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 3,700 | 49 | 0.02% | 0.02% | 114 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PRIVATE TRUST CO NA | History | No change | 3,000 | 40 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| GHP Investment Advisors, Inc. | History | No change | 2,400 | 32 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Costello Asset Management, INC | History | Added to | 2,303 | 30 | 0.01% | 0.01% | 117 | +37 | 1.63% | Q2 2026 | Jul 28, 2026 |
| IFG Advisory, LLC | History | New | 2,058 | 27 | 0.0% | — | 118 | +2,058 | New | Q2 2026 | Aug 13, 2026 |
| IFP Advisors, Inc | History | No change | 2,000 | 26 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Institute for Wealth Management, LLC. | History | Reduced | 1,695 | 22 | 0.0% | 0.07% | 121 | -57,582 | -97.14% | Q2 2026 | Jul 28, 2026 |
| ASSETMARK, INC | History | Added to | 1,672 | 22 | 0.0% | 0.0% | 120 | +1,431 | 593.78% | Q2 2026 | Jul 30, 2026 |
| CX Institutional | History | Added to | 1,582 | 21 | 0.0% | 0.0% | 122 | +35 | 2.26% | Q2 2026 | Jul 01, 2026 |
| Financial Gravity Companies, Inc. | History | New | 1,520 | 20 | 0.0% | — | 125 | +1,520 | New | Q2 2026 | Aug 05, 2026 |
| Gen-Wealth Partners Inc | History | Reduced | 1,525 | 20 | 0.01% | 0.01% | 123 | -675 | -30.68% | Q2 2026 | Aug 10, 2026 |
| Caldwell Trust Co | History | No change | 1,534 | 20 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Financial Gravity Asset Management, Inc. | History | No change | 1,520 | 16 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | New | 1,121 | 15 | 0.0% | — | 127 | +1,121 | New | Q2 2026 | Aug 12, 2026 |
| Center for Financial Planning, Inc. | History | No change | 1,094 | 14 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | No change | 1,000 | 13 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| TRUST CO OF VERMONT | History | New | 715 | 9 | 0.0% | — | 131 | +715 | New | Q2 2026 | Aug 07, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 725 | 9 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 662 | 8 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| McIlrath & Eck, LLC | History | No change | 811 | 8 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q1 2026 | May 19, 2026 |
| Cape Investment Advisory, Inc. | History | New | 402 | 5 | 0.0% | — | 134 | +402 | New | Q2 2026 | Jul 23, 2026 |
| Twin Lakes Capital Management, LLC | History | Added to | 341 | 4 | 0.0% | 0.0% | 135 | +7 | 2.1% | Q2 2026 | Aug 17, 2026 |
| Blue Trust, Inc. | History | New | 227 | 3 | 0.0% | — | 136 | +227 | New | Q2 2026 | Jul 21, 2026 |
| Buck Wealth Strategies, LLC | History | New | 200 | 2 | 0.0% | — | 137 | +200 | New | Q2 2026 | Jul 30, 2026 |
| JFS WEALTH ADVISORS, LLC | History | New | 88 | 1 | 0.0% | — | 138 | +88 | New | Q2 2026 | Jul 10, 2026 |
| First Nebraska Trust Co | History | Closed out | 0 | 0 | — | 0.03% | — | -33,760 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Stratos Wealth Partners, LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -27,338 | -100.0% | Q2 2026 | Aug 11, 2026 |
| Capital CS Group, LLC | History | Closed out | 0 | 0 | — | 0.56% | — | -25,224 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Lexington Hill Partners, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -22,497 | -100.0% | Q2 2026 | Jul 08, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -19,899 | -100.0% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,319 | -100.0% | Q2 2026 | Aug 14, 2026 |
| CALTON & ASSOCIATES, INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -12,211 | -100.0% | Q2 2026 | Aug 10, 2026 |
| Semus Wealth Partners LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -11,221 | -100.0% | Q2 2026 | Aug 10, 2026 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -11,003 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -664 | -100.0% | Q2 2026 | Aug 12, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q2 2026 | Jul 15, 2026 |
| Key FInancial Inc | History | Closed out | 0 | 0 | — | — | — | -89 | -100.0% | Q2 2026 | Jul 24, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |