CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - CHI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Marathon Strategic Advisors, LLC | History | Added to | 288,327 | 3,096 | 2.23% | 2.22% | 1 | +11,401 | 4.12% | Q1 2026 | Apr 15, 2026 |
| Creekside Partners | History | Added to | 229,190 | 2,461 | 1.01% | 0.96% | 2 | +11,371 | 5.22% | Q1 2026 | Apr 21, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 226,313 | 2,430 | 0.03% | 0.03% | 3 | +11,510 | 5.36% | Q1 2026 | Apr 23, 2026 |
| Samalin Investment Counsel, LLC | History | Added to | 146,349 | 1,571 | 0.56% | 0.25% | 4 | +78,643 | 116.15% | Q1 2026 | Apr 22, 2026 |
| Everstar Asset Management, LLC | History | Reduced | 111,723 | 1,199 | 0.64% | 0.66% | 5 | -6,230 | -5.28% | Q1 2026 | Apr 16, 2026 |
| PMG Family Office LLC | History | Added to | 99,052 | 1,063 | 1.19% | 1.15% | 6 | +3,704 | 3.88% | Q1 2026 | Apr 17, 2026 |
| KFA Private Wealth Group, LLC | History | Added to | 97,732 | 1,049 | 0.25% | 0.24% | 7 | +1,850 | 1.93% | Q1 2026 | Apr 20, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 75,654 | 813 | 0.0% | 0.0% | 8 | +3,618 | 5.02% | Q1 2026 | Apr 22, 2026 |
| Legacy Wealth Management, LLC / MS | History | Added to | 54,938 | 590 | 0.17% | 0.15% | 9 | +185 | 0.34% | Q1 2026 | Apr 10, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 37,864 | 406 | 0.01% | 0.02% | 10 | -74,996 | -66.45% | Q1 2026 | Apr 22, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 35,917 | 401 | 0.0% | 0.0% | 11 | -30,105 | -45.6% | Q1 2026 | Apr 08, 2026 |
| E&G Advisors, LP | History | Reduced | 34,902 | 374 | 0.08% | 0.08% | 12 | -100 | -0.29% | Q1 2026 | Apr 21, 2026 |
| CENTRAL TRUST Co | History | No change | 33,400 | 358 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Patten Group, Inc. | History | No change | 29,246 | 314 | 0.05% | 0.06% | 14 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Game Plan Financial Advisors, LLC | History | No change | 25,000 | 268 | 0.12% | 0.11% | 15 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Lexington Hill Partners, LLC | History | Added to | 22,497 | 241 | 0.14% | 0.17% | 16 | +558 | 2.54% | Q1 2026 | Apr 16, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 22,306 | 239 | 0.0% | 0.0% | 17 | +307 | 1.4% | Q1 2026 | Apr 20, 2026 |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | History | No change | 20,050 | 215 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| WEALTH EFFECTS LLC | History | Reduced | 18,405 | 197 | 0.07% | 0.06% | 19 | -675 | -3.54% | Q1 2026 | Apr 21, 2026 |
| Sunpointe, LLC | History | No change | 17,745 | 190 | 0.06% | 0.06% | 20 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 17,050 | 183 | 0.01% | 0.01% | 21 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| NOVEM GROUP | History | Added to | 16,592 | 178 | 0.02% | 0.02% | 22 | +326 | 2.0% | Q1 2026 | Apr 10, 2026 |
| PINNACLE ASSOCIATES LTD | History | No change | 16,433 | 176 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Clear Trail Advisors, LLC | History | Added to | 16,245 | 174 | 0.03% | 0.03% | 24 | +2,596 | 19.02% | Q1 2026 | Apr 17, 2026 |
| Brookstone Capital Management | History | Added to | 15,874 | 170 | 0.0% | 0.0% | 25 | +785 | 5.2% | Q1 2026 | Apr 16, 2026 |
| ProCore Advisors, LLC | History | No change | 12,136 | 130 | 0.2% | 0.13% | 26 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 11,819 | 126 | 0.07% | 0.07% | 27 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 9,750 | 104 | 0.0% | 0.01% | 28 | -17,487 | -64.2% | Q1 2026 | Apr 07, 2026 |
| Farther Finance Advisors, LLC | History | No change | 5,340 | 59 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| NBC SECURITIES, INC. | History | No change | 4,413 | 47 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| GHP Investment Advisors, Inc. | History | No change | 2,400 | 25 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| IFP Advisors, Inc | History | No change | 2,000 | 21 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| CX Institutional | History | Reduced | 1,547 | 17 | 0.0% | 0.0% | 33 | -629 | -28.91% | Q1 2026 | Apr 06, 2026 |
| Caldwell Trust Co | History | No change | 1,534 | 16 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | No change | 1,000 | 10 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 725 | 7 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Reduced | 250 | 2 | 0.0% | 0.0% | 37 | -150 | -37.5% | Q1 2026 | Apr 06, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,484,015 | -100.0% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -2,187,784 | -100.0% | Q4 2025 | Jan 29, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -1,396,889 | -100.0% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -1,346,815 | -100.0% | Q4 2025 | Feb 13, 2026 |
| D.A. DAVIDSON & CO. | History | Closed out | 0 | 0 | — | 0.07% | — | -1,045,470 | -100.0% | Q4 2025 | Jan 29, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -729,256 | -100.0% | Q4 2025 | Feb 11, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -694,810 | -100.0% | Q4 2025 | Feb 17, 2026 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -659,365 | -100.0% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -554,988 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Baird Financial Group, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -543,001 | -100.0% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -322,265 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Grange Capital, LLC | History | Closed out | 0 | 0 | — | 3.11% | — | -309,537 | -100.0% | Q4 2025 | Feb 03, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.05% | — | -239,497 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -226,592 | -100.0% | Q4 2025 | Feb 12, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -218,299 | -100.0% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -216,092 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -212,666 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -181,085 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -149,847 | -100.0% | Q4 2025 | Mar 16, 2026 |
| Focus Partners Wealth | History | Closed out | 0 | 0 | — | 0.0% | — | -143,225 | -100.0% | Q4 2025 | Feb 13, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -103,066 | -100.0% | Q4 2025 | Feb 18, 2026 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -79,205 | -100.0% | Q4 2025 | Jan 29, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -74,297 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Total Wealth Planning & Management, Inc. | History | Closed out | 0 | 0 | — | 0.55% | — | -71,436 | -100.0% | Q4 2025 | Feb 11, 2026 |
| IHT Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -69,075 | -100.0% | Q4 2025 | Feb 17, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.05% | — | -68,264 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Institute for Wealth Management, LLC. | History | Closed out | 0 | 0 | — | 0.07% | — | -58,696 | -100.0% | Q4 2025 | Jan 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -52,303 | -100.0% | Q4 2025 | Feb 17, 2026 |
| SAM Advisors, LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -50,967 | -100.0% | Q4 2025 | Feb 12, 2026 |
| SEI INVESTMENTS CO | History | Closed out | 0 | 0 | — | 0.0% | — | -47,018 | -100.0% | Q4 2025 | Feb 13, 2026 |
| GREENBERG FINANCIAL GROUP | History | Closed out | 0 | 0 | — | 0.2% | — | -45,685 | -100.0% | Q4 2025 | Jan 22, 2026 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -44,564 | -100.0% | Q4 2025 | Feb 17, 2026 |
| &PARTNERS | History | Closed out | 0 | 0 | — | 0.0% | — | -44,237 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.01% | — | -41,673 | -100.0% | Q4 2025 | Feb 13, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -40,920 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -38,474 | -100.0% | Q4 2025 | Jan 28, 2026 |
| CreativeOne Wealth, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -37,838 | -100.0% | Q4 2025 | Feb 13, 2026 |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -37,098 | -100.0% | Q4 2025 | Jan 29, 2026 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.0% | — | -35,540 | -100.0% | Q4 2025 | Feb 05, 2026 |
| BENJAMIN EDWARDS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -33,663 | -100.0% | Q4 2025 | Feb 02, 2026 |
| Stratos Wealth Partners, LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -31,523 | -100.0% | Q4 2025 | Jan 20, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,343 | -100.0% | Q4 2025 | Feb 02, 2026 |
| Jaffetilchin Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -31,029 | -100.0% | Q4 2025 | Jan 15, 2026 |
| Sigma Planning Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -30,277 | -100.0% | Q4 2025 | Jan 30, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,121 | -100.0% | Q4 2025 | Feb 06, 2026 |
| DF DENT & CO INC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,418 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,189 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Mutual Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -29,161 | -100.0% | Q4 2025 | Feb 02, 2026 |
| EP Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,500 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Founders Financial Alliance, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -28,412 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Sanctuary Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,268 | -100.0% | Q4 2025 | Jan 29, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -26,590 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Capital CS Group, LLC | History | Closed out | 0 | 0 | — | 0.41% | — | -25,224 | -100.0% | Q4 2025 | Jan 09, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.01% | — | -24,702 | -100.0% | Q4 2025 | Feb 17, 2026 |
| PFG Investments, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -24,624 | -100.0% | Q4 2025 | Jan 26, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | Closed out | 0 | 0 | — | 0.01% | — | -24,293 | -100.0% | Q4 2025 | Feb 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -23,617 | -100.0% | Q4 2025 | Feb 03, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,380 | -100.0% | Q4 2025 | Feb 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,579 | -100.0% | Q4 2025 | Feb 13, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,803 | -100.0% | Q4 2025 | Jan 29, 2026 |
| CALTON & ASSOCIATES, INC. | History | Closed out | 0 | 0 | — | 0.03% | — | -20,332 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Beacon Pointe Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,066 | -100.0% | Q4 2025 | Feb 18, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,563 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Hilltop Partners LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -18,305 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Alpha Cubed Investments, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -16,808 | -100.0% | Q4 2025 | Feb 03, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -14,099 | -100.0% | Q4 2025 | Feb 12, 2026 |
| San Luis Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -13,555 | -100.0% | Q4 2025 | Jan 26, 2026 |
| NWAM LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,399 | -100.0% | Q4 2025 | Feb 04, 2026 |
| one8zero8, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -13,350 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Clearwave Capital, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -13,060 | -100.0% | Q4 2025 | Mar 02, 2026 |
| Kovack Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -12,999 | -100.0% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,979 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Continuum Advisory, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,120 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Palogic Value Management, L.P. | History | Closed out | 0 | 0 | — | 0.05% | — | -12,000 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Modern Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,915 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,897 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Clearstead Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,527 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Cerity Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,435 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Semus Wealth Partners LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -11,228 | -100.0% | Q4 2025 | Jan 27, 2026 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -11,004 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,912 | -100.0% | Q4 2025 | Feb 12, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,679 | -100.0% | Q4 2025 | Jan 21, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,857 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,308 | -100.0% | Q4 2025 | Feb 06, 2026 |
| BARRETT & COMPANY, INC. | History | Closed out | 0 | 0 | — | 0.03% | — | -7,750 | -100.0% | Q4 2025 | Jan 28, 2026 |
| MONETARY MANAGEMENT GROUP INC | History | Closed out | 0 | 0 | — | 0.02% | — | -7,500 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Wilmington Savings Fund Society, FSB | History | Closed out | 0 | 0 | — | 0.0% | — | -4,000 | -100.0% | Q4 2025 | Feb 12, 2026 |
| AMERIFLEX GROUP, INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -3,700 | -100.0% | Q4 2025 | Feb 18, 2026 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,639 | -100.0% | Q4 2025 | Jan 26, 2026 |
| PRIVATE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Gen-Wealth Partners Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -2,575 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Costello Asset Management, INC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,227 | -100.0% | Q4 2025 | Feb 03, 2026 |
| ORG Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q4 2025 | Jan 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,495 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Center for Financial Planning, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,094 | -100.0% | Q4 2025 | Feb 05, 2026 |
| McIlrath & Eck, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -811 | -100.0% | Q4 2025 | Feb 03, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -662 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Garton & Associates Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -575 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Cape Investment Advisory, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -402 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Twin Lakes Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -325 | -100.0% | Q4 2025 | Feb 04, 2026 |
| GAMMA Investing LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -321 | -100.0% | Q4 2025 | Jan 05, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -241 | -100.0% | Q4 2025 | Jan 23, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | — | — | -27 | -100.0% | Q4 2025 | Feb 13, 2026 |
| HUNTINGTON NATIONAL BANK | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Key FInancial Inc | History | No change | 89 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |